Pgim S&P 500 Buffer 20-OctPBOCETF

13F holders, Q1 2025 (March 31)
5holders
1new positions
1sold out
$26.19avg. 13F price*

At the end of Q1 2025, 5 institutions reported holding Pgim S&P 500 Buffer 20-Oct (PBOC) in their 13F filings, unchanged from Q4 2024. 1 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($3.2M), Centaurus Financial, Inc. ($1.4M) and Jim Saulnier & Associates, LLC ($806K).

Company
Pgim S&P 500 Buffer 20-Oct
Filed as
PGIM ROCK ETF TR (Q1 2025)
CUSIP
69420N775
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q2 2024: 1Q2 2024Q3 2024: 1Q3 2024Q4 2024: 5Q4 2024Q1 2025: 5Q1 2025Q2 2025: 9Q2 2025Q3 2025: 9Q3 2025Q4 2025: 14Q4 2025Q1 2026: 16Q1 2026Q2 2026: 15Q2 2026

Total Exit/New Position Q4 2024 → Q1 2025

InstitutionsTotal Value
New Positions1$297K
Exits1$396K

All 13F filers, Q4 2024 → Q1 2025: 39,778 shares bought and 14,971 shares sold, net +24,807 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 5 holders

Prudential Financial Inc. 0.00% Add +18.4% 121,792 $3.2M
Centaurus Financial, Inc. 0.08% No change 53,274 $1.4M
Jim Saulnier & Associates, LLC 0.63% No change 30,780 $806K
Royal Bank of Canada 0.00% Add +122.6% 17,288 $453K
Commonwealth Equity Services, LLC 0.00% New 11,327 $297K

"% of holder's portfolio" is PBOC's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Oct the manager owns.