Pgim S&P 500 Buffer 20-OctPBOCETF
13F holders, Q1 2026 (March 31)16holders +2
2new positions
0sold out
$29.47avg. 13F price*
At the end of Q1 2026, 16 institutions reported holding Pgim S&P 500 Buffer 20-Oct (PBOC) in their 13F filings, up 2 from Q4 2025. 2 opened new positions and 0 sold out. The largest holders were Foguth Wealth Management, LLC. ($13.3M), Prudential Financial Inc. ($8.7M) and Spire Wealth Management ($3.0M).
- Company
- Pgim S&P 500 Buffer 20-Oct
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N775
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $537K |
| Exits | 0 | $0 |
All 13F filers, Q4 2025 → Q1 2026: 87,220 shares bought and 22,205 shares sold, net +65,015 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 16 holders
| Foguth Wealth Management, LLC. | 1.56% | Add +0.9% | 436,351 | $13.3M |
| Prudential Financial Inc. | 0.01% | Add +26.6% | 301,407 | $8.7M |
| Spire Wealth Management | 0.10% | Reduce -5.6% | 105,762 | $3.0M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -17.0% | 74,088 | $2.1M |
| American Asset Management Inc. | 1.27% | Reduce -1.4% | 50,877 | $1.5M |
| Jim Saulnier & Associates, LLC | 0.63% | No change | 45,254 | $1.3M |
| Raymond James Financial Inc. | 0.00% | Add +3.6% | 31,972 | $920K |
| Centaurus Financial, Inc. | 0.03% | No change | 24,278 | $699K |
| Kestra Advisory Services, LLC | 0.00% | No change | 14,800 | $426K |
| Pinnacle Financial Partners, Inc. | 0.00% | No change | 11,900 | $342K |
| Royal Bank of Canada | 0.00% | New | 10,874 | $313K |
| Goldman Sachs Group Inc. | 0.00% | New | 7,767 | $224K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 3,008 | $87K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 1,744 | $50K |
| Harbour Investments, Inc. | 0.00% | No change | 1,495 | $43K |
| UBS Group AG | 0.00% | Add +104.3% | 470 | $14K |
"% of holder's portfolio" is PBOC's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Oct the manager owns.