Rocket PharmaceuticalsRCKT

13F holders, Q3 2025 (September 30)
173holders −23
28new positions
49sold out
7famous investors
$3.26avg. 13F price*

At the end of Q3 2025, 173 institutions reported holding Rocket Pharmaceuticals Inc. (RCKT) in their 13F filings, down 23 from Q2 2025. 28 opened new positions and 49 sold out. The largest holders were RTW Investments, LP ($57.7M), Maverick Capital ($27.6M) and BlackRock, Inc. ($23.2M). 7 famous investors held it, including Lee Ainslie (0.4% of Maverick Capital's portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).

Company
Rocket Pharmaceuticals Inc.
CUSIP
77313F106
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150200250 Q1 2024: 185Q1 2024Q2 2024: 178Q2 2024Q3 2024: 192Q3 2024Q4 2024: 225Q4 2024Q1 2025: 236Q1 2025Q2 2025: 196Q2 2025Q3 2025: 173Q3 2025Q4 2025: 186Q4 2025Q1 2026: 199Q1 2026Q2 2026: 180Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions28$2.3M
Exits49$15.5M

All 13F filers, Q2 2025 → Q3 2025: 13,635,939 shares bought and 11,955,198 shares sold, net +1,680,741 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 173 holders

RTW Investments, LP 0.71% No change 17,687,772 $57.7M
Maverick Capital 0.37% Add +1.3% 8,468,344 $27.6M
BlackRock, Inc. 0.00% Reduce -4.2% 7,114,371 $23.2M
Vanguard Group Inc. 0.00% Add +12.6% 6,892,204 $22.5M
MPM Bioimpact LLC 2.08% Add +0.0% 3,903,381 $12.7M
Montanova Capital, LLC 0.38% Reduce -7.2% 3,843,333 $12.5M
Morgan Stanley 0.00% Add +15.1% 3,647,039 $11.9M
Millennium Management 0.01% Add +52.0% 3,570,391 $11.6M
Monaco Asset Management SAM 3.57% Add +538.8% 2,892,261 $9.4M
Newtyn Management, LLC 1.00% Add +25.1% 2,502,863 $8.2M
D. E. Shaw & Co. 0.01% Add +120.6% 2,189,750 $7.1M
JPMorgan Chase & Co. 0.00% Add +73.6% 2,097,033 $6.8M
Geode Capital Management, LLC 0.00% Reduce -5.7% 1,914,554 $6.2M
Two Sigma Advisers, LP 0.01% Add +20.5% 1,795,751 $5.9M
State Street Corp. 0.00% Reduce -10.2% 1,745,310 $5.7M
Citadel Advisors 0.00% Add +970.8% 1,670,927 $5.4M
Two Sigma Investments, LP 0.01% Reduce -6.7% 1,609,682 $5.2M
Balyasny Asset Management L.P. 0.01% Add +896.7% 1,313,737 $4.3M
Goldman Sachs Group Inc. 0.00% Reduce -19.3% 1,271,093 $4.1M
Prosight Management, LP 0.99% Reduce -19.8% 1,267,965 $4.1M
T. Rowe Price Associates Inc. 0.00% Reduce -3.5% 1,061,295 $3.5M
Qube Research & Technologies Ltd 0.00% Reduce -34.5% 1,014,358 $3.3M
AQR Capital Management 0.00% Add +12.3% 873,247 $2.8M
Tang Capital Management LLC 0.11% No change 850,000 $2.8M
Charles Schwab Investment Management Inc. 0.00% Add +21.0% 744,074 $2.4M
Northern Trust Corp. 0.00% Reduce -6.3% 657,013 $2.1M
Federated Hermes, Inc. 0.00% Add +0.5% 627,567 $2.0M
Walleye Capital LLC 0.02% Add +8.6% 625,533 $2.0M
ADAR1 Capital Management, LLC 0.19% Add +108.8% 575,800 $1.9M
Dimensional Fund Advisors LP 0.00% Reduce -0.7% 555,823 $1.8M
UBS Group AG 0.00% Reduce -36.3% 532,992 $1.7M
Bank of America Corp. 0.00% Add +10.2% 514,921 $1.7M
Jane Street Group, LLC 0.00% Add +994.4% 484,481 $1.6M
Squarepoint Ops LLC 0.00% Add +128.3% 438,379 $1.4M
Susquehanna Portfolio Strategies, LLC 0.02% No change 434,409 $1.4M
Privium Fund Management B.V. 0.25% No change 432,760 $1.4M
M28 Capital Management LP 1.85% No change 385,680 $1.3M
BNP Paribas Financial Markets 0.00% Reduce -16.9% 377,584 $1.2M
FMR LLC 0.00% Add +17.2% 311,701 $1.0M
Hennion & Walsh Asset Management, Inc. 0.04% Add +11.4% 305,438 $996K
Voss Capital, LP 0.06% Reduce -40.0% 300,000 $978K
Royal Bank of Canada 0.00% Reduce -25.7% 280,709 $915K
PDT Partners, LLC 0.05% No change 265,982 $867K
Los Angeles Capital Management LLC 0.00% Add +253.0% 264,431 $862K
Bank of New York Mellon Corp 0.00% Add +5.7% 245,313 $800K
ExodusPoint Capital Management, LP 0.01% Add +46.8% 242,184 $790K
Gsa Capital Partners LLP 0.06% Add +502.3% 224,276 $731K
Invesco Ltd. 0.00% Add +100.4% 222,453 $725K
Jump Financial, LLC 0.01% Reduce -49.2% 222,038 $724K
Acadian Asset Management LLC 0.00% Reduce -29.6% 209,846 $681K
Amitell Capital Pte Ltd 0.43% Reduce -21.3% 178,769 $583K
Nuveen, LLC 0.00% Reduce -75.3% 158,012 $515K
Alliancebernstein L.P. 0.00% Reduce -12.7% 157,290 $513K
Manufacturers Life Insurance Company, The 0.00% Reduce -10.8% 156,638 $511K
Creative Planning 0.00% Add +256.5% 154,985 $505K
Barclays PLC 0.00% Reduce -14.4% 149,393 $487K
XTX Topco Ltd 0.03% Add +9.7% 147,501 $481K
Renaissance Technologies 0.00% Reduce -70.3% 137,177 $447K
Graham Capital Management, L.P. 0.02% Reduce -44.0% 133,512 $435K
Raymond James Financial Inc. 0.00% Add +5.9% 129,858 $423K
EntryPoint Capital, LLC 0.16% Reduce -58.3% 125,590 $409K
Rhumbline Advisers 0.00% Add +0.4% 120,771 $394K
Susquehanna Fundamental Investments, LLC 0.02% Reduce -41.8% 119,613 $390K
Rockefeller Capital Management L.P. 0.00% Add +10.3% 106,982 $349K
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% Reduce -6.6% 104,919 $342K
TD Asset Management Inc 0.00% Reduce -41.4% 102,538 $334K
MYDA Advisors LLC 0.10% No change 100,000 $326K
Boothbay Fund Management, LLC 0.01% New 98,741 $322K
Ballentine Partners, LLC 0.00% New 88,570 $289K
Susquehanna International Group, LLP 0.00% Reduce -42.6% 87,338 $285K
Lion Point Capital, LP 1.59% New 86,000 $280K
Quadrature Capital Ltd 0.00% Reduce -7.7% 85,513 $279K
DekaBank Deutsche Girozentrale 0.00% No change 89,700 $273K
Rice Hall James & Associates, LLC 0.01% Reduce -10.2% 83,007 $271K
Ieq Capital, LLC 0.00% Add +107.9% 81,177 $265K
Deutsche Bank AG 0.00% Add +14.9% 80,735 $263K
Bank of Montreal 0.00% Add +3.7% 76,521 $249K
Concurrent Investment Advisors, LLC 0.00% Add +34.4% 76,096 $248K
Brooklyn Investment Group 0.03% Reduce -18.8% 93,094 $236K
Engineers Gate Manager LP 0.00% Reduce -73.0% 71,406 $233K
Voleon Capital Management LP 0.01% Add +70.0% 68,037 $222K
Wells Fargo & Company 0.00% Add +21.1% 67,533 $220K
Man Group plc 0.00% New 62,576 $204K
Macquarie Group Ltd. 0.00% No change 58,000 $189K
Atom Investors LP 0.01% New 53,334 $174K
Tudor Investment Corporation 0.00% Reduce -0.1% 50,107 $163K
SG Americas Securities, LLC 0.00% Reduce -23.3% 48,729 $159K
MetLife Investment Management, LLC 0.00% Add +1.0% 46,305 $151K
Erste Asset Management GmbH 0.00% No change 44,700 $147K
Axq Capital, LP 0.05% New 41,994 $137K
Intech Investment Management LLC 0.00% Reduce -18.5% 40,727 $133K
Stifel Financial Corp. 0.00% Add +139.8% 39,200 $128K
Virtus Investment Advisers, LLC 0.03% Add +21.0% 37,064 $121K
Thrivent Financial for Lutherans 0.00% Reduce -33.0% 35,817 $117K
Arax Advisory Partners 0.00% New 35,855 $117K
Assenagon Asset Management S.A. 0.00% New 35,816 $117K
Hudson Bay Capital Management LP 0.00% Add +26.6% 34,700 $113K
Mitsubishi UFJ Asset Management Co., Ltd. 0.00% Reduce -4.6% 34,532 $113K
Cwm, LLC 0.00% Add +101.2% 31,815 $104K
Dynamic Technology Lab Private Ltd 0.02% New 30,760 $100K
Mariner, LLC 0.00% Add +27.8% 29,466 $96K
Marex Group Ltd 0.00% Add +26.7% 28,500 $93K
AlphaQuest LLC 0.01% No change 28,236 $92K
Sanders Morris Harris LLC 0.01% New 27,709 $90K
Police & Firemen's Retirement System of New Jersey 0.00% Add +25.6% 22,110 $72K
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% Reduce -92.3% 21,922 $71K
Rathbones Group PLC 0.00% No change 20,000 $65K
China Universal Asset Management Co., Ltd. 0.01% Reduce -12.6% 18,914 $62K
ProShare Advisors LLC 0.00% Reduce -13.6% 18,335 $60K
Wealth Enhancement Advisory Services, LLC 0.00% New 17,128 $54K
Quadrant Capital Group LLC 0.00% New 16,040 $52K
Group One Trading LLC 0.00% Reduce -76.4% 15,484 $50K
Mercer Global Advisors Inc. 0.00% New 15,445 $50K
GRIMES & Co WEALTH MANAGEMENT, LLC 0.00% New 15,411 $50K
New York State Common Retirement Fund 0.00% No change 15,117 $49K
Voya Investment Management LLC 0.00% Reduce -34.9% 14,650 $48K
Capstone Investment Advisors, LLC 0.00% New 14,496 $47K
Russell Investments Group, Ltd. 0.00% Add +2843.9% 14,072 $46K
Steward Partners Investment Advisory, LLC 0.00% No change 13,840 $45K
Ameriprise Financial Inc. 0.00% New 13,200 $43K
Cerity Partners LLC 0.00% New 13,187 $43K
LPL Financial LLC 0.00% Add +15.6% 12,936 $42K
Virtu Financial LLC 0.00% New 12,386 $40K
Signaturefd, LLC 0.00% Add +223.7% 11,521 $38K
Victory Capital Management Inc. 0.00% Reduce -4.3% 11,390 $37K
Pier 88 Investment Partners LLC 0.04% No change 11,380 $37K
a16z Perennial Management, L.P. 0.00% No change 11,335 $37K
Pallas Capital Advisors LLC 0.00% New 11,321 $37K
PFG Investments, LLC 0.00% Reduce -40.9% 10,700 $35K
Sanctuary Advisors, LLC 0.00% Reduce -83.3% 10,668 $35K
Citigroup Inc. 0.00% Reduce -93.0% 10,425 $34K
Vanguard Personalized Indexing Management, LLC 0.00% Reduce -15.7% 10,418 $34K
Prudential Financial Inc. 0.00% Add +0.9% 10,260 $33K
ArchPoint Investors 0.01% New 10,000 $33K
Tower Research Capital LLC (TRC) 0.00% Reduce -58.7% 9,606 $31K
Legal & General Group Plc 0.00% Reduce -89.0% 7,888 $26K
Ameritas Investment Partners, Inc. 0.00% No change 7,797 $25K
CANADA LIFE ASSURANCE Co 0.00% Reduce -37.5% 7,626 $25K
PNC Financial Services Group, Inc. 0.00% Reduce -39.6% 6,508 $21K
Harbour Investments, Inc. 0.00% No change 5,367 $17K
Sterling Capital Management LLC 0.00% Add +155.6% 4,987 $16K
California State Teachers Retirement System 0.00% Reduce -92.4% 4,820 $16K
Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% Reduce -84.7% 4,345 $14K
Mirae Asset Global Investments Co., Ltd. 0.00% Add +0.2% 4,172 $14K
Osaic Holdings, Inc. 0.00% Reduce -10.7% 3,048 $10K
Essential Partners LLC 0.00% Add +45.2% 2,780 $9K
Amalgamated Bank 0.00% No change 2,657 $9K
Farther Finance Advisors, LLC 0.00% Reduce -81.3% 2,526 $8K
EverSource Wealth Advisors, LLC 0.00% Add +57.2% 2,514 $8K
GF Fund Management Co. LTD. 0.00% Reduce -0.5% 2,321 $8K
UMB Bank, n.a. 0.00% New 2,046 $7K
Allworth Financial LP 0.00% Add +215.8% 2,021 $7K
Jones Financial Companies LLLP 0.00% Reduce -7.4% 1,875 $6K
Nisa Investment Advisors, LLC 0.00% Add +7.8% 1,633 $5K
Comerica Bank 0.00% Add +371.5% 1,358 $4K
Physician Wealth Advisors, Inc. 0.00% Add +137.1% 1,162 $4K
Optiver Holding B.V. 0.00% New 1,080 $4K
Advisory Services Network, LLC 0.00% New 1,000 $3K
US Bancorp \de 0.00% Reduce -40.7% 947 $3K
Clearstead Advisors, LLC 0.00% New 726 $2K
NewEdge Advisors, LLC 0.00% No change 700 $2K
IFP Advisors, Inc 0.00% Reduce -5.7% 643 $2K
MassMutual Private Wealth & Trust, FSB 0.00% Add +41.6% 626 $2K
Daiwa Securities Group Inc. 0.00% No change 304 $1K
Parallel Advisors, LLC 0.00% Add +21.3% 279 $910
SBI Securities Co., Ltd. 0.00% Reduce -4.5% 235 $766
True Wealth Design, LLC 0.00% New 210 $685
Larson Financial Group LLC 0.00% Add +17.9% 145 $473
MAI Capital Management 0.00% Reduce -44.0% 102 $333
Principal Securities, Inc. 0.00% New 42 $137
Sunbelt Securities, Inc. 0.00% New 31 $101
Wealthspire Advisors, LLC 0.00% New 20 $66
Covestor Ltd 0.00% No change 10 $0

"% of holder's portfolio" is RCKT's weight in each manager's 13F, not the share of Rocket Pharmaceuticals Inc. the manager owns.