Alps Active Equity OpportuniRFFCETF

13F holders, Q3 2024 (September 30)
15holders −2
0new positions
1sold out
1famous investor
$57.66avg. 13F price*

At the end of Q3 2024, 15 institutions reported holding Alps Active Equity Opportuni (RFFC) in their 13F filings, down 2 from Q2 2024. 0 opened new positions and 1 sold out. The largest holders were RiverFront Investment Group, LLC ($6.7M), Envestnet Asset Management Inc. ($3.4M) and Truist Financial Corp. ($2.7M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Alps Active Equity Opportuni
Filed as
ALPS ETF TR (Q3 2024)
CUSIP
00162Q510
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 16Q1 2024Q2 2024: 17Q2 2024Q3 2024: 15Q3 2024Q4 2024: 16Q4 2024Q1 2025: 13Q1 2025Q2 2025: 17Q2 2025Q3 2025: 15Q3 2025Q4 2025: 18Q4 2025Q1 2026: 19Q1 2026Q2 2026: 18Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions0$0
Exits1$650K

All 13F filers, Q2 2024 → Q3 2024: 4,610 shares bought and 18,560 shares sold, net −13,950 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 15 holders

RiverFront Investment Group, LLC 0.16% Reduce -1.2% 116,768 $6.7M
Envestnet Asset Management Inc. 0.00% Reduce -1.8% 59,518 $3.4M
Truist Financial Corp. 0.00% Reduce -2.7% 46,378 $2.7M
Prospera Financial Services Inc 0.07% Reduce -0.1% 45,363 $2.6M
Fermata Advisors, LLC 0.20% Reduce -1.6% 17,147 $989K
Osaic Holdings, Inc. 0.00% Add +31.4% 15,287 $881K
Koshinski Asset Management, Inc. 0.03% No change 6,418 $370K
Stratos Wealth Partners, LTD. 0.01% Reduce -3.6% 6,167 $356K
Citadel Advisors 0.00% Reduce -25.7% 5,187 $299K
NewEdge Advisors, LLC 0.00% Reduce -20.2% 2,001 $115K
GAMMA Investing LLC 0.01% Add +61.1% 1,937 $112K
JPMorgan Chase & Co. 0.00% No change 1,080 $62K
Morgan Stanley 0.00% No change 200 $12K
Wells Fargo & Company 0.00% Add +18000.0% 181 $10K
UBS Group AG 0.00% Add +85.1% 87 $5K

"% of holder's portfolio" is RFFC's weight in each manager's 13F, not the share of Alps Active Equity Opportuni the manager owns.