Alps Active Equity OpportuniRFFCETF

13F holders, Q1 2026 (March 31)
19holders +1
1new positions
0sold out
1famous investor
$66.34avg. 13F price*

At the end of Q1 2026, 19 institutions reported holding Alps Active Equity Opportuni (RFFC) in their 13F filings, up 1 from Q4 2025. 1 opened new positions and 0 sold out. The largest holders were Alps Advisors Inc. ($11.0M), Citadel Advisors ($1.2M) and Osaic Holdings, Inc. ($903K). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Alps Active Equity Opportuni
Filed as
ALPS ETF TR (Q1 2026)
CUSIP
00162Q510
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 16Q1 2024Q2 2024: 17Q2 2024Q3 2024: 15Q3 2024Q4 2024: 16Q4 2024Q1 2025: 13Q1 2025Q2 2025: 17Q2 2025Q3 2025: 15Q3 2025Q4 2025: 18Q4 2025Q1 2026: 19Q1 2026Q2 2026: 18Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions1$194
Exits0$0

All 13F filers, Q4 2025 → Q1 2026: 1,086 shares bought and 3,465 shares sold, net −2,379 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 19 holders

Alps Advisors Inc. 0.05% No change 165,685 $11.0M
Citadel Advisors 0.00% Reduce -0.2% 18,762 $1.2M
Osaic Holdings, Inc. 0.00% Reduce -5.5% 13,614 $903K
Envestnet Asset Management Inc. 0.00% Add +0.6% 11,028 $732K
Fermata Advisors, LLC 0.15% Reduce -0.4% 9,896 $657K
Arsenal Capital Advisors LLC 0.36% Add +12.4% 7,546 $501K
Koshinski Asset Management, Inc. 0.02% No change 5,316 $353K
RiverFront Investment Group, LLC 0.01% No change 4,982 $331K
Prospera Financial Services Inc 0.00% Add +4.3% 4,233 $281K
Stratos Wealth Partners, LTD. 0.00% No change 3,637 $241K
GAMMA Investing LLC 0.01% No change 2,389 $159K
NewEdge Advisors, LLC 0.00% No change 1,662 $110K
JPMorgan Chase & Co. 0.00% No change 1,103 $71K
UBS Group AG 0.00% Reduce -32.6% 716 $48K
Evolution Wealth Management Inc. 0.01% Add +4.7% 289 $19K
Elevated Capital Advisors, LLC 0.00% Reduce -91.5% 208 $14K
Triumph Capital Management 0.00% Reduce -16.1% 104 $7K
Smartleaf Asset Management LLC 0.00% New 3 $194
Wells Fargo & Company 0.00% No change 1 $50

"% of holder's portfolio" is RFFC's weight in each manager's 13F, not the share of Alps Active Equity Opportuni the manager owns.