Alps Active Equity OpportuniRFFCETF

13F holders, Q4 2025 (December 31)
18holders +3
3new positions
2sold out
1famous investor
$67.07avg. 13F price*

At the end of Q4 2025, 18 institutions reported holding Alps Active Equity Opportuni (RFFC) in their 13F filings, up 3 from Q3 2025. 3 opened new positions and 2 sold out. The largest holders were Alps Advisors Inc. ($11.1M), Citadel Advisors ($1.3M) and Osaic Holdings, Inc. ($967K). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Alps Active Equity Opportuni
Filed as
ALPS ETF TR (Q4 2025)
CUSIP
00162Q510
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 16Q1 2024Q2 2024: 17Q2 2024Q3 2024: 15Q3 2024Q4 2024: 16Q4 2024Q1 2025: 13Q1 2025Q2 2025: 17Q2 2025Q3 2025: 15Q3 2025Q4 2025: 18Q4 2025Q1 2026: 19Q1 2026Q2 2026: 18Q2 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions3$1.4M
Exits2$313K

All 13F filers, Q3 2025 → Q4 2025: 33,210 shares bought and 8,088 shares sold, net +25,122 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 18 holders

Alps Advisors Inc. 0.06% Add +7.6% 165,685 $11.1M
Citadel Advisors 0.00% New 18,798 $1.3M
Osaic Holdings, Inc. 0.00% Reduce -8.3% 14,412 $967K
Envestnet Asset Management Inc. 0.00% Reduce -0.8% 10,966 $735K
Fermata Advisors, LLC 0.16% Add +0.7% 9,933 $666K
Arsenal Capital Advisors LLC 0.32% — 6,712 $450K
Koshinski Asset Management, Inc. 0.02% No change 5,316 $357K
RiverFront Investment Group, LLC 0.01% Reduce -5.3% 4,982 $334K
Prospera Financial Services Inc 0.00% Add +0.6% 4,059 $272K
Stratos Wealth Partners, LTD. 0.00% No change 3,637 $244K
Elevated Capital Advisors, LLC 0.04% New 2,435 $163K
GAMMA Investing LLC 0.01% Reduce -2.2% 2,389 $160K
NewEdge Advisors, LLC 0.00% Reduce -10.5% 1,662 $111K
JPMorgan Chase & Co. 0.00% Add +2.4% 1,103 $74K
UBS Group AG 0.00% Reduce -55.0% 1,063 $71K
Evolution Wealth Management Inc. 0.02% No change 276 $19K
Triumph Capital Management 0.00% New 124 $8K
Wells Fargo & Company 0.00% Add +0.0% 1 $49

"% of holder's portfolio" is RFFC's weight in each manager's 13F, not the share of Alps Active Equity Opportuni the manager owns.