Alps Active Equity OpportuniRFFCETF

13F holders, Q3 2025 (September 30)
15holders −2
0new positions
1sold out
$64.10avg. 13F price*

At the end of Q3 2025, 15 institutions reported holding Alps Active Equity Opportuni (RFFC) in their 13F filings, down 2 from Q2 2025. 0 opened new positions and 1 sold out. The largest holders were Alps Advisors Inc. ($9.9M), Osaic Holdings, Inc. ($979K) and Envestnet Asset Management Inc. ($710K).

Company
Alps Active Equity Opportuni
Filed as
ALPS ETF TR (Q3 2025)
CUSIP
00162Q510
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 16Q1 2024Q2 2024: 17Q2 2024Q3 2024: 15Q3 2024Q4 2024: 16Q4 2024Q1 2025: 13Q1 2025Q2 2025: 17Q2 2025Q3 2025: 15Q3 2025Q4 2025: 18Q4 2025Q1 2026: 19Q1 2026Q2 2026: 18Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions0$0
Exits1$11K

All 13F filers, Q2 2025 → Q3 2025: 1,020 shares bought and 4,099 shares sold, net −3,079 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 15 holders

Alps Advisors Inc. 0.06% No change 153,955 $9.9M
Osaic Holdings, Inc. 0.00% Reduce -2.4% 15,716 $979K
Envestnet Asset Management Inc. 0.00% Add +10.1% 11,057 $710K
Fermata Advisors, LLC 0.16% Reduce -4.8% 9,861 $633K
Koshinski Asset Management, Inc. 0.02% No change 5,316 $342K
RiverFront Investment Group, LLC 0.01% No change 5,263 $338K
Main Street Financial Solutions, LLC 0.02% Reduce -8.9% 4,667 $300K
Prospera Financial Services Inc 0.00% Add +0.1% 4,035 $259K
Stratos Wealth Partners, LTD. 0.00% Reduce -39.7% 3,637 $234K
GAMMA Investing LLC 0.01% No change 2,442 $157K
UBS Group AG 0.00% Reduce -4.0% 2,360 $152K
NewEdge Advisors, LLC 0.00% Reduce -4.2% 1,857 $119K
JPMorgan Chase & Co. 0.00% No change 1,077 $69K
Evolution Wealth Management Inc. 0.02% No change 276 $18K
Morgan Stanley 0.00% No change 200 $13K

"% of holder's portfolio" is RFFC's weight in each manager's 13F, not the share of Alps Active Equity Opportuni the manager owns.