Alps Active Equity OpportuniRFFCETF

13F holders, Q4 2024 (December 31)
16holders +1
2new positions
1sold out
$57.91avg. 13F price*

At the end of Q4 2024, 16 institutions reported holding Alps Active Equity Opportuni (RFFC) in their 13F filings, up 1 from Q3 2024. 2 opened new positions and 1 sold out. The largest holders were RiverFront Investment Group, LLC ($6.5M), Envestnet Asset Management Inc. ($3.5M) and Truist Financial Corp. ($2.6M).

Company
Alps Active Equity Opportuni
Filed as
ALPS ETF TR (Q4 2024)
CUSIP
00162Q510
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 16Q1 2024Q2 2024: 17Q2 2024Q3 2024: 15Q3 2024Q4 2024: 16Q4 2024Q1 2025: 13Q1 2025Q2 2025: 17Q2 2025Q3 2025: 15Q3 2025Q4 2025: 18Q4 2025Q1 2026: 19Q1 2026Q2 2026: 18Q2 2026

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions2$300K
Exits1$299K

All 13F filers, Q3 2024 → Q4 2024: 9,172 shares bought and 16,520 shares sold, net −7,348 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 16 holders

RiverFront Investment Group, LLC 0.15% Reduce -3.2% 112,988 $6.5M
Envestnet Asset Management Inc. 0.00% Add +2.3% 60,884 $3.5M
Truist Financial Corp. 0.00% Reduce -1.4% 45,739 $2.6M
Prospera Financial Services Inc 0.06% Reduce -0.9% 44,966 $2.6M
Osaic Holdings, Inc. 0.00% Add +12.9% 17,263 $1000K
Fermata Advisors, LLC 0.13% Reduce -30.4% 11,941 $691K
Stratos Wealth Partners, LTD. 0.01% Reduce -2.2% 6,030 $349K
Koshinski Asset Management, Inc. 0.03% Reduce -17.2% 5,316 $308K
LPL Financial LLC 0.00% New 3,961 $229K
GAMMA Investing LLC 0.01% Add +26.1% 2,442 $141K
NewEdge Advisors, LLC 0.00% Reduce -3.6% 1,929 $112K
Bank of America Corp. 0.00% New 1,222 $71K
JPMorgan Chase & Co. 0.00% No change 1,080 $63K
UBS Group AG 0.00% Add +163.2% 229 $13K
Morgan Stanley 0.00% No change 200 $12K
Wells Fargo & Company 0.00% No change 181 $10K

"% of holder's portfolio" is RFFC's weight in each manager's 13F, not the share of Alps Active Equity Opportuni the manager owns.