Rockefeller US Small-Mid CapRSMCETF
13F holders, Q1 2025 (March 31)15holders +3
4new positions
1sold out
1famous investor
$23.56avg. 13F price*
At the end of Q1 2025, 15 institutions reported holding Rockefeller US Small-Mid Cap (RSMC) in their 13F filings, up 3 from Q4 2024. 4 opened new positions and 1 sold out. The largest holders were Rockefeller Capital Management L.P. ($657.5M), Envestnet Asset Management Inc. ($24.4M) and StoneX Group Inc. ($22.1M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Rockefeller US Small-Mid Cap
- Filed as
- TIDAL TRUST III (Q1 2025)
- CUSIP
- 45259A803
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $4.2M |
| Exits | 1 | $4.6M |
All 13F filers, Q4 2024 → Q1 2025: 213,649 shares bought and 1,248,123 shares sold, net −1,034,474 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 15 holders
| Rockefeller Capital Management L.P. | 1.62% | Reduce -3.7% | 27,905,783 | $657.5M |
| Envestnet Asset Management Inc. | 0.01% | Add +2.1% | 1,036,510 | $24.4M |
| StoneX Group Inc. | 1.21% | Reduce -0.7% | 936,783 | $22.1M |
| JPMorgan Chase & Co. | 0.00% | No change | 144,387 | $3.4M |
| Quantinno Capital Management LP | 0.02% | New | 130,641 | $3.1M |
| Brighton Jones LLC | 0.09% | No change | 120,663 | $2.8M |
| Franklin Resources Inc. | 0.00% | Add +20.2% | 76,730 | $1.8M |
| Haverford Trust Co | 0.01% | No change | 32,210 | $759K |
| Marble Harbor Investment Counsel, LLC | 0.06% | New | 23,027 | $543K |
| FineMark National Bank & Trust | 0.02% | No change | 21,462 | $506K |
| Bank of New York Mellon Corp | 0.00% | No change | 19,647 | $463K |
| Goldman Sachs Group Inc. | 0.00% | New | 16,196 | $382K |
| Clearstead Advisors, LLC | 0.00% | No change | 10,870 | $256K |
| Citadel Advisors | 0.00% | New | 8,649 | $204K |
| UBS Group AG | 0.00% | Add +198.8% | 1,960 | $46K |
"% of holder's portfolio" is RSMC's weight in each manager's 13F, not the share of Rockefeller US Small-Mid Cap the manager owns.