Rockefeller US Small-Mid CapRSMCETF
13F holders, Q3 2025 (September 30)14holders −2
2new positions
4sold out
$26.33avg. 13F price*
At the end of Q3 2025, 14 institutions reported holding Rockefeller US Small-Mid Cap (RSMC) in their 13F filings, down 2 from Q2 2025. 2 opened new positions and 4 sold out. The largest holders were Rockefeller Capital Management L.P. ($732.0M), Envestnet Asset Management Inc. ($26.7M) and StoneX Group Inc. ($24.2M).
- Company
- Rockefeller US Small-Mid Cap
- Filed as
- TIDAL TRUST III (Q3 2025)
- CUSIP
- 45259A803
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $5.0M |
| Exits | 4 | $16.0M |
All 13F filers, Q2 2025 → Q3 2025: 191,026 shares bought and 1,315,927 shares sold, net −1,124,901 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 14 holders
| Rockefeller Capital Management L.P. | 1.43% | Reduce -1.8% | 27,804,152 | $732.0M |
| Envestnet Asset Management Inc. | 0.01% | Reduce -1.3% | 1,013,912 | $26.7M |
| StoneX Group Inc. | 1.06% | Reduce -2.3% | 918,933 | $24.2M |
| GC Wealth Management RIA, LLC | 0.13% | New | 144,387 | $3.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -52.8% | 127,524 | $3.4M |
| Quantinno Capital Management LP | 0.01% | No change | 120,724 | $3.2M |
| Brighton Jones LLC | 0.08% | No change | 120,663 | $3.2M |
| Franklin Resources Inc. | 0.00% | No change | 76,730 | $2.0M |
| LPL Financial LLC | 0.00% | New | 46,639 | $1.2M |
| Haverford Trust Co | 0.01% | No change | 32,210 | $848K |
| Marble Harbor Investment Counsel, LLC | 0.07% | No change | 26,039 | $686K |
| FineMark National Bank & Trust | 0.02% | No change | 21,462 | $565K |
| Bank of New York Mellon Corp | 0.00% | No change | 17,647 | $465K |
| Clearstead Advisors, LLC | 0.00% | No change | 10,870 | $286K |
"% of holder's portfolio" is RSMC's weight in each manager's 13F, not the share of Rockefeller US Small-Mid Cap the manager owns.