Rockefeller US Small-Mid CapRSMCETF
13F holders, Q1 2026 (March 31)16holders −1
1new positions
1sold out
$24.84avg. 13F price*
At the end of Q1 2026, 16 institutions reported holding Rockefeller US Small-Mid Cap (RSMC) in their 13F filings, down 1 from Q4 2025. 1 opened new positions and 1 sold out. The largest holders were Rockefeller Capital Management L.P. ($536.1M), Envestnet Asset Management Inc. ($30.8M) and StoneX Group Inc. ($23.9M).
- Company
- Rockefeller US Small-Mid Cap
- Filed as
- TIDAL TRUST III (Q1 2026)
- CUSIP
- 45259A803
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $533K |
| Exits | 1 | $975K |
All 13F filers, Q4 2025 → Q1 2026: 2,220,126 shares bought and 120,221 shares sold, net +2,099,905 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 16 holders
| Rockefeller Capital Management L.P. | 0.95% | Add +4.3% | 21,580,505 | $536.1M |
| Envestnet Asset Management Inc. | 0.01% | Add +1724.8% | 1,241,118 | $30.8M |
| StoneX Group Inc. | 1.29% | Add +3.7% | 961,768 | $23.9M |
| GC Wealth Management RIA, LLC | 0.16% | No change | 154,865 | $3.8M |
| Marble Harbor Investment Counsel, LLC | 0.35% | Add +398.7% | 129,845 | $3.2M |
| Brighton Jones LLC | 0.07% | No change | 120,663 | $3.0M |
| JPMorgan Chase & Co. | 0.00% | Reduce -21.0% | 99,309 | $2.4M |
| Quantinno Capital Management LP | 0.00% | Reduce -31.7% | 82,453 | $2.0M |
| Franklin Resources Inc. | 0.00% | Reduce -16.8% | 63,830 | $1.6M |
| LPL Financial LLC | 0.00% | Add +1.5% | 56,266 | $1.4M |
| Haverford Trust Co | 0.01% | No change | 32,210 | $800K |
| Commerce Bank | 0.00% | New | 21,462 | $533K |
| Bank of New York Mellon Corp | 0.00% | No change | 17,647 | $438K |
| Cresset Asset Management, LLC | 0.00% | No change | 9,250 | $230K |
| Clearstead Advisors, LLC | 0.00% | Reduce -37.1% | 6,835 | $170K |
| UBS Group AG | 0.00% | Add +1970.6% | 704 | $17K |
"% of holder's portfolio" is RSMC's weight in each manager's 13F, not the share of Rockefeller US Small-Mid Cap the manager owns.