Rockefeller US Small-Mid CapRSMCETF
13F holders, Q2 2026 (June 30)17holders +1
3new positions
2sold out
1famous investor
$28.92avg. 13F price*
At the end of Q2 2026, 17 institutions reported holding Rockefeller US Small-Mid Cap (RSMC) in their 13F filings, up 1 from Q1 2026. 3 opened new positions and 2 sold out. The largest holders were Rockefeller Capital Management L.P. ($617.6M), Envestnet Asset Management Inc. ($36.9M) and StoneX Group Inc. ($28.2M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Rockefeller US Small-Mid Cap
- Filed as
- TIDAL TRUST III (Q2 2026)
- CUSIP
- 45259A803
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $1.0M |
| Exits | 2 | $4.1M |
All 13F filers, Q1 2026 → Q2 2026: 84,035 shares bought and 463,397 shares sold, net −379,362 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 17 holders
| Rockefeller Capital Management L.P. | 0.95% | Reduce -1.0% | 21,355,875 | $617.6M |
| Envestnet Asset Management Inc. | 0.01% | Add +2.8% | 1,275,265 | $36.9M |
| StoneX Group Inc. | 1.14% | Add +1.4% | 975,573 | $28.2M |
| Marble Harbor Investment Counsel, LLC | 0.36% | Reduce -4.5% | 123,964 | $3.6M |
| Brighton Jones LLC | 0.06% | No change | 120,663 | $3.5M |
| Quantinno Capital Management LP | 0.00% | No change | 82,453 | $2.4M |
| Franklin Resources Inc. | 0.00% | No change | 63,830 | $1.8M |
| LPL Financial LLC | 0.00% | Add +1.2% | 56,938 | $1.6M |
| JPMorgan Chase & Co. | 0.00% | Reduce -66.2% | 33,538 | $956K |
| Haverford Trust Co | 0.01% | No change | 32,210 | $932K |
| Commerce Bank | 0.00% | No change | 21,462 | $621K |
| Wells Fargo & Company | 0.00% | New | 18,123 | $524K |
| Bank of New York Mellon Corp | 0.00% | Reduce -17.0% | 14,647 | $424K |
| Flow Traders U.S. LLC | 0.01% | New | 9,049 | $262K |
| Citadel Advisors | 0.00% | New | 8,074 | $234K |
| Clearstead Advisors, LLC | 0.00% | No change | 6,835 | $198K |
| UBS Group AG | 0.00% | Add +23.4% | 869 | $25K |
"% of holder's portfolio" is RSMC's weight in each manager's 13F, not the share of Rockefeller US Small-Mid Cap the manager owns.