Special Opportunities FundSPE
13F holders, Q3 2025 (September 30)41holders +5
8new positions
3sold out
$15.50avg. 13F price*
At the end of Q3 2025, 41 institutions reported holding Special Opportunities Fund (SPE) in their 13F filings, up 5 from Q2 2025. 8 opened new positions and 3 sold out. The largest holders were NorthCoast Asset Management LLC ($21.4M), Shaker Financial Services, LLC ($5.5M) and Blue Bell Private Wealth Management, LLC ($4.2M).
- Company
- Special Opportunities Fund
- CUSIP
- 84741T104
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 8 | $2.5M |
| Exits | 3 | $512K |
All 13F filers, Q2 2025 → Q3 2025: 342,535 shares bought and 145,927 shares sold, net +196,608 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 41 holders
| NorthCoast Asset Management LLC | 0.08% | Reduce -6.4% | 1,383,383 | $21.4M |
| Shaker Financial Services, LLC | 1.89% | Add +33.0% | 354,678 | $5.5M |
| Blue Bell Private Wealth Management, LLC | 0.64% | Add +10.4% | 272,298 | $4.2M |
| GatePass Capital, LLC | 1.22% | Add +51.1% | 134,300 | $2.1M |
| CSS LLC | 0.31% | Reduce -1.9% | 115,979 | $1.8M |
| Advisors Asset Management, Inc. | 0.03% | Reduce -1.6% | 113,302 | $1.8M |
| Scotia Capital Inc. | 0.01% | Add +1.2% | 107,016 | $1.7M |
| Seven Mile Advisory | 0.27% | New | 106,074 | $1.6M |
| Rivernorth Capital Management, LLC | 0.09% | Reduce -0.3% | 103,125 | $1.6M |
| Morgan Stanley | 0.00% | Add +13.0% | 80,300 | $1.2M |
| Cetera Investment Advisers | 0.00% | Add +36.4% | 31,826 | $493K |
| First Manhattan Co. Llc. | 0.00% | No change | 31,510 | $488K |
| Raymond James Financial Inc. | 0.00% | Reduce -9.1% | 28,355 | $440K |
| Oppenheimer & Co. Inc. | 0.00% | Reduce -13.6% | 22,266 | $345K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -17.2% | 21,677 | $336K |
| Guggenheim Capital LLC | 0.00% | New | 20,714 | $321K |
| Osaic Holdings, Inc. | 0.00% | Reduce -1.8% | 20,100 | $315K |
| Ancora Advisors LLC | 0.01% | Reduce -14.3% | 18,470 | $286K |
| Sowell Financial Services LLC | 0.01% | No change | 17,369 | $269K |
| Harbour Investments, Inc. | 0.01% | No change | 16,284 | $252K |
| Lanark Financial, Inc. | 0.02% | Add +0.8% | 16,231 | $252K |
| Commonwealth Equity Services, LLC | 0.00% | Add +11.8% | 15,515 | $240K |
| Live Oak Private Wealth LLC | 0.03% | No change | 14,853 | $230K |
| NWF Advisory Services Inc. | 0.03% | No change | 14,700 | $228K |
| TrueMark Investments, LLC | 0.04% | New | 14,552 | $226K |
| Wells Fargo & Company | 0.00% | Reduce -0.3% | 14,268 | $221K |
| Patron Partners, LLC | 0.10% | No change | 13,825 | $214K |
| HighTower Advisors, LLC | 0.00% | New | 10,567 | $164K |
| Wolverine Asset Management LLC | 0.01% | New | 7,252 | $112K |
| UBS Group AG | 0.00% | Add +1.1% | 6,433 | $100K |
| MAI Capital Management | 0.00% | Add +38.6% | 5,203 | $81K |
| Global Retirement Partners, LLC | 0.00% | Add +2.1% | 3,310 | $51K |
| NewEdge Advisors, LLC | 0.00% | No change | 2,162 | $34K |
| Royal Bank of Canada | 0.00% | No change | 2,148 | $33K |
| Winmill & Co. Inc. | 0.01% | No change | 2,000 | $31K |
| Rockefeller Capital Management L.P. | 0.00% | New | 890 | $14K |
| Advisory Services Network, LLC | 0.00% | New | 882 | $14K |
| Eastern Bank | 0.00% | No change | 727 | $11K |
| Sound Income Strategies, LLC | 0.00% | Add +2.1% | 677 | $11K |
| Highline Wealth Partners LLC | 0.00% | New | 200 | $3K |
| CVA Family Office, LLC | 0.00% | No change | 39 | $605 |
"% of holder's portfolio" is SPE's weight in each manager's 13F, not the share of Special Opportunities Fund the manager owns.