Total Return Securities FundSWZ
13F holders, Q1 2025 (March 31)At the end of Q1 2025, 37 institutions reported holding Total Return Securities Fund (SWZ) in their 13F filings, down 1 from Q4 2024. 3 opened new positions and 4 sold out. The largest holders were Allspring Global Investments Holdings, LLC ($17.8M), Lazard Asset Management LLC ($14.1M) and CSS LLC ($3.5M). 2 famous investors held it, including Tom Russo (0.0% of Gardner Russo & Quinn's portfolio) and Mario Gabelli (0.0% of GAMCO Investors's portfolio).
- Company
- Total Return Securities Fund
- Filed as
- SWISS HELVETIA FD INC (Q1 2025)
- CUSIP
- 870875101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $721K |
| Exits | 4 | $1.4M |
All 13F filers, Q4 2024 → Q1 2025: 1,016,126 shares bought and 985,145 shares sold, net +30,981 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 37 holders
| Allspring Global Investments Holdings, LLC | 0.03% | Reduce -1.9% | 1,930,805 | $17.8M |
| Lazard Asset Management LLC | 0.02% | Add +112.5% | 1,528,468 | $14.1M |
| CSS LLC | 0.70% | Add +30.1% | 377,658 | $3.5M |
| Gardner Russo & Quinn | 0.03% | Add +1.6% | 293,403 | $2.7M |
| Karpus Management, Inc. | 0.07% | Reduce -10.1% | 247,460 | $2.3M |
| Saba Capital Management, L.P. | 0.06% | Reduce -25.7% | 242,139 | $2.2M |
| Bulldog Investors, LLP | 0.59% | No change | 237,472 | $2.2M |
| Envestnet Asset Management Inc. | 0.00% | Add +9.9% | 164,184 | $1.5M |
| Uhlmann Price Securities, LLC | 0.98% | Add +2.1% | 143,837 | $1.3M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -0.1% | 124,828 | $1.2M |
| Uncommon Cents Investing LLC | 0.27% | Add +8.7% | 100,130 | $923K |
| Blue Bell Private Wealth Management, LLC | 0.17% | Add +7.3% | 98,002 | $904K |
| Shaker Financial Services, LLC | 0.31% | Reduce -65.9% | 86,088 | $794K |
| Morgan Stanley | 0.00% | Reduce -38.3% | 60,460 | $557K |
| Rivernorth Capital Management, LLC | 0.02% | New | 44,833 | $413K |
| UBS Group AG | 0.00% | Reduce -24.2% | 44,587 | $411K |
| 1607 Capital Partners, LLC | 0.03% | Reduce -91.3% | 39,979 | $369K |
| Delta Capital Management LLC | 0.18% | No change | 33,363 | $308K |
| Yakira Capital Management, Inc. | 0.11% | New | 30,105 | $278K |
| Wolverine Asset Management LLC | 0.02% | Reduce -22.4% | 25,856 | $238K |
| GAMCO Investors | 0.00% | No change | 16,048 | $148K |
| Capital Investment Counsel, Inc | 0.02% | No change | 14,961 | $138K |
| Bank of America Corp. | 0.00% | No change | 13,672 | $126K |
| Kestra Advisory Services, LLC | 0.00% | No change | 12,876 | $119K |
| AQR Arbitrage LLC | 0.00% | Reduce -67.6% | 10,867 | $100K |
| Wells Fargo & Company | 0.00% | Reduce -11.1% | 9,104 | $84K |
| Osaic Holdings, Inc. | 0.00% | Add +57.5% | 7,591 | $70K |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.4% | 6,268 | $58K |
| Winmill & Co. Inc. | 0.01% | No change | 3,270 | $30K |
| North Ground Capital | 0.03% | New | 4,800 | $30K |
| JPMorgan Chase & Co. | 0.00% | No change | 2,581 | $24K |
| Federation des caisses Desjardins du Quebec | 0.00% | No change | 1,829 | $17K |
| Ancora Advisors LLC | 0.00% | No change | 1,068 | $10K |
| North Star Investment Management Corp. | 0.00% | No change | 951 | $9K |
| Cwm, LLC | 0.00% | No change | 835 | $8K |
| Royal Bank of Canada | 0.00% | Reduce -52.8% | 249 | $2K |
| US Bancorp \de | 0.00% | Reduce -25.0% | 135 | $1K |
"% of holder's portfolio" is SWZ's weight in each manager's 13F, not the share of Total Return Securities Fund the manager owns.