Total Return Securities FundSWZ
13F holders, Q3 2025 (September 30)At the end of Q3 2025, 42 institutions reported holding Total Return Securities Fund (SWZ) in their 13F filings, up 3 from Q2 2025. 6 opened new positions and 4 sold out. The largest holders were Allspring Global Investments Holdings, LLC ($12.9M), Matisse Capital ($3.7M) and CSS LLC ($3.3M). 2 famous investors held it, including Tom Russo (0.0% of Gardner Russo & Quinn's portfolio) and Mario Gabelli (0.0% of GAMCO Investors's portfolio).
- Company
- Total Return Securities Fund
- CUSIP
- 870875101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $5.3M |
| Exits | 4 | $4.6M |
All 13F filers, Q2 2025 → Q3 2025: 1,507,041 shares bought and 1,087,994 shares sold, net +419,047 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 42 holders
| Allspring Global Investments Holdings, LLC | 0.02% | Add +10.2% | 2,127,310 | $12.9M |
| Matisse Capital | 1.66% | New | 607,000 | $3.7M |
| CSS LLC | 0.58% | Add +3.8% | 544,683 | $3.3M |
| Gardner Russo & Quinn | 0.03% | No change | 434,237 | $2.6M |
| Rivernorth Capital Management, LLC | 0.13% | Reduce -43.5% | 378,637 | $2.3M |
| Saba Capital Management, L.P. | 0.06% | Add +23.5% | 302,612 | $1.8M |
| Shaker Financial Services, LLC | 0.62% | Add +112.9% | 298,862 | $1.8M |
| Karpus Management, Inc. | 0.04% | Reduce -12.9% | 206,753 | $1.3M |
| North Ground Capital | 0.72% | Add +29.0% | 193,523 | $1.2M |
| Blue Bell Private Wealth Management, LLC | 0.18% | Add +83.5% | 192,703 | $1.2M |
| Yakira Capital Management, Inc. | 0.44% | Add +37.8% | 192,016 | $1.2M |
| Uncommon Cents Investing LLC | 0.19% | Add +0.0% | 123,955 | $754K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -20.3% | 122,794 | $747K |
| Uhlmann Price Securities, LLC | 0.42% | Add +6.7% | 111,654 | $679K |
| Bulldog Investors, LLP | 0.15% | No change | 106,902 | $650K |
| Alpine Global Management, LLC | 0.14% | New | 87,500 | $532K |
| Boothbay Fund Management, LLC | 0.01% | New | 87,500 | $532K |
| Quarry LP | 0.12% | New | 75,080 | $456K |
| Noble Wealth Management PBC | 0.18% | — | 54,212 | $330K |
| Morgan Stanley | 0.00% | Reduce -5.8% | 53,151 | $323K |
| Private Management Group Inc. | 0.01% | No change | 10,545 | $301K |
| Delta Capital Management LLC | 0.11% | No change | 33,363 | $203K |
| Susquehanna International Group, LLP | 0.00% | Add +89.6% | 19,315 | $117K |
| Kestra Advisory Services, LLC | 0.00% | No change | 18,819 | $114K |
| GAMCO Investors | 0.00% | No change | 16,048 | $98K |
| McCarter Private Wealth Services LLC | 0.04% | No change | 14,459 | $88K |
| UBS Group AG | 0.00% | Reduce -14.2% | 14,162 | $86K |
| Raymond James Financial Inc. | 0.00% | Add +58.3% | 13,850 | $84K |
| Integris Wealth Management, LLC | 0.02% | No change | 12,001 | $73K |
| Guggenheim Capital LLC | 0.00% | New | 10,954 | $67K |
| Wells Fargo & Company | 0.00% | Add +5.1% | 9,835 | $60K |
| Bank of America Corp. | 0.00% | Reduce -63.9% | 5,382 | $33K |
| Osaic Holdings, Inc. | 0.00% | Add +19.3% | 4,906 | $30K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 3,718 | $23K |
| Winmill & Co. Inc. | 0.00% | No change | 3,270 | $20K |
| JPMorgan Chase & Co. | 0.00% | No change | 2,581 | $16K |
| Federation des caisses Desjardins du Quebec | 0.00% | No change | 1,829 | $11K |
| Ancora Advisors LLC | 0.00% | No change | 1,068 | $6K |
| North Star Investment Management Corp. | 0.00% | No change | 951 | $6K |
| Cwm, LLC | 0.00% | No change | 835 | $5K |
| Sit Investment Associates Inc. | 0.00% | New | 300 | $2K |
| Royal Bank of Canada | 0.00% | No change | 249 | $2K |
"% of holder's portfolio" is SWZ's weight in each manager's 13F, not the share of Total Return Securities Fund the manager owns.