Total Return Securities FundSWZ
13F holders, Q3 2024 (September 30)At the end of Q3 2024, 38 institutions reported holding Total Return Securities Fund (SWZ) in their 13F filings, down 4 from Q2 2024. 2 opened new positions and 7 sold out. The largest holders were Allspring Global Investments Holdings, LLC ($19.2M), Lazard Asset Management LLC ($6.7M) and 1607 Capital Partners, LLC ($3.6M). 2 famous investors held it, including Tom Russo (0.0% of Gardner Russo & Quinn's portfolio) and Mario Gabelli (0.0% of GAMCO Investors's portfolio).
- Company
- Total Return Securities Fund
- Filed as
- SWISS HELVETIA FD INC (Q3 2024)
- CUSIP
- 870875101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $2.3M |
| Exits | 7 | $1.3M |
All 13F filers, Q2 2024 → Q3 2024: 390,202 shares bought and 232,578 shares sold, net +157,624 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 38 holders
| Allspring Global Investments Holdings, LLC | 0.03% | Reduce -1.1% | 2,149,803 | $19.2M |
| Lazard Asset Management LLC | 0.01% | Add +5.7% | 744,544 | $6.7M |
| 1607 Capital Partners, LLC | 0.33% | Add +12.0% | 407,364 | $3.6M |
| Shaker Financial Services, LLC | 1.11% | Add +1.2% | 327,809 | $2.9M |
| CSS LLC | 0.47% | Reduce -3.6% | 290,275 | $2.6M |
| Gardner Russo & Quinn | 0.03% | Add +1.4% | 283,350 | $2.5M |
| Saba Capital Management, L.P. | 0.05% | New | 261,182 | $2.3M |
| Bulldog Investors, LLP | 0.72% | Add +0.2% | 237,472 | $2.1M |
| Karpus Management, Inc. | 0.05% | Reduce -6.0% | 212,490 | $1.9M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -0.2% | 123,876 | $1.1M |
| Morgan Stanley | 0.00% | Add +16.4% | 111,927 | $1.0M |
| Uhlmann Price Securities, LLC | 0.71% | — | 99,685 | $892K |
| Envestnet Asset Management Inc. | 0.00% | Add +19.0% | 96,377 | $863K |
| Uncommon Cents Investing LLC | 0.23% | Add +0.1% | 91,900 | $823K |
| Blue Bell Private Wealth Management, LLC | 0.16% | No change | 91,317 | $817K |
| Sanctuary Advisors, LLC | 0.00% | Add +1.6% | 91,021 | $710K |
| UBS Group AG | 0.00% | Reduce -2.6% | 69,534 | $622K |
| AQR Arbitrage LLC | 0.01% | Reduce -21.9% | 39,365 | $352K |
| Delta Capital Management LLC | 0.17% | No change | 33,363 | $299K |
| Dynamic Advisor Solutions LLC | 0.01% | Reduce -7.1% | 20,479 | $183K |
| Raymond James Financial Services Advisors, Inc. | 0.00% | No change | 17,929 | $160K |
| LPL Financial LLC | 0.00% | Add +30.8% | 17,686 | $158K |
| GAMCO Investors | 0.00% | No change | 16,048 | $144K |
| Capital Investment Counsel, Inc | 0.02% | No change | 14,961 | $134K |
| Kestra Advisory Services, LLC | 0.00% | No change | 12,876 | $115K |
| SageView Advisory Group, LLC | 0.01% | Reduce -33.4% | 11,834 | $106K |
| Wells Fargo & Company | 0.00% | No change | 10,237 | $92K |
| Osaic Holdings, Inc. | 0.00% | Reduce -9.5% | 4,777 | $43K |
| Winmill & Co. Inc. | 0.01% | No change | 3,270 | $29K |
| Bank of America Corp. | 0.00% | No change | 2,877 | $26K |
| JPMorgan Chase & Co. | 0.00% | No change | 2,581 | $23K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 2,550 | $23K |
| Federation des caisses Desjardins du Quebec | 0.00% | No change | 1,829 | $16K |
| Ancora Advisors LLC | 0.00% | No change | 1,068 | $10K |
| North Star Investment Management Corp. | 0.00% | No change | 951 | $9K |
| Cwm, LLC | 0.00% | No change | 835 | $7K |
| Royal Bank of Canada | 0.00% | No change | 708 | $6K |
| US Bancorp \de | 0.00% | New | 180 | $2K |
"% of holder's portfolio" is SWZ's weight in each manager's 13F, not the share of Total Return Securities Fund the manager owns.