Total Return Securities FundSWZ
13F holders, Q2 2024 (June 30)At the end of Q2 2024, 42 institutions reported holding Total Return Securities Fund (SWZ) in their 13F filings, up 6 from Q1 2024. 6 opened new positions and 1 sold out. The largest holders were Allspring Global Investments Holdings, LLC ($17.5M), Lazard Asset Management LLC ($5.7M) and 1607 Capital Partners, LLC ($2.9M). 2 famous investors held it, including Tom Russo (0.0% of Gardner Russo & Quinn's portfolio) and Mario Gabelli (0.0% of GAMCO Investors's portfolio).
- Company
- Total Return Securities Fund
- Filed as
- SWISS HELVETIA FD INC (Q2 2024)
- CUSIP
- 870875101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $876K |
| Exits | 1 | $12K |
All 13F filers, Q1 2024 → Q2 2024: 359,325 shares bought and 123,227 shares sold, net +236,098 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 42 holders
| Allspring Global Investments Holdings, LLC | 0.03% | Add +7.3% | 2,174,265 | $17.5M |
| Lazard Asset Management LLC | 0.01% | Reduce -8.6% | 704,340 | $5.7M |
| 1607 Capital Partners, LLC | 0.26% | Add +3.4% | 363,863 | $2.9M |
| Shaker Financial Services, LLC | 1.06% | Add +10.8% | 323,974 | $2.6M |
| CSS LLC | 0.53% | Reduce -1.2% | 301,168 | $2.4M |
| Gardner Russo & Quinn | 0.02% | Add +1.6% | 279,368 | $2.3M |
| Bulldog Investors, LLP | 0.72% | Reduce -0.2% | 236,992 | $1.9M |
| Karpus Management, Inc. | 0.05% | Add +1.1% | 226,075 | $1.8M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -4.2% | 124,122 | $1.0M |
| Morgan Stanley | 0.00% | Reduce -3.0% | 96,142 | $776K |
| Uncommon Cents Investing LLC | 0.23% | Add +2.4% | 91,800 | $741K |
| Blue Bell Private Wealth Management, LLC | 0.15% | No change | 91,317 | $737K |
| Sanctuary Advisors, LLC | 0.00% | — | 89,631 | $678K |
| Envestnet Asset Management Inc. | 0.00% | Add +21.1% | 80,974 | $653K |
| UBS Group AG | 0.00% | Reduce -14.9% | 71,384 | $576K |
| AQR Arbitrage LLC | 0.02% | Add +28.4% | 50,423 | $407K |
| City of London Investment Management Co. Ltd. | 0.03% | Reduce -39.1% | 45,679 | $369K |
| Wolverine Asset Management LLC | 0.03% | Add +55.2% | 36,192 | $292K |
| Delta Capital Management LLC | 0.16% | New | 33,363 | $269K |
| Atlas Wealth LLC | 0.03% | New | 24,129 | $196K |
| Landscape Capital Management, L.L.C. | 0.02% | Add +51.9% | 23,298 | $188K |
| Dynamic Advisor Solutions LLC | 0.01% | Reduce -4.5% | 22,039 | $178K |
| Logan Stone Capital, LLC | 0.04% | New | 20,166 | $163K |
| Raymond James Financial Services Advisors, Inc. | 0.00% | No change | 17,929 | $145K |
| SageView Advisory Group, LLC | 0.01% | New | 17,777 | $143K |
| GAMCO Investors | 0.00% | No change | 16,048 | $130K |
| Capital Investment Counsel, Inc | 0.02% | No change | 14,961 | $121K |
| LPL Financial LLC | 0.00% | Add +1.3% | 13,526 | $109K |
| Northern Trust Corp. | 0.00% | New | 13,017 | $105K |
| Kestra Advisory Services, LLC | 0.00% | No change | 12,876 | $104K |
| Wells Fargo & Company | 0.00% | Add +12.2% | 10,237 | $83K |
| Osaic Holdings, Inc. | 0.00% | Add +108.6% | 5,276 | $43K |
| Winmill & Co. Inc. | 0.01% | No change | 3,270 | $26K |
| Bank of America Corp. | 0.00% | Reduce -1.4% | 2,877 | $23K |
| JPMorgan Chase & Co. | 0.00% | No change | 2,581 | $21K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 2,550 | $21K |
| Federation des caisses Desjardins du Quebec | 0.00% | No change | 1,829 | $15K |
| Ancora Advisors LLC | 0.00% | No change | 1,068 | $9K |
| North Star Investment Management Corp. | 0.00% | No change | 951 | $8K |
| Cwm, LLC | 0.00% | No change | 835 | $7K |
| Royal Bank of Canada | 0.00% | No change | 708 | $6K |
| FMR LLC | 0.00% | New | 1 | $8 |
"% of holder's portfolio" is SWZ's weight in each manager's 13F, not the share of Total Return Securities Fund the manager owns.