Total Return Securities FundSWZ
13F holders, Q4 2024 (December 31)At the end of Q4 2024, 38 institutions reported holding Total Return Securities Fund (SWZ) in their 13F filings, unchanged from Q3 2024. 3 opened new positions and 2 sold out. The largest holders were Allspring Global Investments Holdings, LLC ($14.7M), Lazard Asset Management LLC ($5.4M) and 1607 Capital Partners, LLC ($3.4M). 2 famous investors held it, including Tom Russo (0.0% of Gardner Russo & Quinn's portfolio) and Mario Gabelli (0.0% of GAMCO Investors's portfolio).
- Company
- Total Return Securities Fund
- Filed as
- SWISS HELVETIA FD INC (Q4 2024)
- CUSIP
- 870875101
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $638K |
| Exits | 2 | $289K |
All 13F filers, Q3 2024 → Q4 2024: 387,231 shares bought and 345,851 shares sold, net +41,380 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 38 holders
| Allspring Global Investments Holdings, LLC | 0.02% | Reduce -8.5% | 1,967,302 | $14.7M |
| Lazard Asset Management LLC | 0.01% | Reduce -3.4% | 719,312 | $5.4M |
| 1607 Capital Partners, LLC | 0.28% | Add +12.8% | 459,592 | $3.4M |
| Saba Capital Management, L.P. | 0.06% | Add +24.7% | 325,779 | $2.4M |
| CSS LLC | 0.41% | No change | 290,275 | $2.2M |
| Gardner Russo & Quinn | 0.02% | Add +1.9% | 288,801 | $2.2M |
| Karpus Management, Inc. | 0.06% | Add +29.5% | 275,120 | $2.1M |
| Shaker Financial Services, LLC | 0.72% | Reduce -22.9% | 252,561 | $1.9M |
| Bulldog Investors, LLP | 0.47% | No change | 237,472 | $1.8M |
| Envestnet Asset Management Inc. | 0.00% | Add +55.0% | 149,366 | $1.1M |
| Uhlmann Price Securities, LLC | 0.80% | Add +41.4% | 140,919 | $1.1M |
| Commonwealth Equity Services, LLC | 0.00% | Add +0.9% | 124,976 | $936K |
| Sanctuary Advisors, LLC | 0.01% | Add +7.5% | 97,879 | $860K |
| Morgan Stanley | 0.00% | Reduce -12.4% | 98,061 | $734K |
| Uncommon Cents Investing LLC | 0.21% | Add +0.2% | 92,100 | $690K |
| Blue Bell Private Wealth Management, LLC | 0.13% | No change | 91,317 | $684K |
| UBS Group AG | 0.00% | Reduce -15.4% | 58,818 | $441K |
| AQR Arbitrage LLC | 0.01% | Reduce -14.7% | 33,571 | $251K |
| Delta Capital Management LLC | 0.14% | No change | 33,363 | $250K |
| Wolverine Asset Management LLC | 0.02% | New | 33,340 | $250K |
| Logan Stone Capital, LLC | 0.08% | New | 31,779 | $238K |
| Susquehanna International Group, LLP | 0.00% | New | 20,070 | $150K |
| LPL Financial LLC | 0.00% | Add +1.3% | 17,910 | $134K |
| GAMCO Investors | 0.00% | No change | 16,048 | $120K |
| Capital Investment Counsel, Inc | 0.02% | No change | 14,961 | $112K |
| Bank of America Corp. | 0.00% | Add +375.2% | 13,672 | $102K |
| Kestra Advisory Services, LLC | 0.00% | No change | 12,876 | $96K |
| Wells Fargo & Company | 0.00% | No change | 10,237 | $77K |
| PNC Financial Services Group, Inc. | 0.00% | Add +144.9% | 6,244 | $47K |
| Osaic Holdings, Inc. | 0.00% | Add +0.9% | 4,819 | $36K |
| Winmill & Co. Inc. | 0.01% | No change | 3,270 | $24K |
| JPMorgan Chase & Co. | 0.00% | No change | 2,581 | $19K |
| Federation des caisses Desjardins du Quebec | 0.00% | No change | 1,829 | $14K |
| Ancora Advisors LLC | 0.00% | No change | 1,068 | $8K |
| North Star Investment Management Corp. | 0.00% | No change | 951 | $7K |
| Cwm, LLC | 0.00% | No change | 835 | $6K |
| Royal Bank of Canada | 0.00% | Reduce -25.6% | 527 | $4K |
| US Bancorp \de | 0.00% | No change | 180 | $1K |
"% of holder's portfolio" is SWZ's weight in each manager's 13F, not the share of Total Return Securities Fund the manager owns.