Allworth Financial LP
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 25, 2024), Allworth Financial LP reported 3,578 stock positions worth $14.2 billion. Its top holding was VG Morningstar TS MKT ETF-US (VTI) at 15.2% of the portfolio, followed by Vanguard Total Bond Market (BND, 8.5%) and Ste STR SPDR PT DW Eu ETF (SPDW, 7.2%). Compared with Q4 2023, it opened 274 new positions, sold out of 126, added to 1,342 and reduced 982. The biggest buy was a new position in GMO U.S. Quality ETF (QLTY) and the biggest sale Franklin U.S. Low Volatility (LVHD, shares −81%).
- Most Recent 13F
- Q2 2026
- Location
- FOLSOM, CA
- CIK
- 0001555170
- Portfolio Value
- $14.2B (Q1 2024)
- SEC Filing
- 0001140361-24-021962 ↗ filed Apr 25, 2024
Holdings Value
Holdings 3,578 stocks · $14.2B
| VTI VG Morningstar TS MKT ETF-US | 15.17% | 8,257,670 | $2.1B | Add +1.4% |
| BND Vanguard Total Bond Market | 8.50% | 16,564,654 | $1.2B | Add +5.3% |
| SPDW Ste STR SPDR PT DW Eu ETF | 7.18% | 28,337,334 | $1.0B | Add +3.0% |
| SPYV SS SPDR P S&P 500 Value ETF | 6.87% | 19,403,272 | $972.1M | Add +4.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 6.59% | 12,757,730 | $933.2M | Add +2.5% |
| BSV Vanguard Short-Term Bond ETF | 6.24% | 11,524,568 | $883.6M | Add +4.0% |
| GOVT iShares US Treasury Bond ETF | 4.33% | 26,933,904 | $613.3M | Add +7.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 2.07% | 1,174,247 | $293.4M | Add +3.4% |
| MBB iShares MBS ETF | 1.81% | 2,777,089 | $256.7M | Add +5.8% |
| USIG iShares Broad Usd Investment | 1.56% | 4,355,375 | $221.1M | Add +5.5% |
| SPEM State Street SP PTF Em ETF | 1.55% | 6,058,748 | $219.3M | Add +1.9% |
| RWL Invesco S&P 500 Revenue ETF | 1.54% | 2,325,189 | $217.9M | Reduce -1.9% |
| AVUS Avantis U.S. Equity ETF | 1.42% | 2,246,289 | $201.0M | Add +1.8% |
| ITOT iShares Core S&P Total U.S. | 1.40% | 1,716,556 | $197.9M | Reduce -5.8% |
| AAPL Apple Inc. | 1.14% | 940,927 | $161.4M | Add +14.7% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.93% | 685,765 | $131.6M | Add +0.8% |
| QLTY GMO U.S. Quality ETF | 0.84% | 4,017,325 | $119.3M | New |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.82% | 2,531,985 | $115.4M | Reduce -0.8% |
| DFAC Dimensional US Core Equity 2 | 0.73% | 3,236,902 | $103.4M | Reduce -2.5% |
| DFAX Dimensional World Ex US Core | 0.66% | 3,682,172 | $93.7M | Reduce -0.5% |
| IXUS iShares Core Intl Stock ETF | 0.64% | 1,338,617 | $90.8M | Reduce -3.2% |
| MSFT Microsoft Corp. | 0.63% | 211,512 | $89.0M | Add +5.8% |
| DFAU Dimensional US Core Equity M | 0.62% | 2,412,078 | $88.1M | Reduce -1.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.62% | 167,604 | $87.7M | Reduce -3.2% |
| IJR iShares Core S&P Small-Cap E | 0.59% | 760,471 | $84.0M | Add +4.5% |
| VYM Vanguard High DVD Yield ETF | 0.57% | 666,513 | $80.6M | Reduce -0.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.46% | 146,956 | $65.3M | Reduce -0.4% |
| JEPI JPMorgan Equity Premium Inco | 0.42% | 1,038,059 | $60.1M | Add +15.3% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.40% | 884,590 | $56.7M | Add +2.6% |
| IVV iShares Core S&P 500 ETF | 0.40% | 106,950 | $56.2M | Reduce -6.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.39% | 158,360 | $54.5M | Reduce -0.8% |
| DFCF Dimensional Core Fixed Inc. | 0.38% | 1,286,722 | $54.0M | Reduce -0.8% |
| AMZN Amazon.com Inc. | 0.38% | 297,486 | $53.7M | Add +51.2% |
| IUSV iShares Core S&P U.S. Value | 0.36% | 568,852 | $51.4M | Reduce -4.7% |
| SUB iShares Short-Term National | 0.35% | 470,963 | $49.3M | Add +1.6% |
| IVW iShares S&P 500 Growth ETF | 0.34% | 576,965 | $48.7M | Reduce -3.4% |
| IWF iShares Russell 1000 Growth | 0.33% | 137,798 | $46.4M | Reduce -0.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.32% | 276,670 | $45.1M | Add +0.7% |
| IUSG iShares Core S&P U.S. Growth | 0.32% | 381,890 | $44.8M | Reduce -2.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.29% | 97,566 | $41.0M | Add +15.4% |
| NVDA Nvidia Corp. | 0.28% | 44,600 | $40.3M | Add +18.7% |
| PGX Invesco Preferred ETF | 0.28% | 3,380,662 | $40.2M | Add +7.0% |
| HDEF Xtrackers MSCI Eafe High Div | 0.28% | 1,586,463 | $39.1M | Reduce -2.4% |
| IJH iShares Core S&P Midcap ETF | 0.28% | 640,740 | $38.9M | Reduce -4.8% |
| AGG iShares Core U.S. Aggregate | 0.24% | 351,271 | $34.4M | Reduce -5.4% |
| PSFF Pacer Swan Sos Fund of Funds | 0.23% | 1,219,386 | $32.9M | Add +105.4% |
| AVUV Avantis US Small Cap Value | 0.23% | 349,885 | $32.8M | Add +279.7% |
| SCHX Schwab US Large-Cap ETF | 0.23% | 516,477 | $32.1M | Reduce -3.0% |
| SCHR Schwab Intermediate-Term US | 0.21% | 599,981 | $29.4M | Reduce -2.4% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.21% | 375,505 | $29.0M | Reduce -2.1% |
| FALN iShares Fallen Angels ETF | 0.20% | 1,072,930 | $28.8M | Reduce -0.7% |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.20% | 682,226 | $27.8M | Add +0.1% |
| DFAT Dimensional US Target Value | 0.20% | 508,503 | $27.7M | Reduce -0.6% |
| VWO Vanguard Ftse Emerging Marke | 0.19% | 644,706 | $26.9M | Reduce -4.6% |
| MUB iShares National Muni Bond E | 0.19% | 246,191 | $26.5M | Add +9.3% |
| LVHD Franklin U.S. Low Volatility | 0.18% | 710,645 | $26.2M | Reduce -80.7% |
| VMBS Vanguard Mortgage-Backed Sec | 0.18% | 573,168 | $26.1M | Reduce -1.6% |
| SGOV iShares 0-3 Month Treasury B | 0.18% | 249,277 | $25.1M | Reduce -28.5% |
| JPST JPMorgan Ultra-Short Income | 0.18% | 497,209 | $25.1M | Reduce -3.7% |
| SPIB SS SPDR P Int C Corp. ETF | 0.17% | 756,969 | $24.7M | Add +20.9% |
| VIG Vanguard Dividend Apprec ETF | 0.17% | 130,557 | $23.8M | Reduce -5.1% |
| VEA Vanguard Ftse Developed ETF | 0.16% | 441,507 | $22.2M | Reduce -10.9% |
| GOOGL Alphabet Inc. Class A | 0.15% | 144,780 | $21.9M | Add +5.0% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.15% | 430,551 | $21.8M | Add +8.9% |
| GLD SPDR Gold Shares | 0.15% | 103,258 | $21.2M | Reduce -13.0% |
| IVE iShares S&P 500 Value ETF | 0.15% | 113,532 | $21.2M | Add +1.4% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.15% | 448,728 | $20.9M | Reduce -0.9% |
| QUAL iShares MSCI USA Quality Fac | 0.14% | 124,011 | $20.4M | Reduce -9.0% |
| DUHP Dimensional US High Profi Et | 0.14% | 627,790 | $19.8M | Reduce -0.5% |
| MOAT Vaneck Morningstar Wide Moat | 0.14% | 218,959 | $19.7M | Add +45.0% |
| XOM Exxon Mobil Corp. | 0.14% | 164,429 | $19.1M | Add +3.8% |
| COST Costco Wholesale Corp. | 0.13% | 26,019 | $19.1M | Add +9.3% |
| PG The Procter & Gamble Co. | 0.13% | 115,417 | $18.7M | Add +6.2% |
| UITB Victoryshares Core Intermedi | 0.13% | 399,816 | $18.5M | Add +7.3% |
| AVGO Broadcom Inc. | 0.13% | 13,560 | $18.0M | Add +9.0% |
| JNJ Johnson & Johnson | 0.13% | 113,499 | $18.0M | Add +8.8% |
| SUSL iShares ESG MSCI USA Leaders | 0.13% | 191,218 | $17.9M | Add +4.7% |
| DFAI Dimensional International Co. | 0.13% | 592,041 | $17.9M | Reduce -2.0% |
| JPM JPMorgan Chase & Co. | 0.12% | 85,772 | $17.2M | Add +2.5% |
| GSLC Goldman Activebeta US LC ETF | 0.12% | 164,147 | $17.0M | Reduce -7.1% |
| CVX Chevron Corp. | 0.12% | 106,533 | $16.8M | Add +10.7% |
| DFUV Dimensional US Marketwide Va | 0.12% | 410,227 | $16.8M | Add +1.2% |
| HD Home Depot Inc. | 0.12% | 43,628 | $16.7M | Add +4.4% |
| TLT iShares 20+ Year Treasury BD | 0.12% | 176,685 | $16.7M | Add +197.8% |
| V Visa Inc. Class A | 0.12% | 59,569 | $16.6M | Add +12.3% |
| FLCB Franklin U.S. Core Bond ETF | 0.12% | 775,612 | $16.6M | Reduce -1.9% |
| EAGG iShares ESG Aware US Aggrega | 0.11% | 342,352 | $16.1M | Add +15.1% |
| SCHD Schwab US DVD Equity ETF | 0.11% | 195,023 | $15.7M | Reduce -0.3% |
| MA Mastercard Inc. Class A | 0.11% | 31,245 | $15.0M | Add +4.9% |
| XLK SS Technology Select Sector | 0.11% | 71,759 | $14.9M | Add +0.2% |
| VONV Vanguard Russell 1000 Value | 0.10% | 187,412 | $14.7M | Reduce -4.2% |
| UNH Unitedhealth Group Inc. | 0.10% | 29,719 | $14.7M | Add +4.6% |
| SMB Vaneck Short Muni ETF | 0.10% | 862,072 | $14.7M | Add +18.4% |
| META Meta Platforms Inc. Class A | 0.10% | 29,001 | $14.1M | Add +18.3% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.10% | 153,289 | $14.1M | Reduce -5.5% |
| SPGP Invesco S&P 500 Garp ETF | 0.10% | 126,407 | $13.5M | Add +6.1% |
| VXUS Vanguard Total Intl Stock | 0.09% | 221,823 | $13.4M | Add +2.2% |
| T AT&T Inc. | 0.09% | 755,847 | $13.3M | Add +3.8% |
| USXF iShares ESG Advance MSCI USA | 0.09% | 288,907 | $13.0M | Add +3.2% |
| SHM SS SPDR N Ice St Muni ETF | 0.09% | 274,430 | $13.0M | Reduce -1.9% |
Other holdings (13): bonds, preferreds, convertibles and warrants · $217K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 93 | $111K | Add +116.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 33 | $40K | Reduce -23.3% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 914 | $39K | Add +2.8% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 453 | $22K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 967 | $4K | Add +22.4% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 84 | $202 | New |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 13 | $179 | Add +8.3% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 100 | $133 | New |
| JETAI INC | *W EXP 08/10/203 | 33 | $15 | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 99 | $13 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 30 | $8 | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 12 | $4 | No change |
| AAGRW African Agriculture Hol-CW27 | *W EXP 12/06/202 | 100 | $2 | No change |
Lines left out (7) · $42 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| DSTL Distillate US Fundamental St | DISTILLATE US | 0 | $18 |
| LISTED FD TR | TRUESHS TECH AI | 0 | $11 |
| IVOL Quadratic Int Rte Vol Infl H | QUADRTC INT RT | 0 | $6 |
| EC Ecopetrol SA-Sponsored ADR | SPONSORED ADS | 0 | $3 |
| IMMR Immersion Corporation | COM | 0 | $2 |
| BTCS BTCS Inc. | COM NEW | 0 | $1 |
| JMOM JPMorgan US Momentum Factor | US MOMENTUM | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $14.2B.
Portfolio Sells Q4 2023 → Q1 2024
| LVHD Franklin U.S. Low Volatility | Reduce -80.7% | 0.18% | −0.84 |
| SGOV iShares 0-3 Month Treasury B | Reduce -28.5% | 0.18% | −0.09 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -0.8% | 0.82% | −0.08 |
| FLOT iShares Floating Rate Bond E | Reduce -56.1% | 0.05% | −0.07 |
| QTJL Inn Growth Accel Plus July | Reduce -99.3% | 0.00% | −0.07 |
| ITOT iShares Core S&P Total U.S. | Reduce -5.8% | 1.40% | −0.07 |
| PJUL Innovator U.S. Equity Power | Reduce -96.7% | 0.00% | −0.07 |
| KJUL Innovator U.S. Small Cap Pow | Reduce -99.2% | 0.00% | −0.06 |
| XTJL Inn US Eq Accel Plus July | Reduce -99.5% | 0.00% | −0.06 |
| IJUL Innovator International Deve | Reduce -94.6% | 0.00% | −0.06 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -65.7% | 0.02% | −0.05 |
| IXUS iShares Core Intl Stock ETF | Reduce -3.2% | 0.64% | −0.04 |
| INNOVATOR ETFS TRUST | Reduce -99.8% | 0.00% | −0.04 |
| DFCF Dimensional Core Fixed Inc. | Reduce -0.8% | 0.38% | −0.04 |
| AGG iShares Core U.S. Aggregate | Reduce -5.4% | 0.24% | −0.04 |
| JCPB JPMorgan Core Plus Bond ETF | Reduce -48.9% | 0.03% | −0.04 |
| SEIX Virtus Seix Senior Loan ETF | Reduce -40.2% | 0.05% | −0.04 |
| HNDL Nasdaq 7 Handl Index ETF | Reduce -95.5% | 0.00% | −0.03 |
| HDEF Xtrackers MSCI Eafe High Div | Reduce -2.4% | 0.28% | −0.03 |
| DFAX Dimensional World Ex US Core | Reduce -0.5% | 0.66% | −0.03 |
| SCHR Schwab Intermediate-Term US | Reduce -2.4% | 0.21% | −0.03 |
| VEA Vanguard Ftse Developed ETF | Reduce -10.9% | 0.16% | −0.03 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -38.8% | 0.03% | −0.02 |
| GLD SPDR Gold Shares | Reduce -13.0% | 0.15% | −0.02 |
| SCHO Schwab Short-Term US Treas | Reduce -30.1% | 0.04% | −0.02 |
| IVV iShares Core S&P 500 ETF | Reduce -6.9% | 0.40% | −0.02 |
| VWO Vanguard Ftse Emerging Marke | Reduce -4.6% | 0.19% | −0.02 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -1.6% | 0.18% | −0.02 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -2.1% | 0.21% | −0.02 |
| IUSV iShares Core S&P U.S. Value | Reduce -4.7% | 0.36% | −0.02 |
| JPST JPMorgan Ultra-Short Income | Reduce -3.7% | 0.18% | −0.02 |
| XLV SS Health Care Select Sector | Reduce -33.7% | 0.04% | −0.02 |
| FBND Fidelity Total Bond ETF | Reduce -12.8% | 0.08% | −0.02 |
| UJUL Innovator U.S. Equity Ultra | Reduce -85.3% | 0.00% | −0.02 |
| ARB Altshares Merger Arbitrage | Reduce -91.9% | 0.00% | −0.02 |
| VGSH Vanguard Short-Term Treasury | Reduce -80.3% | 0.00% | −0.02 |
| TFI SS SPDR N Ice Muni Bond ETF | Reduce -0.9% | 0.15% | −0.02 |
| XSD SS SPDR S&P Semiconductor | Reduce -99.4% | 0.00% | −0.01 |
| FALN iShares Fallen Angels ETF | Reduce -0.7% | 0.20% | −0.01 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -5.5% | 0.10% | −0.01 |
| PKW Invesco Buyback Achievers Et | Reduce -94.5% | 0.00% | −0.01 |
| IBDQ iShares Ibonds Dec 2025 Term | Reduce -17.1% | 0.05% | −0.01 |
| FLCB Franklin U.S. Core Bond ETF | Reduce -1.9% | 0.12% | −0.01 |
| IBDR iShares Ibonds Dec 2026 Term | Reduce -19.0% | 0.04% | −0.01 |
| ICSH iShares Ultra Short Duration | Reduce -11.8% | 0.05% | −0.01 |
| MNA Nylim Merger Arbtrage ETF-Ui | Sold out | 0.00% | −0.01 |
| DFAC Dimensional US Core Equity 2 | Reduce -2.5% | 0.73% | −0.01 |
| PZA Invesco National Amt-Free Mu | Reduce -3.7% | 0.08% | −0.01 |
| VGIT Vanguard Intermediate-Term T | Reduce -16.3% | 0.04% | −0.01 |
| BJUL Innovator U.S. Equity Buffer | Reduce -98.7% | 0.00% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| QLTY GMO U.S. Quality ETF | New | 0.84% | +0.84 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +2.5% | 6.59% | +0.40 |
| VTI VG Morningstar TS MKT ETF-US | Add +1.4% | 15.17% | +0.40 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +4.6% | 6.87% | +0.25 |
| AVUV Avantis US Small Cap Value | Add +279.7% | 0.23% | +0.17 |
| AMZN Amazon.com Inc. | Add +51.2% | 0.38% | +0.15 |
| NVDA Nvidia Corp. | Add +18.7% | 0.28% | +0.14 |
| PSFF Pacer Swan Sos Fund of Funds | Add +105.4% | 0.23% | +0.12 |
| TLT iShares 20+ Year Treasury BD | Add +197.8% | 0.12% | +0.07 |
| CORP PIMCO Inv Grade Corp. BD ETF | New | 0.07% | +0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +15.4% | 0.29% | +0.06 |
| MSFT Microsoft Corp. | Add +5.8% | 0.63% | +0.05 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +3.4% | 2.07% | +0.05 |
| DGRO iShares Core Dividend Growth | Add +242.7% | 0.07% | +0.05 |
| JEPI JPMorgan Equity Premium Inco | Add +15.3% | 0.42% | +0.05 |
| AVUS Avantis U.S. Equity ETF | Add +1.8% | 1.42% | +0.04 |
| MOAT Vaneck Morningstar Wide Moat | Add +45.0% | 0.14% | +0.04 |
| VOO Vanguard S&P 500 ETF | Add +91.3% | 0.08% | +0.04 |
| META Meta Platforms Inc. Class A | Add +18.3% | 0.10% | +0.03 |
| EFV iShares MSCI Eafe Value ETF | Add +201.0% | 0.04% | +0.03 |
| NOBL Proshares S&P 500 Dividend A | Add +403.1% | 0.03% | +0.03 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +3.0% | 7.18% | +0.02 |
| COLB Columbia Banking System Inc. | Add +16147.4% | 0.02% | +0.02 |
| CME Cme Group Inc. | Add +131.0% | 0.04% | +0.02 |
| AVGO Broadcom Inc. | Add +9.0% | 0.13% | +0.02 |
| FPE FT-Preferred Secur & Inc. ETF | Add +455.3% | 0.02% | +0.02 |
| UJAN Innovator U.S. Equity Ultra | Add +816988.9% | 0.02% | +0.02 |
| SPIB SS SPDR P Int C Corp. ETF | Add +20.9% | 0.17% | +0.02 |
| LLY Eli Lilly & Co. | Add +33.7% | 0.04% | +0.02 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Add +2.6% | 0.40% | +0.02 |
| NFLX Netflix Inc. | Add +17.0% | 0.06% | +0.01 |
| COST Costco Wholesale Corp. | Add +9.3% | 0.13% | +0.01 |
| VHT Vanguard Health Care ETF | Add +58.3% | 0.04% | +0.01 |
| XOM Exxon Mobil Corp. | Add +3.8% | 0.14% | +0.01 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +80.8% | 0.03% | +0.01 |
| XLF SS Financial Select Sector | Add +81.0% | 0.03% | +0.01 |
| WFC Wells Fargo & Co. | Add +30.2% | 0.04% | +0.01 |
| ABT Abbott Laboratories | Add +49.6% | 0.04% | +0.01 |
| JPM JPMorgan Chase & Co. | Add +2.5% | 0.12% | +0.01 |
| CRM Salesforce Inc. | Add +31.8% | 0.04% | +0.01 |
| V Visa Inc. Class A | Add +12.3% | 0.12% | +0.01 |
| DIS The Walt Disney Co. | Add +8.7% | 0.04% | +0.01 |
| ABBV Abbvie Inc. | Add +21.9% | 0.05% | +0.01 |
| SPMO Invesco S&P 500 Momentum ETF | New | 0.01% | +0.01 |
| CAT Caterpillar Inc. | Add +7.3% | 0.06% | +0.01 |
| XLI SS Industrial Select Sector | Add +395.2% | 0.01% | +0.01 |
| FVD First Trust Value Line DVD | Add +29.0% | 0.05% | +0.01 |
| PG The Procter & Gamble Co. | Add +6.2% | 0.13% | +0.01 |
| CGDV Cap Group Dividend Value | Add +404.9% | 0.01% | +0.01 |
| BAC Bank of America Corp. | Add +13.3% | 0.06% | +0.01 |
Notes & Other Activity Q4 2023 → Q1 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +116.3% | 93 | $111K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -23.3% | 33 | $40K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +2.8% | 914 | $39K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +22.4% | 967 | $4K |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | New | 84 | $202 |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Add +8.3% | 13 | $179 |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | New | 100 | $133 |
| CNRG SS SPDR S&P Kensho CLP ETF | SP KENSHO CLEAN | Sold out | 0 | $11before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,096 | $23.5B | VTI, BND, SPYG, BSV, SPDW |
| Q1 2026 | 5,127 | $24.6B | VTI, BND, BSV, SPDW, SPYG |
| Q4 2025 | 4,944 | $24.3B | VTI, BND, BSV, SPDW, SPYG |
| Q3 2025 | 4,831 | $22.6B | VTI, BND, BSV, SPDW, SPYG |
| Q2 2025 | 4,548 | $20.8B | VTI, BSV, BND, SPDW, SPYG |
| Q1 2025 | 4,022 | $17.7B | VTI, BSV, BND, SPDW, SPYG |
| Q4 2024 | 3,914 | $18.2B | VTI, BND, SPYG, SPDW, SPYV |
| Q3 2024 | 3,718 | $16.4B | VTI, BND, SPDW, SPYG, SPYV |
| Q2 2024 | 3,667 | $15.5B | VTI, BND, SPDW, SPYG, SPYV |
| Q1 2024 | 3,578 | $14.2B | VTI, BND, SPDW, SPYV, SPYG |