Allworth Financial LP
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 23, 2024), Allworth Financial LP reported 3,718 stock positions worth $16.4 billion. Its top holding was VG Morningstar TS MKT ETF-US (VTI) at 14.5% of the portfolio, followed by Vanguard Total Bond Market (BND, 8.1%) and Ste STR SPDR PT DW Eu ETF (SPDW, 6.8%). Compared with Q2 2024, it opened 188 new positions, sold out of 139, added to 1,236 and reduced 1,194. The biggest buy was a new position in T Rowe Price US Eqy Research (TSPA) and the biggest sale Avantis U.S. Equity ETF (AVUS, shares −83%).
- Most Recent 13F
- Q2 2026
- Location
- FOLSOM, CA
- CIK
- 0001555170
- Portfolio Value
- $16.4B (Q3 2024)
- SEC Filing
- 0001140361-24-044001 ↗ filed Oct 23, 2024
Holdings Value
Holdings 3,718 stocks · $16.4B
| VTI VG Morningstar TS MKT ETF-US | 14.51% | 8,409,146 | $2.4B | Add +1.6% |
| BND Vanguard Total Bond Market | 8.08% | 17,657,405 | $1.3B | Add +2.4% |
| SPDW Ste STR SPDR PT DW Eu ETF | 6.83% | 29,863,752 | $1.1B | Add +1.9% |
| SPYG SS SPDR P S&P 500 Growth ETF | 6.66% | 13,177,373 | $1.1B | Add +1.9% |
| SPYV SS SPDR P S&P 500 Value ETF | 6.54% | 20,300,686 | $1.1B | Add +2.3% |
| BSV Vanguard Short-Term Bond ETF | 5.85% | 12,194,753 | $959.6M | Add +2.6% |
| GOVT iShares US Treasury Bond ETF | 4.11% | 28,799,490 | $675.3M | Add +2.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 2.05% | 1,276,734 | $336.8M | Add +3.1% |
| MBB iShares MBS ETF | 1.79% | 3,069,901 | $294.1M | Add +2.4% |
| AAPL Apple Inc. | 1.64% | 1,152,026 | $268.4M | Reduce -0.5% |
| SPEM State Street SP PTF Em ETF | 1.58% | 6,297,465 | $260.0M | Add +1.1% |
| QLTY GMO U.S. Quality ETF | 1.53% | 7,702,964 | $251.2M | Add +2.8% |
| USIG iShares Broad Usd Investment | 1.49% | 4,659,143 | $245.0M | Add +2.2% |
| RWL Invesco S&P 500 Revenue ETF | 1.43% | 2,396,779 | $235.1M | Add +1.7% |
| ITOT iShares Core S&P Total U.S. | 1.28% | 1,670,407 | $209.8M | Reduce -0.1% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.87% | 710,066 | $142.6M | Add +1.9% |
| DFAC Dimensional US Core Equity 2 | 0.84% | 3,999,359 | $137.1M | Add +22.8% |
| MSFT Microsoft Corp. | 0.80% | 304,469 | $131.0M | Add +1.3% |
| DFAX Dimensional World Ex US Core | 0.75% | 4,585,250 | $123.8M | Add +24.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.74% | 2,573,059 | $121.2M | Reduce -1.9% |
| DFAU Dimensional US Core Equity M | 0.70% | 2,877,689 | $114.2M | Add +20.7% |
| TSPA T Rowe Price US Eqy Research | 0.62% | 2,817,249 | $101.7M | New |
| IJR iShares Core S&P Small-Cap E | 0.60% | 844,645 | $98.8M | Add +2.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.59% | 167,914 | $96.3M | Reduce -0.6% |
| IXUS iShares Core Intl Stock ETF | 0.58% | 1,310,513 | $95.2M | Reduce -0.8% |
| VYM Vanguard High DVD Yield ETF | 0.52% | 670,264 | $85.9M | Add +0.2% |
| JEPI JPMorgan Equity Premium Inco | 0.42% | 1,147,093 | $68.3M | Add +7.5% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.41% | 971,070 | $68.0M | Add +3.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.40% | 134,847 | $65.8M | Reduce -6.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.40% | 169,085 | $64.9M | Add +1.3% |
| NVDA Nvidia Corp. | 0.38% | 519,814 | $63.1M | Add +3.2% |
| JPM JPMorgan Chase & Co. | 0.35% | 271,337 | $57.2M | Reduce -2.2% |
| DFCF Dimensional Core Fixed Inc. | 0.34% | 1,297,097 | $56.0M | Add +2.1% |
| AMZN Amazon.com Inc. | 0.34% | 297,762 | $55.5M | Reduce -2.2% |
| AVGO Broadcom Inc. | 0.33% | 315,567 | $54.4M | Reduce -90.0% |
| IUSV iShares Core S&P U.S. Value | 0.33% | 567,592 | $54.2M | Add +0.1% |
| IVW iShares S&P 500 Growth ETF | 0.32% | 556,142 | $53.3M | Reduce -1.6% |
| IVV iShares Core S&P 500 ETF | 0.32% | 92,315 | $53.2M | Reduce -11.3% |
| SUB iShares Short-Term National | 0.32% | 490,955 | $52.1M | Add +0.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.32% | 297,611 | $52.0M | Add +0.5% |
| HD Home Depot Inc. | 0.31% | 126,902 | $51.4M | Add +0.4% |
| IWF iShares Russell 1000 Growth | 0.30% | 132,055 | $49.6M | Reduce -1.5% |
| IUSG iShares Core S&P U.S. Growth | 0.30% | 374,855 | $49.4M | Reduce -0.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.29% | 105,132 | $48.4M | Add +0.2% |
| JNJ Johnson & Johnson | 0.29% | 296,904 | $48.1M | Add +2.5% |
| PG The Procter & Gamble Co. | 0.29% | 276,075 | $47.8M | Reduce -1.5% |
| SCHD Schwab US DVD Equity ETF | 0.29% | 559,447 | $47.3M | Add +1.8% |
| HDEF Xtrackers MSCI Eafe High Div | 0.27% | 1,665,304 | $44.8M | Add +2.2% |
| PGX Invesco Preferred ETF | 0.27% | 3,588,261 | $44.3M | Add +4.3% |
| UNH Unitedhealth Group Inc. | 0.25% | 70,474 | $41.2M | Add +2.7% |
| CVX Chevron Corp. | 0.23% | 259,440 | $38.2M | Add +4.7% |
| IJH iShares Core S&P Midcap ETF | 0.21% | 565,224 | $35.2M | Reduce -8.6% |
| SCHR Schwab Intermediate-Term US | 0.21% | 686,442 | $34.7M | Reduce -5.2% |
| DFAT Dimensional US Target Value | 0.21% | 624,174 | $34.7M | Add +19.6% |
| AGG iShares Core U.S. Aggregate | 0.21% | 333,226 | $33.7M | Add +9.7% |
| KO The Coca-Cola Co. | 0.20% | 458,517 | $32.9M | Reduce -2.9% |
| AVUV Avantis US Small Cap Value | 0.20% | 342,564 | $32.9M | Reduce -0.1% |
| AXP American Express Co. | 0.20% | 121,108 | $32.8M | Reduce -2.4% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.19% | 402,385 | $32.0M | Reduce -2.6% |
| T AT&T Inc. | 0.19% | 1,412,804 | $31.1M | Add +2.0% |
| FALN iShares Fallen Angels ETF | 0.19% | 1,128,492 | $30.9M | Add +1.3% |
| SYK Stryker Corp. | 0.18% | 84,067 | $30.4M | Reduce -0.4% |
| ABT Abbott Laboratories | 0.18% | 262,583 | $29.9M | Add +10.3% |
| ADP Automatic Data Processing | 0.18% | 104,545 | $28.9M | Reduce -0.5% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.18% | 562,737 | $28.8M | Add +8.9% |
| COST Costco Wholesale Corp. | 0.17% | 31,909 | $28.3M | Reduce -1.6% |
| MUB iShares National Muni Bond E | 0.17% | 253,946 | $27.6M | Add +3.6% |
| HON Honeywell International Inc. | 0.17% | 132,244 | $27.3M | Reduce -0.3% |
| TXN Texas Instruments Inc. | 0.16% | 130,217 | $26.9M | Add +8.5% |
| DUHP Dimensional US High Profi Et | 0.16% | 782,391 | $26.7M | Add +22.2% |
| VWO Vanguard Ftse Emerging Marke | 0.16% | 556,058 | $26.6M | Reduce -9.9% |
| GOOGL Alphabet Inc. Class A | 0.16% | 157,465 | $26.1M | Reduce -0.1% |
| VIG Vanguard Dividend Apprec ETF | 0.15% | 126,882 | $25.1M | Reduce -1.2% |
| CSCO Cisco Systems Inc. | 0.15% | 465,314 | $24.8M | Add +0.4% |
| GLD SPDR Gold Shares | 0.15% | 101,883 | $24.8M | Reduce -1.2% |
| NEE Nextera Energy Inc. | 0.15% | 288,686 | $24.4M | Reduce -3.3% |
| XOM Exxon Mobil Corp. | 0.15% | 207,352 | $24.3M | Add +9.1% |
| SCHX Schwab US Large-Cap ETF | 0.15% | 351,151 | $23.8M | Reduce -31.8% |
| FDVV Fidelity High Dividend ETF | 0.14% | 468,637 | $23.7M | Add +5.3% |
| PMAY Innovator U.S. Equity Power | 0.14% | 650,027 | $22.9M | Add +125.8% |
| JPST JPMorgan Ultra-Short Income | 0.14% | 450,263 | $22.8M | Reduce -0.4% |
| META Meta Platforms Inc. Class A | 0.14% | 39,892 | $22.8M | Add +6.1% |
| PSFF Pacer Swan Sos Fund of Funds | 0.14% | 772,153 | $22.2M | Reduce -45.1% |
| SPIB SS SPDR P Int C Corp. ETF | 0.13% | 646,333 | $21.8M | Reduce -15.5% |
| SMB Vaneck Short Muni ETF | 0.13% | 1,257,510 | $21.7M | Add +14.8% |
| UITB Victoryshares Core Intermedi | 0.13% | 448,445 | $21.5M | Add +6.5% |
| SGOV iShares 0-3 Month Treasury B | 0.13% | 211,456 | $21.3M | Reduce -7.2% |
| IVE iShares S&P 500 Value ETF | 0.13% | 107,473 | $21.2M | Reduce -4.0% |
| VMBS Vanguard Mortgage-Backed Sec | 0.13% | 447,028 | $21.1M | Reduce -12.4% |
| AVUS Avantis U.S. Equity ETF | 0.13% | 219,923 | $20.9M | Reduce -82.6% |
| QUAL iShares MSCI USA Quality Fac | 0.13% | 115,484 | $20.7M | Reduce -2.3% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.12% | 436,419 | $20.4M | Reduce -3.2% |
| MDLZ Mondelez International Inc. Class A | 0.12% | 276,179 | $20.3M | Reduce -0.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.12% | 209,005 | $20.1M | Reduce -7.0% |
| VEA Vanguard Ftse Developed ETF | 0.12% | 376,939 | $19.9M | Reduce -13.3% |
| EMN Eastman Chemical Co. | 0.12% | 177,505 | $19.9M | Reduce -1.1% |
| SUSL iShares ESG MSCI USA Leaders | 0.12% | 195,138 | $19.8M | Add +0.1% |
| ETN Eaton Corp. PLC | 0.12% | 58,376 | $19.3M | Reduce -1.3% |
| UPS United Parcel Service Class B | 0.12% | 140,851 | $19.2M | Add +2.3% |
| XEL Xcel Energy Inc. | 0.11% | 288,856 | $18.9M | Reduce -7.3% |
Options reported separately and not counted above: SPY calls ($5.0M), NVDA puts ($3.2M).
Other holdings (18): bonds, preferreds, convertibles and warrants · $284K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 93 | $118K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 86 | $110K | Add +138.9% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 932 | $28K | Add +0.4% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 453 | $22K | No change |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 20,000 | $2K | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 790 | $2K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 84 | $988 | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 100 | $672 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 257 | $116 | New |
| MOBBW Mobilicom Ltd. -27 | *W EXP 08/31/202 | 400 | $69 | New |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | 2,052 | $23 | No change |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 400 | $8 | No change |
| NCPLW Netcapital Inc. -27 | *W EXP 07/12/202 | 375 | $7 | New |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 200 | $6 | No change |
| BNCWW Cea Industries Inc. -CW27 | *W EXP 02/11/202 | 375 | $3 | New |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 30 | $2 | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 66 | $2 | Reduce -33.3% |
| ZPTAW Zapata Computing Hol- CW23 | *W EXP 02/14/202 | 50 | $2 | No change |
Lines left out (9) · $37 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| EPP iShares MSCI Pacific Ex Japa | MSCI PAC JP ETF | 0 | $10 |
| EMQQ Emg MKT Internet ETF-USA Inc. | EMQQ EME MAR ETF | 0 | $7 |
| IVOL Quadratic Int Rte Vol Infl H | QUADRTC INT RT | 0 | $6 |
| SERIES PORTFOLIOS TR | UNUSUAL WHALES | 0 | $4 |
| SERIES PORTFOLIOS TR | UNUSUAL WHLS DEM | 0 | $4 |
| FDEM Fidelity Emrg MRKT Multifact | EMERG MKTS MLTFT | 0 | $2 |
| IMMR Immersion Corporation | COM | 0 | $2 |
| BTCS BTCS Inc. | COM NEW | 0 | $1 |
| JMOM JPMorgan US Momentum Factor | US MOMENTUM | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $16.4B.
Portfolio Sells Q2 2024 → Q3 2024
| AVUS Avantis U.S. Equity ETF | Reduce -82.6% | 0.13% | −0.62 |
| PSFF Pacer Swan Sos Fund of Funds | Reduce -45.1% | 0.14% | −0.12 |
| SCHX Schwab US Large-Cap ETF | Reduce -31.8% | 0.15% | −0.07 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -48.7% | 0.06% | −0.05 |
| IVV iShares Core S&P 500 ETF | Reduce -11.3% | 0.32% | −0.05 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -6.3% | 0.40% | −0.04 |
| AAPL Apple Inc. | Reduce -0.5% | 1.64% | −0.04 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -1.9% | 0.74% | −0.03 |
| SPIB SS SPDR P Int C Corp. ETF | Reduce -15.5% | 0.13% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -2.2% | 0.35% | −0.03 |
| IJH iShares Core S&P Midcap ETF | Reduce -8.6% | 0.21% | −0.03 |
| CORP PIMCO Inv Grade Corp. BD ETF | Reduce -47.2% | 0.03% | −0.02 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -12.4% | 0.13% | −0.02 |
| TIP iShares Tips Bond ETF | Reduce -45.7% | 0.02% | −0.02 |
| GOOGL Alphabet Inc. Class A | Reduce -0.1% | 0.16% | −0.02 |
| AMZN Amazon.com Inc. | Reduce -2.2% | 0.34% | −0.02 |
| GE General Electric | Reduce -51.4% | 0.03% | −0.02 |
| ITOT iShares Core S&P Total U.S. | Reduce -0.1% | 1.28% | −0.02 |
| VEA Vanguard Ftse Developed ETF | Reduce -13.3% | 0.12% | −0.02 |
| GOOG Alphabet Inc. Class C | Reduce -7.2% | 0.08% | −0.02 |
| SGOV iShares 0-3 Month Treasury B | Reduce -7.2% | 0.13% | −0.02 |
| INTC Intel Corp. | Reduce -3.5% | 0.03% | −0.02 |
| SCHR Schwab Intermediate-Term US | Reduce -5.2% | 0.21% | −0.02 |
| XNIEX Virtus Equity & Convertible | Reduce -56.3% | 0.01% | −0.02 |
| SEIX Virtus Seix Senior Loan ETF | Reduce -51.4% | 0.01% | −0.02 |
| HON Honeywell International Inc. | Reduce -0.3% | 0.17% | −0.02 |
| LLY Eli Lilly & Co. | Reduce -20.8% | 0.06% | −0.02 |
| EOI Eaton Vance Enhanced Eq Incm | Reduce -51.5% | 0.02% | −0.02 |
| DIS The Walt Disney Co. | Reduce -7.0% | 0.12% | −0.02 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.02 |
| VCIT Vanguard Int-Term Corporate | Reduce -25.8% | 0.04% | −0.01 |
| VWO Vanguard Ftse Emerging Marke | Reduce -9.9% | 0.16% | −0.01 |
| VGT Vanguard Info Tech ETF | Reduce -20.8% | 0.04% | −0.01 |
| PG The Procter & Gamble Co. | Reduce -1.5% | 0.29% | −0.01 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -2.6% | 0.19% | −0.01 |
| ICSH iShares Ultra Short Duration | Reduce -22.0% | 0.03% | −0.01 |
| FTEC Fidelity MSCI Info Tech Indx | Reduce -34.9% | 0.02% | −0.01 |
| QPFF American Century Qual Pref | Reduce -59.8% | 0.01% | −0.01 |
| AVUV Avantis US Small Cap Value | Reduce -0.1% | 0.20% | −0.01 |
| IVW iShares S&P 500 Growth ETF | Reduce -1.6% | 0.32% | −0.01 |
| SCHM Schwab US Mid Cap ETF | Reduce -26.4% | 0.03% | −0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.6% | 0.59% | −0.01 |
| IWF iShares Russell 1000 Growth | Reduce -1.5% | 0.30% | −0.01 |
| VXF Vanguard Extended Market ETF | Reduce -32.9% | 0.02% | −0.01 |
| AMAT Applied Materials Inc. | Reduce -20.3% | 0.03% | −0.01 |
| TFI SS SPDR N Ice Muni Bond ETF | Reduce -3.2% | 0.12% | −0.01 |
| IQLT iShares MSCI International Q | Reduce -50.2% | 0.01% | −0.01 |
| RSP Invesco S&P 500 Equal Weight | Reduce -21.4% | 0.03% | −0.01 |
| F Ford Motor Co. | Reduce -24.5% | 0.01% | −0.01 |
| RZG Invesco S&P Smallcap 600 Pur | Reduce -39.5% | 0.01% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| TSPA T Rowe Price US Eqy Research | New | 0.62% | +0.62 |
| DFAC Dimensional US Core Equity 2 | Add +22.8% | 0.84% | +0.14 |
| DFAX Dimensional World Ex US Core | Add +24.7% | 0.75% | +0.14 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +2.3% | 6.54% | +0.12 |
| DFAU Dimensional US Core Equity M | Add +20.7% | 0.70% | +0.11 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +1.9% | 6.83% | +0.09 |
| PMAY Innovator U.S. Equity Power | Add +125.8% | 0.14% | +0.08 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +3.1% | 2.05% | +0.07 |
| SPEM State Street SP PTF Em ETF | Add +1.1% | 1.58% | +0.06 |
| ABBV Abbvie Inc. | Add +79.3% | 0.10% | +0.05 |
| VTI VG Morningstar TS MKT ETF-US | Add +1.6% | 14.51% | +0.04 |
| KJUL Innovator U.S. Small Cap Pow | Add +2167.6% | 0.03% | +0.03 |
| QLTY GMO U.S. Quality ETF | Add +2.8% | 1.53% | +0.03 |
| DUHP Dimensional US High Profi Et | Add +22.2% | 0.16% | +0.03 |
| DFAT Dimensional US Target Value | Add +19.6% | 0.21% | +0.03 |
| ABT Abbott Laboratories | Add +10.3% | 0.18% | +0.03 |
| JEPI JPMorgan Equity Premium Inco | Add +7.5% | 0.42% | +0.03 |
| IJAN Innovator International Deve | Add +114487.4% | 0.02% | +0.02 |
| META Meta Platforms Inc. Class A | Add +6.1% | 0.14% | +0.02 |
| AMLP Alerian MLP ETF | Add +312.2% | 0.03% | +0.02 |
| ORCL Oracle Corp. | Add +13.0% | 0.09% | +0.02 |
| T AT&T Inc. | Add +2.0% | 0.19% | +0.02 |
| HD Home Depot Inc. | Add +0.4% | 0.31% | +0.02 |
| SBUX Starbucks Corp. | Add +2.4% | 0.11% | +0.02 |
| NAPR Innovator Growth 100 Power B | Add +129.2% | 0.03% | +0.02 |
| AGG iShares Core U.S. Aggregate | Add +9.7% | 0.21% | +0.01 |
| O Realty Income Corp. | Add +19.9% | 0.07% | +0.01 |
| DAL Delta Air Lines Inc. | Add +60.6% | 0.03% | +0.01 |
| SNOW Snowflake Inc. | Add +2650.2% | 0.01% | +0.01 |
| QCOM Qualcomm Inc. | Add +44.7% | 0.06% | +0.01 |
| SMB Vaneck Short Muni ETF | Add +14.8% | 0.13% | +0.01 |
| LIN Linde PLC | Add +125.9% | 0.02% | +0.01 |
| MCD McDonald's Corp. | Add +8.2% | 0.07% | +0.01 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +1.9% | 6.66% | +0.01 |
| PM Philip Morris International | Add +23.3% | 0.04% | +0.01 |
| THC Tenet Healthcare Corp. | Add +186.9% | 0.01% | +0.01 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Add +3.9% | 0.41% | +0.01 |
| TXN Texas Instruments Inc. | Add +8.5% | 0.16% | +0.01 |
| VXUS Vanguard Total Intl Stock | Add +9.8% | 0.11% | +0.01 |
| CSCO Cisco Systems Inc. | Add +0.4% | 0.15% | +0.01 |
| PGX Invesco Preferred ETF | Add +4.3% | 0.27% | +0.01 |
| HDEF Xtrackers MSCI Eafe High Div | Add +2.2% | 0.27% | +0.01 |
| EJAN Innovator Emerging Markets P | New | 0.01% | +0.01 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +1.9% | 0.87% | +0.01 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +8.9% | 0.18% | +0.01 |
| WPC WP Carey Inc. | Add +16.8% | 0.05% | +0.01 |
| MMM 3M Co. | Add +18.2% | 0.02% | +0.01 |
| AMD Advanced Micro Devices | Add +20.5% | 0.04% | +0.01 |
| CGDV Cap Group Dividend Value | Add +26.8% | 0.03% | +0.01 |
| FDVV Fidelity High Dividend ETF | Add +5.3% | 0.14% | +0.01 |
Options Activity Q2 2024 → Q3 2024
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +138.9% | 86 | $110K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +0.4% | 932 | $28K |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | New | 20,000 | $2K |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | New | 257 | $116 |
| MOBBW Mobilicom Ltd. -27 | *W EXP 08/31/202 | New | 400 | $69 |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | Sold out | 100 | $25before exit |
| LISTED FD TR | TRUESHS TECH AI | Sold out | 0 | $11before exit |
| EPP iShares MSCI Pacific Ex Japa | MSCI PAC JP ETF | Reduce -100.0% | 0 | $10 |
| JETAI INC | *W EXP 08/10/203 | Sold out | 33 | $10before exit |
| NCPLW Netcapital Inc. -27 | *W EXP 07/12/202 | New | 375 | $7 |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | Sold out | 12 | $5before exit |
| BUG Global X Cybersecurity ETF | CYBRSCURTY ETF | Sold out | 0 | $5before exit |
| BNCWW Cea Industries Inc. -CW27 | *W EXP 02/11/202 | New | 375 | $3 |
| FDEM Fidelity Emrg MRKT Multifact | EMERG MKTS MLTFT | New | 0 | $2 |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | Reduce -33.3% | 66 | $2 |
| AAGRW African Agriculture Hol-CW27 | *W EXP 12/06/202 | Sold out | 100 | $1before exit |
| BIGGQ Big Lots Inc. | COM | Sold out | 0 | $1before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,096 | $23.5B | VTI, BND, SPYG, BSV, SPDW |
| Q1 2026 | 5,127 | $24.6B | VTI, BND, BSV, SPDW, SPYG |
| Q4 2025 | 4,944 | $24.3B | VTI, BND, BSV, SPDW, SPYG |
| Q3 2025 | 4,831 | $22.6B | VTI, BND, BSV, SPDW, SPYG |
| Q2 2025 | 4,548 | $20.8B | VTI, BSV, BND, SPDW, SPYG |
| Q1 2025 | 4,022 | $17.7B | VTI, BSV, BND, SPDW, SPYG |
| Q4 2024 | 3,914 | $18.2B | VTI, BND, SPYG, SPDW, SPYV |
| Q3 2024 | 3,718 | $16.4B | VTI, BND, SPDW, SPYG, SPYV |
| Q2 2024 | 3,667 | $15.5B | VTI, BND, SPDW, SPYG, SPYV |
| Q1 2024 | 3,578 | $14.2B | VTI, BND, SPDW, SPYV, SPYG |