Allworth Financial LP
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed April 30, 2025), Allworth Financial LP reported 4,022 stock positions worth $17.7 billion. Its top holding was VG Morningstar TS MKT ETF-US (VTI) at 12.4% of the portfolio, followed by Vanguard Short-Term Bond ETF (BSV, 8.1%) and Vanguard Total Bond Market (BND, 8.0%). Compared with Q4 2024, it opened 285 new positions, sold out of 174, added to 1,838 and reduced 1,090. The biggest buy was Vanguard Short-Term Bond ETF (BSV, shares +35%) and the biggest sale SS SPDR P S&P 500 Value ETF (SPYV, shares −20%).
- Most Recent 13F
- Q2 2026
- Location
- FOLSOM, CA
- CIK
- 0001555170
- Portfolio Value
- $17.7B (Q1 2025)
- SEC Filing
- 0001140361-25-016624 ↗ filed Apr 30, 2025
Holdings Value
Holdings 4,022 stocks · $17.7B
| VTI VG Morningstar TS MKT ETF-US | 12.41% | 8,183,514 | $2.2B | Add +1.6% |
| BSV Vanguard Short-Term Bond ETF | 8.13% | 18,418,374 | $1.4B | Add +34.9% |
| BND Vanguard Total Bond Market | 8.03% | 19,514,987 | $1.4B | Add +1.0% |
| SPDW Ste STR SPDR PT DW Eu ETF | 6.68% | 31,646,663 | $1.2B | Reduce -0.2% |
| SPYG SS SPDR P S&P 500 Growth ETF | 5.08% | 11,217,747 | $901.5M | Reduce -8.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 4.46% | 16,207,539 | $790.9M | Reduce -20.4% |
| GOVT iShares US Treasury Bond ETF | 2.78% | 21,531,035 | $492.2M | Reduce -35.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 2.00% | 1,397,885 | $355.1M | Add +2.1% |
| MBB iShares MBS ETF | 1.60% | 3,051,257 | $283.5M | Reduce -11.3% |
| USIG iShares Broad Usd Investment | 1.53% | 5,364,728 | $271.3M | Add +1.6% |
| AAPL Apple Inc. | 1.53% | 1,298,033 | $270.5M | Add +3.9% |
| SPEM State Street SP PTF Em ETF | 1.45% | 6,567,549 | $257.8M | Add +1.3% |
| ITOT iShares Core S&P Total U.S. | 1.43% | 2,118,890 | $252.8M | Add +24.1% |
| QLTY GMO U.S. Quality ETF | 1.37% | 7,957,838 | $242.3M | Reduce -1.8% |
| VFLO Victoryshares Free Cash Flow | 1.22% | 6,573,059 | $216.0M | Add +505519.9% |
| RWL Invesco S&P 500 Revenue ETF | 1.20% | 2,211,381 | $213.6M | Add +0.3% |
| DFAC Dimensional US Core Equity 2 | 0.82% | 4,570,089 | $146.2M | Add +8.6% |
| MSFT Microsoft Corp. | 0.78% | 358,572 | $138.9M | Add +5.9% |
| DFAX Dimensional World Ex US Core | 0.78% | 5,176,023 | $138.1M | Add +9.1% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.76% | 745,659 | $134.0M | Add +0.4% |
| DFAU Dimensional US Core Equity M | 0.68% | 3,207,530 | $120.3M | Add +8.5% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.67% | 2,583,318 | $118.1M | Reduce -4.0% |
| IJR iShares Core S&P Small-Cap E | 0.66% | 1,165,465 | $116.4M | Add +0.1% |
| IXUS iShares Core Intl Stock ETF | 0.62% | 1,545,162 | $109.9M | Add +14.2% |
| TSPA T Rowe Price US Eqy Research | 0.62% | 3,193,387 | $109.9M | Add +2.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.53% | 1,851,606 | $93.7M | Add +78192.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.52% | 169,434 | $92.6M | Add +1.5% |
| VYM Vanguard High DVD Yield ETF | 0.48% | 695,462 | $85.8M | Add +2.7% |
| JPM JPMorgan Chase & Co. | 0.46% | 335,592 | $82.1M | Reduce -1.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.44% | 147,232 | $78.3M | Add +0.5% |
| NVDA Nvidia Corp. | 0.41% | 676,333 | $72.0M | Add +15.4% |
| AMZN Amazon.com Inc. | 0.39% | 366,507 | $68.4M | Add +11.4% |
| IVV iShares Core S&P 500 ETF | 0.37% | 118,852 | $65.3M | Reduce -0.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.35% | 166,783 | $61.9M | Reduce -7.5% |
| HD Home Depot Inc. | 0.35% | 172,009 | $61.9M | Add +1.8% |
| JEPI JPMorgan Equity Premium Inco | 0.35% | 1,128,232 | $61.8M | Reduce -3.2% |
| SUB iShares Short-Term National | 0.34% | 578,881 | $61.0M | Reduce -2.3% |
| AVGO Broadcom Inc. | 0.34% | 320,868 | $60.4M | Add +0.9% |
| IUSG iShares Core S&P U.S. Growth | 0.33% | 466,482 | $59.4M | Add +34.3% |
| IUSV iShares Core S&P U.S. Value | 0.33% | 671,899 | $59.3M | Add +23.1% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.33% | 885,048 | $58.8M | Reduce -12.7% |
| DFCF Dimensional Core Fixed Inc. | 0.31% | 1,335,973 | $55.6M | Reduce -3.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.31% | 118,013 | $55.2M | Reduce -5.3% |
| SCHD Schwab US DVD Equity ETF | 0.31% | 2,140,743 | $55.0M | Add +1.9% |
| COST Costco Wholesale Corp. | 0.29% | 53,406 | $52.1M | Add +1.3% |
| JNJ Johnson & Johnson | 0.29% | 329,321 | $51.0M | Add +1.8% |
| HDEF Xtrackers MSCI Eafe High Div | 0.29% | 1,819,368 | $50.7M | Add +1.8% |
| IVW iShares S&P 500 Growth ETF | 0.28% | 543,298 | $50.4M | Reduce -1.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.28% | 301,859 | $49.8M | Reduce -7.4% |
| XBAP Innovator US Eqy Accel 9 Buf | 0.28% | 1,437,374 | $49.6M | New |
| PG The Procter & Gamble Co. | 0.28% | 309,615 | $49.4M | Add +4.2% |
| VOO Vanguard S&P 500 ETF | 0.27% | 96,746 | $48.6M | Add +1.8% |
| CVX Chevron Corp. | 0.27% | 347,800 | $48.4M | Add +2.3% |
| PSFF Pacer Swan Sos Fund of Funds | 0.26% | 1,627,041 | $45.9M | Add +6.8% |
| IWF iShares Russell 1000 Growth | 0.26% | 126,791 | $45.6M | Reduce -1.9% |
| AGG iShares Core U.S. Aggregate | 0.23% | 420,180 | $41.3M | Add +10.4% |
| T AT&T Inc. | 0.23% | 1,478,015 | $40.7M | Add +3.8% |
| DFAT Dimensional US Target Value | 0.23% | 812,869 | $40.0M | Add +0.0% |
| V Visa Inc. Class A | 0.22% | 116,092 | $39.0M | Add +1.3% |
| KO The Coca-Cola Co. | 0.22% | 530,787 | $38.5M | Add +0.9% |
| GOOG Alphabet Inc. Class C | 0.21% | 227,608 | $36.8M | Reduce 0.0% |
| MUB iShares National Muni Bond E | 0.20% | 336,695 | $35.0M | Reduce -5.3% |
| XOM Exxon Mobil Corp. | 0.20% | 318,908 | $34.6M | Add +6.9% |
| IJH iShares Core S&P Midcap ETF | 0.19% | 601,273 | $34.2M | Add +14.6% |
| GLD SPDR Gold Shares | 0.19% | 109,185 | $33.6M | Add +2.7% |
| AXP American Express Co. | 0.19% | 123,839 | $33.1M | Reduce -0.9% |
| VWO Vanguard Ftse Emerging Marke | 0.19% | 731,201 | $32.9M | Reduce -1.5% |
| FALN iShares Fallen Angels ETF | 0.19% | 1,249,377 | $32.8M | Add +3.5% |
| UNH Unitedhealth Group Inc. | 0.18% | 77,045 | $32.7M | Add +5.5% |
| ABT Abbott Laboratories | 0.18% | 251,786 | $32.6M | Add +1.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.18% | 410,290 | $32.3M | Add +1.4% |
| ADP Automatic Data Processing | 0.18% | 109,518 | $32.3M | Add +4.5% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.18% | 657,146 | $32.0M | Add +1.2% |
| SCHB Schwab US Broad Market ETF | 0.17% | 1,453,211 | $30.6M | Add +63.7% |
| SYK Stryker Corp. | 0.17% | 84,369 | $30.5M | Add +0.9% |
| GOOGL Alphabet Inc. Class A | 0.17% | 190,144 | $30.3M | Add +3.8% |
| SMB Vaneck Short Muni ETF | 0.17% | 1,771,043 | $30.1M | Add +8.4% |
| CSCO Cisco Systems Inc. | 0.17% | 527,185 | $29.7M | Add +1.3% |
| PGX Invesco Preferred ETF | 0.16% | 2,627,449 | $29.1M | Add +4.7% |
| ORCL Oracle Corp. | 0.16% | 210,709 | $29.0M | Add +8.7% |
| DFUV Dimensional US Marketwide Va | 0.16% | 728,180 | $28.6M | Reduce -1.8% |
| HON Honeywell International Inc. | 0.16% | 138,404 | $27.8M | Add +0.3% |
| DUHP Dimensional US High Profi Et | 0.15% | 847,605 | $27.2M | Add +11.2% |
| VIG Vanguard Dividend Apprec ETF | 0.15% | 143,217 | $27.0M | Add +12.5% |
| ABBV Abbvie Inc. | 0.15% | 149,025 | $26.9M | Add +3.5% |
| SCHR Schwab Intermediate-Term US | 0.15% | 1,056,877 | $26.3M | Reduce -23.7% |
| NEE Nextera Energy Inc. | 0.15% | 389,849 | $25.9M | Add +6.4% |
| META Meta Platforms Inc. Class A | 0.15% | 48,250 | $25.7M | Reduce -0.5% |
| UITB Victoryshares Core Intermedi | 0.14% | 540,175 | $25.2M | Add +4.4% |
| FDVV Fidelity High Dividend ETF | 0.14% | 522,775 | $24.8M | Add +2.5% |
| WMT Walmart Inc. | 0.14% | 250,697 | $24.0M | Add +15.8% |
| SGOV iShares 0-3 Month Treasury B | 0.13% | 236,267 | $23.8M | Add +3.0% |
| DFAI Dimensional International Co. | 0.13% | 715,436 | $22.9M | Add +28.4% |
| NFLX Netflix Inc. | 0.13% | 20,703 | $22.7M | Add +26.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.13% | 249,670 | $22.5M | Add +8.9% |
| SCHX Schwab US Large-Cap ETF | 0.13% | 1,039,424 | $22.5M | Reduce -1.6% |
| QTEC First Trust Nasdq 100 Tech I | 0.13% | 128,519 | $22.4M | Reduce -2.2% |
| IGM iShares Expanded Tech Sector | 0.13% | 246,110 | $22.4M | Reduce -2.6% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.12% | 232,200 | $21.3M | Add +31.5% |
| VXUS Vanguard Total Intl Stock | 0.12% | 328,355 | $20.8M | Add +9.1% |
Options reported separately and not counted above: SPY calls ($7.2M), NVDA puts ($5.8M), AAPL puts ($2.9M), THC puts ($584K), TSLA puts ($337K), AMZN puts ($243K), NFLX puts ($219K).
Other holdings (15): bonds, preferreds, convertibles and warrants · $694K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 366 | $433K | Reduce -2.7% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 93 | $110K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 3,248 | $63K | Add +282.1% |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 20,000 | $62K | Add +33.3% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 383 | $19K | Reduce -47.8% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 790 | $4K | No change |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 135 | $2K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 84 | $628 | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 100 | $312 | No change |
| MOBBW Mobilicom Ltd. -27 | *W EXP 08/31/202 | 400 | $96 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 257 | $20 | No change |
| NCPLW Netcapital Inc. -27 | *W EXP 07/12/202 | 375 | $10 | No change |
| BNCWW Cea Industries Inc. -CW27 | *W EXP 02/11/202 | 375 | $9 | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 66 | $4 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 30 | $1 | No change |
Lines left out (11) · $108 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | NASDAQ 100 EQ WT | 0 | $22 |
| XBMEX BlackRock Health Sciences | COM | 0 | $15 |
| XSVM Invesco S&P Smallcap Value W | S&P SMCP VLU MNT | 0 | $15 |
| HAP Vaneck Natural Resources ETF | NATURAL RESOURC | 0 | $12 |
| DBJP Xtrackers MSCI Japan Hedged | XTRACK MSCI JAPN | 0 | $11 |
| XMMO Invesco S&P Midcap Momentum | S&P MDCP MOMNTUM | 0 | $11 |
| EMQQ Emg MKT Internet ETF-USA Inc. | EMQQ EME MAR ETF | 0 | $7 |
| XRMMX Rvrnrth MGD Dur Muni Inc. | COM | 0 | $6 |
| ALTL Pacer Lunt Large Cap Alterna | LUNT LRG CP ALTR | 0 | $5 |
| FDEM Fidelity Emrg MRKT Multifact | EMERG MKTS MLTFT | 0 | $2 |
| FELV Fidelity Enh LRG Cap Val ETF | ENHANCED LARGE | 0 | $2 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $17.7B.
Portfolio Sells Q4 2024 → Q1 2025
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -20.4% | 4.46% | −1.41 |
| GOVT iShares US Treasury Bond ETF | Reduce -35.2% | 2.78% | −1.34 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -8.4% | 5.08% | −1.12 |
| PSEP Innovator U.S. Equity Power | Reduce -98.7% | 0.00% | −0.20 |
| MBB iShares MBS ETF | Reduce -11.3% | 1.60% | −0.14 |
| QLTY GMO U.S. Quality ETF | Reduce -1.8% | 1.37% | −0.11 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -12.7% | 0.33% | −0.08 |
| KJUL Innovator U.S. Small Cap Pow | Reduce -98.7% | 0.00% | −0.08 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -7.5% | 0.35% | −0.07 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -5.3% | 0.31% | −0.05 |
| GOOG Alphabet Inc. Class C | Reduce 0.0% | 0.21% | −0.04 |
| NSEP Innovator G100 PB ETF-Sep | Sold out | 0.00% | −0.04 |
| IWF iShares Russell 1000 Growth | Reduce -1.9% | 0.26% | −0.04 |
| IVW iShares S&P 500 Growth ETF | Reduce -1.4% | 0.28% | −0.04 |
| SCHR Schwab Intermediate-Term US | Reduce -23.7% | 0.15% | −0.04 |
| AXP American Express Co. | Reduce -0.9% | 0.19% | −0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -7.4% | 0.28% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -0.6% | 0.37% | −0.03 |
| JEPI JPMorgan Equity Premium Inco | Reduce -3.2% | 0.35% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -1.0% | 0.46% | −0.03 |
| CCI Crown Castle Inc. | Reduce -88.8% | 0.00% | −0.03 |
| IGM iShares Expanded Tech Sector | Reduce -2.6% | 0.13% | −0.02 |
| AVUS Avantis U.S. Equity ETF | Reduce -11.6% | 0.09% | −0.02 |
| META Meta Platforms Inc. Class A | Reduce -0.5% | 0.15% | −0.02 |
| QTEC First Trust Nasdq 100 Tech I | Reduce -2.2% | 0.13% | −0.02 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -16.1% | 0.05% | −0.02 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Reduce -11.6% | 0.06% | −0.02 |
| QCOM Qualcomm Inc. | Reduce -24.4% | 0.03% | −0.02 |
| ADBE Adobe Inc. | Reduce -33.1% | 0.02% | −0.01 |
| AVUV Avantis US Small Cap Value | Reduce -4.4% | 0.06% | −0.01 |
| DFUV Dimensional US Marketwide Va | Reduce -1.8% | 0.16% | −0.01 |
| AMD Advanced Micro Devices | Reduce -33.8% | 0.01% | −0.01 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -10.7% | 0.05% | −0.01 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -29.5% | 0.02% | −0.01 |
| SCHX Schwab US Large-Cap ETF | Reduce -1.6% | 0.13% | −0.01 |
| IVOO Vanguard S&P Mid-Cap 400 ETF | Reduce -2.3% | 0.09% | −0.01 |
| RSP Invesco S&P 500 Equal Weight | Reduce -12.8% | 0.06% | −0.01 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -14.4% | 0.04% | −0.01 |
| BX Blackstone Inc. | Reduce -13.0% | 0.02% | −0.01 |
| XLK SS Technology Select Sector | Reduce -0.9% | 0.08% | −0.01 |
| QUAL iShares MSCI USA Quality Fac | Reduce -3.1% | 0.10% | −0.01 |
| MUB iShares National Muni Bond E | Reduce -5.3% | 0.20% | −0.01 |
| IVE iShares S&P 500 Value ETF | Reduce -4.8% | 0.10% | −0.01 |
| GEHC GE Healthcare Technology | Reduce -4.1% | 0.03% | −0.01 |
| NOW ServiceNow Inc. | Reduce -49.9% | 0.01% | −0.01 |
| IWM iShares Russell 2000 ETF | Reduce -2.7% | 0.05% | −0.01 |
| GSLC Goldman Activebeta US LC ETF | Reduce -1.1% | 0.09% | −0.01 |
| BCSF Bain Capital Specialty Finan | Reduce -20.3% | 0.02% | −0.01 |
| FLRN SS SPDR BB Ig Float RT ETF | Reduce -15.1% | 0.06% | −0.01 |
| CARR Carrier Global Corp. | Reduce -0.8% | 0.06% | −0.01 |
Portfolio Buys Q4 2024 → Q1 2025
| BSV Vanguard Short-Term Bond ETF | Add +34.9% | 8.13% | +2.32 |
| VFLO Victoryshares Free Cash Flow | Add +505519.9% | 1.22% | +1.22 |
| JEPQ JPM Nasdaq Equity Premium | Add +78192.0% | 0.53% | +0.53 |
| BND Vanguard Total Bond Market | Add +1.0% | 8.03% | +0.37 |
| XBAP Innovator US Eqy Accel 9 Buf | New | 0.28% | +0.28 |
| ITOT iShares Core S&P Total U.S. | Add +24.1% | 1.43% | +0.17 |
| DFAX Dimensional World Ex US Core | Add +9.1% | 0.78% | +0.12 |
| IXUS iShares Core Intl Stock ETF | Add +14.2% | 0.62% | +0.11 |
| KAPR Innovator U.S. Small Cap Pow | Add +30377.4% | 0.11% | +0.11 |
| SPEM State Street SP PTF Em ETF | Add +1.3% | 1.45% | +0.08 |
| JQUA JPMorgan US Quality Factor | Add +3760.3% | 0.07% | +0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.5% | 0.44% | +0.07 |
| USIG iShares Broad Usd Investment | Add +1.6% | 1.53% | +0.07 |
| SCHB Schwab US Broad Market ETF | Add +63.7% | 0.17% | +0.06 |
| IUSG iShares Core S&P U.S. Growth | Add +34.3% | 0.33% | +0.06 |
| NAPR Innovator Growth 100 Power B | Add +10413.9% | 0.06% | +0.06 |
| T AT&T Inc. | Add +3.8% | 0.23% | +0.05 |
| LLY Eli Lilly & Co. | Add +56.7% | 0.11% | +0.05 |
| PM Philip Morris International | Add +42.1% | 0.10% | +0.05 |
| IUSV iShares Core S&P U.S. Value | Add +23.1% | 0.33% | +0.05 |
| NFLX Netflix Inc. | Add +26.8% | 0.13% | +0.04 |
| HDEF Xtrackers MSCI Eafe High Div | Add +1.8% | 0.29% | +0.04 |
| GLD SPDR Gold Shares | Add +2.7% | 0.19% | +0.04 |
| GE General Electric | Add +132.5% | 0.07% | +0.04 |
| KO The Coca-Cola Co. | Add +0.9% | 0.22% | +0.04 |
| DFAI Dimensional International Co. | Add +28.4% | 0.13% | +0.04 |
| SCHV Schwab US Large-Cap Value | Add +156.3% | 0.06% | +0.04 |
| SCHG Schwab US Large-Cap Growth | Add +99.2% | 0.08% | +0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +31.5% | 0.12% | +0.03 |
| AGG iShares Core U.S. Aggregate | Add +10.4% | 0.23% | +0.03 |
| JNJ Johnson & Johnson | Add +1.8% | 0.29% | +0.03 |
| BBLU Ea Bridgeway Blue Chip ETF | New | 0.03% | +0.03 |
| IJAN Innovator International Deve | Add +36.4% | 0.09% | +0.03 |
| MDLZ Mondelez International Inc. Class A | Add +6.9% | 0.11% | +0.02 |
| WMT Walmart Inc. | Add +15.8% | 0.14% | +0.02 |
| ABT Abbott Laboratories | Add +1.2% | 0.18% | +0.02 |
| IBM Intl Business Machines Corp. | Add +23.3% | 0.10% | +0.02 |
| DCOR Dimensional US Core Eq 1 ETF | Add +1495.7% | 0.02% | +0.02 |
| COST Costco Wholesale Corp. | Add +1.3% | 0.29% | +0.02 |
| ABBV Abbvie Inc. | Add +3.5% | 0.15% | +0.02 |
| VXUS Vanguard Total Intl Stock | Add +9.1% | 0.12% | +0.02 |
| SO The Southern Co. | Add +10.3% | 0.09% | +0.02 |
| BRK.A Berkshire Hathaway Inc. Class A | Add +5.9% | 0.08% | +0.02 |
| DFUS Dimensional US Eq MKT ETF | Add +49.2% | 0.06% | +0.02 |
| KLAC KLA Corp. | Add +53.6% | 0.05% | +0.02 |
| SMB Vaneck Short Muni ETF | Add +8.4% | 0.17% | +0.02 |
| V Visa Inc. Class A | Add +1.3% | 0.22% | +0.02 |
| XOM Exxon Mobil Corp. | Add +6.9% | 0.20% | +0.02 |
| ISRG Intuitive Surgical Inc. | Add +61.7% | 0.05% | +0.01 |
| DUK Duke Energy Corp. | Add +10.9% | 0.07% | +0.01 |
Options Activity Q4 2024 → Q1 2025
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +48.9% | 13,100 | $7.2M |
| NVDA Nvidia Corp. | put | Add +109.6% | 54,500 | $5.8M |
| AAPL Apple Inc. | put | New | 13,700 | $2.9M |
| MSFT Microsoft Corp. | call | Sold out | 6,100 | $2.7Mbefore exit |
| META Meta Platforms Inc. Class A | call | Sold out | 800 | $499Kbefore exit |
| TSLA Tesla Inc. | put | New | 1,300 | $337K |
| AMZN Amazon.com Inc. | put | New | 1,300 | $243K |
| NFLX Netflix Inc. | put | New | 200 | $219K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2024 → Q1 2025
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -2.7% | 366 | $433K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +282.1% | 3,248 | $63K |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | Add +33.3% | 20,000 | $62K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Reduce -47.8% | 383 | $19K |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | NASDAQ 100 EQ WT | Reduce -100.0% | 0 | $22 |
| XBMEX BlackRock Health Sciences | COM | Reduce -100.0% | 0 | $15 |
| HAP Vaneck Natural Resources ETF | NATURAL RESOURC | Reduce -100.0% | 0 | $12 |
| XMMO Invesco S&P Midcap Momentum | S&P MDCP MOMNTUM | Reduce -100.0% | 0 | $11 |
| DBJP Xtrackers MSCI Japan Hedged | XTRACK MSCI JAPN | New | 0 | $11 |
| XRMMX Rvrnrth MGD Dur Muni Inc. | COM | New | 0 | $6 |
| ALTL Pacer Lunt Large Cap Alterna | LUNT LRG CP ALTR | Reduce -100.0% | 0 | $5 |
| FELV Fidelity Enh LRG Cap Val ETF | ENHANCED LARGE | Reduce -100.0% | 0 | $2 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,096 | $23.5B | VTI, BND, SPYG, BSV, SPDW |
| Q1 2026 | 5,127 | $24.6B | VTI, BND, BSV, SPDW, SPYG |
| Q4 2025 | 4,944 | $24.3B | VTI, BND, BSV, SPDW, SPYG |
| Q3 2025 | 4,831 | $22.6B | VTI, BND, BSV, SPDW, SPYG |
| Q2 2025 | 4,548 | $20.8B | VTI, BSV, BND, SPDW, SPYG |
| Q1 2025 | 4,022 | $17.7B | VTI, BSV, BND, SPDW, SPYG |
| Q4 2024 | 3,914 | $18.2B | VTI, BND, SPYG, SPDW, SPYV |
| Q3 2024 | 3,718 | $16.4B | VTI, BND, SPDW, SPYG, SPYV |
| Q2 2024 | 3,667 | $15.5B | VTI, BND, SPDW, SPYG, SPYV |
| Q1 2024 | 3,578 | $14.2B | VTI, BND, SPDW, SPYV, SPYG |