Allworth Financial LP
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed December 2, 2025), Allworth Financial LP reported 4,831 stock positions worth $22.6 billion. Its top holding was VG Morningstar TS MKT ETF-US (VTI) at 12.3% of the portfolio, followed by Vanguard Total Bond Market (BND, 6.8%) and Vanguard Short-Term Bond ETF (BSV, 6.7%). Compared with Q2 2025, it opened 454 new positions, sold out of 175, added to 2,636 and reduced 992. The biggest buy was SS SPDR P S&P 500 Value ETF (SPYV, shares +16%) and the biggest sale Ste STR SPDR PT DW Eu ETF (SPDW, shares −7%).
- Most Recent 13F
- Q2 2026
- Location
- FOLSOM, CA
- CIK
- 0001555170
- Portfolio Value
- $22.6B (Q3 2025)
- SEC Filing
- 0001140361-25-044001 ↗ filed Dec 2, 2025
Holdings Value
Holdings 4,831 stocks · $22.6B
| VTI VG Morningstar TS MKT ETF-US | 12.29% | 8,463,529 | $2.8B | Add +1.5% |
| BND Vanguard Total Bond Market | 6.79% | 20,631,003 | $1.5B | Add +3.9% |
| BSV Vanguard Short-Term Bond ETF | 6.69% | 19,160,220 | $1.5B | Add +2.5% |
| SPDW Ste STR SPDR PT DW Eu ETF | 5.62% | 29,699,973 | $1.3B | Reduce -7.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 5.27% | 11,394,840 | $1.2B | Add +0.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 4.73% | 19,313,081 | $1.1B | Add +16.1% |
| GOVT iShares US Treasury Bond ETF | 2.30% | 22,441,627 | $518.9M | Add +2.9% |
| AAPL Apple Inc. | 2.19% | 1,941,811 | $494.4M | Add +4.3% |
| SPEM State Street SP PTF Em ETF | 1.92% | 9,261,432 | $433.5M | Add +38.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.91% | 1,472,148 | $432.4M | Add +2.9% |
| MBB iShares MBS ETF | 1.34% | 3,193,216 | $303.8M | Add +3.0% |
| QLTY GMO U.S. Quality ETF | 1.32% | 8,266,142 | $299.2M | Add +1.7% |
| ITOT iShares Core S&P Total U.S. | 1.31% | 2,029,185 | $295.6M | Reduce -1.8% |
| USIG iShares Broad Usd Investment | 1.30% | 5,610,266 | $293.0M | Add +2.8% |
| NVDA Nvidia Corp. | 1.19% | 1,438,332 | $268.4M | Add +8.3% |
| RWL Invesco S&P 500 Revenue ETF | 1.12% | 2,284,609 | $252.8M | Add +1.5% |
| MSFT Microsoft Corp. | 1.01% | 439,993 | $227.9M | Add +2.6% |
| DFAC Dimensional US Core Equity 2 | 0.99% | 5,823,133 | $224.6M | Add +5.1% |
| DFAX Dimensional World Ex US Core | 0.95% | 6,861,971 | $215.3M | Add +9.3% |
| DFAU Dimensional US Core Equity M | 0.81% | 3,989,254 | $182.5M | Add +4.6% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.75% | 809,011 | $168.8M | Add +1.8% |
| IJR iShares Core S&P Small-Cap E | 0.65% | 1,227,931 | $145.9M | Add +3.1% |
| TSPA T Rowe Price US Eqy Research | 0.62% | 3,329,644 | $139.5M | Add +1.8% |
| VFLO Victoryshares Free Cash Flow | 0.58% | 3,512,017 | $131.7M | Reduce -47.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.56% | 190,331 | $126.8M | Reduce -0.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.53% | 2,542,343 | $118.8M | Reduce -2.5% |
| AVGO Broadcom Inc. | 0.52% | 359,576 | $118.6M | Reduce -3.0% |
| IXUS iShares Core Intl Stock ETF | 0.52% | 1,424,694 | $117.7M | Reduce -6.7% |
| JPM JPMorgan Chase & Co. | 0.51% | 367,126 | $115.8M | Add +0.8% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.51% | 1,988,980 | $114.4M | Add +2.9% |
| DUHP Dimensional US High Profi Et | 0.49% | 2,961,456 | $111.9M | Add +187.4% |
| AMZN Amazon.com Inc. | 0.48% | 494,526 | $108.6M | Add +2.5% |
| VYM Vanguard High DVD Yield ETF | 0.45% | 729,231 | $102.8M | Add +2.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.41% | 154,214 | $92.6M | Add +0.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.41% | 190,981 | $91.6M | Add +4.0% |
| ORCL Oracle Corp. | 0.40% | 320,789 | $90.2M | Add +1.1% |
| HD Home Depot Inc. | 0.37% | 204,834 | $83.0M | Add +1.9% |
| IVV iShares Core S&P 500 ETF | 0.36% | 122,758 | $82.2M | Add +2.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.36% | 162,259 | $81.6M | Add +2.5% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.35% | 973,158 | $78.5M | Add +5.6% |
| GOOG Alphabet Inc. Class C | 0.33% | 304,234 | $74.1M | Add +7.7% |
| IUSG iShares Core S&P U.S. Growth | 0.33% | 446,824 | $73.5M | Reduce -3.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.32% | 386,711 | $72.1M | Add +5.1% |
| JNJ Johnson & Johnson | 0.31% | 381,319 | $70.7M | Add +2.3% |
| JEPI JPMorgan Equity Premium Inco | 0.30% | 1,168,644 | $66.7M | Add +2.2% |
| DFCF Dimensional Core Fixed Inc. | 0.29% | 1,557,666 | $66.6M | Add +17.6% |
| VOO Vanguard S&P 500 ETF | 0.29% | 107,451 | $65.8M | Add +1.2% |
| GOOGL Alphabet Inc. Class A | 0.29% | 269,379 | $65.5M | Add +1.7% |
| IVW iShares S&P 500 Growth ETF | 0.28% | 530,547 | $64.0M | Reduce -1.1% |
| IUSV iShares Core S&P U.S. Value | 0.28% | 639,528 | $63.9M | Reduce -2.0% |
| META Meta Platforms Inc. Class A | 0.28% | 86,688 | $63.7M | Add +14.4% |
| SUB iShares Short-Term National | 0.28% | 591,086 | $63.1M | Add +1.1% |
| SCHD Schwab US DVD Equity ETF | 0.27% | 2,271,849 | $62.0M | Add +4.1% |
| CVX Chevron Corp. | 0.27% | 398,403 | $61.9M | Add +3.5% |
| PJUL Innovator U.S. Equity Power | 0.26% | 1,308,146 | $59.7M | Add +16594.0% |
| IWF iShares Russell 1000 Growth | 0.26% | 125,226 | $58.7M | Reduce -0.5% |
| AXP American Express Co. | 0.26% | 174,245 | $57.9M | Reduce -0.9% |
| DFAT Dimensional US Target Value | 0.25% | 979,067 | $57.0M | Add +5.7% |
| ABBV Abbvie Inc. | 0.25% | 243,834 | $56.5M | Add +14.1% |
| COST Costco Wholesale Corp. | 0.25% | 60,683 | $56.2M | Add +3.3% |
| HDEF Xtrackers MSCI Eafe High Div | 0.25% | 1,893,216 | $55.7M | Add +2.1% |
| PG The Procter & Gamble Co. | 0.24% | 358,613 | $55.1M | Reduce -3.8% |
| PSFF Pacer Swan Sos Fund of Funds | 0.24% | 1,739,542 | $55.0M | Add +4.3% |
| AGG iShares Core U.S. Aggregate | 0.22% | 487,575 | $48.9M | Add +8.9% |
| LLY Eli Lilly & Co. | 0.21% | 62,578 | $47.7M | Add +9.2% |
| TSLA Tesla Inc. | 0.21% | 106,923 | $47.6M | Reduce -5.0% |
| V Visa Inc. Class A | 0.21% | 138,366 | $47.2M | Reduce -1.6% |
| CSCO Cisco Systems Inc. | 0.21% | 688,503 | $47.1M | Add +2.3% |
| T AT&T Inc. | 0.20% | 1,592,002 | $45.0M | Reduce -9.9% |
| XOM Exxon Mobil Corp. | 0.19% | 387,414 | $43.7M | Reduce -0.7% |
| MUB iShares National Muni Bond E | 0.19% | 392,810 | $41.8M | Add +3.5% |
| VWO Vanguard Ftse Emerging Marke | 0.18% | 769,560 | $41.7M | Reduce -1.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.18% | 146,454 | $41.3M | Reduce -4.0% |
| ADP Automatic Data Processing | 0.18% | 139,014 | $40.8M | Add +22.8% |
| GLD SPDR Gold Shares | 0.18% | 113,979 | $40.5M | Reduce -1.3% |
| KO The Coca-Cola Co. | 0.18% | 609,073 | $40.4M | Add +2.3% |
| IJH iShares Core S&P Midcap ETF | 0.17% | 588,983 | $38.4M | Reduce -1.8% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.17% | 746,884 | $37.4M | Add +6.3% |
| CAT Caterpillar Inc. | 0.17% | 78,181 | $37.3M | Reduce -2.1% |
| FALN iShares Fallen Angels ETF | 0.16% | 1,332,768 | $37.0M | Add +4.0% |
| NFLX Netflix Inc. | 0.16% | 30,395 | $36.4M | Add +1.2% |
| SCHB Schwab US Broad Market ETF | 0.16% | 1,404,466 | $36.1M | Reduce -4.2% |
| ABT Abbott Laboratories | 0.16% | 266,483 | $35.7M | Add +2.6% |
| PGX Invesco Preferred ETF | 0.16% | 3,050,046 | $35.4M | Add +7.1% |
| WFC Wells Fargo & Co. | 0.16% | 421,184 | $35.3M | Add +7.5% |
| SMB Vaneck Short Muni ETF | 0.16% | 2,013,157 | $35.1M | Add +7.8% |
| VIG Vanguard Dividend Apprec ETF | 0.15% | 160,574 | $34.7M | Add +2.7% |
| WMT Walmart Inc. | 0.15% | 323,324 | $33.3M | Reduce -5.2% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.15% | 362,471 | $33.3M | Add +3.7% |
| HON Honeywell International Inc. | 0.15% | 157,809 | $33.2M | Reduce -0.6% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.14% | 408,788 | $32.7M | Reduce -2.1% |
| UNH Unitedhealth Group Inc. | 0.14% | 94,077 | $32.5M | Add +3.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.14% | 283,652 | $32.5M | Add +1.7% |
| DFUV Dimensional US Marketwide Va | 0.14% | 725,131 | $32.4M | Reduce -0.1% |
| FDVV Fidelity High Dividend ETF | 0.14% | 578,911 | $32.3M | Add +5.6% |
| SYK Stryker Corp. | 0.14% | 85,693 | $31.7M | Reduce -1.1% |
| TXN Texas Instruments Inc. | 0.14% | 171,346 | $31.5M | Add +1.5% |
| NEE Nextera Energy Inc. | 0.14% | 411,766 | $31.1M | Add +0.3% |
| IGM iShares Expanded Tech Sector | 0.14% | 243,833 | $30.7M | Reduce -0.7% |
| KLAC KLA Corp. | 0.13% | 27,053 | $29.2M | Reduce -3.1% |
Options reported separately and not counted above: SPY calls ($22.8M), WFC puts ($15.6M), NVDA puts ($10.1M), AAPL calls ($6.0M), AAPL puts ($5.0M), SNOW calls ($2.1M), NVDA calls ($1.8M), BRK.B puts ($1.8M), MA puts ($1.6M), GOOG calls ($1.5M), AMZN calls ($1.3M), Z calls ($1.1M), and 37 more.
Other holdings (18): bonds, preferreds, convertibles and warrants · $1.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 346 | $427K | Reduce -2.8% |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 17,000 | $311K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 93 | $119K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 3,147 | $80K | No change |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | 17,500 | $26K | No change |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 227 | $21K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 800 | $20K | New |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 303 | $15K | Reduce -20.9% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 790 | $3K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 84 | $2K | No change |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 151 | $1K | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 100 | $1K | No change |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 5,395 | $421 | Add +0.5% |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | 48,780 | $396 | Add +3.6% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 361 | $36 | No change |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | 603 | $12 | Add +0.5% |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 30 | $1 | No change |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | 6,921 | $0 | No change |
Lines left out (14) · $189 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| DSTL Distillate US Fundamental St | DISTILLATE US | 0 | $27 |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | NASDAQ 100 EQ WT | 0 | $26 |
| FLDR Fidelity Low Durat Fact ETF | LOW DURTIN ETF | 0 | $24 |
| EVSD Eaton Vance SHRT Dur Inc. | EATO VA DURA ETF | 0 | $22 |
| AVRE Avantis Real Estate ETF | REAL ESTATE ETF | 0 | $21 |
| FIGB Fidelity Invest GRD BND ETF | INVESTMENT GR BD | 0 | $19 |
| CAMT Camtek Ltd. | ORD | 0 | $15 |
| EMQQ Emg MKT Internet ETF-USA Inc. | EMQQ EME MAR ETF | 0 | $8 |
| ALTL Pacer Lunt Large Cap Alterna | LUNT LRG CP ALTR | 0 | $7 |
| FDEM Fidelity Emrg MRKT Multifact | EMERG MKTS MLTFT | 0 | $6 |
| XRMMX Rvrnrth MGD Dur Muni Inc. | COM | 0 | $6 |
| SWAN Amplify Blckswn Grow Trsry | BLACKSWAN GRWT | 0 | $4 |
| SPYT Defiance S&P 500 Tar Inc. ETF | DEF 500 INC ETF | 0 | $3 |
| NAK Northern Dynasty Minerals | COM NEW | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $22.6B.
Portfolio Sells Q2 2025 → Q3 2025
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -7.0% | 5.62% | −0.58 |
| VFLO Victoryshares Free Cash Flow | Reduce -47.6% | 0.58% | −0.55 |
| XBAP Innovator US Eqy Accel 9 Buf | Reduce -90.8% | 0.02% | −0.25 |
| KMAY Innovator US SC PB ETF - May | Reduce -90.4% | 0.01% | −0.10 |
| LISTED FDS TR | Sold out | 0.00% | −0.10 |
| IMAR Innovator Intdevpow Buf-Mar | Reduce -90.4% | 0.01% | −0.07 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -2.5% | 0.53% | −0.05 |
| NAPR Innovator Growth 100 Power B | Reduce -89.9% | 0.01% | −0.05 |
| T AT&T Inc. | Reduce -9.9% | 0.20% | −0.05 |
| IXUS iShares Core Intl Stock ETF | Reduce -6.7% | 0.52% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -3.8% | 0.24% | −0.04 |
| ALSN Allison Transmission Holding | Reduce -97.7% | 0.00% | −0.04 |
| PM Philip Morris International | Reduce -8.0% | 0.11% | −0.03 |
| IBM Intl Business Machines Corp. | Reduce -4.0% | 0.18% | −0.03 |
| LISTED FDS TR | Sold out | 0.00% | −0.03 |
| FLRN SS SPDR BB Ig Float RT ETF | Reduce -85.9% | 0.00% | −0.03 |
| ITOT iShares Core S&P Total U.S. | Reduce -1.8% | 1.31% | −0.03 |
| V Visa Inc. Class A | Reduce -1.6% | 0.21% | −0.03 |
| HON Honeywell International Inc. | Reduce -0.6% | 0.15% | −0.03 |
| NOW ServiceNow Inc. | Reduce -60.8% | 0.01% | −0.03 |
| EJAN Innovator Emerging Markets P | Reduce -90.5% | 0.00% | −0.03 |
| SYK Stryker Corp. | Reduce -1.1% | 0.14% | −0.02 |
| CRM Salesforce Inc. | Reduce -11.8% | 0.05% | −0.02 |
| SGOV iShares 0-3 Month Treasury B | Reduce -8.7% | 0.10% | −0.02 |
| ISRG Intuitive Surgical Inc. | Reduce -0.9% | 0.05% | −0.02 |
| CARR Carrier Global Corp. | Reduce -0.6% | 0.05% | −0.02 |
| LEGG MASON ETF INVT | Sold out | 0.00% | −0.02 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -2.1% | 0.14% | −0.01 |
| IUSV iShares Core S&P U.S. Value | Reduce -2.0% | 0.28% | −0.01 |
| AXP American Express Co. | Reduce -0.9% | 0.26% | −0.01 |
| WMT Walmart Inc. | Reduce -5.2% | 0.15% | −0.01 |
| SCHR Schwab Intermediate-Term US | Reduce -2.9% | 0.11% | −0.01 |
| RSP Invesco S&P 500 Equal Weight | Reduce -18.4% | 0.04% | −0.01 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -24.2% | 0.03% | −0.01 |
| TQQQ Proshares Ultrapro QQQ | Reduce -95.6% | 0.00% | −0.01 |
| FBND Fidelity Total Bond ETF | Reduce -8.0% | 0.06% | −0.01 |
| TFI SS SPDR N Ice Muni Bond ETF | Reduce -5.5% | 0.08% | −0.01 |
| WCN Waste Connections Inc. | Reduce -1.7% | 0.06% | −0.01 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -27.6% | 0.02% | −0.01 |
| EXLS Exlservice Holdings Inc. | Reduce -95.2% | 0.00% | −0.01 |
| IT Gartner Inc. | Reduce -79.3% | 0.00% | −0.01 |
| IJH iShares Core S&P Midcap ETF | Reduce -1.8% | 0.17% | −0.01 |
| DMXF iShares ESG Advanc MSCI Eafe | Reduce -6.6% | 0.06% | −0.01 |
| XOM Exxon Mobil Corp. | Reduce -0.7% | 0.19% | −0.01 |
| FFEB FT Vest US Equity Buffer ETF | Reduce -42.0% | 0.01% | −0.01 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -21.2% | 0.03% | −0.01 |
| EXP Eagle Materials Inc. | Reduce -90.6% | 0.00% | −0.01 |
| GMED Globus Medical Inc. Class A | Reduce -69.0% | 0.00% | −0.01 |
| AMLP Alerian MLP ETF | Reduce -0.4% | 0.06% | −0.01 |
| WDAY Workday Inc. Class A | Reduce -76.0% | 0.00% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| SPYV SS SPDR P S&P 500 Value ETF | Add +16.1% | 4.73% | +0.55 |
| SPEM State Street SP PTF Em ETF | Add +38.5% | 1.92% | +0.55 |
| AAPL Apple Inc. | Add +4.3% | 2.19% | +0.36 |
| DUHP Dimensional US High Profi Et | Add +187.4% | 0.49% | +0.32 |
| PJUL Innovator U.S. Equity Power | Add +16594.0% | 0.26% | +0.26 |
| NVDA Nvidia Corp. | Add +8.3% | 1.19% | +0.18 |
| VTI VG Morningstar TS MKT ETF-US | Add +1.5% | 12.29% | +0.13 |
| KFEB Inov US SML Cap P Bu ETF - F | New | 0.11% | +0.11 |
| GOOG Alphabet Inc. Class C | Add +7.7% | 0.33% | +0.09 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +0.4% | 5.27% | +0.08 |
| IAUG Innov in DVLP PWRB ETF - Aug | New | 0.08% | +0.08 |
| DFAX Dimensional World Ex US Core | Add +9.3% | 0.95% | +0.07 |
| ORCL Oracle Corp. | Add +1.1% | 0.40% | +0.07 |
| GOOGL Alphabet Inc. Class A | Add +1.7% | 0.29% | +0.07 |
| ABBV Abbvie Inc. | Add +14.1% | 0.25% | +0.06 |
| NSEP Innovator G100 PB ETF-Sep | New | 0.05% | +0.05 |
| DFAC Dimensional US Core Equity 2 | Add +5.1% | 0.99% | +0.04 |
| JNJ Johnson & Johnson | Add +2.3% | 0.31% | +0.04 |
| ECL Ecolab Inc. | Add +640.6% | 0.04% | +0.03 |
| DFAU Dimensional US Core Equity M | Add +4.6% | 0.81% | +0.03 |
| GE General Electric | Add +39.2% | 0.10% | +0.03 |
| EJUL Innovator Emerging Markets P | Add +138332.9% | 0.03% | +0.03 |
| DFCF Dimensional Core Fixed Inc. | Add +17.6% | 0.29% | +0.03 |
| PLTR Palantir Technologies Inc. Class A | Add +11.7% | 0.09% | +0.02 |
| DFGP Dimensional GLBL Core PL Fix | New | 0.02% | +0.02 |
| IJR iShares Core S&P Small-Cap E | Add +3.1% | 0.65% | +0.02 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +4.0% | 0.41% | +0.02 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Add +5.6% | 0.35% | +0.02 |
| AMD Advanced Micro Devices | Add +26.9% | 0.06% | +0.02 |
| RTX RTX Corp. | Add +9.8% | 0.11% | +0.02 |
| BRK.A Berkshire Hathaway Inc. Class A | Add +19.4% | 0.12% | +0.02 |
| APP AppLovin Corp. Class A | Add +131.7% | 0.02% | +0.01 |
| LMT Lockheed Martin Corp. | Add +28.5% | 0.07% | +0.01 |
| DGCB Dimensional Global Credit | New | 0.01% | +0.01 |
| GS Goldman Sachs Group Inc. | Add +71.4% | 0.03% | +0.01 |
| HD Home Depot Inc. | Add +1.9% | 0.37% | +0.01 |
| META Meta Platforms Inc. Class A | Add +14.4% | 0.28% | +0.01 |
| AVLC Avantis US LG Cap Eq ETF | New | 0.01% | +0.01 |
| ADP Automatic Data Processing | Add +22.8% | 0.18% | +0.01 |
| DFAT Dimensional US Target Value | Add +5.7% | 0.25% | +0.01 |
| AVDE Avantis International Equity | Add +679.9% | 0.01% | +0.01 |
| SOFI Sofi Technologies Inc. | Add +390.7% | 0.01% | +0.01 |
| SCHG Schwab US Large-Cap Growth | Add +13.8% | 0.09% | +0.01 |
| INTC Intel Corp. | Add +0.5% | 0.04% | +0.01 |
| PWR Quanta Services Inc. | Add +134.0% | 0.02% | +0.01 |
| STRL Sterling Infrastructure Inc. | Add +1307.9% | 0.01% | +0.01 |
| CMI Cummins Inc. | Add +1.4% | 0.06% | +0.01 |
| DOCS Doximity Inc. Class A | Add +369.7% | 0.01% | +0.01 |
| HALO Halozyme Therapeutics Inc. | Add +322.5% | 0.01% | +0.01 |
| HEI Heico Corp. | Add +324.5% | 0.01% | +0.01 |
Options Activity Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +161.8% | 34,300 | $22.8M |
| NVDA Nvidia Corp. | put | Reduce -0.2% | 54,400 | $10.1M |
| AAPL Apple Inc. | call | New | 23,700 | $6.0M |
| AAPL Apple Inc. | put | Add +43.8% | 19,700 | $5.0M |
| SNOW Snowflake Inc. | call | New | 9,200 | $2.1M |
| NVDA Nvidia Corp. | call | New | 9,900 | $1.8M |
| BRK.B Berkshire Hathaway Inc. Class B | put | New | 3,700 | $1.8M |
| MA Mastercard Inc. Class A | put | New | 2,900 | $1.6M |
| GOOG Alphabet Inc. Class C | call | New | 6,100 | $1.5M |
| AMZN Amazon.com Inc. | call | New | 5,900 | $1.3M |
| Z Zillow Group Inc. Class C | call | New | 13,800 | $1.1M |
| AMZN Amazon.com Inc. | put | Add +153.8% | 3,300 | $725K |
| V Visa Inc. Class A | put | New | 1,200 | $410K |
| JPM JPMorgan Chase & Co. | put | New | 1,200 | $379K |
| PWR Quanta Services Inc. | call | New | 900 | $373K |
| CSCO Cisco Systems Inc. | call | New | 3,200 | $219K |
| VOO Vanguard S&P 500 ETF | call | New | 200 | $122K |
| PSA Public Storage | call | New | 400 | $116K |
| TMO Thermo Fisher Scientific Inc. | call | New | 200 | $97K |
| QID Proshares Ultrashort QQQ | call | New | 3,000 | $66K |
| LMT Lockheed Martin Corp. | call | New | 100 | $50K |
| PLTR Palantir Technologies Inc. Class A | call | New | 200 | $36K |
| NKE Nike Inc. Class B | call | New | 500 | $35K |
| SLV iShares Silver Trust | call | New | 800 | $34K |
| QCOM Qualcomm Inc. | call | New | 200 | $33K |
| INSW International Seaways Inc. | call | New | 700 | $32K |
| AMGN Amgen Inc. | call | New | 100 | $28K |
| CRM Salesforce Inc. | call | New | 100 | $24K |
| PNC PNC Financial Services Group | call | New | 100 | $20K |
| AVB Avalonbay Communities Inc. | call | New | 100 | $19K |
| MDT Medtronic PLC | call | New | 200 | $19K |
| MRVL Marvell Technology Inc. | call | New | 200 | $17K |
| CLX Clorox Company | call | New | 100 | $12K |
| WULF Terawulf Inc. | call | New | 900 | $10K |
| PFE Pfizer Inc. | call | New | 400 | $10K |
| SOUN Soundhound AI Inc. Class A | call | New | 600 | $10K |
| SWK Stanley Black & Decker Inc. | call | New | 100 | $7K |
| TTE Totalenergies SE -Spon ADR | call | New | 100 | $6K |
| BMNR Bitmine Immersion Technologi | call | New | 100 | $5K |
| TTD Trade Desk Inc./the Class A | call | New | 100 | $5K |
| RKLB Rocket Lab Corp. | call | New | 100 | $5K |
| BMY Bristol-Myers Squibb Co. | call | New | 100 | $5K |
| PBA Pembina Pipeline Corp. | call | New | 100 | $4K |
| MOS The Mosaic Co. | call | New | 100 | $3K |
| PLUG Plug Power Inc. | call | New | 1,000 | $2K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -2.8% | 346 | $427K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | New | 800 | $20K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Reduce -20.9% | 303 | $15K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Add +0.5% | 5,395 | $421 |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Add +3.6% | 48,780 | $396 |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 2,505 | $179before exit |
| DSTL Distillate US Fundamental St | DISTILLATE US | Reduce -100.0% | 0 | $27 |
| HAP Vaneck Natural Resources ETF | NATURAL RESOURC | Sold out | 0 | $13before exit |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Add +0.5% | 603 | $12 |
| NAK Northern Dynasty Minerals | COM NEW | Reduce -100.0% | 0 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,096 | $23.5B | VTI, BND, SPYG, BSV, SPDW |
| Q1 2026 | 5,127 | $24.6B | VTI, BND, BSV, SPDW, SPYG |
| Q4 2025 | 4,944 | $24.3B | VTI, BND, BSV, SPDW, SPYG |
| Q3 2025 | 4,831 | $22.6B | VTI, BND, BSV, SPDW, SPYG |
| Q2 2025 | 4,548 | $20.8B | VTI, BSV, BND, SPDW, SPYG |
| Q1 2025 | 4,022 | $17.7B | VTI, BSV, BND, SPDW, SPYG |
| Q4 2024 | 3,914 | $18.2B | VTI, BND, SPYG, SPDW, SPYV |
| Q3 2024 | 3,718 | $16.4B | VTI, BND, SPDW, SPYG, SPYV |
| Q2 2024 | 3,667 | $15.5B | VTI, BND, SPDW, SPYG, SPYV |
| Q1 2024 | 3,578 | $14.2B | VTI, BND, SPDW, SPYV, SPYG |