Allworth Financial LP
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 5, 2026), Allworth Financial LP reported 4,944 stock positions worth $24.3 billion. Its top holding was VG Morningstar TS MKT ETF-US (VTI) at 11.7% of the portfolio, followed by Vanguard Total Bond Market (BND, 6.5%) and Vanguard Short-Term Bond ETF (BSV, 6.4%). Compared with Q3 2025, it opened 419 new positions, sold out of 313, added to 2,435 and reduced 1,474. The biggest buy was a new position in JPMorgan Active Bond ETF (JBND) and the biggest sale Invesco S&P 500 Revenue ETF (RWL, shares −45%).
- Most Recent 13F
- Q2 2026
- Location
- FOLSOM, CA
- CIK
- 0001555170
- Portfolio Value
- $24.3B (Q4 2025)
- SEC Filing
- 0001140361-26-003753 ↗ filed Feb 5, 2026
Holdings Value
Holdings 4,944 stocks · $24.3B
| VTI VG Morningstar TS MKT ETF-US | 11.70% | 8,495,987 | $2.8B | Add +0.4% |
| BND Vanguard Total Bond Market | 6.47% | 21,272,987 | $1.6B | Add +3.1% |
| BSV Vanguard Short-Term Bond ETF | 6.36% | 19,624,938 | $1.5B | Add +2.4% |
| SPDW Ste STR SPDR PT DW Eu ETF | 5.44% | 29,790,838 | $1.3B | Add +0.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 5.43% | 12,384,946 | $1.3B | Add +8.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 4.60% | 19,695,295 | $1.1B | Add +2.0% |
| GOVT iShares US Treasury Bond ETF | 2.18% | 23,035,555 | $530.4M | Add +2.6% |
| AAPL Apple Inc. | 2.09% | 1,873,987 | $509.5M | Reduce -3.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.81% | 1,520,836 | $441.4M | Add +3.3% |
| SPEM State Street SP PTF Em ETF | 1.80% | 9,355,461 | $437.9M | Add +1.0% |
| JBND JPMorgan Active Bond ETF | 1.33% | 6,001,353 | $324.5M | New |
| QLTY GMO U.S. Quality ETF | 1.31% | 8,286,148 | $318.7M | Add +0.2% |
| MBB iShares MBS ETF | 1.29% | 3,291,695 | $313.4M | Add +3.1% |
| USIG iShares Broad Usd Investment | 1.23% | 5,786,068 | $299.5M | Add +3.1% |
| ITOT iShares Core S&P Total U.S. | 1.21% | 1,986,400 | $295.4M | Reduce -2.1% |
| NVDA Nvidia Corp. | 1.14% | 1,492,800 | $278.4M | Add +3.8% |
| DFAC Dimensional US Core Equity 2 | 0.97% | 5,963,230 | $236.1M | Add +2.4% |
| MSFT Microsoft Corp. | 0.92% | 461,336 | $223.1M | Add +4.8% |
| DFAX Dimensional World Ex US Core | 0.89% | 6,610,841 | $216.4M | Reduce -3.7% |
| DFAU Dimensional US Core Equity M | 0.74% | 3,849,400 | $180.2M | Reduce -3.5% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.72% | 822,944 | $174.3M | Add +1.7% |
| AVGO Broadcom Inc. | 0.63% | 441,839 | $152.9M | Add +22.9% |
| IJR iShares Core S&P Small-Cap E | 0.61% | 1,244,075 | $149.5M | Add +1.3% |
| RWL Invesco S&P 500 Revenue ETF | 0.59% | 1,261,650 | $144.5M | Reduce -44.8% |
| TSPA T Rowe Price US Eqy Research | 0.59% | 3,366,745 | $144.0M | Add +1.1% |
| VFLO Victoryshares Free Cash Flow | 0.57% | 3,548,818 | $139.8M | Add +1.1% |
| JPM JPMorgan Chase & Co. | 0.55% | 411,727 | $132.7M | Add +12.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.54% | 191,732 | $130.7M | Add +0.7% |
| AMZN Amazon.com Inc. | 0.53% | 556,939 | $128.6M | Add +12.6% |
| IWF iShares Russell 1000 Growth | 0.52% | 266,004 | $125.9M | Add +112.4% |
| IXUS iShares Core Intl Stock ETF | 0.51% | 1,467,071 | $124.2M | Add +3.0% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.49% | 2,042,274 | $118.7M | Add +2.7% |
| DUHP Dimensional US High Profi Et | 0.49% | 3,109,379 | $118.2M | Add +5.0% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.48% | 2,496,225 | $116.2M | Reduce -1.8% |
| VYM Vanguard High DVD Yield ETF | 0.43% | 725,844 | $104.2M | Reduce -0.5% |
| GOOGL Alphabet Inc. Class A | 0.42% | 327,311 | $102.4M | Add +21.5% |
| GOOG Alphabet Inc. Class C | 0.41% | 321,086 | $100.8M | Add +5.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.39% | 196,274 | $95.8M | Add +2.8% |
| INVESCO QQQ TR | 0.39% | 156,824 | $94.5M | New |
| IVV iShares Core S&P 500 ETF | 0.37% | 131,882 | $90.3M | Add +7.4% |
| JNJ Johnson & Johnson | 0.36% | 423,224 | $87.6M | Add +11.0% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.35% | 1,038,530 | $85.7M | Add +6.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.34% | 164,685 | $82.8M | Add +1.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.33% | 420,198 | $80.3M | Add +8.7% |
| DFCF Dimensional Core Fixed Inc. | 0.33% | 1,879,309 | $80.0M | Add +20.6% |
| SCHD Schwab US DVD Equity ETF | 0.31% | 2,737,782 | $75.1M | Add +20.5% |
| HD Home Depot Inc. | 0.30% | 212,008 | $73.0M | Add +3.5% |
| IUSG iShares Core S&P U.S. Growth | 0.30% | 431,822 | $72.5M | Reduce -3.4% |
| JEPI JPMorgan Equity Premium Inco | 0.29% | 1,226,749 | $70.2M | Add +5.0% |
| VOO Vanguard S&P 500 ETF | 0.28% | 110,292 | $69.2M | Add +2.6% |
| IWD iShares Russell 1000 Value E | 0.28% | 320,484 | $67.4M | Add +605.0% |
| LLY Eli Lilly & Co. | 0.28% | 62,429 | $67.1M | Reduce -0.2% |
| ORCL Oracle Corp. | 0.27% | 340,885 | $66.4M | Add +6.3% |
| CVX Chevron Corp. | 0.27% | 434,138 | $66.2M | Add +9.0% |
| IVW iShares S&P 500 Growth ETF | 0.27% | 523,308 | $64.5M | Reduce -1.4% |
| SUB iShares Short-Term National | 0.26% | 600,735 | $64.1M | Add +1.6% |
| IUSV iShares Core S&P U.S. Value | 0.26% | 611,958 | $62.8M | Reduce -4.3% |
| META Meta Platforms Inc. Class A | 0.25% | 92,318 | $60.9M | Add +6.5% |
| ABBV Abbvie Inc. | 0.25% | 264,206 | $60.4M | Add +8.3% |
| DFAT Dimensional US Target Value | 0.25% | 1,007,945 | $60.0M | Add +3.0% |
| AXP American Express Co. | 0.25% | 161,393 | $59.7M | Reduce -7.4% |
| COST Costco Wholesale Corp. | 0.24% | 68,264 | $58.9M | Add +12.5% |
| PSFF Pacer Swan Sos Fund of Funds | 0.24% | 1,797,687 | $58.1M | Add +3.3% |
| HDEF Xtrackers MSCI Eafe High Div | 0.24% | 1,871,729 | $58.0M | Reduce -1.1% |
| CSCO Cisco Systems Inc. | 0.24% | 743,164 | $57.2M | Add +7.9% |
| PG The Procter & Gamble Co. | 0.23% | 388,558 | $55.7M | Add +8.3% |
| VEA Vanguard Ftse Developed ETF | 0.23% | 886,695 | $55.4M | Add +87.2% |
| FBND Fidelity Total Bond ETF | 0.23% | 1,190,370 | $54.8M | Add +296.9% |
| V Visa Inc. Class A | 0.22% | 153,980 | $54.0M | Add +11.3% |
| TSLA Tesla Inc. | 0.22% | 117,648 | $52.9M | Add +10.0% |
| CAT Caterpillar Inc. | 0.22% | 92,331 | $52.9M | Add +18.1% |
| AGG iShares Core U.S. Aggregate | 0.21% | 518,204 | $51.8M | Add +6.3% |
| VWO Vanguard Ftse Emerging Marke | 0.20% | 923,216 | $49.6M | Add +20.0% |
| GLD SPDR Gold Shares | 0.19% | 119,478 | $47.4M | Add +4.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.19% | 159,199 | $47.2M | Add +8.7% |
| XOM Exxon Mobil Corp. | 0.19% | 379,969 | $45.7M | Reduce -1.9% |
| MUB iShares National Muni Bond E | 0.19% | 424,154 | $45.4M | Add +8.0% |
| KO The Coca-Cola Co. | 0.18% | 620,578 | $43.4M | Add +1.9% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.17% | 806,676 | $40.6M | Add +8.0% |
| DDFO Innov Eq DD 15 Buf ETF - Oct | 0.17% | 1,858,658 | $40.2M | New |
| RTX CORPORATION | 0.16% | 215,492 | $39.5M | New |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.16% | 337,036 | $38.3M | Add +18.8% |
| IJH iShares Core S&P Midcap ETF | 0.16% | 578,918 | $38.2M | Reduce -1.7% |
| SMB Vaneck Short Muni ETF | 0.15% | 2,165,925 | $37.7M | Add +7.6% |
| WFC Wells Fargo & Co. | 0.15% | 399,347 | $37.2M | Reduce -5.2% |
| SCHB Schwab US Broad Market ETF | 0.15% | 1,410,115 | $37.0M | Add +0.4% |
| WMT Walmart Inc. | 0.15% | 331,395 | $36.9M | Add +2.5% |
| FALN iShares Fallen Angels ETF | 0.15% | 1,333,472 | $36.4M | Add +0.1% |
| NEE Nextera Energy Inc. | 0.15% | 448,976 | $36.0M | Add +9.0% |
| PGX Invesco Preferred ETF | 0.15% | 3,194,448 | $35.9M | Add +4.7% |
| ADP Automatic Data Processing | 0.15% | 139,006 | $35.8M | Reduce -0.0% |
| ABT Abbott Laboratories | 0.14% | 280,467 | $35.1M | Add +5.3% |
| VIG Vanguard Dividend Apprec ETF | 0.14% | 159,395 | $35.0M | Reduce -0.7% |
| MA Mastercard Inc. Class A | 0.14% | 58,771 | $33.6M | Add +31.2% |
| DFUV Dimensional US Marketwide Va | 0.14% | 716,744 | $33.4M | Reduce -1.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.14% | 418,714 | $33.4M | Add +2.4% |
| FDVV Fidelity High Dividend ETF | 0.14% | 588,807 | $33.4M | Add +1.7% |
| VXUS Vanguard Total Intl Stock | 0.13% | 424,048 | $32.0M | Add +11.1% |
| SCHG Schwab US Large-Cap Growth | 0.13% | 971,697 | $31.7M | Add +52.5% |
| UNH Unitedhealth Group Inc. | 0.13% | 95,035 | $31.4M | Add +1.0% |
Options reported separately and not counted above: SPY calls ($22.2M), WFC puts ($17.4M), NVDA puts ($10.1M), AAPL puts ($5.3M), AAPL calls ($3.7M), SNOW calls ($2.0M), GOOG calls ($1.9M), BRK.B puts ($1.9M), NVDA calls ($1.8M), MA puts ($1.7M), AMZN calls ($1.4M), Z calls ($935K), and 19 more.
Other holdings (16): bonds, preferreds, convertibles and warrants · $701K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 333 | $404K | Reduce -3.8% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 93 | $116K | No change |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 6,000 | $67K | Reduce -64.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 3,156 | $61K | Add +0.3% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 301 | $24K | Add +32.6% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 303 | $15K | No change |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | 20,000 | $13K | Add +14.3% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 151 | $1K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 21 | $306 | Reduce -75.0% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 25 | $212 | Reduce -75.0% |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 207 | $187 | Add +1.3% |
| CDROW Codere Online Luxembou -CW | *W EXP 11/23/202 | 200 | $162 | New |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 147 | $77 | New |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 147 | $59 | New |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 13 | $40 | Reduce -52.4% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 361 | $30 | No change |
Lines left out (10) · $182 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| CLMB Climb Global Solutions Inc. | COM | 0 | $46 |
| DSTL Distillate US Fundamental St | DISTILLATE US | 0 | $28 |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | NASDAQ 100 EQ WT | 0 | $26 |
| EVSD Eaton Vance SHRT Dur Inc. | EATO VA DURA ETF | 0 | $23 |
| AVRE Avantis Real Estate ETF | REAL ESTATE ETF | 0 | $21 |
| CAMT Camtek Ltd. | ORD | 0 | $15 |
| EMQQ Emg MKT Internet ETF-USA Inc. | EMQQ EME MAR ETF | 0 | $7 |
| ALTL Pacer Lunt Large Cap Alterna | LUNT LRG CP ALTR | 0 | $7 |
| XRMMX Rvrnrth MGD Dur Muni Inc. | COM | 0 | $6 |
| SPYT Defiance S&P 500 Tar Inc. ETF | DEF 500 INC ETF | 0 | $3 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $24.3B.
Portfolio Sells Q3 2025 → Q4 2025
| RWL Invesco S&P 500 Revenue ETF | Reduce -44.8% | 0.59% | −0.53 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −0.41 |
| PJUL Innovator U.S. Equity Power | Reduce -99.3% | 0.00% | −0.26 |
| RTX RTX Corp. | Sold out | 0.00% | −0.11 |
| KFEB Inov US SML Cap P Bu ETF - F | Reduce -99.8% | 0.00% | −0.11 |
| AAPL Apple Inc. | Reduce -3.5% | 2.09% | −0.09 |
| ITOT iShares Core S&P Total U.S. | Reduce -2.1% | 1.21% | −0.09 |
| T AT&T Inc. | Reduce -27.3% | 0.12% | −0.08 |
| DFAU Dimensional US Core Equity M | Reduce -3.5% | 0.74% | −0.07 |
| DFAX Dimensional World Ex US Core | Reduce -3.7% | 0.89% | −0.06 |
| NFLX Netflix Inc. | Reduce -12.7% | 0.10% | −0.06 |
| NSEP Innovator G100 PB ETF-Sep | Reduce -99.8% | 0.00% | −0.05 |
| IRM Iron Mountain Inc. | Reduce -55.1% | 0.03% | −0.05 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -1.8% | 0.48% | −0.05 |
| ACT Enact Holdings Inc. | Sold out | 0.00% | −0.04 |
| GL Globe Life Inc. | Sold out | 0.00% | −0.03 |
| ADP Automatic Data Processing | Reduce -0.0% | 0.15% | −0.03 |
| BSCP Invesco Bulletshares 2025 CB | Sold out | 0.00% | −0.03 |
| IBDQ iShares Ibonds Dec 2025 Term | Sold out | 0.00% | −0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -13.8% | 0.12% | −0.03 |
| IUSG iShares Core S&P U.S. Growth | Reduce -3.4% | 0.30% | −0.03 |
| PLTR Palantir Technologies Inc. Class A | Reduce -22.1% | 0.06% | −0.03 |
| VYM Vanguard High DVD Yield ETF | Reduce -0.5% | 0.43% | −0.03 |
| EJUL Innovator Emerging Markets P | Reduce -99.8% | 0.00% | −0.03 |
| HON Honeywell International Inc. | Reduce -4.0% | 0.12% | −0.03 |
| IUSV iShares Core S&P U.S. Value | Reduce -4.3% | 0.26% | −0.03 |
| EMN Eastman Chemical Co. | Reduce -37.4% | 0.03% | −0.02 |
| PWR Quanta Services Inc. | Sold out | 0.00% | −0.02 |
| IVW iShares S&P 500 Growth ETF | Reduce -1.4% | 0.27% | −0.02 |
| AVSF Avantis Short-Term Fixed Inc. | Sold out | 0.00% | −0.02 |
| AME Ametek Inc. | Reduce -87.6% | 0.00% | −0.02 |
| SGOV iShares 0-3 Month Treasury B | Reduce -9.7% | 0.08% | −0.02 |
| FPE FT-Preferred Secur & Inc. ETF | Sold out | 0.00% | −0.02 |
| QTEC First Trust Nasdq 100 Tech I | Reduce -4.8% | 0.11% | −0.01 |
| O Realty Income Corp. | Reduce -3.3% | 0.07% | −0.01 |
| TGT Target Corp. | Sold out | 0.00% | −0.01 |
| DUK Duke Energy Corp. | Reduce -1.5% | 0.09% | −0.01 |
| IJH iShares Core S&P Midcap ETF | Reduce -1.7% | 0.16% | −0.01 |
| MO Altria Group Inc. | Reduce -3.5% | 0.05% | −0.01 |
| XEL Xcel Energy Inc. | Reduce -0.6% | 0.07% | −0.01 |
| SCHR Schwab Intermediate-Term US | Reduce -4.5% | 0.10% | −0.01 |
| LIN Linde PLC | Reduce -32.6% | 0.02% | −0.01 |
| BRK.A Berkshire Hathaway Inc. Class A | Reduce -2.7% | 0.11% | −0.01 |
| IGM iShares Expanded Tech Sector | Reduce -4.0% | 0.12% | −0.01 |
| TRV The Travelers Cos Inc. | Sold out | 0.00% | −0.01 |
| KLAC KLA Corp. | Reduce -12.7% | 0.12% | −0.01 |
| AXP American Express Co. | Reduce -7.4% | 0.25% | −0.01 |
| HOOD Robinhood Markets Inc. Class A | Reduce -38.0% | 0.01% | −0.01 |
| IBDU iShares Ibonds Dec 2029 Term | Sold out | 0.00% | −0.01 |
| PWZ Invesco California Amt-Free | Sold out | 0.00% | −0.01 |
Portfolio Buys Q3 2025 → Q4 2025
| JBND JPMorgan Active Bond ETF | New | 1.33% | +1.33 |
| INVESCO QQQ TR | New | 0.39% | +0.39 |
| IWF iShares Russell 1000 Growth | Add +112.4% | 0.52% | +0.26 |
| IWD iShares Russell 1000 Value E | Add +605.0% | 0.28% | +0.24 |
| DDFO Innov Eq DD 15 Buf ETF - Oct | New | 0.17% | +0.17 |
| FBND Fidelity Total Bond ETF | Add +296.9% | 0.23% | +0.16 |
| RTX CORPORATION | New | 0.16% | +0.16 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +8.7% | 5.43% | +0.16 |
| GOOGL Alphabet Inc. Class A | Add +21.5% | 0.42% | +0.13 |
| KSEP Inv US SML Cap P B ETF - Sep | New | 0.11% | +0.11 |
| POCT Innovator U.S. Equity Power | New | 0.11% | +0.11 |
| AVGO Broadcom Inc. | Add +22.9% | 0.63% | +0.10 |
| VEA Vanguard Ftse Developed ETF | Add +87.2% | 0.23% | +0.10 |
| EVLN Eaton Vance Floating-Rate | New | 0.10% | +0.10 |
| GOOG Alphabet Inc. Class C | Add +5.5% | 0.41% | +0.09 |
| IWP iShares Russell Mid-Cap Grow | Add +1744.9% | 0.08% | +0.07 |
| IWS iShares Russell Mid-Cap Valu | Add +2432.3% | 0.07% | +0.06 |
| AKRE Akre Focus ETF | New | 0.06% | +0.06 |
| TRAVELERS COMPANIES INC | New | 0.06% | +0.06 |
| AEM Agnico Eagle Mines Ltd. | Add +1781.7% | 0.06% | +0.06 |
| NOCT Innovator Growth-100 Power B | Add +8295.3% | 0.06% | +0.05 |
| CAT Caterpillar Inc. | Add +18.1% | 0.22% | +0.05 |
| MU Micron Technology Inc. | Add +103.0% | 0.07% | +0.05 |
| IWO iShares Russell 2000 Growth | Add +905.7% | 0.06% | +0.05 |
| AMZN Amazon.com Inc. | Add +12.6% | 0.53% | +0.05 |
| JNJ Johnson & Johnson | Add +11.0% | 0.36% | +0.05 |
| MRK Merck & Co. Inc. | Add +71.4% | 0.09% | +0.05 |
| JSCP JPMorgan Short Duration Core | New | 0.05% | +0.05 |
| IWN iShares Russell 2000 Value E | Add +92.7% | 0.09% | +0.04 |
| JMUB JPMorgan Municipal ETF | Add +4322.6% | 0.04% | +0.04 |
| AVLC Avantis US LG Cap Eq ETF | Add +343.8% | 0.06% | +0.04 |
| TJX TJX Companies Inc. | Add +176.3% | 0.07% | +0.04 |
| SCHG Schwab US Large-Cap Growth | Add +52.5% | 0.13% | +0.04 |
| TMO Thermo Fisher Scientific Inc. | Add +67.5% | 0.08% | +0.04 |
| CSPF C&S Pref & Income Active ETF | New | 0.04% | +0.04 |
| AVDE Avantis International Equity | Add +267.1% | 0.05% | +0.04 |
| ENACT HLDGS INC | New | 0.03% | +0.03 |
| SCHD Schwab US DVD Equity ETF | Add +20.5% | 0.31% | +0.03 |
| DFCF Dimensional Core Fixed Inc. | Add +20.6% | 0.33% | +0.03 |
| JPM JPMorgan Chase & Co. | Add +12.2% | 0.55% | +0.03 |
| MS Morgan Stanley | Add +97.8% | 0.06% | +0.03 |
| AMD Advanced Micro Devices | Add +21.9% | 0.09% | +0.03 |
| GLOBE LIFE INC | New | 0.03% | +0.03 |
| AZO AutoZone Inc. | Add +580.5% | 0.04% | +0.03 |
| ISHARES TR | New | 0.03% | +0.03 |
| EOCT Innovator Emer MKT PWR Buff | New | 0.03% | +0.03 |
| EDWARDS LIFESCIENCES CORP | New | 0.03% | +0.03 |
| BMY Bristol-Myers Squibb Co. | Add +106.6% | 0.05% | +0.03 |
| AMERICAN CENTY ETF TR | New | 0.03% | +0.03 |
| CSCO Cisco Systems Inc. | Add +7.9% | 0.24% | +0.03 |
Options Activity Q3 2025 → Q4 2025
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -5.3% | 32,500 | $22.2M |
| AAPL Apple Inc. | put | Reduce -1.0% | 19,500 | $5.3M |
| AAPL Apple Inc. | call | Reduce -42.2% | 13,700 | $3.7M |
| Z Zillow Group Inc. Class C | call | Reduce -0.7% | 13,700 | $935K |
| THC Tenet Healthcare Corp. | put | Reduce -10.6% | 4,200 | $835K |
| ORCL Oracle Corp. | put | New | 2,400 | $468K |
| SYK Stryker Corp. | put | New | 1,200 | $422K |
| QUANTA SVCS INC | call | New | 900 | $380K |
| PWR Quanta Services Inc. | call | Sold out | 900 | $373Kbefore exit |
| NFLX Netflix Inc. | put | Add +40.0% | 2,800 | $263K |
| VOO Vanguard S&P 500 ETF | call | Sold out | 200 | $122Kbefore exit |
| PSA Public Storage | call | Sold out | 400 | $116Kbefore exit |
| QID Proshares Ultrashort QQQ | call | Sold out | 3,000 | $66Kbefore exit |
| TMO Thermo Fisher Scientific Inc. | call | Reduce -50.0% | 100 | $58K |
| LMT Lockheed Martin Corp. | call | Sold out | 100 | $50Kbefore exit |
| SLV iShares Silver Trust | call | Reduce -25.0% | 600 | $39K |
| QCOM Qualcomm Inc. | call | Sold out | 200 | $33Kbefore exit |
| INSW International Seaways Inc. | call | Sold out | 700 | $32Kbefore exit |
| AMGN Amgen Inc. | call | Sold out | 100 | $28Kbefore exit |
| PNC PNC Financial Services Group | call | Sold out | 100 | $20Kbefore exit |
| AVB Avalonbay Communities Inc. | call | Sold out | 100 | $19Kbefore exit |
| MDT Medtronic PLC | call | Sold out | 200 | $19Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | call | Reduce -50.0% | 100 | $18K |
| CLX Clorox Company | call | Sold out | 100 | $12Kbefore exit |
| WULF Terawulf Inc. | call | Sold out | 900 | $10Kbefore exit |
| PFE Pfizer Inc. | call | Sold out | 400 | $10Kbefore exit |
| SOUN Soundhound AI Inc. Class A | call | Sold out | 600 | $10Kbefore exit |
| TTE Totalenergies SE | call | Sold out | 100 | $6Kbefore exit |
| RKLB Rocket Lab Corp. | call | Sold out | 100 | $5Kbefore exit |
| BMY Bristol-Myers Squibb Co. | call | Sold out | 100 | $5Kbefore exit |
| PBA Pembina Pipeline Corp. | call | Sold out | 100 | $4Kbefore exit |
| MOS The Mosaic Co. | call | Sold out | 100 | $3Kbefore exit |
| PLUG Plug Power Inc. | call | Sold out | 1,000 | $2Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -3.8% | 333 | $404K |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | Reduce -64.7% | 6,000 | $67K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +0.3% | 3,156 | $61K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Add +32.6% | 301 | $24K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Sold out | 800 | $20Kbefore exit |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | Add +14.3% | 20,000 | $13K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Sold out | 790 | $3Kbefore exit |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 5,395 | $421before exit |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Sold out | 48,780 | $396before exit |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | Reduce -75.0% | 21 | $306 |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | Reduce -75.0% | 25 | $212 |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Add +1.3% | 207 | $187 |
| CDROW Codere Online Luxembou -CW | *W EXP 11/23/202 | New | 200 | $162 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 147 | $77 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 147 | $59 |
| CLMB Climb Global Solutions Inc. | COM | Reduce -100.0% | 0 | $46 |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | Reduce -52.4% | 13 | $40 |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Sold out | 603 | $12before exit |
| SWAN Amplify Blckswn Grow Trsry | BLACKSWAN GRWT | Sold out | 0 | $4before exit |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | Sold out | 30 | $1before exit |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | Sold out | 6,921 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,096 | $23.5B | VTI, BND, SPYG, BSV, SPDW |
| Q1 2026 | 5,127 | $24.6B | VTI, BND, BSV, SPDW, SPYG |
| Q4 2025 | 4,944 | $24.3B | VTI, BND, BSV, SPDW, SPYG |
| Q3 2025 | 4,831 | $22.6B | VTI, BND, BSV, SPDW, SPYG |
| Q2 2025 | 4,548 | $20.8B | VTI, BSV, BND, SPDW, SPYG |
| Q1 2025 | 4,022 | $17.7B | VTI, BSV, BND, SPDW, SPYG |
| Q4 2024 | 3,914 | $18.2B | VTI, BND, SPYG, SPDW, SPYV |
| Q3 2024 | 3,718 | $16.4B | VTI, BND, SPDW, SPYG, SPYV |
| Q2 2024 | 3,667 | $15.5B | VTI, BND, SPDW, SPYG, SPYV |
| Q1 2024 | 3,578 | $14.2B | VTI, BND, SPDW, SPYV, SPYG |