Allworth Financial LP
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 30, 2025), Allworth Financial LP reported 3,914 stock positions worth $18.2 billion. Its top holding was VG Morningstar TS MKT ETF-US (VTI) at 13.3% of the portfolio, followed by Vanguard Total Bond Market (BND, 7.7%) and SS SPDR P S&P 500 Growth ETF (SPYG, 6.2%). Compared with Q3 2024, it opened 356 new positions, sold out of 165, added to 1,798 and reduced 948. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +295%) and the biggest sale VG Morningstar TS MKT ETF-US (VTI, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- FOLSOM, CA
- CIK
- 0001555170
- Portfolio Value
- $18.2B (Q4 2024)
- SEC Filing
- 0001140361-25-002456 ↗ filed Jan 30, 2025
Holdings Value
Holdings 3,914 stocks · $18.2B
| VTI VG Morningstar TS MKT ETF-US | 13.33% | 8,055,158 | $2.4B | Reduce -4.2% |
| BND Vanguard Total Bond Market | 7.66% | 19,321,863 | $1.4B | Add +9.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 6.20% | 12,247,814 | $1.1B | Reduce -7.0% |
| SPDW Ste STR SPDR PT DW Eu ETF | 6.15% | 31,712,123 | $1.1B | Add +6.2% |
| SPYV SS SPDR P S&P 500 Value ETF | 5.87% | 20,370,433 | $1.1B | Add +0.3% |
| BSV Vanguard Short-Term Bond ETF | 5.81% | 13,649,853 | $1.1B | Add +11.9% |
| GOVT iShares US Treasury Bond ETF | 4.11% | 33,236,595 | $747.2M | Add +15.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 2.08% | 1,368,594 | $378.7M | Add +7.2% |
| MBB iShares MBS ETF | 1.74% | 3,439,456 | $315.6M | Add +12.0% |
| AAPL Apple Inc. | 1.54% | 1,248,954 | $279.6M | Add +8.4% |
| QLTY GMO U.S. Quality ETF | 1.48% | 8,100,995 | $268.2M | Add +5.2% |
| USIG iShares Broad Usd Investment | 1.46% | 5,279,013 | $265.9M | Add +13.3% |
| SPEM State Street SP PTF Em ETF | 1.38% | 6,486,557 | $250.4M | Add +3.0% |
| ITOT iShares Core S&P Total U.S. | 1.26% | 1,708,089 | $228.0M | Add +2.3% |
| RWL Invesco S&P 500 Revenue ETF | 1.24% | 2,205,003 | $225.5M | Reduce -8.0% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.84% | 743,017 | $153.3M | Add +4.6% |
| DFAC Dimensional US Core Equity 2 | 0.83% | 4,208,979 | $151.3M | Add +5.2% |
| MSFT Microsoft Corp. | 0.83% | 338,643 | $151.1M | Add +11.2% |
| IJR iShares Core S&P Small-Cap E | 0.76% | 1,164,863 | $138.5M | Add +37.9% |
| DFAU Dimensional US Core Equity M | 0.68% | 2,955,799 | $124.2M | Add +2.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.67% | 2,690,403 | $121.8M | Add +4.6% |
| DFAX Dimensional World Ex US Core | 0.66% | 4,744,466 | $120.4M | Add +3.5% |
| TSPA T Rowe Price US Eqy Research | 0.66% | 3,125,816 | $119.9M | Add +10.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.56% | 166,986 | $101.3M | Reduce -0.6% |
| IXUS iShares Core Intl Stock ETF | 0.51% | 1,353,230 | $91.7M | Add +3.3% |
| VYM Vanguard High DVD Yield ETF | 0.49% | 677,461 | $89.4M | Add +1.1% |
| JPM JPMorgan Chase & Co. | 0.49% | 338,900 | $89.1M | Add +24.9% |
| NVDA Nvidia Corp. | 0.47% | 586,181 | $86.2M | Add +12.8% |
| AMZN Amazon.com Inc. | 0.43% | 329,000 | $77.3M | Add +10.5% |
| AVGO Broadcom Inc. | 0.42% | 318,098 | $76.6M | Add +0.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.42% | 180,289 | $76.5M | Add +6.6% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.41% | 1,013,547 | $75.0M | Add +4.4% |
| IVV iShares Core S&P 500 ETF | 0.40% | 119,571 | $72.9M | Add +29.5% |
| HD Home Depot Inc. | 0.38% | 168,965 | $69.3M | Add +33.1% |
| JEPI JPMorgan Equity Premium Inco | 0.38% | 1,165,502 | $68.6M | Add +1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.37% | 146,491 | $67.5M | Add +39.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.36% | 124,690 | $66.3M | Reduce -7.5% |
| SUB iShares Short-Term National | 0.34% | 592,438 | $62.6M | Add +20.7% |
| SCHD Schwab US DVD Equity ETF | 0.32% | 2,100,813 | $58.7M | Add +25.2% |
| IVW iShares S&P 500 Growth ETF | 0.32% | 550,844 | $58.5M | Reduce -0.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.32% | 326,086 | $57.4M | Add +9.6% |
| DFCF Dimensional Core Fixed Inc. | 0.32% | 1,387,217 | $57.3M | Add +7.0% |
| IWF iShares Russell 1000 Growth | 0.30% | 129,222 | $53.7M | Reduce -2.1% |
| CVX Chevron Corp. | 0.29% | 339,868 | $53.2M | Add +31.0% |
| VOO Vanguard S&P 500 ETF | 0.29% | 95,056 | $53.0M | Add +294.9% |
| IUSV iShares Core S&P U.S. Value | 0.28% | 545,572 | $51.7M | Reduce -3.9% |
| IUSG iShares Core S&P U.S. Growth | 0.28% | 347,401 | $50.6M | Reduce -7.3% |
| COST Costco Wholesale Corp. | 0.27% | 52,703 | $49.8M | Add +65.2% |
| PG The Procter & Gamble Co. | 0.27% | 297,008 | $48.9M | Add +7.6% |
| JNJ Johnson & Johnson | 0.26% | 323,363 | $47.0M | Add +8.9% |
| DFAT Dimensional US Target Value | 0.26% | 812,839 | $46.8M | Add +30.2% |
| GOOG Alphabet Inc. Class C | 0.25% | 227,617 | $45.5M | Add +175.9% |
| PSFF Pacer Swan Sos Fund of Funds | 0.25% | 1,523,701 | $45.3M | Add +97.3% |
| HDEF Xtrackers MSCI Eafe High Div | 0.24% | 1,786,989 | $44.4M | Add +7.3% |
| AXP American Express Co. | 0.22% | 124,938 | $40.3M | Add +3.2% |
| UNH Unitedhealth Group Inc. | 0.21% | 73,038 | $38.0M | Add +3.6% |
| MUB iShares National Muni Bond E | 0.21% | 355,638 | $37.8M | Add +40.0% |
| V Visa Inc. Class A | 0.20% | 114,587 | $37.1M | Add +79.1% |
| AGG iShares Core U.S. Aggregate | 0.20% | 380,625 | $36.9M | Add +14.2% |
| PSEP Innovator U.S. Equity Power | 0.20% | 914,879 | $36.4M | Add +17984.2% |
| GOOGL Alphabet Inc. Class A | 0.20% | 183,146 | $36.3M | Add +16.3% |
| ORCL Oracle Corp. | 0.20% | 193,840 | $35.7M | Add +118.9% |
| IJH iShares Core S&P Midcap ETF | 0.19% | 524,730 | $34.4M | Reduce -7.2% |
| SCHR Schwab Intermediate-Term US | 0.19% | 1,384,350 | $33.6M | Add +0.8% |
| VWO Vanguard Ftse Emerging Marke | 0.18% | 742,216 | $32.8M | Add +33.5% |
| XOM Exxon Mobil Corp. | 0.18% | 298,291 | $32.7M | Add +43.9% |
| SYK Stryker Corp. | 0.18% | 83,625 | $32.7M | Reduce -0.5% |
| FALN iShares Fallen Angels ETF | 0.18% | 1,206,488 | $32.6M | Add +6.9% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.18% | 649,434 | $32.5M | Add +15.4% |
| KO The Coca-Cola Co. | 0.18% | 525,859 | $32.5M | Add +14.7% |
| CSCO Cisco Systems Inc. | 0.18% | 520,193 | $32.1M | Add +11.8% |
| T AT&T Inc. | 0.17% | 1,423,917 | $31.8M | Add +0.8% |
| DFUV Dimensional US Marketwide Va | 0.17% | 741,670 | $31.8M | Add +65.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.17% | 404,673 | $31.6M | Add +0.6% |
| ADP Automatic Data Processing | 0.17% | 104,749 | $31.0M | Add +0.2% |
| HON Honeywell International Inc. | 0.17% | 137,939 | $30.8M | Add +4.3% |
| META Meta Platforms Inc. Class A | 0.17% | 48,466 | $30.2M | Add +21.5% |
| TSLA Tesla Inc. | 0.17% | 72,196 | $30.0M | Add +13.6% |
| ABT Abbott Laboratories | 0.16% | 248,817 | $29.3M | Reduce -5.2% |
| PGX Invesco Preferred ETF | 0.16% | 2,509,198 | $29.2M | Reduce -30.1% |
| SMB Vaneck Short Muni ETF | 0.15% | 1,633,544 | $28.0M | Add +29.9% |
| IGM iShares Expanded Tech Sector | 0.15% | 252,651 | $27.0M | Add +81664.1% |
| GLD SPDR Gold Shares | 0.15% | 106,291 | $27.0M | Add +4.3% |
| DUHP Dimensional US High Profi Et | 0.15% | 762,116 | $26.6M | Reduce -2.6% |
| QTEC First Trust Nasdq 100 Tech I | 0.15% | 131,401 | $26.6M | Add +10886.7% |
| FDVV Fidelity High Dividend ETF | 0.14% | 510,021 | $26.1M | Add +8.8% |
| VIG Vanguard Dividend Apprec ETF | 0.14% | 127,285 | $25.6M | Add +0.3% |
| SCHX Schwab US Large-Cap ETF | 0.14% | 1,056,911 | $25.4M | Add +0.3% |
| NEE Nextera Energy Inc. | 0.14% | 366,328 | $25.1M | Add +26.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.14% | 229,166 | $24.9M | Add +9.7% |
| TXN Texas Instruments Inc. | 0.14% | 126,177 | $24.9M | Reduce -3.1% |
| ABBV Abbvie Inc. | 0.13% | 144,019 | $24.4M | Add +66.4% |
| CAT Caterpillar Inc. | 0.13% | 60,832 | $24.2M | Add +146.3% |
| UITB Victoryshares Core Intermedi | 0.13% | 517,352 | $23.8M | Add +15.4% |
| SGOV iShares 0-3 Month Treasury B | 0.13% | 229,314 | $23.1M | Add +8.4% |
| ETN Eaton Corp. PLC | 0.13% | 62,093 | $23.1M | Add +6.4% |
| SCHB Schwab US Broad Market ETF | 0.12% | 887,772 | $20.9M | Add +579.0% |
| IVE iShares S&P 500 Value ETF | 0.11% | 105,850 | $20.7M | Reduce -1.5% |
| QUAL iShares MSCI USA Quality Fac | 0.11% | 112,466 | $20.7M | Reduce -2.6% |
| AVUS Avantis U.S. Equity ETF | 0.11% | 202,456 | $20.4M | Reduce -7.9% |
Options reported separately and not counted above: SPY calls ($5.3M), NVDA puts ($3.8M), MSFT calls ($2.7M), THC puts ($632K), META calls ($499K).
Other holdings (15): bonds, preferreds, convertibles and warrants · $728K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 376 | $455K | Add +337.2% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 93 | $114K | No change |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 15,000 | $92K | Reduce -25.0% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 733 | $36K | Add +61.8% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 850 | $24K | Reduce -8.8% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 135 | $3K | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 790 | $2K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 84 | $1K | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 100 | $986 | No change |
| MOBBW Mobilicom Ltd. -27 | *W EXP 08/31/202 | 400 | $152 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 257 | $29 | No change |
| NCPLW Netcapital Inc. -27 | *W EXP 07/12/202 | 375 | $15 | No change |
| BNCWW Cea Industries Inc. -CW27 | *W EXP 02/11/202 | 375 | $7 | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 66 | $6 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 30 | $1 | No change |
Lines left out (4) · $34 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| XSVM Invesco S&P Smallcap Value W | S&P SMCP VLU MNT | 0 | $17 |
| EPP iShares MSCI Pacific Ex Japa | MSCI PAC JP ETF | 0 | $9 |
| EMQQ Emg MKT Internet ETF-USA Inc. | EMQQ EME MAR ETF | 0 | $6 |
| FDEM Fidelity Emrg MRKT Multifact | EMERG MKTS MLTFT | 0 | $2 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $18.2B.
Portfolio Sells Q3 2024 → Q4 2024
| VTI VG Morningstar TS MKT ETF-US | Reduce -4.2% | 13.33% | −1.17 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -7.0% | 6.20% | −0.46 |
| RWL Invesco S&P 500 Revenue ETF | Reduce -8.0% | 1.24% | −0.19 |
| PMAY Innovator U.S. Equity Power | Reduce -97.0% | 0.00% | −0.14 |
| AVUV Avantis US Small Cap Value | Reduce -59.2% | 0.08% | −0.12 |
| PGX Invesco Preferred ETF | Reduce -30.1% | 0.16% | −0.11 |
| SPIB SS SPDR P Int C Corp. ETF | Reduce -69.0% | 0.04% | −0.10 |
| IUSV iShares Core S&P U.S. Value | Reduce -3.9% | 0.28% | −0.05 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -7.5% | 0.36% | −0.04 |
| JPST JPMorgan Ultra-Short Income | Reduce -14.6% | 0.11% | −0.03 |
| CGGR Cap Group Growth Equity | Reduce -54.6% | 0.03% | −0.03 |
| EMN Eastman Chemical Co. | Reduce -1.2% | 0.09% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.6% | 0.56% | −0.03 |
| NAPR Innovator Growth 100 Power B | Reduce -97.9% | 0.00% | −0.03 |
| TXN Texas Instruments Inc. | Reduce -3.1% | 0.14% | −0.03 |
| KJAN Innovator U.S. Small Cap Pow | Reduce -95.1% | 0.00% | −0.03 |
| IJH iShares Core S&P Midcap ETF | Reduce -7.2% | 0.19% | −0.03 |
| IBDP iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.03 |
| XEL Xcel Energy Inc. | Reduce -14.3% | 0.09% | −0.02 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -5.2% | 0.11% | −0.02 |
| IUSG iShares Core S&P U.S. Growth | Reduce -7.3% | 0.28% | −0.02 |
| ABT Abbott Laboratories | Reduce -5.2% | 0.16% | −0.02 |
| DFAI Dimensional International Co. | Reduce -4.6% | 0.09% | −0.02 |
| PLD Prologis Inc. | Reduce -1.5% | 0.09% | −0.02 |
| TFI SS SPDR N Ice Muni Bond ETF | Reduce -4.1% | 0.10% | −0.02 |
| IAPR Innovator International Deve | Reduce -91.5% | 0.00% | −0.02 |
| EFA iShares MSCI Eafe ETF | Reduce -10.9% | 0.05% | −0.02 |
| DUHP Dimensional US High Profi Et | Reduce -2.6% | 0.15% | −0.02 |
| CORP PIMCO Inv Grade Corp. BD ETF | Reduce -56.8% | 0.01% | −0.02 |
| RDIV Invesco S&P Ultra Dividend | Reduce -70.5% | 0.01% | −0.02 |
| IVE iShares S&P 500 Value ETF | Reduce -1.5% | 0.11% | −0.02 |
| AVUS Avantis U.S. Equity ETF | Reduce -7.9% | 0.11% | −0.01 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -9.4% | 0.06% | −0.01 |
| XLRE SS Real Estate Select Sector | Reduce -1.2% | 0.06% | −0.01 |
| IBTE iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.01 |
| QCOM Qualcomm Inc. | Reduce -12.9% | 0.05% | −0.01 |
| QUAL iShares MSCI USA Quality Fac | Reduce -2.6% | 0.11% | −0.01 |
| TIP iShares Tips Bond ETF | Reduce -39.3% | 0.01% | −0.01 |
| SPHD Invesco S&P 500 High Dividen | Reduce -2.2% | 0.06% | −0.01 |
| LVHD Franklin U.S. Low Volatility | Reduce -20.7% | 0.02% | −0.01 |
| VONV Vanguard Russell 1000 Value | Reduce -4.3% | 0.07% | −0.01 |
| SUSL iShares ESG MSCI USA Leaders | Reduce -4.4% | 0.11% | −0.01 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -13.7% | 0.03% | −0.01 |
| FVD First Trust Value Line DVD | Reduce -10.8% | 0.03% | −0.01 |
| GIGB Goldman Sachs Inv GRD Corp. | Reduce -1.6% | 0.05% | −0.01 |
| USXF iShares ESG Advance MSCI USA | Reduce -7.0% | 0.08% | −0.01 |
| SEIX Virtus Seix Senior Loan ETF | Reduce -59.2% | 0.01% | −0.01 |
| LEGG MASON ETF INVT | Reduce -14.8% | 0.02% | −0.01 |
| PRF Invesco Rafi US 1000 ETF | Reduce -2.2% | 0.08% | −0.01 |
| DISV Dimensional International SM | Reduce -57.0% | 0.00% | −0.01 |
Portfolio Buys Q3 2024 → Q4 2024
| VOO Vanguard S&P 500 ETF | Add +294.9% | 0.29% | +0.21 |
| PSEP Innovator U.S. Equity Power | Add +17984.2% | 0.20% | +0.20 |
| GOOG Alphabet Inc. Class C | Add +175.9% | 0.25% | +0.17 |
| IJR iShares Core S&P Small-Cap E | Add +37.9% | 0.76% | +0.16 |
| IGM iShares Expanded Tech Sector | Add +81664.1% | 0.15% | +0.15 |
| QTEC First Trust Nasdq 100 Tech I | Add +10886.7% | 0.15% | +0.14 |
| JPM JPMorgan Chase & Co. | Add +24.9% | 0.49% | +0.14 |
| PSFF Pacer Swan Sos Fund of Funds | Add +97.3% | 0.25% | +0.11 |
| ORCL Oracle Corp. | Add +118.9% | 0.20% | +0.10 |
| COST Costco Wholesale Corp. | Add +65.2% | 0.27% | +0.10 |
| IVOO Vanguard S&P Mid-Cap 400 ETF | Add +10219.8% | 0.10% | +0.10 |
| SCHB Schwab US Broad Market ETF | Add +579.0% | 0.12% | +0.10 |
| V Visa Inc. Class A | Add +79.1% | 0.20% | +0.10 |
| AVGO Broadcom Inc. | Add +0.8% | 0.42% | +0.09 |
| NVDA Nvidia Corp. | Add +12.8% | 0.47% | +0.09 |
| AMZN Amazon.com Inc. | Add +10.5% | 0.43% | +0.09 |
| VEU Vanguard Ftse All-World Ex-U | Add +1180.0% | 0.09% | +0.08 |
| VGIT Vanguard Intermediate-Term T | Add +926.4% | 0.09% | +0.08 |
| CB Chubb Ltd. | Add +551.9% | 0.10% | +0.08 |
| IVV iShares Core S&P 500 ETF | Add +29.5% | 0.40% | +0.08 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +39.3% | 0.37% | +0.08 |
| CAT Caterpillar Inc. | Add +146.3% | 0.13% | +0.07 |
| HD Home Depot Inc. | Add +33.1% | 0.38% | +0.07 |
| WCN Waste Connections Inc. | Add +1412.9% | 0.07% | +0.07 |
| DFIV Dimensional International Va | Add +215.7% | 0.10% | +0.06 |
| BRK.A Berkshire Hathaway Inc. Class A | New | 0.06% | +0.06 |
| FLRN SS SPDR BB Ig Float RT ETF | Add +126801.0% | 0.06% | +0.06 |
| TSLA Tesla Inc. | Add +13.6% | 0.17% | +0.06 |
| RTX RTX Corp. | Add +219.0% | 0.09% | +0.06 |
| DFUV Dimensional US Marketwide Va | Add +65.2% | 0.17% | +0.06 |
| RSPT Invesco S&P 500 Equal Weight | Add +71942.1% | 0.06% | +0.06 |
| CARR Carrier Global Corp. | Add +1657.5% | 0.06% | +0.06 |
| CVX Chevron Corp. | Add +31.0% | 0.29% | +0.06 |
| TDVG T Rowe Price Dividend Growth | Add +18206.0% | 0.06% | +0.06 |
| BSVO EA Bridgeway Omni Sm-Cp Val | New | 0.06% | +0.06 |
| COWZ Pacer US Cash Cows 100 ETF | Add +2578.0% | 0.06% | +0.06 |
| SO The Southern Co. | Add +363.6% | 0.07% | +0.05 |
| TCAF T Rowe PRC Cap Appreciation | New | 0.05% | +0.05 |
| NVS Novartis AG-Sponsored ADR | Add +2354.3% | 0.05% | +0.05 |
| KJUL Innovator U.S. Small Cap Pow | Add +156.6% | 0.08% | +0.05 |
| DFAT Dimensional US Target Value | Add +30.2% | 0.26% | +0.05 |
| UL Unilever PLC | Add +1351.8% | 0.05% | +0.05 |
| BSCP Invesco Bulletshares 2025 CB | Add +9215.5% | 0.04% | +0.04 |
| DUK Duke Energy Corp. | Add +368.7% | 0.06% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +16.3% | 0.20% | +0.04 |
| FAF First American Financial | Add +2868.5% | 0.04% | +0.04 |
| NSEP Innovator G100 PB ETF-Sep | New | 0.04% | +0.04 |
| TSPA T Rowe Price US Eqy Research | Add +10.9% | 0.66% | +0.04 |
| MUB iShares National Muni Bond E | Add +40.0% | 0.21% | +0.04 |
| RSP Invesco S&P 500 Equal Weight | Add +135.1% | 0.07% | +0.04 |
Options Activity Q3 2024 → Q4 2024
| MSFT Microsoft Corp. | call | New | 6,100 | $2.7M |
| THC Tenet Healthcare Corp. | put | New | 4,700 | $632K |
| META Meta Platforms Inc. Class A | call | New | 800 | $499K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +337.2% | 376 | $455K |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | Reduce -25.0% | 15,000 | $92K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Add +61.8% | 733 | $36K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -8.8% | 850 | $24K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | New | 135 | $3K |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | Sold out | 2,052 | $23before exit |
| XSVM Invesco S&P Smallcap Value W | S&P SMCP VLU MNT | New | 0 | $17 |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Sold out | 400 | $8before exit |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 200 | $6before exit |
| IVOL Quadratic Int Rte Vol Infl H | QUADRTC INT RT | Sold out | 0 | $6before exit |
| SERIES PORTFOLIOS TR | UNUSUAL WHALES | Sold out | 0 | $4before exit |
| SERIES PORTFOLIOS TR | UNUSUAL WHLS DEM | Sold out | 0 | $4before exit |
| IMMR Immersion Corporation | COM | Sold out | 0 | $2before exit |
| ZPTAW Zapata Computing Hol- CW23 | *W EXP 02/14/202 | Sold out | 50 | $2before exit |
| BTCS BTCS Inc. | COM NEW | Sold out | 0 | $1before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,096 | $23.5B | VTI, BND, SPYG, BSV, SPDW |
| Q1 2026 | 5,127 | $24.6B | VTI, BND, BSV, SPDW, SPYG |
| Q4 2025 | 4,944 | $24.3B | VTI, BND, BSV, SPDW, SPYG |
| Q3 2025 | 4,831 | $22.6B | VTI, BND, BSV, SPDW, SPYG |
| Q2 2025 | 4,548 | $20.8B | VTI, BSV, BND, SPDW, SPYG |
| Q1 2025 | 4,022 | $17.7B | VTI, BSV, BND, SPDW, SPYG |
| Q4 2024 | 3,914 | $18.2B | VTI, BND, SPYG, SPDW, SPYV |
| Q3 2024 | 3,718 | $16.4B | VTI, BND, SPDW, SPYG, SPYV |
| Q2 2024 | 3,667 | $15.5B | VTI, BND, SPDW, SPYG, SPYV |
| Q1 2024 | 3,578 | $14.2B | VTI, BND, SPDW, SPYV, SPYG |