Ameriprise Financial Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Ameriprise Financial Inc. reported 3,756 stock positions worth $362.2 billion. Its top holding was Microsoft (MSFT) at 4.0% of the portfolio, followed by Nvidia (NVDA, 2.6%) and Apple (AAPL, 2.3%). Compared with Q4 2023, it opened 116 new positions, sold out of 172, added to 1,583 and reduced 1,998. The biggest buy was Nvidia (NVDA, shares +0%) and the biggest sale Philip Morris International (PM, shares −43%).
- Most Recent 13F
- Q2 2026
- Location
- MINNEAPOLIS, MN
- CIK
- 0000820027
- Portfolio Value
- $362.2B (Q1 2024)
- SEC Filing
- 0000950123-24-005371 ↗ filed May 15, 2024
Holdings Value
Holdings 3,756 stocks · $362.2B
| MSFT Microsoft Corp. | 4.00% | 34,414,469 | $14.5B | Add +0.7% |
| NVDA Nvidia Corp. | 2.63% | 10,555,194 | $9.5B | Add +0.1% |
| AAPL Apple Inc. | 2.30% | 48,520,308 | $8.3B | Add +2.5% |
| AMZN Amazon.com Inc. | 1.97% | 39,644,654 | $7.2B | Add +9.2% |
| GOOGL Alphabet Inc. Class A | 1.57% | 37,799,387 | $5.7B | Add +2.7% |
| JPM JPMorgan Chase & Co. | 1.31% | 23,613,272 | $4.7B | Reduce -0.4% |
| META Meta Platforms Inc. Class A | 1.28% | 9,547,344 | $4.6B | Add +22.4% |
| AVGO Broadcom Inc. | 1.10% | 3,016,851 | $4.0B | Reduce -7.9% |
| V Visa Inc. Class A | 1.10% | 14,264,761 | $4.0B | Reduce -1.4% |
| IVV iShares Core S&P 500 ETF | 1.01% | 6,962,578 | $3.7B | Reduce -1.3% |
| LRCX Lam Research Corp. | 0.94% | 3,517,327 | $3.4B | Reduce -17.8% |
| PG The Procter & Gamble Co. | 0.75% | 16,670,656 | $2.7B | Add +8.7% |
| CVX Chevron Corp. | 0.72% | 16,609,082 | $2.6B | Add +3.3% |
| ABBV Abbvie Inc. | 0.71% | 14,204,207 | $2.6B | Add +0.1% |
| XOM Exxon Mobil Corp. | 0.70% | 21,850,575 | $2.5B | Add +4.6% |
| GOOG Alphabet Inc. Class C | 0.67% | 15,916,679 | $2.4B | Add +1.3% |
| MA Mastercard Inc. Class A | 0.67% | 5,011,160 | $2.4B | Reduce -1.1% |
| LLY Eli Lilly & Co. | 0.65% | 3,005,509 | $2.3B | Reduce -4.6% |
| MRK Merck & Co. Inc. | 0.62% | 16,971,232 | $2.2B | Add +3.4% |
| CMCSA Comcast Corp. Class A | 0.60% | 50,397,657 | $2.2B | Reduce -5.9% |
| WFC Wells Fargo & Co. | 0.60% | 37,508,675 | $2.2B | Reduce -4.8% |
| HD Home Depot Inc. | 0.60% | 5,635,687 | $2.2B | Reduce -0.9% |
| JNJ Johnson & Johnson | 0.59% | 13,620,197 | $2.2B | Add +8.8% |
| QCOM Qualcomm Inc. | 0.59% | 12,638,012 | $2.1B | Reduce -14.3% |
| WMT Walmart Inc. | 0.59% | 35,366,853 | $2.1B | Reduce -9.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.58% | 55,239,608 | $2.1B | Add +1.9% |
| CSCO Cisco Systems Inc. | 0.57% | 41,315,759 | $2.1B | Reduce -7.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.57% | 4,628,143 | $2.1B | Reduce -2.9% |
| UNP Union Pacific Corp. | 0.56% | 8,205,158 | $2.0B | Reduce -1.6% |
| AMAT Applied Materials Inc. | 0.53% | 9,282,764 | $1.9B | Add +28.1% |
| VOO Vanguard S&P 500 ETF | 0.52% | 3,910,664 | $1.9B | Add +1.4% |
| ELV Elevance Health Inc. | 0.52% | 3,601,675 | $1.9B | Reduce -3.0% |
| UNH Unitedhealth Group Inc. | 0.51% | 3,751,338 | $1.9B | Add +2.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.49% | 3,361,129 | $1.8B | Reduce -0.5% |
| ADBE Adobe Inc. | 0.47% | 3,347,471 | $1.7B | Add +1.4% |
| IWF iShares Russell 1000 Growth | 0.46% | 4,975,723 | $1.7B | Add +8.2% |
| HON Honeywell International Inc. | 0.46% | 8,055,033 | $1.7B | Add +6.2% |
| MRSH Marsh & McLennan Cos | 0.45% | 7,948,623 | $1.6B | Add +2.6% |
| PH Parker Hannifin Corp. | 0.45% | 2,918,717 | $1.6B | Reduce -16.2% |
| LIN Linde PLC | 0.44% | 3,434,031 | $1.6B | Reduce -0.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.43% | 9,558,205 | $1.6B | Reduce -0.9% |
| EOG EOG Resources Inc. | 0.43% | 12,050,814 | $1.5B | Add +3.0% |
| UPS United Parcel Service Class B | 0.41% | 10,061,351 | $1.5B | Add +13.2% |
| ACN Accenture PLC Class A | 0.38% | 3,984,527 | $1.4B | Reduce -5.9% |
| ADI Analog Devices Inc. | 0.38% | 6,940,656 | $1.4B | Reduce -7.4% |
| BLK BlackRock Finance Inc. | 0.37% | 1,618,316 | $1.3B | Add +6.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.36% | 6,922,017 | $1.3B | Reduce -13.2% |
| KO The Coca-Cola Co. | 0.36% | 21,592,075 | $1.3B | Reduce -4.2% |
| CB Chubb Ltd. | 0.35% | 4,869,498 | $1.3B | Reduce -9.5% |
| MBB iShares MBS ETF | 0.35% | 13,614,889 | $1.3B | Reduce -0.3% |
| MS Morgan Stanley | 0.35% | 13,296,699 | $1.3B | Reduce -13.3% |
| MCD McDonald's Corp. | 0.34% | 4,407,429 | $1.2B | Reduce -3.2% |
| MDLZ Mondelez International Inc. Class A | 0.34% | 17,599,773 | $1.2B | Add +2.8% |
| AMD Advanced Micro Devices | 0.34% | 6,787,479 | $1.2B | Add +0.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.33% | 9,851,693 | $1.2B | Add +126.8% |
| PLD Prologis Inc. | 0.33% | 9,265,657 | $1.2B | Add +3.0% |
| KLAC KLA Corp. | 0.33% | 1,725,805 | $1.2B | Reduce -9.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.33% | 3,455,217 | $1.2B | Add +3.5% |
| BDX Becton Dickinson and Co. | 0.32% | 4,752,461 | $1.2B | Add +12.3% |
| EBAY eBay Inc. | 0.32% | 22,083,547 | $1.2B | Add +53.4% |
| COST Costco Wholesale Corp. | 0.32% | 1,574,537 | $1.2B | Reduce -3.2% |
| VLO Valero Energy Corp. | 0.32% | 6,764,346 | $1.2B | Reduce -0.1% |
| ABT Abbott Laboratories | 0.32% | 10,167,303 | $1.2B | Add +5.4% |
| ETN Eaton Corp. PLC | 0.30% | 3,493,670 | $1.1B | Reduce -21.2% |
| TMO Thermo Fisher Scientific Inc. | 0.30% | 1,876,362 | $1.1B | Add +35.7% |
| BMY Bristol-Myers Squibb Co. | 0.30% | 19,763,674 | $1.1B | Reduce -28.8% |
| CRM Salesforce Inc. | 0.29% | 3,501,331 | $1.1B | Add +3.5% |
| TT Trane Technologies PLC | 0.28% | 3,431,240 | $1.0B | Reduce -9.2% |
| C Citigroup Inc. | 0.28% | 16,236,603 | $1.0B | Add +20.7% |
| CME Cme Group Inc. | 0.28% | 4,745,438 | $1.0B | Add +13.9% |
| PANW Palo Alto Networks Inc. | 0.28% | 3,533,105 | $1.0B | Add +6.9% |
| COP Conocophillips | 0.27% | 7,806,064 | $993.8M | Reduce -1.0% |
| AGG iShares Core U.S. Aggregate | 0.27% | 10,059,890 | $986.7M | Add +15.3% |
| VONG Vanguard Russell 1000 Growth | 0.27% | 11,303,000 | $979.5M | Add +3.8% |
| MDT Medtronic PLC | 0.27% | 11,208,447 | $977.0M | Add +1.0% |
| MPC Marathon Petroleum Corp. | 0.27% | 4,834,048 | $974.1M | Reduce -8.7% |
| IEF iShares 7-10 Year Treasury B | 0.27% | 10,247,363 | $968.4M | Add +44.8% |
| WM Waste Management Inc. | 0.27% | 4,510,660 | $962.7M | Reduce -1.2% |
| ISRG Intuitive Surgical Inc. | 0.26% | 2,377,045 | $948.7M | Reduce -7.7% |
| SPGI S&P Global Inc. | 0.26% | 2,218,166 | $934.7M | Add +1.6% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.26% | 9,177,858 | $931.1M | Add +30.4% |
| VRTX Vertex Pharmaceuticals Inc. | 0.26% | 2,225,307 | $930.1M | Reduce -11.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.26% | 3,685,649 | $924.0M | Add +2.7% |
| ADP Automatic Data Processing | 0.25% | 3,630,215 | $901.2M | Add +2.3% |
| INTU Intuit Inc. | 0.25% | 1,378,325 | $895.9M | Reduce -15.2% |
| ORCL Oracle Corp. | 0.25% | 7,116,473 | $894.3M | Reduce -1.3% |
| AMT American Tower Corp. | 0.25% | 4,510,485 | $891.3M | Add +23.0% |
| T AT&T Inc. | 0.25% | 50,551,656 | $890.1M | Reduce -3.4% |
| SNPS Synopsys Inc. | 0.25% | 1,553,758 | $889.2M | Reduce -15.3% |
| PEP Pepsico Inc. | 0.25% | 5,073,195 | $888.1M | Reduce -12.8% |
| LMT Lockheed Martin Corp. | 0.24% | 1,911,113 | $865.5M | Reduce -9.9% |
| NKE Nike Inc. Class B | 0.24% | 9,067,015 | $852.2M | Add +10.4% |
| GPN Global Payments Inc. | 0.23% | 6,185,102 | $826.7M | Add +20.3% |
| XLK SS Technology Select Sector | 0.23% | 3,936,952 | $819.2M | Add +8.2% |
| NOC Northrop Grumman Corp. | 0.22% | 1,688,018 | $808.0M | Add +0.6% |
| TMUS T-Mobile US Inc. | 0.21% | 4,754,934 | $776.1M | Add +3.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.21% | 1,842,393 | $774.8M | Reduce -5.2% |
| MCHP Microchip Technology Inc. | 0.21% | 8,628,208 | $774.0M | Reduce -29.4% |
| PNC PNC Financial Services Group | 0.21% | 4,784,584 | $773.2M | Add +1.5% |
| TXN Texas Instruments Inc. | 0.21% | 4,494,408 | $772.5M | Reduce -0.4% |
Other holdings (85): bonds, preferreds, convertibles and warrants · $1.1B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 902,865 | $57.8M | Reduce -7.6% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 833,730 | $49.0M | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 49,550,000 | $48.0M | Reduce -8.3% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 74,958,000 | $46.7M | Reduce -46.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 37,651 | $45.0M | Reduce -1.6% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 48,500,000 | $36.8M | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 27,000,000 | $26.6M | New |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 392,623 | $25.4M | Reduce -1.4% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 28,000,000 | $23.9M | No change |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 8,248,000 | $23.5M | Add +9.3% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 22,500,000 | $21.3M | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 25,500,000 | $20.8M | No change |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 28,113,000 | $20.5M | Reduce -45.1% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 18,200,000 | $19.3M | Reduce -9.9% |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 16,730,000 | $18.5M | Reduce -13.9% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 15,890,000 | $18.4M | Reduce -20.1% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 16,500,000 | $18.3M | Reduce -10.8% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 23,637,000 | $18.2M | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 19,745,000 | $18.2M | Reduce -49.0% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 456,005 | $18.0M | Add +3.0% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 12,800,000 | $16.8M | Add +88.2% |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 25,500,000 | $15.9M | No change |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 20,130,000 | $15.9M | Reduce -0.0% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 16,000,000 | $14.3M | Add +6.7% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 11,390,000 | $13.7M | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 15,393,000 | $13.6M | Add +0.0% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 13,100,000 | $13.0M | No change |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 13,850,000 | $12.8M | Reduce -6.0% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 10,000,000 | $12.2M | Add +11.1% |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 12,500,000 | $12.1M | Reduce -10.7% |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | 202,500 | $11.7M | Reduce -11.0% |
| MODEL N INC (MODN 1.875 03/15/28) | NOTE 1.875% 3/1 · principal | 12,000,000 | $11.5M | New |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 6,571,000 | $11.5M | Add +29.6% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 11,010,000 | $11.4M | New |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 12,000,000 | $11.2M | Add +14.3% |
| COMMERCE.COM INC (CMRC 0.25 10/01/26) | NOTE 0.250%10/0 · principal | 13,280,000 | $10.9M | No change |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 10,032,000 | $10.7M | No change |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 11,500,000 | $10.7M | No change |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 10,000,000 | $10.6M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 12,069,000 | $10.4M | Reduce -11.1% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 6,500,000 | $10.3M | Reduce -23.5% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 7,032,000 | $10.2M | Reduce -17.6% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 12,000,000 | $10.1M | No change |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 3,541,000 | $10.1M | Reduce -12.4% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 12,500,000 | $10.0M | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 7,271,000 | $9.9M | Reduce -4.0% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 9,600,000 | $9.8M | Reduce -26.1% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 10,500,000 | $9.8M | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 8,371,000 | $9.8M | Reduce -10.7% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 7,900,000 | $9.7M | Reduce -24.8% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 5,008,000 | $9.7M | Reduce -28.5% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 6,824,000 | $9.6M | No change |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 9,504,000 | $9.5M | Reduce -9.5% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 3,874,000 | $9.4M | Reduce -39.2% |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | 9,720,000 | $9.3M | Reduce -34.0% |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | 10,900,000 | $9.0M | Reduce -21.6% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 10,000,000 | $8.7M | Reduce -36.2% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 8,330,000 | $8.7M | Reduce -9.8% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 6,000,000 | $8.7M | New |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 9,000,000 | $7.9M | No change |
| ACCOLADE INC (ACCD 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 9,000,000 | $7.8M | No change |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 10,000,000 | $7.5M | New |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 7,002,000 | $7.4M | Reduce -42.9% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 6,500,000 | $7.0M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 7,501,000 | $6.9M | Reduce -65.9% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 8,002,000 | $6.9M | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 6,502,000 | $6.9M | No change |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 6,000,000 | $6.9M | Reduce -14.3% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 5,500,000 | $6.8M | New |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 5,000,000 | $6.8M | Reduce -50.0% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 12,083,000 | $6.7M | Reduce -14.2% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 6,000,000 | $6.6M | Reduce -33.3% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 7,000,000 | $6.5M | Reduce -12.5% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 5,000,000 | $6.3M | Reduce -43.7% |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 3,440,000 | $6.1M | No change |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 8,000,000 | $6.0M | Reduce -38.5% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 125,000 | $5.5M | New |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 3,000,000 | $2.9M | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 17,144 | $739K | Reduce -1.8% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 418 | $510K | Add +4.2% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 401,000 | $406K | Add +0.8% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 335,000 | $314K | Reduce -97.3% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 15,000 | $15K | Add +15.4% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 13,000 | $12K | Add +18.2% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 10,000 | $12K | No change |
Total filed on the 13F, all lines: $363.4B.
Portfolio Sells Q4 2023 → Q1 2024
| PM Philip Morris International | Reduce -43.2% | 0.16% | −0.16 |
| TSLA Tesla Inc. | Reduce -9.1% | 0.21% | −0.14 |
| BMY Bristol-Myers Squibb Co. | Reduce -28.8% | 0.30% | −0.13 |
| HUM Humana Inc. | Reduce -40.1% | 0.09% | −0.13 |
| MCHP Microchip Technology Inc. | Reduce -29.4% | 0.21% | −0.12 |
| VGLT Vanguard Long-Term Treasury | Reduce -27.4% | 0.17% | −0.11 |
| CSCO Cisco Systems Inc. | Reduce -7.6% | 0.57% | −0.11 |
| CMCSA Comcast Corp. Class A | Reduce -5.9% | 0.60% | −0.10 |
| MRVL Marvell Technology Inc. | Reduce -36.6% | 0.18% | −0.08 |
| MS Morgan Stanley | Reduce -13.3% | 0.35% | −0.08 |
| HDB HDFC Bank Ltd.-ADR | Reduce -32.9% | 0.08% | −0.08 |
| ADI Analog Devices Inc. | Reduce -7.4% | 0.38% | −0.07 |
| AEE Ameren Corporation | Reduce -29.5% | 0.13% | −0.07 |
| ACN Accenture PLC Class A | Reduce -5.9% | 0.38% | −0.07 |
| LRCX Lam Research Corp. | Reduce -17.8% | 0.94% | −0.06 |
| MCD McDonald's Corp. | Reduce -3.2% | 0.34% | −0.06 |
| GTM Zoominfo Technologies Inc. | Reduce -96.8% | 0.00% | −0.06 |
| MTCH Match Group Inc. | Reduce -52.3% | 0.05% | −0.06 |
| UNP Union Pacific Corp. | Reduce -1.6% | 0.56% | −0.06 |
| INTU Intuit Inc. | Reduce -15.2% | 0.25% | −0.06 |
| TLT iShares 20+ Year Treasury BD | Reduce -21.1% | 0.13% | −0.06 |
| ADSK Autodesk Inc. | Reduce -34.4% | 0.10% | −0.06 |
| ES Eversource Energy | Reduce -95.8% | 0.00% | −0.06 |
| DBX Dropbox Inc. Class A | Reduce -10.3% | 0.12% | −0.05 |
| PEP Pepsico Inc. | Reduce -12.8% | 0.25% | −0.05 |
| QCOM Qualcomm Inc. | Reduce -14.3% | 0.59% | −0.05 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -11.3% | 0.26% | −0.05 |
| LMT Lockheed Martin Corp. | Reduce -9.9% | 0.24% | −0.05 |
| GFS Globalfoundries Inc. | Reduce -85.9% | 0.01% | −0.05 |
| SHW The Sherwin-Williams Co. | Reduce -32.1% | 0.11% | −0.05 |
| SUSC iShares ESG Aware Usd Corpor | Reduce -75.3% | 0.01% | −0.05 |
| DHR Danaher Corp. | Reduce -41.1% | 0.06% | −0.04 |
| HSY The Hershey Co. | Reduce -72.2% | 0.02% | −0.04 |
| MBB iShares MBS ETF | Reduce -0.3% | 0.35% | −0.04 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -38.1% | 0.06% | −0.04 |
| SNPS Synopsys Inc. | Reduce -15.3% | 0.25% | −0.04 |
| PFE Pfizer Inc. | Reduce -10.6% | 0.14% | −0.04 |
| DGRO iShares Core Dividend Growth | Reduce -21.8% | 0.13% | −0.04 |
| LTHM Livent Corp. | Sold out | 0.00% | −0.04 |
| ARW Arrow Electronics Inc. | Reduce -83.7% | 0.01% | −0.04 |
| CVS CVS Health Corp. | Reduce -25.5% | 0.08% | −0.03 |
| KO The Coca-Cola Co. | Reduce -4.2% | 0.36% | −0.03 |
| APTV Aptiv Irish Holdings Ltd. | Reduce -36.9% | 0.04% | −0.03 |
| PH Parker Hannifin Corp. | Reduce -16.2% | 0.45% | −0.03 |
| BURL Burlington Stores Inc. | Reduce -49.3% | 0.04% | −0.03 |
| TEL Te Connectivity Ltd. | Reduce -9.8% | 0.20% | −0.03 |
| AMGN Amgen Inc. | Reduce -8.9% | 0.15% | −0.03 |
| V Visa Inc. Class A | Reduce -1.4% | 1.10% | −0.03 |
| SCHD Schwab US DVD Equity ETF | Reduce -15.3% | 0.15% | −0.03 |
| WMT Walmart Inc. | Reduce -9.6% | 0.59% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +0.1% | 2.63% | +1.06 |
| META Meta Platforms Inc. Class A | Add +22.4% | 1.28% | +0.45 |
| AMZN Amazon.com Inc. | Add +9.2% | 1.97% | +0.32 |
| DIS The Walt Disney Co. | Add +126.8% | 0.33% | +0.22 |
| AMAT Applied Materials Inc. | Add +28.1% | 0.53% | +0.18 |
| MSFT Microsoft Corp. | Add +0.7% | 4.00% | +0.14 |
| EBAY eBay Inc. | Add +53.4% | 0.32% | +0.13 |
| CL Colgate-Palmolive Co. | Add +149.7% | 0.16% | +0.10 |
| MRK Merck & Co. Inc. | Add +3.4% | 0.62% | +0.08 |
| TMO Thermo Fisher Scientific Inc. | Add +35.7% | 0.30% | +0.08 |
| USIG iShares Broad Usd Investment | Add +214.5% | 0.12% | +0.08 |
| C Citigroup Inc. | Add +20.7% | 0.28% | +0.08 |
| XOM Exxon Mobil Corp. | Add +4.6% | 0.70% | +0.07 |
| PG The Procter & Gamble Co. | Add +8.7% | 0.75% | +0.07 |
| IEF iShares 7-10 Year Treasury B | Add +44.8% | 0.27% | +0.07 |
| TJX TJX Companies Inc. | Add +30.4% | 0.26% | +0.06 |
| ON On Semiconductor | Add +76.1% | 0.19% | +0.06 |
| ABBV Abbvie Inc. | Add +0.1% | 0.71% | +0.05 |
| PEG Public Service Enterprise GP | Add +96.5% | 0.10% | +0.05 |
| RACE Ferrari NV | Add +383.3% | 0.06% | +0.05 |
| SYY Sysco Corp. | Add +46.5% | 0.15% | +0.05 |
| BAX Baxter International Inc. | Add +36.4% | 0.18% | +0.05 |
| NFLX Netflix Inc. | Add +19.6% | 0.18% | +0.05 |
| NTRA Natera Inc. | Add +50.7% | 0.09% | +0.04 |
| IWF iShares Russell 1000 Growth | Add +8.2% | 0.46% | +0.04 |
| DECK Deckers Outdoor Corp. | Add +56.2% | 0.08% | +0.04 |
| AMD Advanced Micro Devices | Add +0.7% | 0.34% | +0.04 |
| UAL United Airlines Holdings Inc. | Add +479.4% | 0.05% | +0.04 |
| AON Aon PLC Class A | Add +131.3% | 0.06% | +0.04 |
| DASH DoorDash Inc. Class A | Add +317.4% | 0.05% | +0.04 |
| VCIT Vanguard Int-Term Corporate | Add +39.6% | 0.17% | +0.04 |
| EFV iShares MSCI Eafe Value ETF | Add +43.8% | 0.12% | +0.04 |
| VGIT Vanguard Intermediate-Term T | Add +79.8% | 0.09% | +0.04 |
| WDC Western Digital Corp. | Add +30.3% | 0.10% | +0.04 |
| RTX RTX Corp. | Add +11.0% | 0.21% | +0.03 |
| GIS General Mills Inc. | Add +29.6% | 0.15% | +0.03 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +72.0% | 0.08% | +0.03 |
| GPN Global Payments Inc. | Add +20.3% | 0.23% | +0.03 |
| AME Ametek Inc. | Add +34.0% | 0.12% | +0.03 |
| BIIB Biogen Inc. | Add +294.4% | 0.05% | +0.03 |
| XLY SS Consumer Disc Select Sect | Add +57.5% | 0.10% | +0.03 |
| GOOGL Alphabet Inc. Class A | Add +2.7% | 1.57% | +0.03 |
| BAC Bank of America Corp. | Add +1.9% | 0.58% | +0.03 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Add +159.8% | 0.05% | +0.03 |
| COO The Cooper Cos Inc. | Add +69.9% | 0.07% | +0.03 |
| FOUR SHIFT4 Payments Inc. Class A | Add +402.5% | 0.04% | +0.03 |
| BNY Bank of New York Mellon Corp. | Add +18.0% | 0.16% | +0.03 |
| ITW Illinois Tool Works | Add +28.7% | 0.15% | +0.03 |
| DGRW Wisdomtree U.S. Quality Divi | Add +25.2% | 0.13% | +0.03 |
| LYFT LYFT Inc. Class A | Add +354.6% | 0.03% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -7.6% | 902,865 | $57.8M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 833,730 | $49.0M |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Reduce -8.3% | 49,550,000 | $48.0M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Reduce -46.9% | 74,958,000 | $46.7M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -1.6% | 37,651 | $45.0M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 27,000,000 | $26.6M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -1.4% | 392,623 | $25.4M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Add +9.3% | 8,248,000 | $23.5M |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Reduce -45.1% | 28,113,000 | $20.5M |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | Sold out | 534,550 | $20.3Mbefore exit |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | Reduce -9.9% | 18,200,000 | $19.3M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Reduce -13.9% | 16,730,000 | $18.5M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Reduce -20.1% | 15,890,000 | $18.4M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Reduce -10.8% | 16,500,000 | $18.3M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Reduce -49.0% | 19,745,000 | $18.2M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +3.0% | 456,005 | $18.0M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +88.2% | 12,800,000 | $16.8M |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Reduce -0.0% | 20,130,000 | $15.9M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Add +6.7% | 16,000,000 | $14.3M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | New | 11,390,000 | $13.7M |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Add +0.0% | 15,393,000 | $13.6M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Reduce -6.0% | 13,850,000 | $12.8M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Add +11.1% | 10,000,000 | $12.2M |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | Reduce -10.7% | 12,500,000 | $12.1M |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | Reduce -11.0% | 202,500 | $11.7M |
| MODEL N INC (MODN 1.875 03/15/28) | NOTE 1.875% 3/1 · principal | New | 12,000,000 | $11.5M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +29.6% | 6,571,000 | $11.5M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | New | 11,010,000 | $11.4M |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Add +14.3% | 12,000,000 | $11.2M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | New | 10,000,000 | $10.6M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Reduce -11.1% | 12,069,000 | $10.4M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Reduce -23.5% | 6,500,000 | $10.3M |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | Sold out | 11,000,000 | $10.2Mbefore exit |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Reduce -17.6% | 7,032,000 | $10.2M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Reduce -12.4% | 3,541,000 | $10.1M |
| EVERBRIDGE INC (EVBG 0.125 12/15/24) | NOTE 0.125%12/1 · principal | Sold out | 10,850,000 | $10.1Mbefore exit |
| MARA HOLDINGS INC (MARA 1 12/01/26) | NOTE 1.000%12/0 · principal | Sold out | 12,280,000 | $10.0Mbefore exit |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 12,500,000 | $10.0M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -4.0% | 7,271,000 | $9.9M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Reduce -26.1% | 9,600,000 | $9.8M |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | New | 10,500,000 | $9.8M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -10.7% | 8,371,000 | $9.8M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Reduce -24.8% | 7,900,000 | $9.7M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -28.5% | 5,008,000 | $9.7M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -9.5% | 9,504,000 | $9.5M |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Reduce -39.2% | 3,874,000 | $9.4M |
| LITHIUM ARGENTINA AG (LARCN 1.75 01/15/27) | NOTE 1.750% 1/1 · principal | Sold out | 14,780,000 | $9.3Mbefore exit |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | Reduce -34.0% | 9,720,000 | $9.3M |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | Reduce -21.6% | 10,900,000 | $9.0M |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Reduce -36.2% | 10,000,000 | $8.7M |
Showing the first 50 of 77.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,971 | $492.7B | NVDA, AAPL, GOOGL, MSFT, AVGO |
| Q1 2026Amended | 3,929 | $429.7B | NVDA, AAPL, MSFT, GOOGL, AVGO |
| Q4 2025 | 3,980 | $441.1B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q3 2025 | 3,914 | $433.7B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q2 2025 | 3,825 | $404.4B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 3,881 | $369.3B | MSFT, NVDA, AAPL, AMZN, JPM |
| Q4 2024 | 3,944 | $388.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2024 | 3,813 | $388.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q2 2024 | 3,770 | $368.6B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q1 2024 | 3,756 | $362.2B | MSFT, NVDA, AAPL, AMZN, GOOGL |