Ameriprise Financial Inc.

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 14, 2025), Ameriprise Financial Inc. reported 3,881 stock positions worth $369.3 billion. Its top holding was Microsoft (MSFT) at 3.5% of the portfolio, followed by Nvidia (NVDA, 2.8%) and Apple (AAPL, 2.7%). Compared with Q4 2024, it opened 108 new positions, sold out of 173, added to 1,878 and reduced 1,851. The biggest buy was Exxon Mobil (XOM, shares +11%) and the biggest sale Nvidia (NVDA, shares −3%).

Most Recent 13F
Q2 2026
Location
MINNEAPOLIS, MN
CIK
0000820027
Portfolio Value
$369.3B (Q1 2025)
SEC Filing
0000950123-25-005098 ↗ filed May 14, 2025

Holdings Value

0$100.0B$200.0B$300.0B$400.0B$500.0B Q1 2024: $362.2B Q1 2024 Q2 2024: $368.6B Q2 2024 Q3 2024: $388.4B Q3 2024 Q4 2024: $388.4B Q4 2024 Q1 2025: $369.3B $369.3B Q1 2025 Q2 2025: $404.4B Q2 2025 Q3 2025: $433.7B Q3 2025 Q4 2025: $441.1B Q4 2025 Q1 2026: $429.7B Q1 2026 Q2 2026: $492.7B Q2 2026

Holdings 3,881 stocks · $369.3B
MSFT Microsoft Corp. 3.52% 34,587,347 $13.0B Reduce -3.4%
NVDA Nvidia Corp. 2.81% 95,645,247 $10.4B Reduce -3.1%
AAPL Apple Inc. 2.73% 45,304,367 $10.1B Reduce -2.9%
AMZN Amazon.com Inc. 1.92% 37,318,315 $7.1B Reduce -7.7%
JPM JPMorgan Chase & Co. 1.49% 22,419,005 $5.5B Reduce -0.6%
GOOGL Alphabet Inc. Class A 1.45% 34,781,359 $5.4B Reduce -2.9%
META Meta Platforms Inc. Class A 1.40% 8,959,503 $5.2B Reduce -3.1%
AVGO Broadcom Inc. 1.19% 26,212,105 $4.4B Reduce -3.6%
V Visa Inc. Class A 1.17% 12,271,826 $4.3B Reduce -4.1%
IVV iShares Core S&P 500 ETF 1.15% 7,556,057 $4.2B Reduce -6.7%
XOM Exxon Mobil Corp. 0.87% 27,017,683 $3.2B Add +10.8%
PG The Procter & Gamble Co. 0.75% 16,325,813 $2.8B Add +7.0%
WMT Walmart Inc. 0.73% 30,874,987 $2.7B Add +1.3%
CVX Chevron Corp. 0.72% 15,974,343 $2.7B Reduce -4.5%
VOO Vanguard S&P 500 ETF 0.72% 5,171,235 $2.7B Add +10.2%
ABBV Abbvie Inc. 0.70% 12,395,341 $2.6B Reduce -4.9%
LRCX Lam Research Corp. 0.67% 34,219,931 $2.5B Reduce -0.9%
MA Mastercard Inc. Class A 0.67% 4,489,263 $2.5B Reduce -8.2%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.66% 58,816,728 $2.5B Add +2.0%
LLY Eli Lilly & Co. 0.66% 2,959,655 $2.4B Reduce -0.9%
JNJ Johnson & Johnson 0.60% 13,282,590 $2.2B Reduce -1.2%
GOOG Alphabet Inc. Class C 0.58% 13,763,322 $2.2B Reduce -8.1%
CSCO Cisco Systems Inc. 0.58% 34,566,973 $2.1B Reduce -7.8%
QQQ Invesco QQQ Trust Series 1 0.57% 4,465,701 $2.1B Reduce -0.8%
WFC Wells Fargo & Co. 0.56% 28,997,269 $2.1B Reduce -0.9%
UNH Unitedhealth Group Inc. 0.55% 3,897,572 $2.0B Reduce -16.7%
HD Home Depot Inc. 0.54% 5,492,664 $2.0B Reduce -1.8%
BMY Bristol-Myers Squibb Co. 0.53% 32,147,460 $2.0B Add +0.2%
MRSH Marsh & McLennan Cos 0.52% 7,793,082 $1.9B Reduce -6.5%
BLK BlackRock Inc. 0.50% 1,969,703 $1.9B Reduce -6.2%
VTV Vanguard Mrngstr Val ETF-Aui 0.50% 10,683,062 $1.8B Add +5.2%
UNP Union Pacific Corp. 0.48% 7,440,115 $1.8B Reduce -5.5%
SPY SS SPDR S&P 500 ETF Trust-US 0.47% 3,125,080 $1.8B Reduce -7.6%
CMCSA Comcast Corp. Class A 0.46% 46,191,534 $1.7B Reduce -8.2%
LIN Linde PLC 0.45% 3,564,902 $1.7B Reduce -0.4%
ABT Abbott Laboratories 0.43% 12,058,946 $1.6B Reduce -6.3%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.43% 13,068,312 $1.6B Add +0.3%
EBAY eBay Inc. 0.42% 23,114,041 $1.6B Reduce -18.9%
HON Honeywell International Inc. 0.41% 7,221,102 $1.5B Reduce -12.7%
MS Morgan Stanley 0.41% 13,063,819 $1.5B Add +1.7%
AGG iShares Core U.S. Aggregate 0.40% 14,847,660 $1.5B Reduce -22.4%
COST Costco Wholesale Corp. 0.40% 1,544,958 $1.5B Add +1.8%
QCOM Qualcomm Inc. 0.39% 9,389,620 $1.4B Add +5.3%
T AT&T Inc. 0.39% 50,842,796 $1.4B Reduce -1.9%
VUG Vanguard Mrngstar GR ETF-Sui 0.39% 3,869,868 $1.4B Add +9.3%
CB Chubb Ltd. 0.38% 4,696,682 $1.4B Add +6.9%
MCD McDonald's Corp. 0.38% 4,512,089 $1.4B Add +0.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.38% 14,178,295 $1.4B Add +4.5%
TSLA Tesla Inc. 0.38% 5,317,002 $1.4B Reduce -7.9%
MDT Medtronic PLC 0.38% 15,481,028 $1.4B Add +28.8%
KO The Coca-Cola Co. 0.37% 19,233,909 $1.4B Reduce -1.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.37% 5,516,240 $1.4B Add +1.0%
ACN Accenture PLC Class A 0.37% 4,367,331 $1.4B Add +7.4%
ADP Automatic Data Processing 0.37% 4,431,478 $1.3B Add +15.7%
MBB iShares MBS ETF 0.36% 14,262,855 $1.3B Reduce -1.8%
CRM Salesforce Inc. 0.35% 4,869,586 $1.3B Add +3.8%
PH Parker Hannifin Corp. 0.35% 2,101,774 $1.3B Reduce -3.3%
WM Waste Management Inc. 0.33% 5,316,443 $1.2B Add +30.4%
CME Cme Group Inc. 0.33% 4,589,141 $1.2B Reduce -0.1%
TT Trane Technologies PLC 0.33% 3,585,300 $1.2B Add +7.2%
ADI Analog Devices Inc. 0.33% 5,951,565 $1.2B Reduce -2.8%
PANW Palo Alto Networks Inc. 0.32% 6,887,871 $1.2B Reduce -5.4%
MRK Merck & Co. Inc. 0.31% 12,898,889 $1.2B Reduce -7.6%
AMAT Applied Materials Inc. 0.31% 7,860,838 $1.1B Add +23.6%
EOG EOG Resources Inc. 0.31% 8,888,645 $1.1B Reduce -18.3%
ETR Entergy Corp. 0.30% 13,173,889 $1.1B Add +2.3%
VRTX Vertex Pharmaceuticals Inc. 0.29% 2,235,469 $1.1B Add +10.9%
ADBE Adobe Inc. 0.29% 2,814,425 $1.1B Add +8.3%
IEF iShares 7-10 Year Treasury B 0.29% 11,224,994 $1.1B Reduce -3.5%
XLK SS Technology Select Sector 0.29% 5,109,310 $1.1B Reduce -10.9%
MDLZ Mondelez International Inc. Class A 0.28% 15,348,280 $1.0B Reduce -23.5%
C Citigroup Inc. 0.28% 14,640,370 $1.0B Reduce -6.5%
TMO Thermo Fisher Scientific Inc. 0.28% 2,076,634 $1.0B Reduce -6.9%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.27% 12,043,601 $1.0B Add +1.9%
BRK.B Berkshire Hathaway Inc. Class B 0.27% 1,886,207 $1.0B Add +4.4%
ORCL Oracle Corp. 0.27% 7,199,876 $1.0B Reduce -3.5%
VLO Valero Energy Corp. 0.27% 7,540,371 $996.3M Reduce -5.0%
ETN Eaton Corp. PLC 0.27% 3,629,464 $987.0M Add +85.4%
AMT American Tower Corp. 0.26% 4,483,707 $975.8M Reduce -4.2%
NFLX Netflix Inc. 0.26% 1,029,931 $964.7M Reduce -7.9%
TEL Te Connectivity PLC 0.25% 6,563,527 $927.6M Add +17.1%
BA The Boeing Co. 0.25% 5,368,463 $915.4M Reduce -2.9%
PLD Prologis Inc. 0.24% 8,040,742 $894.2M Reduce -0.7%
QUAL iShares MSCI USA Quality Fac 0.24% 5,143,391 $878.9M Add +6.7%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.24% 3,388,560 $876.3M Reduce -0.1%
GS Goldman Sachs Group Inc. 0.24% 1,604,472 $874.3M Add +15.6%
SNPS Synopsys Inc. 0.23% 2,013,380 $863.5M Add +6.6%
COP Conocophillips 0.23% 8,202,861 $861.5M Add +15.1%
SO The Southern Co. 0.23% 9,292,773 $854.5M Add +0.3%
ELV Elevance Health Inc. 0.23% 1,943,616 $845.4M Add +1.5%
PNC PNC Financial Services Group 0.23% 4,807,684 $845.0M Add +0.5%
ISRG Intuitive Surgical Inc. 0.23% 1,686,837 $842.4M Reduce -0.0%
NOC Northrop Grumman Corp. 0.23% 1,642,170 $840.8M Reduce -0.7%
VCIT Vanguard Int-Term Corporate 0.22% 10,033,175 $821.0M Add +10.9%
BE Bloom Energy Corp. Class A 0.22% 41,532,643 $816.7M Add +0.9%
TTWO Take-Two Interactive Softwre 0.22% 3,838,833 $796.2M Reduce -19.5%
BSX Boston Scientific Corp. 0.21% 7,851,703 $792.2M Reduce -3.1%
TXN Texas Instruments Inc. 0.21% 4,396,012 $781.6M Add +5.1%
UBER Uber Technologies Inc. 0.21% 10,613,952 $773.1M Reduce -21.6%
NOW ServiceNow Inc. 0.21% 965,565 $766.0M Reduce -8.0%

Show all 3,881 holdings

Options reported separately and not counted above: IONQ puts ($8.6M), QQQ puts ($8.3M), MSFT calls ($8.0M), SMH puts ($8.0M), IWM puts ($7.0M), ANET calls ($6.8M), NTRA puts ($5.9M), CVLT puts ($5.2M), AAPL puts ($4.3M), TEM puts ($4.0M), AXON puts ($2.7M), HOOD calls ($2.6M), and 21 more.

Other holdings (96): bonds, preferreds, convertibles and warrants · $1.1B (not counted above)
SecurityClassShares / PrincipalValueChange
BOEING CO/THE (BA 6 10/15/27) DEP CONV PFD A 1,163,790$68.7MAdd +10.5%
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 40,302$49.8MAdd +5.2%
NEXTERA ENERGY INC (NEE 7.234 11/01/27) UNIT 11/01/2027 1,087,400$49.1MAdd +178.8%
ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) 6.75 SE B PFD 887,159$42.3MAdd +3.5%
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV 793,496$38.2MReduce -1.3%
KKR & CO INC (KKR 6.25 03/01/28 D) 6.25 CON SER D 769,000$37.6MNew
MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) DEP SHS REPSTG 712,000$35.6MNew
WESTERN DIGITAL CORP (WDC 3 11/15/28) NOTE 3.000%11/1 · principal 27,500,000$35.4MReduce -12.7%
PG&E CORP (PCG 6 12/01/27 A) PFD CONV SER A 555,000$24.4MAdd +37.0%
DUKE ENERGY CORP (DUK 4.125 04/15/26) NOTE 4.125% 4/1 · principal 20,554,000$22.3MAdd +2.5%
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A 617,358$22.2MReduce -29.1%
APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) SER A MAND CNV 296,869$21.8MReduce -53.0%
LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) NOTE 0.500% 6/1 · principal 23,637,000$21.8MNo change
PENNYMAC CORP (PMT 5.5 03/15/26) NOTE 5.500% 3/1 · principal 21,500,000$21.3MNo change
STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) NOTE 6.750% 7/1 · principal 18,000,000$19.0MNo change
UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) NOTE 0.875%12/0 · principal 15,403,000$18.7MReduce -11.5%
BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) NOTE 2.250% 2/0 · principal 20,000,000$17.9MReduce -37.5%
BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) UNIT 02/01/2027 270,000$17.8MNo change
FUBOTV INC (FUBO 3.25 02/15/26) NOTE 3.250% 2/1 · principal 18,200,000$17.6MReduce -24.2%
GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) NOTE 1.500% 3/0 · principal 18,000,000$17.0MNew
CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) 6.75DP CNV PFD B 305,928$16.9MReduce -4.7%
MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) NOTE 4.000% 5/0 · principal 9,001,000$14.6MReduce -13.4%
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal 15,000,000$14.6MNew
RIVIAN AUTO INC (RIVN 3.625 10/15/30) NOTE 3.625%10/1 · principal 16,500,000$14.3MAdd +10.0%
RIVIAN AUTO INC (RIVN 4.625 03/15/29) NOTE 4.625% 3/1 · principal 13,202,000$12.9MAdd +0.0%
RWT HOLDINGS INC (RWT 5.75 10/01/25) NOTE 5.750%10/0 · principal 12,500,000$12.4MNo change
PARSONS CORP (PSN 2.625 03/01/29) NOTE 2.625% 3/0 · principal 12,000,000$12.0MNew
BENTLEY SYSTEMS (BSY 0.375 07/01/27) NOTE 0.375% 7/0 · principal 13,000,000$11.8MReduce -7.1%
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal 12,000,000$11.7MReduce -47.1%
IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) NOTE 1.750% 6/1 · principal 12,000,000$11.6MAdd +14.3%
NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) NOTE 3.625% 4/1 · principal 11,003,000$11.6MAdd +10.0%
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal 10,038,000$11.2MAdd +25.0%
PG&E CORP (PCG 4.25 12/01/27) NOTE 4.250%12/0 · principal 10,503,000$11.1MReduce -51.1%
NEXTERA ENERGY INC (NEE 7.299 06/01/27) UNIT 06/01/2027 230,017$11.1MReduce -63.9%
LIVANOVA PLC (LIVN 2.5 03/15/29) NOTE 2.500% 3/1 · principal 11,500,000$10.9MNew
CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) NOTE 3.875% 9/1 · principal 10,100,000$10.9MReduce -4.3%
SEAGATE HDD CAYMAN (STX 3.5 06/01/28) NOTE 3.500% 6/0 · principal 9,000,000$10.8MAdd +20.0%
DROPBOX INC (DBX 0 03/01/28) NOTE 3/0 · principal 11,000,000$10.8MReduce -8.3%
RAPID7 INC (RPD 1.25 03/15/29) NOTE 1.250% 3/1 · principal 12,500,000$10.7MReduce -7.4%
VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) NOTE 2.250% 9/1 · principal 12,004,000$10.6MAdd +0.0%
PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) NOTE 3.500% 3/0 · principal 10,000,000$10.5MNew
GREENBRIER COS INC (GBX 2.875 04/15/28) NOTE 2.875% 4/1 · principal 9,000,000$10.0MNo change
NCL CORPORATION LTD (NCLH 2.5 02/15/27) NOTE 2.500% 2/1 · principal 10,000,000$9.9MAdd +25.0%
POST HOLDINGS INC (POST 2.5 08/15/27) NOTE 2.500% 8/1 · principal 8,003,000$9.5MAdd +33.4%
AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) NOTE 1.125% 2/1 · principal 10,004,000$9.5MReduce -20.0%
GUARDANT HEALTH INC (GH 1.25 02/15/31) DEBT 1.250% 2/1 · principal 9,000,000$9.3MNew
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal 7,003,000$9.0MReduce -22.2%
DEXCOM INC (DXCM 0.375 05/15/28) NOTE 0.375% 5/1 · principal 10,022,000$8.9MReduce -25.9%
INSMED INC (INSM 0.75 06/01/28) NOTE 0.750% 6/0 · principal 3,702,000$8.8MReduce -7.5%
BLOOM ENERGY CORP (BE 3 06/01/28) NOTE 3.000% 6/0 · principal 6,700,000$8.8MReduce -35.2%
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal 7,003,000$8.5MReduce -6.6%
REPLIGEN CORP (RGEN 1 12/15/28) NOTE 1.000%12/1 · principal 8,500,000$8.3MNo change
ADVANCED ENERGY IND (AEIS 2.5 09/15/28) NOTE 2.500% 9/1 · principal 8,003,000$8.2MReduce -11.1%
ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) NOTE 4.000% 3/1 · principal 8,200,000$7.4MAdd +36.7%
EVOLENT HEALTH INC (EVH 3.5 12/01/29) NOTE 3.500%12/0 · principal 9,000,000$7.3MAdd +12.5%
CERENCE INC (CRNC 1.5 07/01/28) NOTE 1.500% 7/0 · principal 10,000,000$7.0MReduce -25.9%
ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) NOTE 1.000% 9/1 · principal 6,002,000$6.9MReduce -14.3%
ZSCALER INC. (ZS 0.125 07/01/25) NOTE 0.125% 7/0 · principal 5,074,000$6.7MReduce -40.8%
WORKIVA INC (WK 1.25 08/15/28) NOTE 1.250% 8/1 · principal 7,000,000$6.5MReduce -30.0%
BANDWIDTH INC (BAND 0.5 04/01/28) NOTE 0.500% 4/0 · principal 8,000,000$6.4MNo change
TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) NOTE 0.250% 3/1 · principal 5,014,000$6.1MReduce -28.5%
ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) NOTE 2.250% 4/0 · principal 5,000,000$5.9MReduce -15.3%
FLUOR CORP (FLR 1.125 08/15/29) NOTE 1.125% 8/1 · principal 5,500,000$5.8MNew
CYTOKINETICS INC (CYTK 3.5 07/01/27) NOTE 3.500% 7/0 · principal 5,000,000$5.7MAdd +11.1%
IRHYTHM HOLDINGS INC (IRTC 1.5 09/01/29) NOTE 1.500% 9/0 · principal 5,500,000$5.7MNew
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal 4,500,000$5.7MReduce -42.5%
NABORS INDUSTRIES INC (NBR 1.75 06/15/29) NOTE 1.750% 6/1 · principal 7,000,000$4.7MReduce -22.2%
REDWOOD TRUST INC (RWT 7.75 06/15/27) NOTE 7.750% 6/1 · principal 3,000,000$3.0MNo change
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 998$1.2MAdd +7.1%
EPR PROPERTIES (EPR 9 PERP E) CONV PFD 9% SR E 38,550$1.2MAdd +14.7%
CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) NOTE 4.250% 8/1 · principal 485,000$525KNo change
AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) NOTE 6.500% 7/0 · principal 490,000$490KNo change
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 15,048$416KReduce -8.5%
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) NOTE 3.625% 6/1 · principal 370,000$378KAdd +0.8%
MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) NOTE 3.250%12/1 · principal 335,000$310KNo change
BURLINGTON STORES INC (BURL 1.25 12/15/27) NOTE 1.250%12/1 · principal 235,000$310KReduce -95.5%
PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) 6.3 CUM PFD SR F 12,357$216KNew
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 5,032$204KReduce -98.4%
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) NOTE 0.750% 5/0 · principal 29,000$71KAdd +11.5%
SOUTHERN CO (SO 3.875 12/15/25) NOTE 3.875%12/1 · principal 62,000$69KAdd +17.0%
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal 70,000$69KAdd +14.8%
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal 65,000$65KReduce -85.4%
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal 66,000$65KReduce -99.5%
EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) NOTE 0.750% 3/1 · principal 62,000$62KNo change
MIDDLEBY CORP (MIDD 1 09/01/25) NOTE 1.000% 9/0 · principal 45,000$54KAdd +12.5%
VENTAS REALTY LP (VTR 3.75 06/01/26) NOTE 3.750% 6/0 · principal 36,000$46KAdd +28.6%
NRG ENERGY INC (NRG 2.75 06/01/48) DBCV 2.750% 6/0 · principal 19,000$44KAdd +11.8%
BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) NOTE 1.250% 5/1 · principal 40,000$38KAdd +25.0%
DEXCOM INC (DXCM 0.25 11/15/25) NOTE 0.250%11/1 · principal 32,000$31KAdd +23.1%
AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) NOTE 0.125% 5/0 · principal 30,000$30KAdd +7.1%
PARSONS CORP (PSN 0.25 08/15/25) NOTE 0.250% 8/1 · principal 19,000$25KNo change
CMS ENERGY CORP (CMS 3.375 05/01/28) NOTE 3.375% 5/0 · principal 22,000$24KAdd +22.2%
NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) NOTE 7.500%10/1 · principal 24,000$24KAdd +14.3%
VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) NOTE 2.250% 6/1 · principal 23,000$23KNo change
HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) NOTE 0.250% 3/0 · principal 18,000$19KNo change
ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) NOTE 1.750% 8/1 · principal 12,000$11KNew

Total filed on the 13F, all lines: $370.4B.

Portfolio Sells Q4 2024 → Q1 2025
NVDA Nvidia Corp. Reduce -3.1% 2.81% −0.60
AVGO Broadcom Inc. Reduce -3.6% 1.19% −0.44
MSFT Microsoft Corp. Reduce -3.4% 3.52% −0.37
AMZN Amazon.com Inc. Reduce -7.7% 1.92% −0.36
GOOGL Alphabet Inc. Class A Reduce -2.9% 1.45% −0.29
AAPL Apple Inc. Reduce -2.9% 2.73% −0.28
TSLA Tesla Inc. Reduce -7.9% 0.38% −0.22
LMT Lockheed Martin Corp. Reduce -65.4% 0.08% −0.16
GOOG Alphabet Inc. Class C Reduce -8.1% 0.58% −0.15
BAH Booz Allen Hamilton Holdings Reduce -91.8% 0.01% −0.14
ADSK Autodesk Inc. Reduce -68.4% 0.04% −0.10
SYY Sysco Corp. Reduce -64.3% 0.05% −0.08
AGG iShares Core U.S. Aggregate Reduce -22.4% 0.40% −0.08
NOW ServiceNow Inc. Reduce -8.0% 0.21% −0.08
IVV iShares Core S&P 500 ETF Reduce -6.7% 1.15% −0.08
AMD Advanced Micro Devices Reduce -42.4% 0.09% −0.08
ANET Arista Networks Inc. Reduce -6.7% 0.15% −0.07
CAT Caterpillar Inc. Reduce -28.6% 0.15% −0.07
HON Honeywell International Inc. Reduce -12.7% 0.41% −0.07
TPR Tapestry Inc. Reduce -54.4% 0.07% −0.07
XYZ Block Inc. Reduce -7.1% 0.10% −0.06
TGT Target Corp. Reduce -31.9% 0.08% −0.06
UNH Unitedhealth Group Inc. Reduce -16.7% 0.55% −0.06
INTU Intuit Inc. Reduce -23.2% 0.21% −0.05
XLK SS Technology Select Sector Reduce -10.9% 0.29% −0.05
CNQ Canadian Natural Resources Reduce -99.4% 0.00% −0.05
TER Teradyne Inc. Reduce -1.1% 0.11% −0.05
BLK BlackRock Inc. Reduce -6.2% 0.50% −0.05
ORCL Oracle Corp. Reduce -3.5% 0.27% −0.05
PPG PPG Industries Inc. Reduce -36.9% 0.07% −0.05
JNPR Juniper Networks Inc. Reduce -96.4% 0.00% −0.04
ADM Archer-Daniels-Midland Co. Reduce -66.6% 0.02% −0.04
GPC Genuine Parts Co. Reduce -71.7% 0.02% −0.04
MRK Merck & Co. Inc. Reduce -7.6% 0.31% −0.04
VRT Vertiv Holdings Co. Class A Reduce -29.4% 0.04% −0.04
MPC Marathon Petroleum Corp. Reduce -31.4% 0.13% −0.04
DBX Dropbox Inc. Class A Reduce -20.9% 0.12% −0.04
TSM Taiwan Semiconductor-SP ADR Reduce -8.4% 0.18% −0.04
PODD Insulet Corp. Reduce -50.4% 0.04% −0.04
ILMN Illumina Inc. Reduce -77.0% 0.01% −0.04
DECK Deckers Outdoor Corp. Reduce -34.0% 0.02% −0.04
FTAI Ftai Aviation Ltd. Reduce -49.9% 0.03% −0.04
WCN Waste Connections Inc. Reduce -57.5% 0.04% −0.04
FE Firstenergy Corp. Reduce -56.2% 0.03% −0.04
TTD Trade Desk Inc./the Class A Reduce -27.6% 0.02% −0.04
XLY SS Consumer Disc Select Sect Reduce -25.8% 0.10% −0.04
FDX FedEx Corp. Reduce -22.3% 0.09% −0.04
SPY SS SPDR S&P 500 ETF Trust-US Reduce -7.6% 0.47% −0.04
QRVO Qorvo Inc. Reduce -57.5% 0.03% −0.03
EOG EOG Resources Inc. Reduce -18.3% 0.31% −0.03

Portfolio Buys Q4 2024 → Q1 2025
XOM Exxon Mobil Corp. Add +10.8% 0.87% +0.20
MDT Medtronic PLC Add +28.8% 0.38% +0.13
SGOV iShares 0-3 Month Treasury B Add +578.2% 0.15% +0.13
WM Waste Management Inc. Add +30.4% 0.33% +0.12
ZBH Zimmer Biomet Holdings Inc. Add +236.0% 0.14% +0.10
VRSK Verisk Analytics Inc. Add +631.0% 0.11% +0.10
ETN Eaton Corp. PLC Add +85.4% 0.27% +0.10
PG The Procter & Gamble Co. Add +7.0% 0.75% +0.09
IDEV iShares Core MSCI Dev MKTS Add +3243.8% 0.09% +0.09
VRTX Vertex Pharmaceuticals Inc. Add +10.9% 0.29% +0.08
RECS Columbia Resear Enh Cor ETF Add +519.4% 0.10% +0.08
ADP Automatic Data Processing Add +15.7% 0.37% +0.08
LQD Ishr Ibx Usd Invgd CB ETF-Ui Add +51.7% 0.20% +0.08
EA Electronic Arts Inc. Add +197.5% 0.11% +0.08
CB Chubb Ltd. Add +6.9% 0.38% +0.07
VOO Vanguard S&P 500 ETF Add +10.2% 0.72% +0.07
GD General Dynamics Corp. Add +34.8% 0.20% +0.06
BMY Bristol-Myers Squibb Co. Add +0.2% 0.53% +0.06
IBM Intl Business Machines Corp. Add +1.0% 0.37% +0.06
BRK.B Berkshire Hathaway Inc. Class B Add +4.4% 0.27% +0.06
BR Broadridge Financial Solutio Add +577.9% 0.07% +0.06
VTV Vanguard Mrngstr Val ETF-Aui Add +5.2% 0.50% +0.06
WELL Welltower Inc. Add +65.2% 0.11% +0.06
THC Tenet Healthcare Corp. Add +348.4% 0.07% +0.06
ETR Entergy Corp. Add +2.3% 0.30% +0.05
CVS CVS Health Corp. Add +2.0% 0.14% +0.05
COP Conocophillips Add +15.1% 0.23% +0.05
ICE Intercontinental Exchange Inc. Add +34.5% 0.12% +0.05
DBEF Xtrackers MSCI Eafe Hedged E Add +23.9% 0.19% +0.05
SJNK SS SPDR BB St Hi Yield ETF Add +48.8% 0.13% +0.05
ELV Elevance Health Inc. Add +1.5% 0.23% +0.05
CI The Cigna Group Add +8.2% 0.18% +0.05
MCD McDonald's Corp. Add +0.2% 0.38% +0.05
TEL Te Connectivity PLC Add +17.1% 0.25% +0.04
CHKP Check Point Software Tech Add +28.1% 0.11% +0.04
AMGN Amgen Inc. Add +4.8% 0.18% +0.04
DASH DoorDash Inc. Class A Add +122.7% 0.07% +0.04
AMAT Applied Materials Inc. Add +23.6% 0.31% +0.04
SPBO SS SPDR P Corp. Bond ETF Add +443.6% 0.05% +0.04
PGR Progressive Corp. Add +20.9% 0.12% +0.04
CTAS Cintas Corp. Add +17.4% 0.15% +0.04
LTH Life Time Group Holdings Inc. Add +1729.3% 0.04% +0.04
BNY Bank of New York Mellon Corp. Add +1.9% 0.27% +0.04
COST Costco Wholesale Corp. Add +1.8% 0.40% +0.04
QCOM Qualcomm Inc. Add +5.3% 0.39% +0.04
GLD SPDR Gold Shares Add +12.2% 0.12% +0.04
VCIT Vanguard Int-Term Corporate Add +10.9% 0.22% +0.04
DAL Delta Air Lines Inc. Add +347.4% 0.05% +0.04
SO The Southern Co. Add +0.3% 0.23% +0.03
SPHQ Invesco S&P 500 Quality ETF Add +45.7% 0.10% +0.03

Options Activity Q4 2024 → Q1 2025
SMCI Super Micro Computer Inc. put Sold out 1,702,200 $51.9Mbefore exit
BE Bloom Energy Corp. Class A call Sold out 929,400 $20.6Mbefore exit
ARKK ARK Innovation ETF put Sold out 248,200 $14.1Mbefore exit
IONQ Ionq Inc. put New 390,100 $8.6M
HIMS Hims & Hers Health Inc. put Sold out 349,000 $8.4Mbefore exit
QQQ Invesco QQQ Trust Series 1 put New 17,800 $8.3M
MSFT Microsoft Corp. call New 21,400 $8.0M
SMH Vaneck Semiconductor ETF put New 37,800 $8.0M
IWM iShares Russell 2000 ETF put New 35,200 $7.0M
ANET Arista Networks Inc. call New 88,300 $6.8M
LYFT LYFT Inc. Class A call Sold out 500,000 $6.5Mbefore exit
NTRA Natera Inc. put Add +31.8% 41,500 $5.9M
CVLT Commvault Systems Inc. put New 32,700 $5.2M
AAPL Apple Inc. put Add +36.4% 19,500 $4.3M
ALAB Astera Labs Inc. put Sold out 31,400 $4.2Mbefore exit
TEM Tempus AI Inc. Class A put New 83,500 $4.0M
LLY Eli Lilly & Co. put Sold out 4,500 $3.5Mbefore exit
META Meta Platforms Inc. Class A call Sold out 5,700 $3.3Mbefore exit
NFLX Netflix Inc. put Sold out 3,600 $3.2Mbefore exit
SPOT Spotify Technology SA put Sold out 6,800 $3.0Mbefore exit
AR Antero Resources Corp. call Sold out 86,600 $3.0Mbefore exit
AXON Axon Enterprise Inc. put New 5,100 $2.7M
HOOD Robinhood Markets Inc. Class A call New 63,000 $2.6M
AMD Advanced Micro Devices call New 25,200 $2.6M
META Meta Platforms Inc. Class A put New 4,400 $2.5M
ARGX Argenx SE - ADR put New 4,100 $2.4M
RBRK Rubrik Inc. Class A put New 37,800 $2.3M
TSEM Tower Semiconductor Ltd. put New 60,600 $2.2M
IESC Ies Holdings Inc. put Sold out 10,000 $2.0Mbefore exit
DHI D.R. Horton Inc. put Sold out 14,300 $2.0Mbefore exit
INSM Insmed Inc. put Sold out 28,900 $2.0Mbefore exit
RDDT Reddit Inc. Class A put Sold out 11,500 $1.9Mbefore exit
TSLA Tesla Inc. put Sold out 4,300 $1.7Mbefore exit
SNOW Snowflake Inc. put Add +96.5% 11,400 $1.7M
TEAM Atlassian Corp. Class A put New 7,500 $1.6M
CVNA Carvana Co. put Reduce -34.8% 7,500 $1.6M
SEI Solaris Energy Infrastructur call New 71,800 $1.6M
DUOL Duolingo call New 5,000 $1.6M
MDB Mongodb Inc. put Sold out 6,300 $1.5Mbefore exit
DASH DoorDash Inc. Class A call New 7,600 $1.4M
TTAN Servicetitan Inc. Class A call New 13,800 $1.3M
NFLX Netflix Inc. call New 1,400 $1.3M
GKOS Glaukos Corp. put Reduce -23.3% 13,200 $1.3M
BILL Bill Holdings Inc. call Sold out 14,500 $1.2Mbefore exit
AEIS Advanced Energy Industries put New 12,600 $1.2M
FCX Freeport-McMoran Inc. call Reduce -41.5% 25,200 $954K
PAY Paymentus Holdings Inc. Class A call Sold out 29,000 $947Kbefore exit
VST Vistra Corp. put Sold out 5,800 $800Kbefore exit
DOCS Doximity Inc. Class A put New 12,600 $731K
TTD Trade Desk Inc./the Class A call New 12,600 $689K

Showing the first 50 of 54.

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2024 → Q1 2025
BOEING CO/THE (BA 6 10/15/27) DEP CONV PFD A Add +10.5% 1,163,790 $68.7M
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Add +5.2% 40,302 $49.8M
NEXTERA ENERGY INC (NEE 7.234 11/01/27) UNIT 11/01/2027 Add +178.8% 1,087,400 $49.1M
ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) 6.75 SE B PFD Add +3.5% 887,159 $42.3M
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV Reduce -1.3% 793,496 $38.2M
KKR & CO INC (KKR 6.25 03/01/28 D) 6.25 CON SER D New 769,000 $37.6M
MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) DEP SHS REPSTG New 712,000 $35.6M
WESTERN DIGITAL CORP (WDC 3 11/15/28) NOTE 3.000%11/1 · principal Reduce -12.7% 27,500,000 $35.4M
PG&E CORP (PCG 6 12/01/27 A) PFD CONV SER A Add +37.0% 555,000 $24.4M
DUKE ENERGY CORP (DUK 4.125 04/15/26) NOTE 4.125% 4/1 · principal Add +2.5% 20,554,000 $22.3M
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A Reduce -29.1% 617,358 $22.2M
APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) SER A MAND CNV Reduce -53.0% 296,869 $21.8M
UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) NOTE 0.875%12/0 · principal Reduce -11.5% 15,403,000 $18.7M
BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) NOTE 2.250% 2/0 · principal Reduce -37.5% 20,000,000 $17.9M
FUBOTV INC (FUBO 3.25 02/15/26) NOTE 3.250% 2/1 · principal Reduce -24.2% 18,200,000 $17.6M
FIRSTENERGY CORP (FE 4 05/01/26) NOTE 4.000% 5/0 · principal Sold out 17,000,000 $17.1Mbefore exit
GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) NOTE 1.500% 3/0 · principal New 18,000,000 $17.0M
CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) 6.75DP CNV PFD B Reduce -4.7% 305,928 $16.9M
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal Sold out 16,000,000 $15.1Mbefore exit
MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) NOTE 4.000% 5/0 · principal Reduce -13.4% 9,001,000 $14.6M
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal New 15,000,000 $14.6M
RIVIAN AUTO INC (RIVN 3.625 10/15/30) NOTE 3.625%10/1 · principal Add +10.0% 16,500,000 $14.3M
RIVIAN AUTO INC (RIVN 4.625 03/15/29) NOTE 4.625% 3/1 · principal Add +0.0% 13,202,000 $12.9M
NCL CORPORATION LTD (NCLH 5.375 08/01/25) NOTE 5.375% 8/0 · principal Sold out 8,500,000 $12.1Mbefore exit
PARSONS CORP (PSN 2.625 03/01/29) NOTE 2.625% 3/0 · principal New 12,000,000 $12.0M
BENTLEY SYSTEMS (BSY 0.375 07/01/27) NOTE 0.375% 7/0 · principal Reduce -7.1% 13,000,000 $11.8M
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal Reduce -47.1% 12,000,000 $11.7M
IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) NOTE 1.750% 6/1 · principal Add +14.3% 12,000,000 $11.6M
NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) NOTE 3.625% 4/1 · principal Add +10.0% 11,003,000 $11.6M
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal Add +25.0% 10,038,000 $11.2M
PG&E CORP (PCG 4.25 12/01/27) NOTE 4.250%12/0 · principal Reduce -51.1% 10,503,000 $11.1M
NEXTERA ENERGY INC (NEE 7.299 06/01/27) UNIT 06/01/2027 Reduce -63.9% 230,017 $11.1M
LIVANOVA PLC (LIVN 2.5 03/15/29) NOTE 2.500% 3/1 · principal New 11,500,000 $10.9M
CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) NOTE 3.875% 9/1 · principal Reduce -4.3% 10,100,000 $10.9M
SEAGATE HDD CAYMAN (STX 3.5 06/01/28) NOTE 3.500% 6/0 · principal Add +20.0% 9,000,000 $10.8M
DROPBOX INC (DBX 0 03/01/28) NOTE 3/0 · principal Reduce -8.3% 11,000,000 $10.8M
RAPID7 INC (RPD 1.25 03/15/29) NOTE 1.250% 3/1 · principal Reduce -7.4% 12,500,000 $10.7M
VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) NOTE 2.250% 9/1 · principal Add +0.0% 12,004,000 $10.6M
PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) NOTE 3.500% 3/0 · principal New 10,000,000 $10.5M
NCL CORPORATION LTD (NCLH 2.5 02/15/27) NOTE 2.500% 2/1 · principal Add +25.0% 10,000,000 $9.9M
COMMERCE.COM INC (CMRC 0.25 10/01/26) NOTE 0.250%10/0 · principal Sold out 11,000,000 $9.8Mbefore exit
POST HOLDINGS INC (POST 2.5 08/15/27) NOTE 2.500% 8/1 · principal Add +33.4% 8,003,000 $9.5M
ETSY INC (ETSY 0.25 06/15/28) NOTE 0.250% 6/1 · principal Sold out 11,630,000 $9.5Mbefore exit
AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) NOTE 1.125% 2/1 · principal Reduce -20.0% 10,004,000 $9.5M
GUARDANT HEALTH INC (GH 1.25 02/15/31) DEBT 1.250% 2/1 · principal New 9,000,000 $9.3M
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal Sold out 8,371,000 $9.2Mbefore exit
DATADOG INC (DDOG 0.125 06/15/25) NOTE 0.125% 6/1 · principal Sold out 5,824,000 $9.0Mbefore exit
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal Reduce -22.2% 7,003,000 $9.0M
DEXCOM INC (DXCM 0.375 05/15/28) NOTE 0.375% 5/1 · principal Reduce -25.9% 10,022,000 $8.9M
INSMED INC (INSM 0.75 06/01/28) NOTE 0.750% 6/0 · principal Reduce -7.5% 3,702,000 $8.8M

Showing the first 50 of 95.

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 3,971$492.7BNVDA, AAPL, GOOGL, MSFT, AVGO
Q1 2026Amended 3,929$429.7BNVDA, AAPL, MSFT, GOOGL, AVGO
Q4 2025 3,980$441.1BNVDA, MSFT, AAPL, GOOGL, AVGO
Q3 2025 3,914$433.7BNVDA, MSFT, AAPL, GOOGL, AVGO
Q2 2025 3,825$404.4BMSFT, NVDA, AAPL, AMZN, AVGO
Q1 2025 3,881$369.3BMSFT, NVDA, AAPL, AMZN, JPM
Q4 2024 3,944$388.4BMSFT, NVDA, AAPL, AMZN, GOOGL
Q3 2024 3,813$388.4BMSFT, NVDA, AAPL, AMZN, GOOGL
Q2 2024 3,770$368.6BMSFT, NVDA, AAPL, AMZN, GOOGL
Q1 2024 3,756$362.2BMSFT, NVDA, AAPL, AMZN, GOOGL