Ameriprise Financial Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed July 17, 2026), Ameriprise Financial Inc. reported 3,929 stock positions worth $429.7 billion. Its top holding was Nvidia (NVDA) at 3.7% of the portfolio, followed by Apple (AAPL, 2.7%) and Microsoft (MSFT, 2.7%). Compared with Q4 2025, it opened 156 new positions, sold out of 206, added to 1,703 and reduced 2,038. The biggest buy was EOG Resources (EOG, shares +77%) and the biggest sale Microsoft (MSFT, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- MINNEAPOLIS, MN
- CIK
- 0000820027
- Portfolio Value
- $429.7B (Q1 2026)
- SEC Filing
- 0001193125-26-307051 ↗ filed Jul 17, 2026
Holdings Value
Holdings 3,929 stocks · $429.7B
| NVDA Nvidia Corp. | 3.74% | 92,071,703 | $16.1B | Reduce -2.2% |
| AAPL Apple Inc. | 2.74% | 46,415,500 | $11.8B | Add +1.9% |
| MSFT Microsoft Corp. | 2.68% | 31,094,882 | $11.5B | Reduce -5.3% |
| GOOGL Alphabet Inc. Class A | 2.21% | 33,034,784 | $9.5B | Reduce -5.5% |
| AVGO Broadcom Inc. | 1.90% | 26,408,739 | $8.2B | Add +6.3% |
| AMZN Amazon.com Inc. | 1.62% | 33,494,412 | $7.0B | Reduce -5.1% |
| JPM JPMorgan Chase & Co. | 1.17% | 17,103,080 | $5.0B | Reduce -11.6% |
| META Meta Platforms Inc. Class A | 1.05% | 7,908,254 | $4.5B | Add +1.4% |
| LRCX Lam Research Corp. | 1.03% | 20,788,130 | $4.4B | Reduce -10.6% |
| IVV iShares Core S&P 500 ETF | 0.95% | 6,277,407 | $4.1B | Reduce -20.4% |
| CVX Chevron Corp. | 0.83% | 17,153,083 | $3.6B | Reduce -4.7% |
| GOOG Alphabet Inc. Class C | 0.80% | 11,992,304 | $3.4B | Reduce -4.3% |
| WMT Walmart Inc. | 0.79% | 27,217,128 | $3.4B | Reduce -10.4% |
| JNJ Johnson & Johnson | 0.78% | 13,779,406 | $3.4B | Add +2.5% |
| V Visa Inc. Class A | 0.77% | 11,009,974 | $3.3B | Reduce -19.7% |
| XOM Exxon Mobil Corp. | 0.76% | 19,285,051 | $3.3B | Reduce -16.8% |
| BE Bloom Energy Corp. Class A | 0.72% | 22,889,027 | $3.1B | Reduce -20.1% |
| AMAT Applied Materials Inc. | 0.71% | 8,942,024 | $3.1B | Reduce -13.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.64% | 56,760,414 | $2.8B | Reduce -11.0% |
| LLY Eli Lilly & Co. | 0.64% | 2,984,392 | $2.7B | Add +3.4% |
| CSCO Cisco Systems Inc. | 0.62% | 34,424,101 | $2.7B | Add +4.6% |
| ABBV Abbvie Inc. | 0.56% | 11,068,310 | $2.4B | Add +10.0% |
| MS Morgan Stanley | 0.53% | 13,916,490 | $2.3B | Reduce -1.9% |
| MA Mastercard Inc. Class A | 0.53% | 4,525,069 | $2.3B | Add +8.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.52% | 11,405,110 | $2.2B | Add +2.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.52% | 3,862,677 | $2.2B | Reduce -5.7% |
| VOO Vanguard S&P 500 ETF | 0.51% | 3,698,917 | $2.2B | Reduce -25.9% |
| PG The Procter & Gamble Co. | 0.49% | 14,693,469 | $2.1B | Reduce -4.5% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.49% | 13,244,653 | $2.1B | Add +5.0% |
| MRVL Marvell Technology Inc. | 0.48% | 20,844,639 | $2.1B | Add +21.6% |
| COP Conocophillips | 0.47% | 15,365,336 | $2.0B | Add +11.8% |
| MRK Merck & Co. Inc. | 0.46% | 16,262,708 | $2.0B | Add +1.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.44% | 2,925,798 | $1.9B | Reduce -7.0% |
| TEL Te Connectivity PLC | 0.44% | 9,027,956 | $1.9B | Add +19.9% |
| WFC Wells Fargo & Co. | 0.44% | 23,497,436 | $1.9B | Reduce -15.2% |
| ADI Analog Devices Inc. | 0.44% | 5,878,234 | $1.9B | Add +0.8% |
| LIN Linde PLC | 0.43% | 3,703,417 | $1.8B | Add +15.7% |
| IEF iShares 7-10 Year Treasury B | 0.41% | 18,510,559 | $1.8B | Add +22.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.41% | 4,022,942 | $1.8B | Add +3.5% |
| NFLX Netflix Inc. | 0.40% | 18,068,565 | $1.7B | Add +45.9% |
| CB Chubb Ltd. | 0.40% | 5,314,394 | $1.7B | Add +5.7% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.40% | 14,525,057 | $1.7B | Add +1.2% |
| WM Waste Management Inc. | 0.40% | 7,427,407 | $1.7B | Add +11.1% |
| GD General Dynamics Corp. | 0.38% | 4,754,802 | $1.6B | Add +1.7% |
| VLO Valero Energy Corp. | 0.38% | 6,538,204 | $1.6B | Add +16.3% |
| BMY Bristol-Myers Squibb Co. | 0.37% | 26,470,718 | $1.6B | Reduce -5.7% |
| PH Parker Hannifin Corp. | 0.37% | 1,790,979 | $1.6B | Reduce -16.4% |
| TSLA Tesla Inc. | 0.37% | 4,270,691 | $1.6B | Reduce -12.2% |
| HD Home Depot Inc. | 0.37% | 4,819,613 | $1.6B | Add +0.5% |
| WDC Western Digital Corp. | 0.36% | 5,762,533 | $1.6B | Reduce -32.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.36% | 3,252,726 | $1.6B | Add +75.0% |
| T AT&T Inc. | 0.36% | 53,281,073 | $1.5B | Add +1.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.36% | 4,564,341 | $1.5B | Add +6.5% |
| BLK BlackRock Inc. | 0.36% | 1,604,320 | $1.5B | Reduce -3.5% |
| EOG EOG Resources Inc. | 0.36% | 10,561,599 | $1.5B | Add +76.5% |
| CRM Salesforce Inc. | 0.34% | 7,868,915 | $1.5B | Reduce -10.7% |
| AGG iShares Core U.S. Aggregate | 0.34% | 14,632,180 | $1.5B | Reduce -1.3% |
| ABT Abbott Laboratories | 0.34% | 14,119,549 | $1.4B | Add +7.2% |
| COST Costco Wholesale Corp. | 0.34% | 1,446,010 | $1.4B | Reduce -6.4% |
| EBAY eBay Inc. | 0.33% | 15,604,180 | $1.4B | Add +24.2% |
| MO Altria Group Inc. | 0.33% | 21,503,069 | $1.4B | Reduce -1.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.33% | 14,504,365 | $1.4B | Reduce -18.1% |
| KO The Coca-Cola Co. | 0.32% | 18,335,752 | $1.4B | Reduce -2.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.32% | 15,413,138 | $1.4B | Add +14.6% |
| HON Honeywell International Inc. | 0.32% | 6,001,274 | $1.4B | Reduce -5.2% |
| MCD McDonald's Corp. | 0.31% | 4,343,226 | $1.3B | Reduce -0.0% |
| ETR Entergy Corp. | 0.31% | 12,010,537 | $1.3B | Reduce -11.5% |
| XLK SS Technology Select Sector | 0.31% | 9,626,305 | $1.3B | Reduce -9.3% |
| GS Goldman Sachs Group Inc. | 0.31% | 1,568,300 | $1.3B | Reduce -13.0% |
| PM Philip Morris International | 0.31% | 7,973,116 | $1.3B | Add +29.0% |
| C Citigroup Inc. | 0.31% | 11,629,086 | $1.3B | Reduce -13.1% |
| KLAC KLA Corp. | 0.30% | 886,742 | $1.3B | Reduce -3.6% |
| VZ Verizon Communications Inc. | 0.30% | 25,976,996 | $1.3B | Add +1.0% |
| PEP Pepsico Inc. | 0.30% | 8,273,852 | $1.3B | Add +16.0% |
| UNP Union Pacific Corp. | 0.29% | 5,171,644 | $1.3B | Add +0.5% |
| MBB iShares MBS ETF | 0.29% | 13,191,448 | $1.3B | Reduce -10.0% |
| ANET Arista Networks Inc. | 0.29% | 10,028,607 | $1.2B | Add +2.1% |
| CMCSA Comcast Corp. Class A | 0.28% | 42,441,056 | $1.2B | Add +11.2% |
| TXN Texas Instruments Inc. | 0.28% | 6,161,583 | $1.2B | Add +1.6% |
| AEP American Electric Power | 0.28% | 9,070,376 | $1.2B | Add +12.6% |
| VRTX Vertex Pharmaceuticals Inc. | 0.27% | 2,633,481 | $1.2B | Add +16.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.27% | 4,774,984 | $1.2B | Reduce -14.3% |
| MSI Motorola Solutions Inc. | 0.26% | 2,611,124 | $1.1B | Add +28.5% |
| AZN Astrazeneca PLC | 0.26% | 5,747,087 | $1.1B | Add +9.5% |
| MU Micron Technology Inc. | 0.26% | 3,291,109 | $1.1B | Add +103.3% |
| CME Cme Group Inc. | 0.26% | 3,733,549 | $1.1B | Add +0.5% |
| IDEV iShares Core MSCI Dev MKTS | 0.26% | 13,142,459 | $1.1B | Add +57.5% |
| EQIX Equinix Inc. | 0.25% | 1,110,416 | $1.1B | Add +40.6% |
| CSX CSX Corp. | 0.25% | 26,114,910 | $1.1B | Add +16.7% |
| TT Trane Technologies PLC | 0.25% | 2,526,787 | $1.1B | Add +3.6% |
| PANW Palo Alto Networks Inc. | 0.24% | 6,500,951 | $1.0B | Add +23.1% |
| QUAL iShares MSCI USA Quality Fac | 0.24% | 5,422,601 | $1.0B | Add +37.1% |
| MDT Medtronic PLC | 0.24% | 11,979,931 | $1.0B | Reduce -0.1% |
| ETN Eaton Corp. PLC | 0.24% | 2,880,348 | $1.0B | Add +27.5% |
| BA The Boeing Co. | 0.24% | 5,174,522 | $1.0B | Add +7.6% |
| GILD Gilead Sciences Inc. | 0.24% | 7,287,230 | $1.0B | Reduce -6.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.23% | 10,254,465 | $1.0B | Reduce -0.5% |
| ORCL Oracle Corp. | 0.23% | 6,663,527 | $982.9M | Reduce -3.9% |
| AXP American Express Co. | 0.23% | 3,213,955 | $977.0M | Reduce -20.3% |
| GLW Corning Inc. | 0.22% | 6,948,080 | $957.0M | Reduce -30.3% |
Options reported separately and not counted above: QQQ puts ($288.6M), SMH puts ($206.8M), ASND calls ($94.1M), WMT puts ($49.7M), KWEB calls ($28.4M), CRM calls ($23.3M), IWM calls ($13.1M), ABNB calls ($12.6M), CYTK calls ($12.0M), SNDK puts ($6.7M), TSEM puts ($6.3M), MELI calls ($4.8M), and 19 more.
Other holdings (85): bonds, preferreds, convertibles and warrants · $1.3B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 1,201,452 | $78.0M | Add +4.5% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 57,491 | $68.7M | Add +19.1% |
| SOUTHERN CO (SO 7.125 12/15/28 A) | UNIT 12/15/2028 | 1,169,836 | $60.4M | Add +8.6% |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 1,276,987 | $58.7M | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 831,641 | $54.2M | Reduce -4.0% |
| LIVE NATION ENTERTAINMEN (LYV 2.875 01/15/30) | NOTE 2.875% 1/1 · principal | 48,800,000 | $52.6M | Add +10.2% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 7,003,000 | $50.1M | Add +40.0% |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 847,000 | $48.3M | Add +7.6% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 619,334 | $44.3M | Reduce -23.1% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 615,195 | $34.7M | Reduce -5.3% |
| PPL CORPORATION (PPL 7 02/15/29) | UNIT 02/15/2029 | 629,495 | $32.1M | New |
| WEC ENERGY GROUP INC (WEC 4.375 06/01/29) | NOTE 4.375% 6/0 · principal | 24,015,000 | $29.7M | Add +65.6% |
| QXO INC (QXO 5.5 05/15/28 B) | 5.50 DEP PFD | 473,350 | $26.1M | No change |
| VSE CORP (VSEC 5.75 02/01/29) | UNIT 02/01/2029 | 522,500 | $26.0M | New |
| MARA HOLDINGS INC (MARA 0 06/01/31) | NOTE 6/0 · principal | 26,400,000 | $24.2M | Add +35.4% |
| WHIRLPOOL CORP (WHR 8.5 02/15/29 A) | 8.5 DEP SR A CNV | 583,052 | $23.9M | New |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 550,435 | $22.1M | Reduce -13.3% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 495,000 | $21.4M | No change |
| NEXTERA ENERGY INC (NEE 7.375 02/15/29) | UNIT 02/15/2029 | 422,950 | $21.2M | New |
| BRUKER CORP (BRKR 6.375 09/01/28) | 6.375 PREF SER A | 72,000 | $20.8M | Add +26.3% |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 20,000,000 | $19.2M | Add +33.3% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 130,500 | $18.6M | Reduce -10.0% |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 344,209 | $18.0M | Reduce -34.4% |
| LCI INDUSTRIES (LCII 3 03/01/30) | NOTE 3.000% 3/0 · principal | 14,200,000 | $17.1M | New |
| JAZZ INVESTMENTS I LTD (JAZZ 3.125 09/15/30) | NOTE 3.125% 9/1 · principal | 11,000,000 | $15.5M | Add +22.2% |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | 16,000,000 | $14.8M | New |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 13,029,000 | $14.7M | Add +13.1% |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | 12,000,000 | $14.7M | Add +9.1% |
| STRATEGY INC (MSTR 0.875 03/15/31) | NOTE 0.875% 3/1 · principal | 15,000,000 | $14.4M | Add +25.0% |
| NOVANTA INC (NOVT 6.5 11/01/28) | UNIT 11/01/2028 | 260,500 | $13.9M | Add +18.1% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 11,020,000 | $13.3M | New |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 217,870 | $12.8M | Add +0.3% |
| TRIP.COM GROUP LTD (TCOM 0.75 06/15/29) | NOTE 0.750% 6/1 · principal | 12,000,000 | $12.4M | Add +71.4% |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | 12,516,000 | $12.3M | Add +13.8% |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 12,500,000 | $12.2M | New |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 10,003,000 | $12.0M | Add +12.4% |
| SYNAPTICS INC (SYNA 0.75 12/01/31) | NOTE 0.750%12/0 · principal | 11,500,000 | $11.9M | Reduce -8.0% |
| STRATEGY INC (MSTR 0 03/01/30) | NOTE 3/0 · principal | 13,500,000 | $11.8M | New |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 9,903,000 | $11.7M | Add +20.7% |
| MACOM TECH SOLUTIONS (MTSI 0 12/15/29) | NOTE 12/1 · principal | 8,000,000 | $11.7M | New |
| MKS INC (MKSI 1.25 06/01/30) | NOTE 1.250% 6/0 · principal | 7,002,000 | $11.6M | Reduce -22.2% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 10,000,000 | $11.5M | Reduce -7.4% |
| PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) | NOTE 3.500% 3/0 · principal | 12,802,000 | $11.4M | Add +11.3% |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 11,004,000 | $11.4M | No change |
| SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29) | NOTE 3.500% 3/0 · principal | 14,000,000 | $11.2M | New |
| SOLARIS ENERGY INFRASTRU (SEI 0.25 10/01/31) | NOTE 0.250%10/0 · principal | 8,900,000 | $11.1M | Add +27.1% |
| LIVANOVA PLC (LIVN 2.5 03/15/29) | NOTE 2.500% 3/1 · principal | 9,500,000 | $11.0M | Add +18.8% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 7,000,000 | $10.3M | Add +7.7% |
| BRIDGEBIO PHARMA INC (BBIO 1.75 03/01/31) | NOTE 1.750% 3/0 · principal | 6,000,000 | $10.2M | New |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 8,004,000 | $9.9M | No change |
| IRHYTHM HOLDINGS INC (IRTC 1.5 09/01/29) | NOTE 1.500% 9/0 · principal | 8,900,000 | $9.7M | Add +48.3% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 9,002,000 | $9.6M | No change |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 246,444 | $9.1M | Reduce -66.5% |
| SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) | 6 SER A CNV PREF | 165,000 | $8.8M | Reduce -35.3% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 3,504,000 | $8.4M | Reduce -30.0% |
| UGI CORP (UGI 5 06/01/28) | NOTE 5.000% 6/0 · principal | 6,000,000 | $8.4M | No change |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 8,003,000 | $8.2M | Reduce -10.1% |
| COGENT BIOSCIENCES INC (COGT 1.625 11/15/31) | NOTE 1.625%11/1 · principal | 6,500,000 | $8.0M | No change |
| SUPER MICRO COMPUTER INC (SMCI 2.25 07/15/28) | NOTE 2.250% 7/1 · principal | 9,000,000 | $7.8M | New |
| RAMACO RESOURCES INC (METC 0 11/01/31) | NOTE 11/0 · principal | 10,000,000 | $7.6M | No change |
| EVOLENT HEALTH INC (EVH 3.5 12/01/29) | NOTE 3.500%12/0 · principal | 7,000,000 | $3.7M | New |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 50,100 | $1.5M | Add +4.2% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 474 | $547K | Reduce -23.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 12,252 | $526K | Reduce -1.1% |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 235,000 | $388K | No change |
| TXNM ENERGY INC (TXNM 5.75 06/01/54) | NOTE 5.750% 6/0 · principal | 265,000 | $353K | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 71,000 | $78K | Add +42.0% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 50,000 | $74K | Add +56.3% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 72,000 | $61K | No change |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 50,000 | $59K | Add +38.9% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 51,000 | $49K | Add +30.8% |
| M-TRON INDUSTRIES INC | RIGHT 04/15/2026 | 20,095 | $42K | Reduce -1.4% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 34,000 | $34K | Add +209.1% |
| SOUTHERN CO (SO 4.5 06/15/27) | NOTE 4.500% 6/1 · principal | 30,000 | $33K | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 34,000 | $31K | Add +36.0% |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | 28,000 | $25K | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 22,000 | $23K | No change |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | 22,000 | $21K | New |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 12,000 | $16K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 12,000 | $14K | New |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 13,000 | $13K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 12,000 | $12K | New |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | 484,398 | $4K | Reduce -35.0% |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | 172,864 | $1K | Add +482.5% |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 25,260 | $177 | Reduce -46.8% |
Total filed on the 13F, all lines: $431.0B.
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -5.3% | 2.68% | −0.92 |
| V Visa Inc. Class A | Reduce -19.7% | 0.77% | −0.32 |
| IVV iShares Core S&P 500 ETF | Reduce -20.4% | 0.95% | −0.27 |
| GOOGL Alphabet Inc. Class A | Reduce -5.5% | 2.21% | −0.27 |
| NVDA Nvidia Corp. | Reduce -2.2% | 3.74% | −0.24 |
| JPM JPMorgan Chase & Co. | Reduce -11.6% | 1.17% | −0.24 |
| AMZN Amazon.com Inc. | Reduce -5.1% | 1.62% | −0.22 |
| QCOM Qualcomm Inc. | Reduce -38.6% | 0.18% | −0.20 |
| VOO Vanguard S&P 500 ETF | Reduce -25.9% | 0.51% | −0.20 |
| CRM Salesforce Inc. | Reduce -10.7% | 0.34% | −0.19 |
| BAC Bank of America Corp. | Reduce -11.0% | 0.64% | −0.15 |
| WFC Wells Fargo & Co. | Reduce -15.2% | 0.44% | −0.15 |
| DIS The Walt Disney Co. | Reduce -18.1% | 0.33% | −0.13 |
| MDLZ Mondelez International Inc. Class A | Reduce -71.7% | 0.06% | −0.13 |
| TSLA Tesla Inc. | Reduce -12.2% | 0.37% | −0.13 |
| INTU Intuit Inc. | Reduce -24.7% | 0.12% | −0.12 |
| AXP American Express Co. | Reduce -20.3% | 0.23% | −0.11 |
| IBM Intl Business Machines Corp. | Reduce -14.3% | 0.27% | −0.10 |
| ADP Automatic Data Processing | Reduce -28.1% | 0.13% | −0.09 |
| GOOG Alphabet Inc. Class C | Reduce -4.3% | 0.80% | −0.09 |
| IQLT iShares MSCI International Q | Reduce -68.9% | 0.04% | −0.08 |
| ORCL Oracle Corp. | Reduce -3.9% | 0.23% | −0.08 |
| CMI Cummins Inc. | Reduce -64.2% | 0.05% | −0.08 |
| SPGI S&P Global Inc. | Reduce -17.8% | 0.15% | −0.07 |
| TEAM Atlassian Corp. Class A | Reduce -62.0% | 0.01% | −0.07 |
| CRH CRH PLC | Reduce -57.4% | 0.04% | −0.07 |
| ISRG Intuitive Surgical Inc. | Reduce -15.5% | 0.14% | −0.06 |
| BSX Boston Scientific Corp. | Reduce -13.3% | 0.08% | −0.06 |
| SNPS Synopsys Inc. | Reduce -20.5% | 0.12% | −0.06 |
| BKNG Booking Holdings Inc. | Reduce -9.2% | 0.15% | −0.06 |
| NKE Nike Inc. Class B | Reduce -58.0% | 0.03% | −0.05 |
| PH Parker Hannifin Corp. | Reduce -16.4% | 0.37% | −0.05 |
| GEN Gen Digital Inc. | Reduce -12.7% | 0.09% | −0.05 |
| UBER Uber Technologies Inc. | Reduce -20.9% | 0.13% | −0.05 |
| BDX Becton Dickinson and Co. | Reduce -80.4% | 0.01% | −0.05 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -5.7% | 0.52% | −0.05 |
| GS Goldman Sachs Group Inc. | Reduce -13.0% | 0.31% | −0.05 |
| C Citigroup Inc. | Reduce -13.1% | 0.31% | −0.05 |
| FTNT Fortinet Inc. | Reduce -57.5% | 0.04% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -1.8% | 0.22% | −0.05 |
| BLK BlackRock Inc. | Reduce -3.5% | 0.36% | −0.04 |
| ZBH Zimmer Biomet Holdings Inc. | Reduce -70.5% | 0.02% | −0.04 |
| ESS Essex Property Trust Inc. | Reduce -83.0% | 0.01% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -7.0% | 0.44% | −0.04 |
| DASH DoorDash Inc. Class A | Reduce -21.8% | 0.05% | −0.04 |
| ACN Accenture PLC Class A | Reduce -3.2% | 0.11% | −0.04 |
| EXAS Exact Sciences Corp. | Sold out | 0.00% | −0.04 |
| VRSK Verisk Analytics Inc. | Reduce -50.6% | 0.03% | −0.04 |
| PLTR Palantir Technologies Inc. Class A | Reduce -3.1% | 0.18% | −0.04 |
| MS Morgan Stanley | Reduce -1.9% | 0.53% | −0.04 |
Portfolio Buys Q4 2025 → Q1 2026
| EOG EOG Resources Inc. | Add +76.5% | 0.36% | +0.21 |
| COP Conocophillips | Add +11.8% | 0.47% | +0.18 |
| VLO Valero Energy Corp. | Add +16.3% | 0.38% | +0.17 |
| CRUX Columbia Core Bond ETF | New | 0.17% | +0.17 |
| MU Micron Technology Inc. | Add +103.3% | 0.26% | +0.15 |
| JNJ Johnson & Johnson | Add +2.5% | 0.78% | +0.15 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +75.0% | 0.36% | +0.15 |
| MRVL Marvell Technology Inc. | Add +21.6% | 0.48% | +0.15 |
| NFLX Netflix Inc. | Add +45.9% | 0.40% | +0.14 |
| LIN Linde PLC | Add +15.7% | 0.43% | +0.12 |
| EQIX Equinix Inc. | Add +40.6% | 0.25% | +0.12 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +122.7% | 0.20% | +0.11 |
| IDEV iShares Core MSCI Dev MKTS | Add +57.5% | 0.26% | +0.10 |
| MSI Motorola Solutions Inc. | Add +28.5% | 0.26% | +0.09 |
| VCIT Vanguard Int-Term Corporate | Add +62.5% | 0.22% | +0.09 |
| IEF iShares 7-10 Year Treasury B | Add +22.7% | 0.41% | +0.08 |
| EBAY eBay Inc. | Add +24.2% | 0.33% | +0.08 |
| PM Philip Morris International | Add +29.0% | 0.31% | +0.08 |
| ADI Analog Devices Inc. | Add +0.8% | 0.44% | +0.08 |
| ETN Eaton Corp. PLC | Add +27.5% | 0.24% | +0.08 |
| MRK Merck & Co. Inc. | Add +1.8% | 0.46% | +0.07 |
| PEP Pepsico Inc. | Add +16.0% | 0.30% | +0.07 |
| AEP American Electric Power | Add +12.6% | 0.28% | +0.07 |
| VZ Verizon Communications Inc. | Add +1.0% | 0.30% | +0.07 |
| CSX CSX Corp. | Add +16.7% | 0.25% | +0.07 |
| WM Waste Management Inc. | Add +11.1% | 0.40% | +0.06 |
| TSM Taiwan Semiconductor-SP ADR | Add +6.5% | 0.36% | +0.06 |
| QUAL iShares MSCI USA Quality Fac | Add +37.1% | 0.24% | +0.06 |
| LHX L3HARRIS Technologies Inc. | Add +26.1% | 0.19% | +0.06 |
| T AT&T Inc. | Add +1.2% | 0.36% | +0.06 |
| BND Vanguard Total Bond Market | Add +58.5% | 0.16% | +0.06 |
| ROST Ross Stores Inc. | Add +158.0% | 0.09% | +0.06 |
| KEYS Keysight Technologies Inc. | Add +173.8% | 0.08% | +0.06 |
| TMUS T-Mobile US Inc. | Add +40.1% | 0.18% | +0.06 |
| EMR Emerson Electric Co. | Add +59.0% | 0.15% | +0.06 |
| TJX TJX Companies Inc. | Add +5.0% | 0.49% | +0.05 |
| IEFA iShares Core MSCI Eafe ETF | Add +14.6% | 0.32% | +0.05 |
| FLOT iShares Floating Rate Bond E | Add +204.2% | 0.07% | +0.05 |
| TEL Te Connectivity PLC | Add +19.9% | 0.44% | +0.05 |
| WELL Welltower Inc. | Add +31.1% | 0.16% | +0.05 |
| CL Colgate-Palmolive Co. | Add +70.7% | 0.10% | +0.05 |
| AVEM Avantis Emerging Markets Eq | Add +82.1% | 0.10% | +0.05 |
| DRI Darden Restaurants Inc. | Add +238.4% | 0.06% | +0.05 |
| CB Chubb Ltd. | Add +5.7% | 0.40% | +0.05 |
| FERG Ferguson Enterprises Inc. | Add +305.9% | 0.06% | +0.05 |
| COF Capital One Financial Corp. | Add +133.8% | 0.11% | +0.05 |
| VWO Vanguard Ftse Emerging Marke | Add +33.8% | 0.17% | +0.05 |
| CSCO Cisco Systems Inc. | Add +4.6% | 0.62% | +0.05 |
| AZN Astrazeneca PLC | Add +9.5% | 0.26% | +0.04 |
| KRMN Karman Holdings Inc. | Add +352.8% | 0.05% | +0.04 |
Options Activity Q4 2025 → Q1 2026
| QQQ Invesco QQQ Trust Series 1 | put | Add +66.2% | 500,000 | $288.6M |
| SMH Vaneck Semiconductor ETF | put | Add +3001.2% | 539,600 | $206.8M |
| ASND Ascendis Pharma A/S | call | New | 411,500 | $94.1M |
| WMT Walmart Inc. | put | New | 400,000 | $49.7M |
| BE Bloom Energy Corp. Class A | call | Sold out | 570,800 | $49.6Mbefore exit |
| KWEB Kranesh Csi China Internet | call | New | 1,000,000 | $28.4M |
| GRAB Grab Holdings Ltd. Class A | call | Sold out | 4,895,000 | $24.4Mbefore exit |
| CRM Salesforce Inc. | call | Add +126.9% | 125,000 | $23.3M |
| IWM iShares Russell 2000 ETF | call | New | 52,900 | $13.1M |
| ABNB Airbnb Inc. Class A | call | Add +25.5% | 100,000 | $12.6M |
| CYTK Cytokinetics Inc. | call | New | 181,700 | $12.0M |
| SNDK Sandisk Corp. | put | Reduce -49.3% | 10,600 | $6.7M |
| TSEM Tower Semiconductor Ltd. | put | New | 35,800 | $6.3M |
| MELI MercadoLibre Inc. | call | New | 2,800 | $4.8M |
| GH Guardant Health Inc. | put | New | 46,500 | $4.3M |
| RCL Royal Caribbean Cruises Ltd. | call | Sold out | 13,400 | $3.7Mbefore exit |
| AAPL Apple Inc. | call | New | 13,200 | $3.4M |
| STX Seagate Technology Holdings | put | New | 7,900 | $3.1M |
| WDC Western Digital Corp. | put | New | 10,600 | $2.9M |
| NBIS Nebius Group NV | put | New | 26,400 | $2.7M |
| CVNA Carvana Co. | put | Sold out | 5,900 | $2.5Mbefore exit |
| FCX Freeport-McMoran Inc. | call | New | 39,800 | $2.3M |
| LITE Lumentum Holdings Inc. | put | New | 3,300 | $2.3M |
| AMZN Amazon.com Inc. | call | Sold out | 9,400 | $2.2Mbefore exit |
| CRDO Credo Technology Group Holdi | put | Sold out | 14,500 | $2.1Mbefore exit |
| TER Teradyne Inc. | call | New | 6,600 | $2.0M |
| KLAC KLA Corp. | put | New | 1,300 | $1.9M |
| DDOG Datadog Inc. Class A | call | New | 15,800 | $1.9M |
| SEI Solaris Energy Infrastructur | put | Reduce -5.4% | 33,000 | $1.9M |
| MKSI MKS Inc. | put | Sold out | 11,600 | $1.9Mbefore exit |
| COIN Coinbase Global Inc. Class A | call | New | 10,600 | $1.9M |
| GFS Globalfoundries Inc. | call | New | 39,900 | $1.8M |
| SNOW Snowflake Inc. | call | New | 10,900 | $1.6M |
| CIEN Ciena Corp. | put | New | 3,300 | $1.3M |
| ADI Analog Devices Inc. | call | New | 4,000 | $1.3M |
| IWM iShares Russell 2000 ETF | put | New | 5,100 | $1.3M |
| W Wayfair Inc. Class A | call | New | 13,200 | $993K |
| CORT Corcept Therapeutics Inc. | put | Sold out | 23,700 | $825Kbefore exit |
| SNOW Snowflake Inc. | put | New | 5,300 | $799K |
| LIF LIFE360 Inc. | call | Sold out | 9,400 | $603Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +4.5% | 1,201,452 | $78.0M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +19.1% | 57,491 | $68.7M |
| SOUTHERN CO (SO 7.125 12/15/28 A) | UNIT 12/15/2028 | Add +8.6% | 1,169,836 | $60.4M |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 1,276,987 | $58.7M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Reduce -4.0% | 831,641 | $54.2M |
| LIVE NATION ENTERTAINMEN (LYV 2.875 01/15/30) | NOTE 2.875% 1/1 · principal | Add +10.2% | 48,800,000 | $52.6M |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | Add +40.0% | 7,003,000 | $50.1M |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Add +7.6% | 847,000 | $48.3M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -23.1% | 619,334 | $44.3M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -5.3% | 615,195 | $34.7M |
| PPL CORPORATION (PPL 7 02/15/29) | UNIT 02/15/2029 | New | 629,495 | $32.1M |
| WEC ENERGY GROUP INC (WEC 4.375 06/01/29) | NOTE 4.375% 6/0 · principal | Add +65.6% | 24,015,000 | $29.7M |
| VSE CORP (VSEC 5.75 02/01/29) | UNIT 02/01/2029 | New | 522,500 | $26.0M |
| MARA HOLDINGS INC (MARA 0 06/01/31) | NOTE 6/0 · principal | Add +35.4% | 26,400,000 | $24.2M |
| WHIRLPOOL CORP (WHR 8.5 02/15/29 A) | 8.5 DEP SR A CNV | New | 583,052 | $23.9M |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Reduce -13.3% | 550,435 | $22.1M |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | Sold out | 21,500,000 | $21.4Mbefore exit |
| NEXTERA ENERGY INC (NEE 7.375 02/15/29) | UNIT 02/15/2029 | New | 422,950 | $21.2M |
| BRUKER CORP (BRKR 6.375 09/01/28) | 6.375 PREF SER A | Add +26.3% | 72,000 | $20.8M |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | Add +33.3% | 20,000,000 | $19.2M |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | Reduce -10.0% | 130,500 | $18.6M |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | Reduce -34.4% | 344,209 | $18.0M |
| LCI INDUSTRIES (LCII 3 03/01/30) | NOTE 3.000% 3/0 · principal | New | 14,200,000 | $17.1M |
| JAZZ INVESTMENTS I LTD (JAZZ 3.125 09/15/30) | NOTE 3.125% 9/1 · principal | Add +22.2% | 11,000,000 | $15.5M |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | New | 16,000,000 | $14.8M |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | Add +13.1% | 13,029,000 | $14.7M |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | Add +9.1% | 12,000,000 | $14.7M |
| STRATEGY INC (MSTR 0.875 03/15/31) | NOTE 0.875% 3/1 · principal | Add +25.0% | 15,000,000 | $14.4M |
| NOVANTA INC (NOVT 6.5 11/01/28) | UNIT 11/01/2028 | Add +18.1% | 260,500 | $13.9M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Sold out | 4,000,000 | $13.4Mbefore exit |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | New | 11,020,000 | $13.3M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +0.3% | 217,870 | $12.8M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | Sold out | 11,430,000 | $12.5Mbefore exit |
| TRIP.COM GROUP LTD (TCOM 0.75 06/15/29) | NOTE 0.750% 6/1 · principal | Add +71.4% | 12,000,000 | $12.4M |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | Add +13.8% | 12,516,000 | $12.3M |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | New | 12,500,000 | $12.2M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +12.4% | 10,003,000 | $12.0M |
| SYNAPTICS INC (SYNA 0.75 12/01/31) | NOTE 0.750%12/0 · principal | Reduce -8.0% | 11,500,000 | $11.9M |
| STRATEGY INC (MSTR 0 03/01/30) | NOTE 3/0 · principal | New | 13,500,000 | $11.8M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | Add +20.7% | 9,903,000 | $11.7M |
| MACOM TECH SOLUTIONS (MTSI 0 12/15/29) | NOTE 12/1 · principal | New | 8,000,000 | $11.7M |
| MKS INC (MKSI 1.25 06/01/30) | NOTE 1.250% 6/0 · principal | Reduce -22.2% | 7,002,000 | $11.6M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Reduce -7.4% | 10,000,000 | $11.5M |
| DATADOG INC (DDOG 0 12/01/29) | NOTE 12/0 · principal | Sold out | 11,500,000 | $11.5Mbefore exit |
| PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) | NOTE 3.500% 3/0 · principal | Add +11.3% | 12,802,000 | $11.4M |
| SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29) | NOTE 3.500% 3/0 · principal | New | 14,000,000 | $11.2M |
| SOLARIS ENERGY INFRASTRU (SEI 0.25 10/01/31) | NOTE 0.250%10/0 · principal | Add +27.1% | 8,900,000 | $11.1M |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Sold out | 11,000,000 | $11.1Mbefore exit |
| LIVANOVA PLC (LIVN 2.5 03/15/29) | NOTE 2.500% 3/1 · principal | Add +18.8% | 9,500,000 | $11.0M |
| AEROVIRONMENT INC (AVAV 0 07/15/30) | NOTE 7/1 · principal | Sold out | 10,000,000 | $10.8Mbefore exit |
Showing the first 50 of 90.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,971 | $492.7B | NVDA, AAPL, GOOGL, MSFT, AVGO |
| Q1 2026Amended | 3,929 | $429.7B | NVDA, AAPL, MSFT, GOOGL, AVGO |
| Q4 2025 | 3,980 | $441.1B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q3 2025 | 3,914 | $433.7B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q2 2025 | 3,825 | $404.4B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 3,881 | $369.3B | MSFT, NVDA, AAPL, AMZN, JPM |
| Q4 2024 | 3,944 | $388.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2024 | 3,813 | $388.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q2 2024 | 3,770 | $368.6B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q1 2024 | 3,756 | $362.2B | MSFT, NVDA, AAPL, AMZN, GOOGL |