Ameriprise Financial Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Ameriprise Financial Inc. reported 3,813 stock positions worth $388.4 billion. Its top holding was Microsoft (MSFT) at 3.9% of the portfolio, followed by Nvidia (NVDA, 3.2%) and Apple (AAPL, 2.9%). Compared with Q2 2024, it opened 184 new positions, sold out of 141, added to 1,612 and reduced 1,933. The biggest buy was Unitedhealth (UNH, shares +21%) and the biggest sale Alphabet Class A (GOOGL, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- MINNEAPOLIS, MN
- CIK
- 0000820027
- Portfolio Value
- $388.4B (Q3 2024)
- SEC Filing
- 0000950123-24-011620 ↗ filed Nov 14, 2024
Holdings Value
Holdings 3,813 stocks · $388.4B
| MSFT Microsoft Corp. | 3.89% | 35,130,823 | $15.1B | Add +1.8% |
| NVDA Nvidia Corp. | 3.21% | 102,556,086 | $12.5B | Add +0.1% |
| AAPL Apple Inc. | 2.93% | 48,761,733 | $11.4B | Reduce -5.8% |
| AMZN Amazon.com Inc. | 2.04% | 42,575,665 | $7.9B | Add +3.9% |
| GOOGL Alphabet Inc. Class A | 1.53% | 35,901,986 | $5.9B | Reduce -4.9% |
| META Meta Platforms Inc. Class A | 1.34% | 9,120,094 | $5.2B | Reduce -4.3% |
| AVGO Broadcom Inc. | 1.26% | 28,452,479 | $4.9B | Add +2.5% |
| JPM JPMorgan Chase & Co. | 1.25% | 23,034,175 | $4.9B | Reduce -1.8% |
| IVV iShares Core S&P 500 ETF | 1.02% | 6,838,417 | $3.9B | Reduce -2.5% |
| V Visa Inc. Class A | 0.89% | 12,632,407 | $3.5B | Reduce -13.5% |
| XOM Exxon Mobil Corp. | 0.74% | 24,409,085 | $2.9B | Add +0.4% |
| PG The Procter & Gamble Co. | 0.73% | 16,432,118 | $2.8B | Add +2.0% |
| ABBV Abbvie Inc. | 0.70% | 13,840,108 | $2.7B | Reduce -1.5% |
| LRCX Lam Research Corp. | 0.69% | 3,288,189 | $2.7B | Add +6.2% |
| UNH Unitedhealth Group Inc. | 0.69% | 4,578,513 | $2.7B | Add +21.4% |
| WMT Walmart Inc. | 0.67% | 32,238,241 | $2.6B | Reduce -4.4% |
| LLY Eli Lilly & Co. | 0.67% | 2,924,141 | $2.6B | Reduce -3.4% |
| GOOG Alphabet Inc. Class C | 0.66% | 15,446,175 | $2.6B | Reduce -1.4% |
| MA Mastercard Inc. Class A | 0.64% | 5,024,759 | $2.5B | Reduce -1.1% |
| CVX Chevron Corp. | 0.63% | 16,507,815 | $2.4B | Reduce -3.5% |
| JNJ Johnson & Johnson | 0.60% | 14,273,998 | $2.3B | Reduce -0.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.59% | 58,036,520 | $2.3B | Add +7.8% |
| HD Home Depot Inc. | 0.59% | 5,685,674 | $2.3B | Reduce -1.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.58% | 4,626,278 | $2.3B | Reduce -6.8% |
| UNP Union Pacific Corp. | 0.56% | 8,882,131 | $2.2B | Add +6.9% |
| VOO Vanguard S&P 500 ETF | 0.55% | 4,028,001 | $2.1B | Add +0.8% |
| CSCO Cisco Systems Inc. | 0.52% | 37,954,186 | $2.0B | Reduce -1.0% |
| ELV Elevance Health Inc. | 0.51% | 3,786,806 | $2.0B | Reduce -0.1% |
| MRK Merck & Co. Inc. | 0.50% | 17,165,185 | $1.9B | Add +3.3% |
| CMCSA Comcast Corp. Class A | 0.48% | 44,918,069 | $1.9B | Reduce -7.8% |
| MRSH Marsh & McLennan Cos | 0.48% | 8,381,878 | $1.9B | Add +5.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.47% | 3,199,032 | $1.8B | Reduce -7.8% |
| QCOM Qualcomm Inc. | 0.47% | 10,795,159 | $1.8B | Add +10.4% |
| WFC Wells Fargo & Co. | 0.46% | 31,570,816 | $1.8B | Reduce -12.0% |
| HON Honeywell International Inc. | 0.44% | 8,312,057 | $1.7B | Reduce -0.6% |
| LIN Linde PLC | 0.44% | 3,589,349 | $1.7B | Add +4.1% |
| BLK BlackRock Finance Inc. | 0.43% | 1,770,919 | $1.7B | Add +6.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.43% | 9,550,455 | $1.7B | Add +0.2% |
| EBAY eBay Inc. | 0.42% | 25,343,108 | $1.7B | Reduce -2.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.40% | 13,305,609 | $1.6B | Add +8.7% |
| AMAT Applied Materials Inc. | 0.40% | 7,657,237 | $1.5B | Reduce -9.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.40% | 6,965,256 | $1.5B | Reduce -5.5% |
| TMO Thermo Fisher Scientific Inc. | 0.40% | 2,480,651 | $1.5B | Reduce -0.0% |
| EOG EOG Resources Inc. | 0.39% | 12,383,711 | $1.5B | Add +0.6% |
| TSLA Tesla Inc. | 0.39% | 5,800,534 | $1.5B | Add +22.0% |
| ADBE Adobe Inc. | 0.39% | 2,927,829 | $1.5B | Reduce -10.4% |
| ADI Analog Devices Inc. | 0.37% | 6,321,584 | $1.5B | Reduce -3.1% |
| CRM Salesforce Inc. | 0.37% | 5,242,109 | $1.4B | Add +19.7% |
| KO The Coca-Cola Co. | 0.37% | 19,861,569 | $1.4B | Reduce -1.9% |
| PH Parker Hannifin Corp. | 0.36% | 2,235,920 | $1.4B | Reduce -9.1% |
| MDLZ Mondelez International Inc. Class A | 0.36% | 19,098,424 | $1.4B | Add +11.2% |
| CB Chubb Ltd. | 0.36% | 4,793,462 | $1.4B | Reduce -2.8% |
| ABT Abbott Laboratories | 0.35% | 12,084,392 | $1.4B | Add +13.2% |
| MS Morgan Stanley | 0.35% | 13,111,818 | $1.4B | Add +0.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.35% | 14,206,171 | $1.4B | Add +42.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.35% | 3,515,713 | $1.3B | Add +2.6% |
| MCD McDonald's Corp. | 0.35% | 4,427,477 | $1.3B | Reduce -7.0% |
| COST Costco Wholesale Corp. | 0.35% | 1,511,718 | $1.3B | Reduce -4.0% |
| MBB iShares MBS ETF | 0.34% | 13,986,668 | $1.3B | Add +3.0% |
| IEF iShares 7-10 Year Treasury B | 0.33% | 13,168,418 | $1.3B | Add +16.2% |
| ACN Accenture PLC Class A | 0.33% | 3,608,949 | $1.3B | Reduce -5.7% |
| ORCL Oracle Corp. | 0.33% | 7,440,801 | $1.3B | Add +3.6% |
| TT Trane Technologies PLC | 0.32% | 3,212,523 | $1.2B | Reduce -6.0% |
| XLK SS Technology Select Sector | 0.32% | 5,497,389 | $1.2B | Add +30.5% |
| PANW Palo Alto Networks Inc. | 0.32% | 3,591,108 | $1.2B | Reduce -0.3% |
| AMT American Tower Corp. | 0.31% | 5,196,182 | $1.2B | Reduce -18.8% |
| LMT Lockheed Martin Corp. | 0.30% | 1,988,883 | $1.2B | Add +2.4% |
| T AT&T Inc. | 0.30% | 52,475,860 | $1.2B | Add +1.8% |
| AGG iShares Core U.S. Aggregate | 0.28% | 10,906,700 | $1.1B | Add +7.2% |
| PLD Prologis Inc. | 0.28% | 8,627,832 | $1.1B | Add +4.2% |
| KLAC KLA Corp. | 0.28% | 1,395,188 | $1.1B | Reduce -1.8% |
| CME Cme Group Inc. | 0.27% | 4,791,641 | $1.1B | Reduce -9.3% |
| BMY Bristol-Myers Squibb Co. | 0.27% | 20,067,263 | $1.0B | Add +13.6% |
| AMD Advanced Micro Devices | 0.27% | 6,297,538 | $1.0B | Reduce -16.0% |
| MDT Medtronic PLC | 0.26% | 11,428,418 | $1.0B | Add +4.7% |
| RTX RTX Corp. | 0.26% | 8,437,201 | $1.0B | Add +1.8% |
| INTU Intuit Inc. | 0.26% | 1,645,446 | $1.0B | Add +1.8% |
| SPGI S&P Global Inc. | 0.26% | 1,977,731 | $1.0B | Reduce -21.4% |
| VLO Valero Energy Corp. | 0.26% | 7,509,083 | $1.0B | Add +7.9% |
| ETR Entergy Corp. | 0.25% | 7,516,025 | $989.2M | Add +16.0% |
| C Citigroup Inc. | 0.25% | 15,787,702 | $987.8M | Reduce -0.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.24% | 3,503,224 | $925.0M | Reduce -0.4% |
| VEA Vanguard Ftse Developed ETF | 0.24% | 17,124,926 | $917.2M | Add +65.5% |
| NEE Nextera Energy Inc. | 0.23% | 10,765,238 | $911.0M | Reduce -0.3% |
| ISRG Intuitive Surgical Inc. | 0.23% | 1,839,535 | $903.7M | Reduce -22.1% |
| ADP Automatic Data Processing | 0.23% | 3,280,946 | $902.2M | Reduce -19.3% |
| PNC PNC Financial Services Group | 0.23% | 4,831,601 | $893.1M | Add +0.6% |
| NFLX Netflix Inc. | 0.23% | 1,257,842 | $892.6M | Add +12.2% |
| NOC Northrop Grumman Corp. | 0.23% | 1,672,392 | $883.1M | Reduce -0.7% |
| TXN Texas Instruments Inc. | 0.23% | 4,315,505 | $881.5M | Reduce -2.0% |
| PEP Pepsico Inc. | 0.23% | 5,176,580 | $880.6M | Add +0.9% |
| NOW ServiceNow Inc. | 0.23% | 982,531 | $878.7M | Add +3.0% |
| VRTX Vertex Pharmaceuticals Inc. | 0.22% | 1,871,810 | $870.6M | Reduce -8.9% |
| SO The Southern Co. | 0.22% | 9,496,178 | $856.4M | Add +0.0% |
| QUAL iShares MSCI USA Quality Fac | 0.22% | 4,760,947 | $853.6M | Reduce -1.0% |
| ETN Eaton Corp. PLC | 0.22% | 2,574,076 | $853.1M | Add +26.2% |
| VGLT Vanguard Long-Term Treasury | 0.22% | 13,792,184 | $849.3M | Add +15.7% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.22% | 11,786,575 | $847.0M | Add +13.2% |
| UBER Uber Technologies Inc. | 0.22% | 11,155,085 | $838.4M | Reduce -6.2% |
| VCIT Vanguard Int-Term Corporate | 0.22% | 10,003,963 | $837.5M | Add +36.2% |
Options reported separately and not counted above: QQQ puts ($431.0M), SMH puts ($10.9M), LYFT calls ($7.7M), TSM calls ($3.2M), AMZN calls ($2.6M), SMCI calls ($2.5M), LLY puts ($2.5M), SIMO puts ($1.6M), ANET puts ($1.4M), THO calls ($1.0M), INSP puts ($971K), ALAB calls ($487K).
Other holdings (98): bonds, preferreds, convertibles and warrants · $1.1B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 820,330 | $56.0M | Reduce -0.8% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 859,741 | $52.1M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 38,191 | $48.6M | Add +0.1% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 781,800 | $43.5M | Add +118.9% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 870,125 | $39.0M | Reduce -4.0% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 38,729,000 | $31.1M | Reduce -40.6% |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 31,700,000 | $29.8M | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 32,500,000 | $27.1M | Add +41.3% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 24,040,000 | $25.4M | Add +128.9% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 20,700,000 | $24.9M | Add +39.9% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 28,000,000 | $24.7M | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 22,500,000 | $23.5M | Add +32.4% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 445,800 | $22.4M | Add +16.2% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 21,500,000 | $20.8M | Reduce -2.3% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 23,637,000 | $20.4M | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 20,000,000 | $20.2M | Reduce -9.1% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 22,016,000 | $19.4M | Add +0.1% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 18,000,000 | $19.2M | Reduce -1.1% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 18,000,000 | $18.2M | New |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 24,000,000 | $18.1M | Add +2.1% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 16,000,000 | $17.6M | No change |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 18,640,000 | $17.1M | Add +10.0% |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 10,400,000 | $15.2M | Reduce -14.8% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 322,737 | $15.2M | Reduce -12.2% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 12,500,000 | $14.3M | Add +25.0% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 10,500,000 | $12.9M | Add +5.0% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 14,000,000 | $12.9M | No change |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 15,130,000 | $12.3M | Reduce -24.8% |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 12,500,000 | $12.3M | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 12,018,000 | $12.0M | New |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 12,000,000 | $11.6M | Add +20.0% |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 12,300,000 | $11.6M | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 12,500,000 | $11.3M | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 12,000,000 | $11.0M | New |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 10,500,000 | $10.9M | Add +16.7% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 8,830,000 | $10.5M | No change |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 10,550,000 | $10.5M | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 8,571,000 | $10.5M | Add +21.2% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 12,000,000 | $10.4M | No change |
| BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 6,800,000 | $9.8M | Reduce -15.0% |
| COMMERCE.COM INC (CMRC 0.25 10/01/26) | NOTE 0.250%10/0 · principal | 11,000,000 | $9.7M | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 7,001,000 | $9.7M | No change |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 10,000,000 | $9.5M | New |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 5,300,000 | $9.5M | Reduce -11.7% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 9,000,000 | $9.5M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 9,190,000 | $9.4M | No change |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 6,500,000 | $9.3M | New |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 4,002,000 | $9.2M | Reduce -27.3% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 9,000,000 | $9.1M | No change |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 2,598,000 | $8.9M | Reduce -36.6% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 10,069,000 | $8.9M | Reduce -9.0% |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 10,244,000 | $8.9M | Reduce -22.8% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 9,049,000 | $8.9M | Reduce -24.6% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 8,000,000 | $8.8M | No change |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 7,011,000 | $8.6M | Reduce -17.6% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 8,030,000 | $8.5M | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 8,502,000 | $8.4M | Add +30.8% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 7,371,000 | $8.4M | No change |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 5,000,000 | $7.8M | New |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 6,000,000 | $7.8M | No change |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 135,000 | $7.6M | Add +8.0% |
| CERENCE INC (CRNC 1.5 07/01/28) | NOTE 1.500% 7/0 · principal | 13,500,000 | $7.1M | New |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 6,000,000 | $7.0M | No change |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 9,000,000 | $7.0M | No change |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 6,500,000 | $6.9M | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 4,000,000 | $6.3M | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 4,824,000 | $6.2M | Reduce -17.2% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 8,000,000 | $6.2M | No change |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 4,235,000 | $6.0M | New |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 5,000,000 | $6.0M | Reduce -33.3% |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 1,773,000 | $5.9M | Reduce -22.0% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 5,000,000 | $5.9M | Reduce -16.7% |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | 6,000,000 | $5.7M | Reduce -25.0% |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 1,640,000 | $3.9M | Reduce -52.3% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 3,000,000 | $3.0M | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 995 | $1.3M | Add +3.5% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 32,730 | $1.0M | Add +70.2% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 485,000 | $491K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 16,247 | $483K | Add +0.2% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 440,000 | $443K | Add +9.7% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 365,000 | $374K | New |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 335,000 | $309K | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 56,000 | $55K | Add +273.3% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 24,000 | $54K | Reduce -99.3% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 55,000 | $52K | Add +323.1% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 47,000 | $52K | New |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 37,000 | $43K | New |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 17,000 | $39K | New |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 17,000 | $38K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 26,000 | $29K | Add +160.0% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 23,000 | $28K | New |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 28,000 | $27K | New |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 15,000 | $24K | New |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 24,000 | $23K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 21,000 | $20K | New |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 19,000 | $19K | New |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 19,000 | $19K | New |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 16,000 | $17K | New |
Total filed on the 13F, all lines: $389.5B.
Portfolio Sells Q2 2024 → Q3 2024
| GOOGL Alphabet Inc. Class A | Reduce -4.9% | 1.53% | −0.33 |
| MCHP Microchip Technology Inc. | Reduce -84.7% | 0.02% | −0.17 |
| V Visa Inc. Class A | Reduce -13.5% | 0.89% | −0.15 |
| NKE Nike Inc. Class B | Reduce -84.5% | 0.03% | −0.14 |
| AMAT Applied Materials Inc. | Reduce -9.2% | 0.40% | −0.14 |
| BDX Becton Dickinson and Co. | Reduce -41.1% | 0.18% | −0.14 |
| UPS United Parcel Service Class B | Reduce -48.9% | 0.11% | −0.12 |
| WFC Wells Fargo & Co. | Reduce -12.0% | 0.46% | −0.12 |
| GOOG Alphabet Inc. Class C | Reduce -1.4% | 0.66% | −0.12 |
| ADBE Adobe Inc. | Reduce -10.4% | 0.39% | −0.10 |
| CVX Chevron Corp. | Reduce -3.5% | 0.63% | −0.10 |
| LLY Eli Lilly & Co. | Reduce -3.4% | 0.67% | −0.08 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -13.0% | 0.11% | −0.07 |
| AMD Advanced Micro Devices | Reduce -16.0% | 0.27% | −0.06 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -6.8% | 0.58% | −0.06 |
| DXCM Dexcom Inc. | Reduce -31.4% | 0.04% | −0.06 |
| TEL Te Connectivity PLC | Reduce -20.2% | 0.19% | −0.06 |
| WM Waste Management Inc. | Reduce -14.8% | 0.21% | −0.06 |
| USFR Wisdomtree Floating Rate Tre | Reduce -47.7% | 0.06% | −0.06 |
| EMR Emerson Electric Co. | Reduce -63.8% | 0.03% | −0.05 |
| EFV iShares MSCI Eafe Value ETF | Reduce -50.4% | 0.05% | −0.05 |
| IWF iShares Russell 1000 Growth | Reduce -21.8% | 0.17% | −0.05 |
| ISRG Intuitive Surgical Inc. | Reduce -22.1% | 0.23% | −0.05 |
| ELV Elevance Health Inc. | Reduce -0.1% | 0.51% | −0.05 |
| RYAAY Ryanair Holdings PLC-SP ADR | Reduce -4.6% | 0.03% | −0.05 |
| EW Edwards Lifesciences Corp. | Reduce -34.8% | 0.04% | −0.04 |
| HON Honeywell International Inc. | Reduce -0.6% | 0.44% | −0.04 |
| SPGI S&P Global Inc. | Reduce -21.4% | 0.26% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -7.8% | 0.47% | −0.04 |
| KLAC KLA Corp. | Reduce -1.8% | 0.28% | −0.04 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -81.7% | 0.01% | −0.04 |
| HIG Hartford Insurance Group Inc. | Reduce -49.8% | 0.05% | −0.04 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -8.9% | 0.22% | −0.04 |
| JPM JPMorgan Chase & Co. | Reduce -1.8% | 1.25% | −0.04 |
| PINS Pinterest Inc. Class A | Reduce -2.4% | 0.08% | −0.04 |
| GDDY GoDaddy Inc. Class A | Reduce -25.6% | 0.13% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -7.8% | 0.48% | −0.03 |
| TER Teradyne Inc. | Reduce -7.6% | 0.13% | −0.03 |
| BIIB Biogen Inc. | Reduce -20.7% | 0.06% | −0.03 |
| AAPL Apple Inc. | Reduce -5.8% | 2.93% | −0.03 |
| FMC FMC Corp. | Reduce -60.4% | 0.03% | −0.03 |
| COP Conocophillips | Reduce -0.9% | 0.21% | −0.03 |
| ADI Analog Devices Inc. | Reduce -3.1% | 0.37% | −0.03 |
| ADP Automatic Data Processing | Reduce -19.3% | 0.23% | −0.03 |
| CWST Casella Waste Systems Inc. Class A | Reduce -45.1% | 0.03% | −0.03 |
| BMRN Biomarin Pharmaceutical Inc. | Reduce -8.9% | 0.08% | −0.03 |
| CNQ Canadian Natural Resources | Reduce -23.2% | 0.06% | −0.03 |
| AMT American Tower Corp. | Reduce -18.8% | 0.31% | −0.03 |
| BE Bloom Energy Corp. Class A | Reduce -1.0% | 0.11% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -2.5% | 1.02% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| UNH Unitedhealth Group Inc. | Add +21.4% | 0.69% | +0.17 |
| TSLA Tesla Inc. | Add +22.0% | 0.39% | +0.14 |
| SW Smurfit Westrock PLC | New | 0.11% | +0.11 |
| VEA Vanguard Ftse Developed ETF | Add +65.5% | 0.24% | +0.10 |
| DIS The Walt Disney Co. | Add +42.7% | 0.35% | +0.08 |
| HPE Hewlett Packard Enterprise | Add +358.7% | 0.10% | +0.08 |
| EPAM Epam Systems Inc. | Add +4142.2% | 0.08% | +0.08 |
| BLK BlackRock Finance Inc. | Add +6.4% | 0.43% | +0.08 |
| GS Goldman Sachs Group Inc. | Add +66.5% | 0.17% | +0.07 |
| BMY Bristol-Myers Squibb Co. | Add +13.6% | 0.27% | +0.07 |
| ETR Entergy Corp. | Add +16.0% | 0.25% | +0.07 |
| CRM Salesforce Inc. | Add +19.7% | 0.37% | +0.06 |
| XLK SS Technology Select Sector | Add +30.5% | 0.32% | +0.06 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +54.1% | 0.17% | +0.06 |
| MTCH Match Group Inc. | Add +172.0% | 0.08% | +0.06 |
| MDLZ Mondelez International Inc. Class A | Add +11.2% | 0.36% | +0.06 |
| SPTS SS SPDR P St Term TSY ETF | Add +621.0% | 0.07% | +0.06 |
| VCIT Vanguard Int-Term Corporate | Add +36.2% | 0.22% | +0.06 |
| AVGO Broadcom Inc. | Add +2.5% | 1.26% | +0.05 |
| EXAS Exact Sciences Corp. | Add +104.3% | 0.08% | +0.05 |
| ABT Abbott Laboratories | Add +13.2% | 0.35% | +0.05 |
| ILMN Illumina Inc. | Add +413.0% | 0.06% | +0.05 |
| UNP Union Pacific Corp. | Add +6.9% | 0.56% | +0.05 |
| LMT Lockheed Martin Corp. | Add +2.4% | 0.30% | +0.05 |
| ODFL Old Dominion Freight Line | Add +444.8% | 0.06% | +0.05 |
| ORCL Oracle Corp. | Add +3.6% | 0.33% | +0.05 |
| GPN Global Payments Inc. | Add +34.0% | 0.20% | +0.05 |
| BNY Bank of New York Mellon Corp. | Add +13.2% | 0.22% | +0.05 |
| MMM 3M Co. | Add +93.5% | 0.08% | +0.05 |
| ETN Eaton Corp. PLC | Add +26.2% | 0.22% | +0.05 |
| IEF iShares 7-10 Year Treasury B | Add +16.2% | 0.33% | +0.05 |
| SHW The Sherwin-Williams Co. | Add +22.0% | 0.13% | +0.04 |
| PHM Pultegroup Inc. | Add +31.0% | 0.10% | +0.04 |
| RTX RTX Corp. | Add +1.8% | 0.26% | +0.04 |
| TJX TJX Companies Inc. | Add +8.7% | 0.40% | +0.04 |
| EL Estee Lauder Companies Class A | Add +1104.2% | 0.04% | +0.04 |
| SRE Sempra | Add +230.2% | 0.05% | +0.04 |
| VGLT Vanguard Long-Term Treasury | Add +15.7% | 0.22% | +0.03 |
| CHD Church & Dwight Co. Inc. | Add +572.1% | 0.04% | +0.03 |
| NEM Newmont Corp. | Add +9.6% | 0.13% | +0.03 |
| MDT Medtronic PLC | Add +4.7% | 0.26% | +0.03 |
| AXP American Express Co. | Add +9.7% | 0.17% | +0.03 |
| RL Ralph Lauren Corp. | Add +163.6% | 0.05% | +0.03 |
| LIN Linde PLC | Add +4.1% | 0.44% | +0.03 |
| CMI Cummins Inc. | Add +9.3% | 0.17% | +0.03 |
| T AT&T Inc. | Add +1.8% | 0.30% | +0.03 |
| ANET Arista Networks Inc. | Add +13.0% | 0.20% | +0.03 |
| PLD Prologis Inc. | Add +4.2% | 0.28% | +0.03 |
| XYZ Block Inc. | Add +34.6% | 0.11% | +0.03 |
| MRSH Marsh & McLennan Cos | Add +5.6% | 0.48% | +0.03 |
Options Activity Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | put | New | 882,900 | $431.0M |
| SMH Vaneck Semiconductor ETF | put | New | 44,600 | $10.9M |
| LYFT LYFT Inc. Class A | call | New | 600,000 | $7.7M |
| TSM Taiwan Semiconductor-SP ADR | call | New | 18,600 | $3.2M |
| AMZN Amazon.com Inc. | call | New | 13,900 | $2.6M |
| SMCI Super Micro Computer Inc. | call | New | 6,100 | $2.5M |
| LLY Eli Lilly & Co. | put | New | 2,800 | $2.5M |
| SIMO Silicon Motion Technol-ADR | put | New | 27,100 | $1.6M |
| ANET Arista Networks Inc. | put | New | 3,700 | $1.4M |
| THO Thor Industries Inc. | call | New | 9,200 | $1.0M |
| INSP Inspire Medical Systems Inc. | put | New | 4,600 | $971K |
| ALAB Astera Labs Inc. | call | New | 9,300 | $487K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -0.8% | 820,330 | $56.0M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 859,741 | $52.1M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +0.1% | 38,191 | $48.6M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +118.9% | 781,800 | $43.5M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -4.0% | 870,125 | $39.0M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Reduce -40.6% | 38,729,000 | $31.1M |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | New | 31,700,000 | $29.8M |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Sold out | 29,550,000 | $28.1Mbefore exit |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Add +41.3% | 32,500,000 | $27.1M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Add +128.9% | 24,040,000 | $25.4M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +39.9% | 20,700,000 | $24.9M |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | Add +32.4% | 22,500,000 | $23.5M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Add +16.2% | 445,800 | $22.4M |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | Reduce -2.3% | 21,500,000 | $20.8M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Sold out | 26,000,000 | $20.7Mbefore exit |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Reduce -9.1% | 20,000,000 | $20.2M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +0.1% | 22,016,000 | $19.4M |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | Reduce -1.1% | 18,000,000 | $19.2M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | New | 18,000,000 | $18.2M |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | Add +2.1% | 24,000,000 | $18.1M |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | Add +10.0% | 18,640,000 | $17.1M |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | Reduce -14.8% | 10,400,000 | $15.2M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -12.2% | 322,737 | $15.2M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Add +25.0% | 12,500,000 | $14.3M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Add +5.0% | 10,500,000 | $12.9M |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Reduce -24.8% | 15,130,000 | $12.3M |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | New | 12,018,000 | $12.0M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Sold out | 10,500,000 | $11.7Mbefore exit |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Add +20.0% | 12,000,000 | $11.6M |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | New | 12,300,000 | $11.6M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Sold out | 12,000,000 | $11.5Mbefore exit |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | New | 12,000,000 | $11.0M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | Add +16.7% | 10,500,000 | $10.9M |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Sold out | 12,000,000 | $10.5Mbefore exit |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | New | 10,550,000 | $10.5M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Sold out | 9,700,000 | $10.5Mbefore exit |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +21.2% | 8,571,000 | $10.5M |
| BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | Reduce -15.0% | 6,800,000 | $9.8M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Sold out | 3,001,000 | $9.7Mbefore exit |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | New | 10,000,000 | $9.5M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Reduce -11.7% | 5,300,000 | $9.5M |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | New | 9,000,000 | $9.5M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Sold out | 10,000,000 | $9.4Mbefore exit |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 6,500,000 | $9.3M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Reduce -27.3% | 4,002,000 | $9.2M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -36.6% | 2,598,000 | $8.9M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Reduce -9.0% | 10,069,000 | $8.9M |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Reduce -22.8% | 10,244,000 | $8.9M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -24.6% | 9,049,000 | $8.9M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -17.6% | 7,011,000 | $8.6M |
Showing the first 50 of 90.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,971 | $492.7B | NVDA, AAPL, GOOGL, MSFT, AVGO |
| Q1 2026Amended | 3,929 | $429.7B | NVDA, AAPL, MSFT, GOOGL, AVGO |
| Q4 2025 | 3,980 | $441.1B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q3 2025 | 3,914 | $433.7B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q2 2025 | 3,825 | $404.4B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 3,881 | $369.3B | MSFT, NVDA, AAPL, AMZN, JPM |
| Q4 2024 | 3,944 | $388.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2024 | 3,813 | $388.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q2 2024 | 3,770 | $368.6B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q1 2024 | 3,756 | $362.2B | MSFT, NVDA, AAPL, AMZN, GOOGL |