Ameriprise Financial Inc.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 14, 2024), Ameriprise Financial Inc. reported 3,770 stock positions worth $368.6 billion. Its top holding was Microsoft (MSFT) at 4.2% of the portfolio, followed by Nvidia (NVDA, 3.4%) and Apple (AAPL, 3.0%). Compared with Q1 2024, it opened 144 new positions, sold out of 133, added to 1,501 and reduced 2,051. The biggest buy was Apple (AAPL, shares +7%) and the biggest sale iShares Russell 1000 Growth (IWF, shares −54%).
- Most Recent 13F
- Q2 2026
- Location
- MINNEAPOLIS, MN
- CIK
- 0000820027
- Portfolio Value
- $368.6B (Q2 2024)
- SEC Filing
- 0000950123-24-008550 ↗ filed Aug 14, 2024
Holdings Value
Holdings 3,770 stocks · $368.6B
| MSFT Microsoft Corp. | 4.19% | 34,511,544 | $15.4B | Add +0.3% |
| NVDA Nvidia Corp. | 3.43% | 102,422,225 | $12.7B | Reduce -3.0% |
| AAPL Apple Inc. | 2.96% | 51,765,589 | $10.9B | Add +6.7% |
| AMZN Amazon.com Inc. | 2.15% | 40,973,804 | $7.9B | Add +3.4% |
| GOOGL Alphabet Inc. Class A | 1.86% | 37,752,384 | $6.9B | Reduce -0.1% |
| META Meta Platforms Inc. Class A | 1.30% | 9,532,304 | $4.8B | Reduce -0.2% |
| JPM JPMorgan Chase & Co. | 1.29% | 23,447,394 | $4.7B | Reduce -0.7% |
| AVGO Broadcom Inc. | 1.21% | 2,775,992 | $4.5B | Reduce -8.0% |
| IVV iShares Core S&P 500 ETF | 1.04% | 7,017,271 | $3.8B | Add +0.8% |
| V Visa Inc. Class A | 1.04% | 14,610,590 | $3.8B | Add +2.4% |
| LRCX Lam Research Corp. | 0.89% | 3,096,604 | $3.3B | Reduce -12.0% |
| GOOG Alphabet Inc. Class C | 0.78% | 15,672,930 | $2.9B | Reduce -1.5% |
| XOM Exxon Mobil Corp. | 0.76% | 24,307,844 | $2.8B | Add +11.3% |
| LLY Eli Lilly & Co. | 0.74% | 3,027,901 | $2.7B | Add +0.8% |
| CVX Chevron Corp. | 0.73% | 17,111,051 | $2.7B | Add +3.0% |
| PG The Procter & Gamble Co. | 0.72% | 16,109,707 | $2.7B | Reduce -3.4% |
| ABBV Abbvie Inc. | 0.65% | 14,049,623 | $2.4B | Reduce -1.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.65% | 4,966,637 | $2.4B | Add +7.3% |
| WMT Walmart Inc. | 0.62% | 33,715,969 | $2.3B | Reduce -4.7% |
| MA Mastercard Inc. Class A | 0.61% | 5,082,729 | $2.2B | Add +1.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.58% | 53,844,019 | $2.1B | Reduce -2.5% |
| WFC Wells Fargo & Co. | 0.58% | 35,869,641 | $2.1B | Reduce -4.4% |
| JNJ Johnson & Johnson | 0.57% | 14,374,397 | $2.1B | Add +5.5% |
| MRK Merck & Co. Inc. | 0.56% | 16,625,085 | $2.1B | Reduce -2.0% |
| ELV Elevance Health Inc. | 0.56% | 3,791,793 | $2.1B | Add +5.3% |
| VOO Vanguard S&P 500 ETF | 0.54% | 3,997,372 | $2.0B | Add +2.2% |
| AMAT Applied Materials Inc. | 0.54% | 8,433,016 | $2.0B | Reduce -9.2% |
| HD Home Depot Inc. | 0.54% | 5,774,083 | $2.0B | Add +2.5% |
| QCOM Qualcomm Inc. | 0.53% | 9,779,446 | $1.9B | Reduce -22.6% |
| UNH Unitedhealth Group Inc. | 0.52% | 3,772,487 | $1.9B | Add +0.6% |
| CMCSA Comcast Corp. Class A | 0.52% | 48,713,887 | $1.9B | Reduce -3.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.51% | 3,469,571 | $1.9B | Add +3.2% |
| UNP Union Pacific Corp. | 0.51% | 8,312,154 | $1.9B | Add +1.3% |
| CSCO Cisco Systems Inc. | 0.49% | 38,343,240 | $1.8B | Reduce -7.2% |
| ADBE Adobe Inc. | 0.49% | 3,269,318 | $1.8B | Reduce -2.3% |
| HON Honeywell International Inc. | 0.48% | 8,365,840 | $1.8B | Add +3.9% |
| MRSH Marsh & McLennan Cos | 0.45% | 7,936,217 | $1.7B | Reduce -0.2% |
| EOG EOG Resources Inc. | 0.42% | 12,311,541 | $1.5B | Add +2.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.41% | 9,530,741 | $1.5B | Reduce -0.3% |
| LIN Linde PLC | 0.41% | 3,449,218 | $1.5B | Add +0.4% |
| ADI Analog Devices Inc. | 0.40% | 6,524,834 | $1.5B | Reduce -6.0% |
| EBAY eBay Inc. | 0.38% | 25,964,196 | $1.4B | Add +17.6% |
| TMO Thermo Fisher Scientific Inc. | 0.37% | 2,481,257 | $1.4B | Add +32.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.37% | 12,241,176 | $1.3B | Add +33.4% |
| COST Costco Wholesale Corp. | 0.36% | 1,573,934 | $1.3B | Reduce -0.0% |
| BLK BlackRock Finance Inc. | 0.36% | 1,665,044 | $1.3B | Add +2.9% |
| KO The Coca-Cola Co. | 0.35% | 20,238,252 | $1.3B | Reduce -6.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.35% | 3,425,420 | $1.3B | Reduce -0.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.35% | 7,366,715 | $1.3B | Add +6.4% |
| MS Morgan Stanley | 0.34% | 13,015,331 | $1.3B | Reduce -2.1% |
| CB Chubb Ltd. | 0.34% | 4,933,389 | $1.3B | Add +1.3% |
| MBB iShares MBS ETF | 0.34% | 13,581,137 | $1.2B | Reduce -0.3% |
| PH Parker Hannifin Corp. | 0.34% | 2,459,923 | $1.2B | Reduce -15.7% |
| AMT American Tower Corp. | 0.34% | 6,395,906 | $1.2B | Add +41.8% |
| PANW Palo Alto Networks Inc. | 0.33% | 3,603,461 | $1.2B | Add +2.0% |
| MCD McDonald's Corp. | 0.33% | 4,761,625 | $1.2B | Add +8.0% |
| AMD Advanced Micro Devices | 0.33% | 7,495,184 | $1.2B | Add +10.4% |
| BDX Becton Dickinson and Co. | 0.32% | 5,055,354 | $1.2B | Add +6.4% |
| KLAC KLA Corp. | 0.32% | 1,421,342 | $1.2B | Reduce -17.6% |
| ACN Accenture PLC Class A | 0.32% | 3,827,809 | $1.2B | Reduce -3.9% |
| MDLZ Mondelez International Inc. Class A | 0.31% | 17,175,170 | $1.1B | Reduce -2.4% |
| CRM Salesforce Inc. | 0.31% | 4,378,826 | $1.1B | Add +25.1% |
| TT Trane Technologies PLC | 0.30% | 3,417,674 | $1.1B | Reduce -0.4% |
| SPGI S&P Global Inc. | 0.30% | 2,516,811 | $1.1B | Add +13.5% |
| ABT Abbott Laboratories | 0.30% | 10,675,827 | $1.1B | Add +5.0% |
| VLO Valero Energy Corp. | 0.30% | 6,956,743 | $1.1B | Add +2.8% |
| INTU Intuit Inc. | 0.29% | 1,616,811 | $1.1B | Add +17.3% |
| IEF iShares 7-10 Year Treasury B | 0.29% | 11,330,200 | $1.1B | Add +10.6% |
| ISRG Intuitive Surgical Inc. | 0.28% | 2,359,782 | $1.0B | Reduce -0.7% |
| CME Cme Group Inc. | 0.28% | 5,283,196 | $1.0B | Add +11.3% |
| ORCL Oracle Corp. | 0.28% | 7,182,917 | $1.0B | Add +0.9% |
| C Citigroup Inc. | 0.27% | 15,850,978 | $1.0B | Reduce -2.4% |
| AGG iShares Core U.S. Aggregate | 0.27% | 10,171,335 | $992.8M | Add +1.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.27% | 9,953,903 | $988.3M | Add +1.0% |
| T AT&T Inc. | 0.27% | 51,558,884 | $985.3M | Add +2.0% |
| WM Waste Management Inc. | 0.26% | 4,523,324 | $969.4M | Add +0.3% |
| ADP Automatic Data Processing | 0.26% | 4,065,308 | $965.0M | Add +12.0% |
| VRTX Vertex Pharmaceuticals Inc. | 0.26% | 2,054,781 | $963.1M | Reduce -7.7% |
| XLK SS Technology Select Sector | 0.26% | 4,212,054 | $955.5M | Add +7.0% |
| TEL Te Connectivity Ltd. | 0.26% | 6,280,632 | $944.8M | Add +26.2% |
| TSLA Tesla Inc. | 0.26% | 4,754,950 | $941.0M | Add +10.7% |
| PLD Prologis Inc. | 0.25% | 8,278,094 | $928.0M | Reduce -10.7% |
| LMT Lockheed Martin Corp. | 0.24% | 1,942,658 | $902.7M | Add +1.6% |
| COP Conocophillips | 0.24% | 7,729,598 | $883.6M | Reduce -1.0% |
| UBER Uber Technologies Inc. | 0.23% | 11,893,429 | $864.4M | Add +36.5% |
| MDT Medtronic PLC | 0.23% | 10,914,712 | $859.1M | Reduce -2.6% |
| UPS United Parcel Service Class B | 0.23% | 6,249,416 | $855.2M | Reduce -37.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.23% | 3,516,537 | $851.4M | Reduce -4.6% |
| PEP Pepsico Inc. | 0.23% | 5,130,517 | $846.0M | Add +1.1% |
| TXN Texas Instruments Inc. | 0.23% | 4,402,741 | $845.9M | Reduce -2.0% |
| SNPS Synopsys Inc. | 0.23% | 1,409,940 | $838.9M | Reduce -9.3% |
| RTX RTX Corp. | 0.23% | 8,284,944 | $831.7M | Add +5.2% |
| IWF iShares Russell 1000 Growth | 0.22% | 2,271,191 | $828.0M | Reduce -54.4% |
| QUAL iShares MSCI USA Quality Fac | 0.22% | 4,808,994 | $821.4M | Add +21.9% |
| MRVL Marvell Technology Inc. | 0.22% | 11,623,872 | $812.5M | Add +24.1% |
| TMUS T-Mobile US Inc. | 0.22% | 4,546,497 | $801.0M | Reduce -4.4% |
| MPC Marathon Petroleum Corp. | 0.21% | 4,550,247 | $789.4M | Reduce -5.9% |
| BKNG Booking Holdings Inc. | 0.21% | 195,408 | $774.1M | Reduce -0.3% |
| NEE Nextera Energy Inc. | 0.21% | 10,797,097 | $765.2M | Add +1.7% |
| NFLX Netflix Inc. | 0.21% | 1,120,690 | $756.9M | Add +5.4% |
Other holdings (84): bonds, preferreds, convertibles and warrants · $1.0B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 827,329 | $54.5M | Reduce -8.4% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 38,171 | $45.7M | Add +1.4% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 906,759 | $41.4M | Add +8.8% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 65,195,000 | $40.4M | Reduce -13.0% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 29,550,000 | $28.1M | Reduce -40.4% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 28,000,000 | $23.8M | No change |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 383,623 | $21.7M | Reduce -2.3% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 22,000,000 | $21.5M | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 22,000,000 | $21.1M | Reduce -18.5% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 22,000,000 | $20.9M | Reduce -2.2% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 26,000,000 | $20.7M | Reduce -46.4% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 23,637,000 | $18.6M | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 18,200,000 | $18.6M | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 23,000,000 | $18.2M | Reduce -9.8% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 357,100 | $17.6M | New |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 16,000,000 | $17.2M | Reduce -3.0% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 14,800,000 | $17.0M | Add +15.6% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 17,000,000 | $16.8M | New |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 16,940,000 | $16.4M | New |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 12,200,000 | $16.3M | New |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 20,130,000 | $15.8M | No change |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 367,462 | $15.3M | Reduce -19.4% |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 23,500,000 | $14.0M | Reduce -7.8% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 4,098,000 | $14.0M | Reduce -50.3% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 14,000,000 | $12.5M | Reduce -12.5% |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 12,500,000 | $12.1M | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 12,010,000 | $12.1M | Add +9.1% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 12,500,000 | $12.1M | No change |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 10,500,000 | $11.7M | New |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 5,502,000 | $11.6M | Reduce -45.2% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 10,000,000 | $11.6M | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 12,000,000 | $11.5M | Reduce -8.4% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 10,000,000 | $11.1M | Reduce -12.2% |
| BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 8,000,000 | $10.6M | New |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 12,000,000 | $10.5M | Add +20.0% |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 9,700,000 | $10.5M | Reduce -42.0% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 10,500,000 | $10.5M | New |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 12,000,000 | $9.9M | No change |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 9,000,000 | $9.9M | New |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 13,273,000 | $9.8M | Reduce -52.8% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 3,001,000 | $9.7M | Reduce -15.3% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 8,830,000 | $9.6M | Add +6.0% |
| COMMERCE.COM INC (CMRC 0.25 10/01/26) | NOTE 0.250%10/0 · principal | 11,000,000 | $9.6M | Reduce -17.2% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 9,190,000 | $9.5M | Reduce -42.2% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 7,071,000 | $9.5M | Reduce -2.8% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 7,371,000 | $9.5M | Reduce -11.9% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 10,000,000 | $9.4M | Reduce -27.8% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 8,504,000 | $9.3M | Reduce -10.5% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 7,001,000 | $9.2M | Add +6.5% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 11,069,000 | $9.2M | Reduce -8.3% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 10,000,000 | $9.1M | Reduce -16.7% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 7,500,000 | $8.7M | Reduce -5.1% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 8,000,000 | $8.6M | Reduce -20.0% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 8,000,000 | $8.5M | Reduce -16.7% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 5,824,000 | $8.4M | Reduce -14.7% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 9,000,000 | $8.3M | Reduce -14.3% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 6,000,000 | $8.2M | Reduce -14.7% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 6,000,000 | $7.8M | Reduce -7.7% |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 3,440,000 | $7.6M | No change |
| ESPERION THERAPEUTICS (ESPR 4 11/15/25) | NOTE 4.000%11/1 · principal | 8,000,000 | $7.4M | Reduce -26.6% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 3,508,000 | $7.4M | Reduce -29.9% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 6,000,000 | $6.7M | No change |
| PTC THERAPEUTICS INC (PTCT 1.5 09/15/26) | NOTE 1.500% 9/1 · principal | 7,000,000 | $6.6M | Reduce -39.1% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 6,000,000 | $6.6M | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 8,002,000 | $6.6M | No change |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 6,500,000 | $6.6M | No change |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 9,000,000 | $6.5M | Reduce -10.0% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 6,000,000 | $6.5M | New |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 2,274,000 | $6.5M | Reduce -41.3% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 6,502,000 | $6.4M | No change |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 5,000,000 | $6.1M | New |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 6,002,000 | $6.0M | Reduce -14.3% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 8,000,000 | $6.0M | New |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 125,000 | $5.7M | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 4,000,000 | $5.7M | Reduce -33.3% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 3,000,000 | $2.9M | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 961 | $1.1M | Add +129.9% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 16,218 | $668K | Reduce -5.4% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 19,230 | $536K | New |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 401,000 | $401K | No change |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 335,000 | $305K | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 15,000 | $15K | No change |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 13,000 | $12K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 10,000 | $10K | No change |
Total filed on the 13F, all lines: $369.6B.
Portfolio Sells Q1 2024 → Q2 2024
| IWF iShares Russell 1000 Growth | Reduce -54.4% | 0.22% | −0.24 |
| UPS United Parcel Service Class B | Reduce -37.9% | 0.23% | −0.18 |
| VONG Vanguard Russell 1000 Growth | Reduce -62.1% | 0.11% | −0.16 |
| ETN Eaton Corp. PLC | Reduce -41.6% | 0.17% | −0.13 |
| PH Parker Hannifin Corp. | Reduce -15.7% | 0.34% | −0.11 |
| BMY Bristol-Myers Squibb Co. | Reduce -10.6% | 0.20% | −0.10 |
| BAX Baxter International Inc. | Reduce -38.4% | 0.09% | −0.09 |
| EDR Endeavor Group Hold Class A | Reduce -94.2% | 0.01% | −0.09 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.09 |
| CMCSA Comcast Corp. Class A | Reduce -3.3% | 0.52% | −0.09 |
| GPN Global Payments Inc. | Reduce -9.8% | 0.15% | −0.08 |
| PLD Prologis Inc. | Reduce -10.7% | 0.25% | −0.08 |
| CSCO Cisco Systems Inc. | Reduce -7.2% | 0.49% | −0.08 |
| ACN Accenture PLC Class A | Reduce -3.9% | 0.32% | −0.07 |
| NKE Nike Inc. Class B | Reduce -7.3% | 0.17% | −0.06 |
| QCOM Qualcomm Inc. | Reduce -22.6% | 0.53% | −0.06 |
| LVS Las Vegas Sands Corp. | Reduce -72.7% | 0.02% | −0.06 |
| ABBV Abbvie Inc. | Reduce -1.1% | 0.65% | −0.06 |
| MRK Merck & Co. Inc. | Reduce -2.0% | 0.56% | −0.06 |
| LULU Lululemon Athletica Inc. | Reduce -57.0% | 0.03% | −0.06 |
| MPC Marathon Petroleum Corp. | Reduce -5.9% | 0.21% | −0.05 |
| BLDR Builders Firstsource Inc. | Reduce -49.8% | 0.03% | −0.05 |
| DLTR Dollar Tree Inc. | Reduce -69.1% | 0.02% | −0.05 |
| ZTS Zoetis Inc. | Reduce -26.6% | 0.15% | −0.05 |
| LRCX Lam Research Corp. | Reduce -12.0% | 0.89% | −0.05 |
| DELL Dell Technologies -C | Reduce -71.2% | 0.03% | −0.05 |
| DXCM Dexcom Inc. | Reduce -14.3% | 0.10% | −0.05 |
| GE General Electric | Reduce -33.5% | 0.07% | −0.05 |
| TRMB Trimble Inc. | Reduce -70.9% | 0.01% | −0.04 |
| AME Ametek Inc. | Reduce -27.3% | 0.08% | −0.04 |
| LOW Lowe's Cos Inc. | Reduce -6.2% | 0.16% | −0.04 |
| FTNT Fortinet Inc. | Reduce -28.1% | 0.06% | −0.04 |
| MDT Medtronic PLC | Reduce -2.6% | 0.23% | −0.04 |
| EMR Emerson Electric Co. | Reduce -27.0% | 0.08% | −0.04 |
| COP Conocophillips | Reduce -1.0% | 0.24% | −0.03 |
| DRI Darden Restaurants Inc. | Reduce -65.6% | 0.02% | −0.03 |
| CNC Centene Corp. | Reduce -12.8% | 0.09% | −0.03 |
| GIS General Mills Inc. | Reduce -12.7% | 0.12% | −0.03 |
| MDLZ Mondelez International Inc. Class A | Reduce -2.4% | 0.31% | −0.03 |
| MDB Mongodb Inc. | Reduce -34.9% | 0.03% | −0.03 |
| XLP SS Consumer Staples Sel Sect | Reduce -37.1% | 0.05% | −0.03 |
| CNM Core & Main Inc. Class A | Reduce -85.2% | 0.00% | −0.03 |
| EA Electronic Arts Inc. | Reduce -46.4% | 0.04% | −0.03 |
| AVY Avery Dennison Corp. | Reduce -16.9% | 0.12% | −0.03 |
| HDB HDFC Bank Ltd.-ADR | Reduce -41.0% | 0.06% | −0.03 |
| CELH Celsius Holdings Inc. | Reduce -64.5% | 0.01% | −0.03 |
| CAH Cardinal Health Inc. | Reduce -13.1% | 0.08% | −0.03 |
| FCX Freeport-McMoran Inc. | Reduce -18.6% | 0.13% | −0.03 |
| CSGP Costar Group Inc. | Reduce -12.2% | 0.05% | −0.03 |
| EXPE Expedia Group Inc. | Reduce -47.1% | 0.02% | −0.03 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +6.7% | 2.96% | +0.66 |
| MSFT Microsoft Corp. | Add +0.3% | 4.19% | +0.19 |
| AMZN Amazon.com Inc. | Add +3.4% | 2.15% | +0.17 |
| TJX TJX Companies Inc. | Add +33.4% | 0.37% | +0.11 |
| LLY Eli Lilly & Co. | Add +0.8% | 0.74% | +0.10 |
| ANET Arista Networks Inc. | Add +97.2% | 0.17% | +0.10 |
| AMT American Tower Corp. | Add +41.8% | 0.34% | +0.09 |
| QQQ Invesco QQQ Trust Series 1 | Add +7.3% | 0.65% | +0.08 |
| CDW CDW Corp. | Add +710.2% | 0.08% | +0.07 |
| TMO Thermo Fisher Scientific Inc. | Add +32.2% | 0.37% | +0.07 |
| ADM Archer-Daniels-Midland Co. | Add +951.9% | 0.08% | +0.07 |
| ETR Entergy Corp. | Add +47.1% | 0.19% | +0.06 |
| XOM Exxon Mobil Corp. | Add +11.3% | 0.76% | +0.06 |
| TEL Te Connectivity Ltd. | Add +26.2% | 0.26% | +0.06 |
| EBAY eBay Inc. | Add +17.6% | 0.38% | +0.06 |
| PANW Palo Alto Networks Inc. | Add +2.0% | 0.33% | +0.05 |
| VRT Vertiv Holdings Co. Class A | Add +163.4% | 0.08% | +0.05 |
| BSX Boston Scientific Corp. | Add +30.0% | 0.17% | +0.05 |
| FDX FedEx Corp. | Add +34.6% | 0.18% | +0.05 |
| UBER Uber Technologies Inc. | Add +36.5% | 0.23% | +0.05 |
| BA The Boeing Co. | Add +97.8% | 0.10% | +0.05 |
| TSLA Tesla Inc. | Add +10.7% | 0.26% | +0.05 |
| SPGI S&P Global Inc. | Add +13.5% | 0.30% | +0.04 |
| QUAL iShares MSCI USA Quality Fac | Add +21.9% | 0.22% | +0.04 |
| BIIB Biogen Inc. | Add +81.5% | 0.09% | +0.04 |
| SHOP Shopify Inc. Class A | Add +151.5% | 0.08% | +0.04 |
| ELV Elevance Health Inc. | Add +5.3% | 0.56% | +0.04 |
| INTU Intuit Inc. | Add +17.3% | 0.29% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +3.5% | 0.17% | +0.04 |
| NOW ServiceNow Inc. | Add +21.5% | 0.20% | +0.04 |
| PEG Public Service Enterprise GP | Add +25.6% | 0.14% | +0.04 |
| MRVL Marvell Technology Inc. | Add +24.1% | 0.22% | +0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +4.4% | 0.19% | +0.04 |
| XLK SS Technology Select Sector | Add +7.0% | 0.26% | +0.03 |
| TTWO Take-Two Interactive Softwre | Add +17.6% | 0.19% | +0.03 |
| AON Aon PLC Class A | Add +73.1% | 0.10% | +0.03 |
| PODD Insulet Corp. | Add +30.1% | 0.10% | +0.03 |
| IVV iShares Core S&P 500 ETF | Add +0.8% | 1.04% | +0.03 |
| CVS CVS Health Corp. | Add +91.0% | 0.11% | +0.03 |
| ORCL Oracle Corp. | Add +0.9% | 0.28% | +0.03 |
| HON Honeywell International Inc. | Add +3.9% | 0.48% | +0.03 |
| NFLX Netflix Inc. | Add +5.4% | 0.21% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +3.2% | 0.51% | +0.03 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +66.0% | 0.06% | +0.03 |
| IVW iShares S&P 500 Growth ETF | Add +6.8% | 0.18% | +0.02 |
| VOO Vanguard S&P 500 ETF | Add +2.2% | 0.54% | +0.02 |
| AER Aercap Holdings NV | Add +125.5% | 0.04% | +0.02 |
| RWL Invesco S&P 500 Revenue ETF | Add +50.2% | 0.07% | +0.02 |
| NEM Newmont Corp. | Add +12.2% | 0.10% | +0.02 |
| GEN Gen Digital Inc. | Add +7.5% | 0.15% | +0.02 |
Notes & Other Activity Q1 2024 → Q2 2024
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -8.4% | 827,329 | $54.5M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +1.4% | 38,171 | $45.7M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +8.8% | 906,759 | $41.4M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Reduce -13.0% | 65,195,000 | $40.4M |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Reduce -40.4% | 29,550,000 | $28.1M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -2.3% | 383,623 | $21.7M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | New | 22,000,000 | $21.5M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Reduce -18.5% | 22,000,000 | $21.1M |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | Reduce -2.2% | 22,000,000 | $20.9M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -46.4% | 26,000,000 | $20.7M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Sold out | 19,745,000 | $18.2Mbefore exit |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Reduce -9.8% | 23,000,000 | $18.2M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | New | 357,100 | $17.6M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Reduce -3.0% | 16,000,000 | $17.2M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +15.6% | 14,800,000 | $17.0M |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | New | 17,000,000 | $16.8M |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | New | 16,940,000 | $16.4M |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | New | 12,200,000 | $16.3M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -19.4% | 367,462 | $15.3M |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | Reduce -7.8% | 23,500,000 | $14.0M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -50.3% | 4,098,000 | $14.0M |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Sold out | 15,393,000 | $13.6Mbefore exit |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Reduce -12.5% | 14,000,000 | $12.5M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +9.1% | 12,010,000 | $12.1M |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | Sold out | 202,500 | $11.7Mbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | New | 10,500,000 | $11.7M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Reduce -45.2% | 5,502,000 | $11.6M |
| MODEL N INC (MODN 1.875 03/15/28) | NOTE 1.875% 3/1 · principal | Sold out | 12,000,000 | $11.5Mbefore exit |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -8.4% | 12,000,000 | $11.5M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -12.2% | 10,000,000 | $11.1M |
| BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | New | 8,000,000 | $10.6M |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Add +20.0% | 12,000,000 | $10.5M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Reduce -42.0% | 9,700,000 | $10.5M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | New | 10,500,000 | $10.5M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | New | 9,000,000 | $9.9M |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Reduce -52.8% | 13,273,000 | $9.8M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Reduce -15.3% | 3,001,000 | $9.7M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Add +6.0% | 8,830,000 | $9.6M |
| COMMERCE.COM INC (CMRC 0.25 10/01/26) | NOTE 0.250%10/0 · principal | Reduce -17.2% | 11,000,000 | $9.6M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Reduce -42.2% | 9,190,000 | $9.5M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -2.8% | 7,071,000 | $9.5M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -11.9% | 7,371,000 | $9.5M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Reduce -27.8% | 10,000,000 | $9.4M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -10.5% | 8,504,000 | $9.3M |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | Sold out | 9,720,000 | $9.3Mbefore exit |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +6.5% | 7,001,000 | $9.2M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Reduce -8.3% | 11,069,000 | $9.2M |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Reduce -16.7% | 10,000,000 | $9.1M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Reduce -5.1% | 7,500,000 | $8.7M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Reduce -20.0% | 8,000,000 | $8.6M |
Showing the first 50 of 77.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,971 | $492.7B | NVDA, AAPL, GOOGL, MSFT, AVGO |
| Q1 2026Amended | 3,929 | $429.7B | NVDA, AAPL, MSFT, GOOGL, AVGO |
| Q4 2025 | 3,980 | $441.1B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q3 2025 | 3,914 | $433.7B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q2 2025 | 3,825 | $404.4B | MSFT, NVDA, AAPL, AMZN, AVGO |
| Q1 2025 | 3,881 | $369.3B | MSFT, NVDA, AAPL, AMZN, JPM |
| Q4 2024 | 3,944 | $388.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q3 2024 | 3,813 | $388.4B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q2 2024 | 3,770 | $368.6B | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q1 2024 | 3,756 | $362.2B | MSFT, NVDA, AAPL, AMZN, GOOGL |