Ameriprise Financial Inc.

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), Ameriprise Financial Inc. reported 3,944 stock positions worth $388.4 billion. Its top holding was Microsoft (MSFT) at 3.9% of the portfolio, followed by Nvidia (NVDA, 3.4%) and Apple (AAPL, 3.0%). Compared with Q3 2024, it opened 258 new positions, sold out of 130, added to 1,776 and reduced 1,857. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +18%) and the biggest sale Elevance Health (ELV, shares −49%).

Most Recent 13F
Q2 2026
Location
MINNEAPOLIS, MN
CIK
0000820027
Portfolio Value
$388.4B (Q4 2024)
SEC Filing
0000950123-25-002497 ↗ filed Feb 14, 2025

Holdings Value

0$100.0B$200.0B$300.0B$400.0B$500.0B Q1 2024: $362.2B Q1 2024 Q2 2024: $368.6B Q2 2024 Q3 2024: $388.4B Q3 2024 Q4 2024: $388.4B $388.4B Q4 2024 Q1 2025: $369.3B Q1 2025 Q2 2025: $404.4B Q2 2025 Q3 2025: $433.7B Q3 2025 Q4 2025: $441.1B Q4 2025 Q1 2026: $429.7B Q1 2026 Q2 2026: $492.7B Q2 2026

Holdings 3,944 stocks · $388.4B
MSFT Microsoft Corp. 3.88% 35,787,855 $15.1B Add +1.9%
NVDA Nvidia Corp. 3.41% 98,694,326 $13.3B Reduce -3.8%
AAPL Apple Inc. 3.01% 46,676,849 $11.7B Reduce -4.3%
AMZN Amazon.com Inc. 2.28% 40,436,738 $8.9B Reduce -5.0%
GOOGL Alphabet Inc. Class A 1.74% 35,816,418 $6.8B Reduce -0.2%
AVGO Broadcom Inc. 1.62% 27,189,379 $6.3B Reduce -4.4%
META Meta Platforms Inc. Class A 1.39% 9,245,561 $5.4B Add +1.4%
JPM JPMorgan Chase & Co. 1.39% 22,544,716 $5.4B Reduce -2.1%
IVV iShares Core S&P 500 ETF 1.23% 8,097,168 $4.8B Add +18.4%
V Visa Inc. Class A 1.04% 12,796,415 $4.0B Add +1.3%
GOOG Alphabet Inc. Class C 0.73% 14,972,472 $2.9B Reduce -3.1%
WMT Walmart Inc. 0.71% 30,487,563 $2.8B Reduce -5.4%
XOM Exxon Mobil Corp. 0.68% 24,377,886 $2.6B Reduce -0.1%
MA Mastercard Inc. Class A 0.66% 4,891,062 $2.6B Reduce -2.7%
PG The Procter & Gamble Co. 0.66% 15,263,710 $2.6B Reduce -7.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.65% 57,686,520 $2.5B Reduce -0.6%
VOO Vanguard S&P 500 ETF 0.65% 4,694,901 $2.5B Add +16.6%
LRCX Lam Research Corp. 0.64% 34,543,915 $2.5B Add +5.0%
CVX Chevron Corp. 0.62% 16,718,838 $2.4B Add +1.3%
UNH Unitedhealth Group Inc. 0.61% 4,679,266 $2.4B Add +2.2%
TSLA Tesla Inc. 0.60% 5,771,474 $2.3B Reduce -0.5%
ABBV Abbvie Inc. 0.60% 13,030,668 $2.3B Reduce -5.8%
LLY Eli Lilly & Co. 0.59% 2,988,171 $2.3B Add +2.2%
QQQ Invesco QQQ Trust Series 1 0.59% 4,500,368 $2.3B Reduce -2.7%
CSCO Cisco Systems Inc. 0.57% 37,477,026 $2.2B Reduce -1.3%
HD Home Depot Inc. 0.56% 5,591,916 $2.2B Reduce -1.6%
BLK BlackRock Inc. 0.55% 2,100,163 $2.2B Add +18.6%
WFC Wells Fargo & Co. 0.53% 29,261,747 $2.1B Reduce -7.3%
SPY SS SPDR S&P 500 ETF Trust-US 0.51% 3,383,000 $2.0B Add +5.8%
JNJ Johnson & Johnson 0.50% 13,437,845 $1.9B Reduce -5.9%
CMCSA Comcast Corp. Class A 0.49% 50,320,446 $1.9B Add +12.0%
HON Honeywell International Inc. 0.48% 8,272,305 $1.9B Reduce -0.5%
AGG iShares Core U.S. Aggregate 0.48% 19,130,645 $1.9B Add +75.4%
BMY Bristol-Myers Squibb Co. 0.47% 32,079,246 $1.8B Add +59.9%
UNP Union Pacific Corp. 0.46% 7,872,443 $1.8B Reduce -11.4%
MRSH Marsh & McLennan Cos 0.46% 8,332,473 $1.8B Reduce -0.6%
EBAY eBay Inc. 0.45% 28,493,042 $1.8B Add +12.4%
VTV Vanguard Mrngstr Val ETF-Aui 0.44% 10,151,994 $1.7B Add +6.3%
MS Morgan Stanley 0.42% 12,844,090 $1.6B Reduce -2.0%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.41% 13,032,512 $1.6B Reduce -2.0%
CRM Salesforce Inc. 0.40% 4,689,343 $1.6B Reduce -10.5%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.39% 13,564,881 $1.5B Reduce -4.5%
LIN Linde PLC 0.39% 3,578,249 $1.5B Reduce -0.3%
VUG Vanguard Mrngstar GR ETF-Sui 0.37% 3,539,318 $1.5B Add +0.7%
ABT Abbott Laboratories 0.37% 12,865,656 $1.5B Add +6.5%
ACN Accenture PLC Class A 0.37% 4,066,672 $1.4B Add +12.7%
COST Costco Wholesale Corp. 0.36% 1,517,467 $1.4B Add +0.4%
MRK Merck & Co. Inc. 0.36% 13,964,664 $1.4B Reduce -18.6%
PH Parker Hannifin Corp. 0.36% 2,174,441 $1.4B Reduce -2.8%
QCOM Qualcomm Inc. 0.35% 8,917,972 $1.4B Reduce -17.4%
EOG EOG Resources Inc. 0.34% 10,881,969 $1.3B Reduce -12.1%
XLK SS Technology Select Sector 0.34% 5,735,413 $1.3B Add +4.3%
MBB iShares MBS ETF 0.34% 14,523,151 $1.3B Add +3.8%
PANW Palo Alto Networks Inc. 0.34% 7,277,739 $1.3B Add +1.3%
MCD McDonald's Corp. 0.34% 4,501,727 $1.3B Add +1.7%
ADI Analog Devices Inc. 0.33% 6,120,160 $1.3B Reduce -3.2%
ORCL Oracle Corp. 0.32% 7,457,487 $1.2B Add +0.2%
TT Trane Technologies PLC 0.32% 3,343,390 $1.2B Add +4.1%
KO The Coca-Cola Co. 0.31% 19,515,349 $1.2B Reduce -1.7%
CB Chubb Ltd. 0.31% 4,391,931 $1.2B Reduce -8.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.31% 5,463,923 $1.2B Reduce -21.6%
MDLZ Mondelez International Inc. Class A 0.31% 20,074,353 $1.2B Add +5.1%
T AT&T Inc. 0.30% 51,826,155 $1.2B Reduce -1.2%
TMO Thermo Fisher Scientific Inc. 0.30% 2,231,030 $1.2B Reduce -10.1%
ADBE Adobe Inc. 0.30% 2,599,138 $1.2B Reduce -11.2%
ADP Automatic Data Processing 0.29% 3,830,078 $1.1B Add +16.7%
NOW ServiceNow Inc. 0.29% 1,049,032 $1.1B Add +6.8%
C Citigroup Inc. 0.28% 15,660,588 $1.1B Reduce -0.8%
IEF iShares 7-10 Year Treasury B 0.28% 11,630,686 $1.1B Reduce -11.7%
CME Cme Group Inc. 0.27% 4,594,364 $1.1B Reduce -4.1%
AMAT Applied Materials Inc. 0.27% 6,357,843 $1.0B Reduce -17.0%
INTU Intuit Inc. 0.26% 1,609,294 $1.0B Reduce -2.2%
NFLX Netflix Inc. 0.26% 1,118,032 $997.3M Reduce -11.1%
BA The Boeing Co. 0.25% 5,527,763 $978.4M Add +81.8%
ETR Entergy Corp. 0.25% 12,884,421 $976.9M Reduce -14.3%
VLO Valero Energy Corp. 0.25% 7,938,335 $973.1M Add +5.7%
MRVL Marvell Technology Inc. 0.25% 8,714,749 $963.0M Reduce -23.5%
MDT Medtronic PLC 0.25% 12,019,807 $960.1M Add +5.2%
PNC PNC Financial Services Group 0.24% 4,783,096 $922.4M Reduce -1.0%
SNPS Synopsys Inc. 0.24% 1,888,181 $916.4M Add +26.2%
BE Bloom Energy Corp. Class A 0.24% 41,155,978 $914.1M Add +2.0%
LMT Lockheed Martin Corp. 0.23% 1,888,743 $912.9M Reduce -5.0%
SPGI S&P Global Inc. 0.23% 1,838,806 $909.4M Reduce -7.0%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.23% 11,821,988 $908.3M Add +0.3%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.23% 3,393,659 $896.0M Reduce -3.1%
ISRG Intuitive Surgical Inc. 0.23% 1,687,346 $880.8M Reduce -8.3%
TTWO Take-Two Interactive Softwre 0.23% 4,770,044 $878.6M Add +0.3%
ANET Arista Networks Inc. 0.22% 7,875,759 $870.5M Reduce -2.9%
AMT American Tower Corp. 0.22% 4,679,170 $858.2M Reduce -9.9%
QUAL iShares MSCI USA Quality Fac 0.22% 4,818,913 $857.9M Add +1.2%
PLD Prologis Inc. 0.22% 8,095,291 $852.5M Reduce -6.2%
TSM Taiwan Semiconductor-SP ADR 0.22% 4,317,267 $851.1M Add +0.3%
CAT Caterpillar Inc. 0.21% 2,276,529 $825.8M Add +7.5%
WM Waste Management Inc. 0.21% 4,076,447 $822.6M Add +5.8%
BRK.B Berkshire Hathaway Inc. Class B 0.21% 1,806,586 $818.8M Add +6.2%
UBER Uber Technologies Inc. 0.21% 13,537,124 $816.6M Add +21.4%
NTAP Netapp Inc. 0.21% 7,024,456 $815.4M Add +14.5%
GPN Global Payments Inc. 0.21% 7,255,292 $813.0M Reduce -3.0%
VRTX Vertex Pharmaceuticals Inc. 0.21% 2,015,523 $811.6M Add +7.7%
IVW iShares S&P 500 Growth ETF 0.21% 7,975,850 $809.7M Add +2.4%

Show all 3,944 holdings

Options reported separately and not counted above: SMCI puts ($51.9M), BE calls ($20.6M), ARKK puts ($14.1M), HIMS puts ($8.4M), LYFT calls ($6.5M), NTRA puts ($5.0M), ALAB puts ($4.2M), AAPL puts ($3.6M), LLY puts ($3.5M), META calls ($3.3M), NFLX puts ($3.2M), SPOT puts ($3.0M), and 15 more.

Other holdings (99): bonds, preferreds, convertibles and warrants · $1.2B (not counted above)
SecurityClassShares / PrincipalValueChange
BOEING CO/THE (BA 6 10/15/27) DEP CONV PFD A 1,053,533$64.8MNew
APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) SER A MAND CNV 631,400$55.0MReduce -23.0%
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV 803,529$49.7MReduce -6.5%
ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) 6.75 SE B PFD 857,020$47.9MNew
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 38,301$46.4MAdd +0.3%
WESTERN DIGITAL CORP (WDC 3 11/15/28) NOTE 3.000%11/1 · principal 31,500,000$41.7MNew
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A 870,786$35.6MAdd +0.1%
NEXTERA ENERGY INC (NEE 7.299 06/01/27) UNIT 06/01/2027 636,800$31.1MReduce -18.6%
BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) NOTE 2.250% 2/0 · principal 32,000,000$27.3MReduce -1.5%
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal 22,700,000$24.2MAdd +9.7%
PG&E CORP (PCG 4.25 12/01/27) NOTE 4.250%12/0 · principal 21,500,000$23.3MNew
LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) NOTE 0.500% 6/1 · principal 23,637,000$22.8MNo change
CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) 6.75DP CNV PFD B 320,900$22.7MReduce -28.0%
PENNYMAC CORP (PMT 5.5 03/15/26) NOTE 5.500% 3/1 · principal 21,500,000$21.1MNo change
DUKE ENERGY CORP (DUK 4.125 04/15/26) NOTE 4.125% 4/1 · principal 20,045,000$20.5MReduce -16.6%
PG&E CORP (PCG 6 12/01/27 A) PFD CONV SER A 405,000$20.2MNew
UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) NOTE 0.875%12/0 · principal 17,396,000$19.1MNew
STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) NOTE 6.750% 7/1 · principal 18,000,000$18.7MNo change
FUBOTV INC (FUBO 3.25 02/15/26) NOTE 3.250% 2/1 · principal 24,000,000$18.5MNo change
NEXTERA ENERGY INC (NEE 7.234 11/01/27) UNIT 11/01/2027 390,000$17.8MNew
FIRSTENERGY CORP (FE 4 05/01/26) NOTE 4.000% 5/0 · principal 17,000,000$17.1MReduce -24.4%
BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) UNIT 02/01/2027 270,000$17.0MAdd +100.0%
MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) NOTE 4.000% 5/0 · principal 10,400,000$15.8MNo change
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 16,000,000$15.1MReduce -20.0%
BLOOM ENERGY CORP (BE 3 06/01/28) NOTE 3.000% 6/0 · principal 10,340,000$14.3MReduce -44.5%
RIVIAN AUTO INC (RIVN 3.625 10/15/30) NOTE 3.625%10/1 · principal 15,000,000$13.4MNew
RIVIAN AUTO INC (RIVN 4.625 03/15/29) NOTE 4.625% 3/1 · principal 13,200,000$13.3MAdd +5.6%
RAPID7 INC (RPD 1.25 03/15/29) NOTE 1.250% 3/1 · principal 13,500,000$12.8MAdd +9.8%
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 310,522$12.8MReduce -3.8%
BENTLEY SYSTEMS (BSY 0.375 07/01/27) NOTE 0.375% 7/0 · principal 14,000,000$12.6MNo change
RWT HOLDINGS INC (RWT 5.75 10/01/25) NOTE 5.750%10/0 · principal 12,500,000$12.4MNo change
DROPBOX INC (DBX 0 03/01/28) NOTE 3/0 · principal 12,000,000$12.2MNo change
AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) NOTE 1.125% 2/1 · principal 12,500,000$12.2MReduce -30.6%
NCL CORPORATION LTD (NCLH 5.375 08/01/25) NOTE 5.375% 8/0 · principal 8,500,000$12.1MNew
DEXCOM INC (DXCM 0.375 05/15/28) NOTE 0.375% 5/1 · principal 13,518,000$12.1MReduce -38.6%
NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) NOTE 3.625% 4/1 · principal 10,000,000$11.7MReduce -20.0%
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal 12,055,000$11.7MAdd +33.2%
GREENBRIER COS INC (GBX 2.875 04/15/28) NOTE 2.875% 4/1 · principal 9,000,000$10.9MReduce -43.8%
VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) NOTE 2.250% 9/1 · principal 12,000,000$10.7MNo change
ZSCALER INC. (ZS 0.125 07/01/25) NOTE 0.125% 7/0 · principal 8,571,000$10.6MNo change
WORKIVA INC (WK 1.25 08/15/28) NOTE 1.250% 8/1 · principal 10,000,000$10.6MNo change
CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) NOTE 3.875% 9/1 · principal 10,550,000$10.6MNo change
IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) NOTE 1.750% 6/1 · principal 10,500,000$10.3MNo change
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal 7,830,000$9.9MReduce -11.3%
ADVANCED ENERGY IND (AEIS 2.5 09/15/28) NOTE 2.500% 9/1 · principal 9,000,000$9.8MNo change
COMMERCE.COM INC (CMRC 0.25 10/01/26) NOTE 0.250%10/0 · principal 11,000,000$9.8MNo change
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal 9,000,000$9.7MNew
ETSY INC (ETSY 0.25 06/15/28) NOTE 0.250% 6/1 · principal 11,630,000$9.5MReduce -23.1%
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal 8,371,000$9.2MAdd +13.6%
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal 7,500,000$9.2MReduce -6.3%
DATADOG INC (DDOG 0.125 06/15/25) NOTE 0.125% 6/1 · principal 5,824,000$9.0MAdd +20.7%
CERENCE INC (CRNC 1.5 07/01/28) NOTE 1.500% 7/0 · principal 13,500,000$9.0MNo change
SEAGATE HDD CAYMAN (STX 3.5 06/01/28) NOTE 3.500% 6/0 · principal 7,500,000$9.0MAdd +15.4%
INSMED INC (INSM 0.75 06/01/28) NOTE 0.750% 6/0 · principal 4,002,000$8.7MNo change
REPLIGEN CORP (RGEN 1 12/15/28) NOTE 1.000%12/1 · principal 8,500,000$8.7MNew
TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) NOTE 0.250% 3/1 · principal 7,012,000$8.5MAdd +0.0%
ECHOSTAR CORP (ECHO 3.875 11/30/30) NOTE 3.875%11/3 · principal 8,014,000$8.4MNew
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal 8,033,000$8.4MAdd +0.0%
NCL CORPORATION LTD (NCLH 2.5 02/15/27) NOTE 2.500% 2/1 · principal 8,000,000$8.4MNew
AXON ENTERPRISE INC (AXON 0.5 12/15/27) NOTE 0.500%12/1 · principal 3,200,000$8.3MReduce -39.6%
BURLINGTON STORES INC (BURL 1.25 12/15/27) NOTE 1.250%12/1 · principal 5,235,000$7.8MAdd +23.6%
ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) NOTE 1.000% 9/1 · principal 7,000,000$7.4MAdd +16.7%
POST HOLDINGS INC (POST 2.5 08/15/27) NOTE 2.500% 8/1 · principal 6,000,000$7.0MNew
EVOLENT HEALTH INC (EVH 3.5 12/01/29) NOTE 3.500%12/0 · principal 8,000,000$6.8MNew
LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) NOTE 2.625%12/1 · principal 5,000,000$6.7MNo change
NABORS INDUSTRIES INC (NBR 1.75 06/15/29) NOTE 1.750% 6/1 · principal 9,000,000$6.5MNo change
ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) NOTE 2.250% 4/0 · principal 5,900,000$6.5MNew
INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) NOTE 2.125% 2/1 · principal 4,000,000$6.4MNo change
BANDWIDTH INC (BAND 0.5 04/01/28) NOTE 0.500% 4/0 · principal 8,000,000$6.4MNo change
ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) NOTE 4.000% 3/1 · principal 6,000,000$6.1MReduce -33.3%
ESPERION THERAPEUTICS (ESPR 4 11/15/25) NOTE 4.000%11/1 · principal 6,000,000$5.8MNo change
CYTOKINETICS INC (CYTK 3.5 07/01/27) NOTE 3.500% 7/0 · principal 4,500,000$5.3MReduce -25.0%
REDWOOD TRUST INC (RWT 7.75 06/15/27) NOTE 7.750% 6/1 · principal 3,000,000$2.9MNo change
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 932$1.1MReduce -6.3%
EPR PROPERTIES (EPR 9 PERP E) CONV PFD 9% SR E 33,600$915KAdd +2.7%
AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) NOTE 6.500% 7/0 · principal 490,000$572KReduce -94.7%
CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) NOTE 4.250% 8/1 · principal 485,000$495KNo change
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal 445,000$457KAdd +1.1%
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 16,451$453KAdd +1.3%
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) NOTE 3.625% 6/1 · principal 367,000$362KAdd +0.6%
MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) NOTE 3.250%12/1 · principal 335,000$313KNo change
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) NOTE 0.750% 5/0 · principal 26,000$69KAdd +8.3%
EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) NOTE 0.750% 3/1 · principal 62,000$61KAdd +10.7%
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal 61,000$61KAdd +10.9%
SOUTHERN CO (SO 3.875 12/15/25) NOTE 3.875%12/1 · principal 53,000$56KAdd +12.8%
MIDDLEBY CORP (MIDD 1 09/01/25) NOTE 1.000% 9/0 · principal 40,000$45KAdd +8.1%
PARSONS CORP (PSN 0.25 08/15/25) NOTE 0.250% 8/1 · principal 19,000$39KAdd +11.8%
NRG ENERGY INC (NRG 2.75 06/01/48) DBCV 2.750% 6/0 · principal 17,000$37KNo change
VENTAS REALTY LP (VTR 3.75 06/01/26) NOTE 3.750% 6/0 · principal 28,000$32KAdd +21.7%
BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) NOTE 1.250% 5/1 · principal 32,000$30KAdd +14.3%
AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) NOTE 0.125% 5/0 · principal 28,000$30KAdd +7.7%
DEXCOM INC (DXCM 0.25 11/15/25) NOTE 0.250%11/1 · principal 26,000$25KAdd +8.3%
VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) NOTE 2.250% 6/1 · principal 23,000$22KAdd +9.5%
GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) NOTE 1.250% 3/1 · principal 15,000$22KNo change
NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) NOTE 7.500%10/1 · principal 21,000$21KAdd +10.5%
PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) NOTE 6.375% 3/0 · principal 20,000$20KNew
BLOCK INC (XYZ 0.125 03/01/25) NOTE 0.125% 3/0 · principal 19,000$19KNo change
CMS ENERGY CORP (CMS 3.375 05/01/28) NOTE 3.375% 5/0 · principal 18,000$19KAdd +12.5%
HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) NOTE 0.250% 3/0 · principal 18,000$17KReduce -99.8%

Total filed on the 13F, all lines: $389.6B.

Portfolio Sells Q3 2024 → Q4 2024
ELV Elevance Health Inc. Reduce -49.4% 0.18% −0.33
MRK Merck & Co. Inc. Reduce -18.6% 0.36% −0.14
AMAT Applied Materials Inc. Reduce -17.0% 0.27% −0.13
NEM Newmont Corp. Reduce -90.7% 0.01% −0.12
QCOM Qualcomm Inc. Reduce -17.4% 0.35% −0.12
ABBV Abbvie Inc. Reduce -5.8% 0.60% −0.11
KLAC KLA Corp. Reduce -22.3% 0.18% −0.10
UNP Union Pacific Corp. Reduce -11.4% 0.46% −0.10
AMD Advanced Micro Devices Reduce -15.8% 0.16% −0.10
TMO Thermo Fisher Scientific Inc. Reduce -10.1% 0.30% −0.10
JNJ Johnson & Johnson Reduce -5.9% 0.50% −0.10
ADBE Adobe Inc. Reduce -11.2% 0.30% −0.09
AMT American Tower Corp. Reduce -9.9% 0.22% −0.09
IBM Intl Business Machines Corp. Reduce -21.6% 0.31% −0.09
RTX RTX Corp. Reduce -28.3% 0.18% −0.08
CCI Crown Castle Inc. Reduce -79.5% 0.01% −0.08
SHW The Sherwin-Williams Co. Reduce -54.7% 0.05% −0.08
PG The Procter & Gamble Co. Reduce -7.1% 0.66% −0.07
BDX Becton Dickinson and Co. Reduce -33.8% 0.12% −0.07
LHX L3HARRIS Technologies Inc. Reduce -42.2% 0.07% −0.07
LMT Lockheed Martin Corp. Reduce -5.0% 0.23% −0.06
XOM Exxon Mobil Corp. Reduce -0.1% 0.68% −0.06
PLD Prologis Inc. Reduce -6.2% 0.22% −0.06
IEF iShares 7-10 Year Treasury B Reduce -11.7% 0.28% −0.06
HUM Humana Inc. Reduce -79.0% 0.01% −0.06
LIN Linde PLC Reduce -0.3% 0.39% −0.06
KO The Coca-Cola Co. Reduce -1.7% 0.31% −0.05
UPS United Parcel Service Class B Reduce -44.5% 0.06% −0.05
CI The Cigna Group Reduce -11.0% 0.13% −0.05
ETN Eaton Corp. PLC Reduce -24.0% 0.17% −0.05
BIIB Biogen Inc. Reduce -87.5% 0.01% −0.05
PFE Pfizer Inc. Reduce -26.3% 0.10% −0.05
EOG EOG Resources Inc. Reduce -12.1% 0.34% −0.05
VEA Vanguard Ftse Developed ETF Reduce -9.9% 0.19% −0.05
NEE Nextera Energy Inc. Reduce -4.8% 0.19% −0.05
LQD Ishr Ibx Usd Invgd CB ETF-Ui Reduce -22.1% 0.12% −0.04
CDW CDW Corp. Reduce -43.3% 0.03% −0.04
CB Chubb Ltd. Reduce -8.4% 0.31% −0.04
PEP Pepsico Inc. Reduce -8.7% 0.18% −0.04
TTE Totalenergies SE -Spon ADR Reduce -69.6% 0.01% −0.04
TMUS T-Mobile US Inc. Reduce -25.9% 0.16% −0.04
PHM Pultegroup Inc. Reduce -19.0% 0.06% −0.04
ADI Analog Devices Inc. Reduce -3.2% 0.33% −0.04
BAX Baxter International Inc. Reduce -23.9% 0.06% −0.04
BAH Booz Allen Hamilton Holdings Reduce -0.7% 0.15% −0.04
REGN Regeneron Pharmaceuticals Reduce -11.0% 0.06% −0.04
EL Estee Lauder Companies Class A Reduce -90.9% 0.00% −0.04
FDX FedEx Corp. Reduce -25.7% 0.12% −0.04
XLV SS Health Care Select Sector Reduce -15.5% 0.11% −0.04
CAH Cardinal Health Inc. Reduce -44.2% 0.05% −0.03

Portfolio Buys Q3 2024 → Q4 2024
IVV iShares Core S&P 500 ETF Add +18.4% 1.23% +0.21
BMY Bristol-Myers Squibb Co. Add +59.9% 0.47% +0.20
AGG iShares Core U.S. Aggregate Add +75.4% 0.48% +0.19
V Visa Inc. Class A Add +1.3% 1.04% +0.15
BA The Boeing Co. Add +81.8% 0.25% +0.13
BE Bloom Energy Corp. Class A Add +2.0% 0.24% +0.13
BLK BlackRock Inc. Add +18.6% 0.55% +0.12
VOO Vanguard S&P 500 ETF Add +16.6% 0.65% +0.10
CSX CSX Corp. Add +89.7% 0.17% +0.08
NOW ServiceNow Inc. Add +6.8% 0.29% +0.06
ADP Automatic Data Processing Add +16.7% 0.29% +0.06
XYZ Block Inc. Add +15.0% 0.17% +0.05
EPAM Epam Systems Inc. Add +39.8% 0.13% +0.05
META Meta Platforms Inc. Class A Add +1.4% 1.39% +0.05
LULU Lululemon Athletica Inc. Add +128.2% 0.07% +0.05
TPR Tapestry Inc. Add +4.8% 0.14% +0.04
SNPS Synopsys Inc. Add +26.2% 0.24% +0.04
CRWD CrowdStrike Holdings Inc. Class A Add +11.0% 0.15% +0.04
ACN Accenture PLC Class A Add +12.7% 0.37% +0.04
TGT Target Corp. Add +61.2% 0.14% +0.04
FTI Technipfmc PLC Add +31.5% 0.12% +0.04
TTWO Take-Two Interactive Softwre Add +0.3% 0.23% +0.04
SPY SS SPDR S&P 500 ETF Trust-US Add +5.8% 0.51% +0.04
TEAM Atlassian Corp. Class A Add +446.4% 0.04% +0.04
NDAQ Nasdaq Inc. Add +37.9% 0.12% +0.04
DYNF Ishrs US E F R A ETF-Usd Inc. Add +178.8% 0.06% +0.04
OKTA Okta Inc. Add +2135.7% 0.04% +0.04
SJNK SS SPDR BB St Hi Yield ETF Add +80.5% 0.08% +0.04
JGRO JPMorgan Active Growth ETF Add +84.6% 0.07% +0.04
EIX Edison International Add +149.3% 0.06% +0.03
DELL Dell Technologies -C Add +224.4% 0.05% +0.03
SCHW Schwab (charles) Corp. Add +5.3% 0.19% +0.03
GS Goldman Sachs Group Inc. Add +1.5% 0.20% +0.03
SHY iShares 1-3 Year Treasury Bo Add +71.1% 0.07% +0.03
XLY SS Consumer Disc Select Sect Add +14.4% 0.14% +0.03
EBAY eBay Inc. Add +12.4% 0.45% +0.03
DBX Dropbox Inc. Class A Add +4.1% 0.16% +0.03
TKO Tko Group Holdings Inc. Add +57.3% 0.06% +0.03
TSM Taiwan Semiconductor-SP ADR Add +0.3% 0.22% +0.03
IWY iShares Russell Top 200 Grow Add +15.0% 0.14% +0.03
TER Teradyne Inc. Add +28.3% 0.16% +0.03
VUG Vanguard Mrngstar GR ETF-Sui Add +0.7% 0.37% +0.03
PINS Pinterest Inc. Class A Add +49.7% 0.10% +0.03
PLTR Palantir Technologies Inc. Class A Add +4.5% 0.05% +0.03
HPE Hewlett Packard Enterprise Add +19.1% 0.13% +0.03
RELX Relx PLC - Spon ADR Add +368.7% 0.03% +0.03
QQQM Invesco Nasdaq 100 ETF Add +36.9% 0.08% +0.03
PANW Palo Alto Networks Inc. Add +1.3% 0.34% +0.02
DDOG Datadog Inc. Class A Add +42.8% 0.06% +0.02
PCG P G & E Corp. Add +12.6% 0.18% +0.02

Options Activity Q3 2024 → Q4 2024
QQQ Invesco QQQ Trust Series 1 put Sold out 882,900 $431.0Mbefore exit
SMCI Super Micro Computer Inc. put New 1,702,200 $51.9M
BE Bloom Energy Corp. Class A call New 929,400 $20.6M
ARKK ARK Innovation ETF put New 248,200 $14.1M
SMH Vaneck Semiconductor ETF put Sold out 44,600 $10.9Mbefore exit
HIMS Hims & Hers Health Inc. put New 349,000 $8.4M
LYFT LYFT Inc. Class A call Reduce -16.7% 500,000 $6.5M
NTRA Natera Inc. put New 31,500 $5.0M
ALAB Astera Labs Inc. put New 31,400 $4.2M
AAPL Apple Inc. put New 14,300 $3.6M
LLY Eli Lilly & Co. put Add +60.7% 4,500 $3.5M
META Meta Platforms Inc. Class A call New 5,700 $3.3M
TSM Taiwan Semiconductor-SP ADR call Sold out 18,600 $3.2Mbefore exit
NFLX Netflix Inc. put New 3,600 $3.2M
SPOT Spotify Technology SA put New 6,800 $3.0M
AR Antero Resources Corp. call New 86,600 $3.0M
AMZN Amazon.com Inc. call Sold out 13,900 $2.6Mbefore exit
GKOS Glaukos Corp. put New 17,200 $2.6M
SMCI Super Micro Computer Inc. call Sold out 6,100 $2.5Mbefore exit
CVNA Carvana Co. put New 11,500 $2.3M
IESC Ies Holdings Inc. put New 10,000 $2.0M
DHI D.R. Horton Inc. put New 14,300 $2.0M
INSM Insmed Inc. put New 28,900 $2.0M
RDDT Reddit Inc. Class A put New 11,500 $1.9M
TSLA Tesla Inc. put New 4,300 $1.7M
SIMO Silicon Motion Technol-ADR put Sold out 27,100 $1.6Mbefore exit
FCX Freeport-McMoran Inc. call New 43,100 $1.6M
MDB Mongodb Inc. put New 6,300 $1.5M
ANET Arista Networks Inc. put Sold out 14,800 $1.4Mbefore exit
BILL Bill Holdings Inc. call New 14,500 $1.2M
THO Thor Industries Inc. call Sold out 9,200 $1.0Mbefore exit
INSP Inspire Medical Systems Inc. put Sold out 4,600 $971Kbefore exit
PAY Paymentus Holdings Inc. Class A call New 29,000 $947K
SNOW Snowflake Inc. put New 5,800 $896K
VST Vistra Corp. put New 5,800 $800K
ALAB Astera Labs Inc. call Sold out 9,300 $487Kbefore exit
UPST Upstart Holdings Inc. put New 4,300 $265K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q3 2024 → Q4 2024
BOEING CO/THE (BA 6 10/15/27) DEP CONV PFD A New 1,053,533 $64.8M
APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) SER A MAND CNV Reduce -23.0% 631,400 $55.0M
HP ENTERPRISE CO (HPE 7.625 09/01/27) 7.625 MAND CONV Reduce -6.5% 803,529 $49.7M
ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) 6.75 SE B PFD New 857,020 $47.9M
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Add +0.3% 38,301 $46.4M
WESTERN DIGITAL CORP (WDC 3 11/15/28) NOTE 3.000%11/1 · principal New 31,500,000 $41.7M
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A Add +0.1% 870,786 $35.6M
DISH NETWORK CORP (DISH 3.375 08/15/26) NOTE 3.375% 8/1 · principal Sold out 38,729,000 $31.1Mbefore exit
NEXTERA ENERGY INC (NEE 7.299 06/01/27) UNIT 06/01/2027 Reduce -18.6% 636,800 $31.1M
AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) NOTE 3.875% 8/1 · principal Sold out 31,700,000 $29.8Mbefore exit
BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) NOTE 2.250% 2/0 · principal Reduce -1.5% 32,000,000 $27.3M
BILL HOLDINGS INC (BILL 0 04/01/27) NOTE 4/0 · principal Sold out 28,000,000 $24.7Mbefore exit
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal Add +9.7% 22,700,000 $24.2M
PG&E CORP (PCG 4.25 12/01/27) NOTE 4.250%12/0 · principal New 21,500,000 $23.3M
CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) 6.75DP CNV PFD B Reduce -28.0% 320,900 $22.7M
DUKE ENERGY CORP (DUK 4.125 04/15/26) NOTE 4.125% 4/1 · principal Reduce -16.6% 20,045,000 $20.5M
PG&E CORP (PCG 6 12/01/27 A) PFD CONV SER A New 405,000 $20.2M
UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) NOTE 0.875%12/0 · principal New 17,396,000 $19.1M
NEXTERA ENERGY INC (NEE 7.234 11/01/27) UNIT 11/01/2027 New 390,000 $17.8M
FIRSTENERGY CORP (FE 4 05/01/26) NOTE 4.000% 5/0 · principal Reduce -24.4% 17,000,000 $17.1M
BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) UNIT 02/01/2027 Add +100.0% 270,000 $17.0M
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal Reduce -20.0% 16,000,000 $15.1M
BLOOM ENERGY CORP (BE 3 06/01/28) NOTE 3.000% 6/0 · principal Reduce -44.5% 10,340,000 $14.3M
RIVIAN AUTO INC (RIVN 3.625 10/15/30) NOTE 3.625%10/1 · principal New 15,000,000 $13.4M
RIVIAN AUTO INC (RIVN 4.625 03/15/29) NOTE 4.625% 3/1 · principal Add +5.6% 13,200,000 $13.3M
LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) NOTE 3.125% 1/1 · principal Sold out 10,500,000 $12.9Mbefore exit
RAPID7 INC (RPD 1.25 03/15/29) NOTE 1.250% 3/1 · principal Add +9.8% 13,500,000 $12.8M
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 Reduce -3.8% 310,522 $12.8M
AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) NOTE 1.125% 2/1 · principal Reduce -30.6% 12,500,000 $12.2M
NCL CORPORATION LTD (NCLH 5.375 08/01/25) NOTE 5.375% 8/0 · principal New 8,500,000 $12.1M
DEXCOM INC (DXCM 0.375 05/15/28) NOTE 0.375% 5/1 · principal Reduce -38.6% 13,518,000 $12.1M
NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) NOTE 3.625% 4/1 · principal Reduce -20.0% 10,000,000 $11.7M
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal Add +33.2% 12,055,000 $11.7M
GREENBRIER COS INC (GBX 2.875 04/15/28) NOTE 2.875% 4/1 · principal Reduce -43.8% 9,000,000 $10.9M
TELADOC HEALTH INC (TDOC 1.25 06/01/27) NOTE 1.250% 6/0 · principal Sold out 12,000,000 $10.4Mbefore exit
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal Reduce -11.3% 7,830,000 $9.9M
BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) NOTE 4.250% 6/1 · principal Sold out 6,800,000 $9.8Mbefore exit
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal New 9,000,000 $9.7M
MONGODB INC (MDB 0.25 01/15/26) NOTE 0.250% 1/1 · principal Sold out 7,001,000 $9.7Mbefore exit
ETSY INC (ETSY 0.25 06/15/28) NOTE 0.250% 6/1 · principal Reduce -23.1% 11,630,000 $9.5M
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal Add +13.6% 8,371,000 $9.2M
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal Reduce -6.3% 7,500,000 $9.2M
DATADOG INC (DDOG 0.125 06/15/25) NOTE 0.125% 6/1 · principal Add +20.7% 5,824,000 $9.0M
SEAGATE HDD CAYMAN (STX 3.5 06/01/28) NOTE 3.500% 6/0 · principal Add +15.4% 7,500,000 $9.0M
PALO ALTO NETWORKS (PANW 0.375 06/01/25) NOTE 0.375% 6/0 · principal Sold out 2,598,000 $8.9Mbefore exit
ENPHASE ENERGY INC (ENPH 0 03/01/28) NOTE 3/0 · principal Sold out 10,069,000 $8.9Mbefore exit
DISH NETWORK CORP (DISH 0 12/15/25) NOTE 12/1 · principal Sold out 10,244,000 $8.9Mbefore exit
REPLIGEN CORP (RGEN 1 12/15/28) NOTE 1.000%12/1 · principal New 8,500,000 $8.7M
TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) NOTE 0.250% 3/1 · principal Add +0.0% 7,012,000 $8.5M
ECHOSTAR CORP (ECHO 3.875 11/30/30) NOTE 3.875%11/3 · principal New 8,014,000 $8.4M

Showing the first 50 of 87.

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 3,971$492.7BNVDA, AAPL, GOOGL, MSFT, AVGO
Q1 2026Amended 3,929$429.7BNVDA, AAPL, MSFT, GOOGL, AVGO
Q4 2025 3,980$441.1BNVDA, MSFT, AAPL, GOOGL, AVGO
Q3 2025 3,914$433.7BNVDA, MSFT, AAPL, GOOGL, AVGO
Q2 2025 3,825$404.4BMSFT, NVDA, AAPL, AMZN, AVGO
Q1 2025 3,881$369.3BMSFT, NVDA, AAPL, AMZN, JPM
Q4 2024 3,944$388.4BMSFT, NVDA, AAPL, AMZN, GOOGL
Q3 2024 3,813$388.4BMSFT, NVDA, AAPL, AMZN, GOOGL
Q2 2024 3,770$368.6BMSFT, NVDA, AAPL, AMZN, GOOGL
Q1 2024 3,756$362.2BMSFT, NVDA, AAPL, AMZN, GOOGL