Catherine Avery Investment Management LLC

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 5, 2026), Catherine Avery Investment Management LLC reported 157 stock positions worth $167.0 million. Its top holding was Citigroup (C) at 3.4% of the portfolio, followed by Intl Business Machines (IBM, 3.3%) and RTX (RTX, 3.2%). Compared with Q3 2025, it opened 4 new positions, sold out of 9, added to 36 and reduced 34. The biggest buy was a new position in Keycorp (KEY) and the biggest sale Seagate Technology (STX, shares −48%).

Most Recent 13F
Q2 2026
Location
LONGBOAT KEY, FL
CIK
0002103454
Portfolio Value
$167.0M (Q4 2025)
SEC Filing
0001420506-26-000019 ↗ filed Jan 5, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q4 2024: $113.3M Q4 2024 Q1 2025: $111.6M Q1 2025 Q2 2025: $131.6M Q2 2025 Q3 2025: $155.2M Q3 2025 Q4 2025: $167.0M $167.0M Q4 2025 Q1 2026: $223.4M Q1 2026 Q2 2026: $229.0M Q2 2026

Holdings 157 stocks · $167.0M
C Citigroup Inc. 3.45% 49,325 $5.8M Add +0.8%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 3.25% 18,322 $5.4M Reduce -6.3%
RTX RTX Corp. 3.25% 29,576 $5.4M Reduce -2.3%
FCX Freeport-McMoran Inc. 3.23% 106,208 $5.4M Add +20.6%
AVGO Broadcom Inc. 3.23% 15,580 $5.4M Reduce -0.6%
JPM JPMorgan Chase & Co. 3.16% 16,399 $5.3M Reduce -1.3%
CSCO Cisco Systems Inc. 3.16% 68,576 $5.3M Add +0.7%
BMY Bristol-Myers Squibb Co. 3.00% 92,839 $5.0M Add +0.2%
MRK Merck & Co. Inc. 2.85% 45,132 $4.8M Reduce -8.9%
CVX Chevron Corp. 2.83% 30,997 $4.7M Add +3.3%
KO The Coca-Cola Co. 2.82% 67,301 $4.7M Add +0.7%
LHX L3HARRIS Technologies Inc. 2.79% 15,891 $4.7M Reduce -0.3%
NEE Nextera Energy Inc. 2.78% 57,859 $4.6M Reduce -0.6%
TGT Target Corp. 2.70% 46,182 $4.5M Add +1.2%
BKR Baker Hughes Co. 2.68% 98,398 $4.5M Add +7.5%
SWK Stanley Black & Decker Inc. 2.65% 59,579 $4.4M Add +28.9%
VZ Verizon Communications Inc. 2.64% 108,357 $4.4M Add +9.2%
MCD McDonald's Corp. 2.62% 14,314 $4.4M Add +1.1%
ORCL Oracle Corp. 2.61% 22,378 $4.4M Add +22.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 2.57% 78,101 $4.3M Reduce -7.5%
QCOM Qualcomm Inc. 2.56% 25,025 $4.3M Reduce -1.6%
UPS United Parcel Service Class B 2.54% 42,741 $4.2M Add +0.9%
OKE Oneok Inc. 2.53% 57,564 $4.2M Reduce -1.6%
HPE Hewlett Packard Enterprise 2.48% 172,697 $4.1M Add +0.9%
AMGN Amgen Inc. 2.46% 12,539 $4.1M Reduce -7.8%
TFC Truist Financial Corp. 2.45% 83,006 $4.1M Add +6.5%
KEY Keycorp 2.36% 191,059 $3.9M New
PFE Pfizer Inc. 2.27% 152,477 $3.8M Add +3.6%
BBY Best Buy Co. Inc. 2.21% 55,170 $3.7M Add +3.0%
STX Seagate Technology Holdings 2.17% 13,144 $3.6M Reduce -47.5%
MSFT Microsoft Corp. 2.07% 7,132 $3.4M Reduce -0.2%
HD Home Depot Inc. 2.00% 9,702 $3.3M Add +10680.0%
PKG Packaging Corp. of America 1.98% 16,019 $3.3M Add +2.8%
LEN Lennar Corp. Class A 1.94% 31,545 $3.2M Add +13.3%
PSX Phillips 66 1.79% 23,216 $3.0M Add +1.5%
CL Colgate-Palmolive Co. 0.81% 17,012 $1.3M No change
JCI Johnson Controls Internation 0.76% 10,620 $1.3M Reduce -4.3%
VLO Valero Energy Corp. 0.76% 7,786 $1.3M Reduce -0.8%
CMI Cummins Inc. 0.76% 2,476 $1.3M Reduce -2.5%
EVRG Evergy Inc. 0.66% 15,283 $1.1M Reduce -6.0%
MS Morgan Stanley 0.45% 4,189 $744K Reduce -1.0%
XOM Exxon Mobil Corp. 0.41% 5,633 $678K No change
AAPL Apple Inc. 0.25% 1,508 $410K Add +18.0%
SUSA iShares ESG Optimized MSCI U 0.21% 2,493 $347K No change
JNJ Johnson & Johnson 0.19% 1,547 $320K No change
APD Air Products & Chemicals Inc. 0.18% 1,246 $308K Reduce -43.2%
MDT Medtronic PLC 0.18% 3,060 $294K Reduce -0.3%
NVDA Nvidia Corp. 0.16% 1,412 $263K No change
RDVI FT Vest Rising Dividend Achi 0.15% 9,324 $245K No change
WMB Williams Cos Inc. 0.12% 3,400 $204K No change
GOOGL Alphabet Inc. Class A 0.12% 651 $204K Add +75.5%
AXP American Express Co. 0.12% 550 $203K No change
INTU Intuit Inc. 0.12% 300 $199K No change
BIL SS SPDR BB 1-3M T-Bill ETF 0.10% 1,759 $161K Add +239.6%
WM Waste Management Inc. 0.09% 700 $154K No change
PLTR Palantir Technologies Inc. Class A 0.09% 824 $146K No change
ABT Abbott Laboratories 0.08% 1,120 $140K No change
IWD iShares Russell 1000 Value E 0.07% 592 $125K No change
BEN Franklin Templeton Inc. 0.06% 4,428 $106K Reduce -49.1%
EMR Emerson Electric Co. 0.06% 769 $102K No change
CAT Caterpillar Inc. 0.05% 152 $87K Reduce -46.3%
AWK American Water Works Co. Inc. 0.05% 660 $86K No change
CINF Cincinnati Financial Corp. 0.05% 500 $82K No change
MU Micron Technology Inc. 0.05% 282 $80K No change
LMT Lockheed Martin Corp. 0.05% 164 $79K Add +4.5%
AGI Alamos Gold Inc. Class A 0.04% 1,902 $73K No change
V Visa Inc. Class A 0.04% 204 $72K No change
IHI iShares U.S. Medical Devices 0.04% 1,112 $69K No change
PM Philip Morris International 0.04% 382 $61K Add +0.8%
SCHD Schwab US DVD Equity ETF 0.03% 1,806 $50K No change
SDVD FT Vest Smid Rising Dividend 0.03% 2,163 $46K No change
F Ford Motor Co. filed as FORD MTR CO 0.03% 3,343 $44K Reduce -1.5%
ABBV Abbvie Inc. 0.02% 156 $36K Reduce -40.5%
OMC Omnicom Group 0.02% 403 $33K No change
LYB Lyondellbasell Indu Class A 0.02% 654 $28K Reduce -7.4%
META Meta Platforms Inc. Class A 0.02% 42 $28K No change
NEM Newmont Corp. 0.02% 273 $27K No change
LOW Lowe's Cos Inc. 0.02% 112 $27K No change
BLK BlackRock Inc. 0.02% 25 $27K No change
ICE Intercontinental Exchange Inc. 0.01% 152 $25K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.01% 210 $24K Reduce -19.9%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.01% 405 $24K No change
NFLX Netflix Inc. 0.01% 230 $22K No change
DVY iShares Select Dividend ETF 0.01% 149 $21K No change
AMZN Amazon.com Inc. 0.01% 89 $21K No change
GM General Motors Co. 0.01% 250 $20K No change
COST Costco Wholesale Corp. 0.01% 20 $17K Reduce -13.0%
PG The Procter & Gamble Co. 0.01% 109 $16K No change
BRK.B Berkshire Hathaway Inc. Class B 0.01% 31 $16K Add +3.3%
MRP Millrose Properties 0.01% 516 $15K New
CAG Conagra Brands Inc. 0.01% 783 $14K Reduce -17.5%
USFR Wisdomtree Floating Rate Tre 0.01% 259 $13K Add +1.2%
ADP Automatic Data Processing 0.01% 50 $13K No change
CALM Cal-Maine Foods Inc. 0.01% 157 $12K Add +214.0%
NDAQ Nasdaq Inc. 0.01% 112 $11K No change
IJH iShares Core S&P Midcap ETF 0.01% 155 $10K No change
MO Altria Group Inc. 0.01% 170 $10K No change
WMT Walmart Inc. 0.01% 82 $9K No change
MDLZ Mondelez International Inc. Class A 0.01% 169 $9K Add +1.2%
PRU Prudential Financial Inc. 0.01% 80 $9K No change

Show all 157 holdings

Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 5$6KNo change

Total filed on the 13F, all lines: $167.0M.

Portfolio Sells Q3 2025 → Q4 2025
STX Seagate Technology Holdings Reduce -47.5% 2.17% −1.64
LHX L3HARRIS Technologies Inc. Reduce -0.3% 2.79% −0.34
MSFT Microsoft Corp. Reduce -0.2% 2.07% −0.32
IBM Intl Business Machines Corp. Reduce -6.3% 3.25% −0.30
BAC Bank of America Corp. Reduce -7.5% 2.57% −0.23
OKE Oneok Inc. Reduce -1.6% 2.53% −0.22
JPM JPMorgan Chase & Co. Reduce -1.3% 3.16% −0.21
APD Air Products & Chemicals Inc. Reduce -43.2% 0.18% −0.20
QCOM Qualcomm Inc. Reduce -1.6% 2.56% −0.16
EVRG Evergy Inc. Reduce -6.0% 0.66% −0.13
VLO Valero Energy Corp. Reduce -0.8% 0.76% −0.10
AVGO Broadcom Inc. Reduce -0.6% 3.23% −0.10
BEN Franklin Templeton Inc. Reduce -49.1% 0.06% −0.07
NEE Nextera Energy Inc. Reduce -0.6% 2.78% −0.05
ITW Illinois Tool Works Sold out 0.00% −0.04
CAT Caterpillar Inc. Reduce -46.3% 0.05% −0.03
JCI Johnson Controls Internation Reduce -4.3% 0.76% −0.02
KMB Kimberly-Clark Corp. Reduce -95.4% 0.00% −0.02
ABBV Abbvie Inc. Reduce -40.5% 0.02% −0.02
STZ Constellation Brands Inc. Class A Sold out 0.00% −0.02
AMGN Amgen Inc. Reduce -7.8% 2.46% −0.01
RTX RTX Corp. Reduce -2.3% 3.25% −0.01
MDT Medtronic PLC Reduce -0.3% 0.18% −0.01
LYB Lyondellbasell Indu Class A Reduce -7.4% 0.02% −0.01
DIS The Walt Disney Co. Reduce -19.9% 0.01% −0.01
ETR Entergy Corp. Reduce -45.5% 0.00% −0.00
COST Costco Wholesale Corp. Reduce -13.0% 0.01% −0.00
CAG Conagra Brands Inc. Reduce -17.5% 0.01% −0.00
NKE Nike Inc. Class B Reduce -84.4% 0.00% −0.00
STLA Stellantis NV Reduce -73.3% 0.00% −0.00
GOOG Alphabet Inc. Class C Sold out 0.00% −0.00
LUNR Intuitive Machines Inc. Sold out 0.00% −0.00
BNS Bank of Nova Scotia Sold out 0.00% −0.00
WPP WPP PLC-Sponsored ADR Sold out 0.00% −0.00
LULU Lululemon Athletica Inc. Sold out 0.00% −0.00
NOK Nokia Corp.-Spon ADR Reduce -50.0% 0.00% −0.00
TARS Tarsus Pharmaceuticals Inc. Sold out 0.00% −0.00
UBER Uber Technologies Inc. Reduce -28.6% 0.00% −0.00
WU Western Union Co. Sold out 0.00% −0.00
F Ford Motor Co. Reduce -1.5% 0.03% +0.00
MS Morgan Stanley Reduce -1.0% 0.45% +0.01
CMI Cummins Inc. Reduce -2.5% 0.76% +0.07
MRK Merck & Co. Inc. Reduce -8.9% 2.85% +0.17

Portfolio Buys Q3 2025 → Q4 2025
KEY Keycorp New 2.36% +2.36
HD Home Depot Inc. Add +10680.0% 2.00% +1.98
FCX Freeport-McMoran Inc. Add +20.6% 3.23% +1.01
SWK Stanley Black & Decker Inc. Add +28.9% 2.65% +0.44
BMY Bristol-Myers Squibb Co. Add +0.2% 3.00% +0.31
UPS United Parcel Service Class B Add +0.9% 2.54% +0.26
C Citigroup Inc. Add +0.8% 3.45% +0.25
CSCO Cisco Systems Inc. Add +0.7% 3.16% +0.16
TFC Truist Financial Corp. Add +6.5% 2.45% +0.15
TGT Target Corp. Add +1.2% 2.70% +0.07
BIL SS SPDR BB 1-3M T-Bill ETF Add +239.6% 0.10% +0.07
GOOGL Alphabet Inc. Class A Add +75.5% 0.12% +0.06
AAPL Apple Inc. Add +18.0% 0.25% +0.04
MRP Millrose Properties New 0.01% +0.01
CALM Cal-Maine Foods Inc. Add +214.0% 0.01% +0.00
PYPL PayPal Holdings Inc. New 0.00% +0.00
BMNR Bitmine Immersion Technologi Add +300.0% 0.00% +0.00
MARA Mara Holdings Inc. New 0.00% +0.00
GIS General Mills Inc. Add +24.0% 0.00% +0.00
BP BP PLC-Spons ADR Add +0.9% 0.00% −0.00
T AT&T Inc. Add +1.2% 0.00% −0.00
UPXI Upexi Inc. Add +66.7% 0.00% −0.00
BRK.B Berkshire Hathaway Inc. Class B Add +3.3% 0.01% −0.00
USFR Wisdomtree Floating Rate Tre Add +1.2% 0.01% −0.00
SBET Sharplink Inc. Add +35.1% 0.00% −0.00
MDLZ Mondelez International Inc. Class A Add +1.2% 0.01% −0.00
PM Philip Morris International Add +0.8% 0.04% −0.00
LMT Lockheed Martin Corp. Add +4.5% 0.05% −0.00
KO The Coca-Cola Co. Add +0.7% 2.82% −0.04
PFE Pfizer Inc. Add +3.6% 2.27% −0.14
MCD McDonald's Corp. Add +1.1% 2.62% −0.15
VZ Verizon Communications Inc. Add +9.2% 2.64% −0.17
CVX Chevron Corp. Add +3.3% 2.83% −0.17
BKR Baker Hughes Co. Add +7.5% 2.68% −0.19
PKG Packaging Corp. of America Add +2.8% 1.98% −0.21
PSX Phillips 66 Add +1.5% 1.79% −0.21
HPE Hewlett Packard Enterprise Add +0.9% 2.48% −0.22
LEN Lennar Corp. Class A Add +13.3% 1.94% −0.32
BBY Best Buy Co. Inc. Add +3.0% 2.21% −0.40
ORCL Oracle Corp. Add +22.7% 2.61% −0.69

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 165$229.0MSTX, CSCO, MSFT, C, JPM
Q1 2026 108$223.4MCVX, C, CSCO, IBM, VZ
Q4 2025 157$167.0MC, IBM, RTX, FCX, AVGO
Q3 2025 161$155.2MSTX, IBM, JPM, AVGO, ORCL
Q2 2025 165$131.6MSTX, IBM, AVGO, RTX, C
Q1 2025 160$111.6MBIL, IBM, RTX, BMY, NEE
Q4 2024Amended 175$113.3MAVGO, IBM, CSCO, C, JPM