Catherine Avery Investment Management LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Catherine Avery Investment Management LLC reported 108 stock positions worth $223.4 million. Its top holding was Chevron (CVX) at 3.3% of the portfolio, followed by Citigroup (C, 3.2%) and Cisco Systems (CSCO, 3.2%). Compared with Q4 2025, it opened 1 new position, sold out of 50, added to 39 and reduced 30. The biggest buy was Omnicom (OMC, shares +20253%) and the biggest sale RTX (RTX, shares −70%).
- Most Recent 13F
- Q2 2026
- Location
- LONGBOAT KEY, FL
- CIK
- 0002103454
- Portfolio Value
- $223.4M (Q1 2026)
- SEC Filing
- 0001420506-26-001105 ↗ filed May 15, 2026
Holdings Value
Holdings 108 stocks · $223.4M
| CVX Chevron Corp. | 3.25% | 35,128 | $7.3M | Add +13.3% |
| C Citigroup Inc. | 3.23% | 63,718 | $7.2M | Add +29.2% |
| CSCO Cisco Systems Inc. | 3.15% | 90,716 | $7.0M | Add +32.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 3.09% | 28,509 | $6.9M | Add +55.6% |
| VZ Verizon Communications Inc. | 3.04% | 135,143 | $6.8M | Add +24.7% |
| FCX Freeport-McMoran Inc. | 3.00% | 114,221 | $6.7M | Add +7.5% |
| NEE Nextera Energy Inc. | 2.97% | 71,507 | $6.6M | Add +23.6% |
| KO The Coca-Cola Co. | 2.94% | 86,378 | $6.6M | Add +28.4% |
| OKE Oneok Inc. | 2.94% | 72,600 | $6.6M | Add +26.1% |
| JPM JPMorgan Chase & Co. | 2.93% | 22,283 | $6.6M | Add +35.9% |
| TGT Target Corp. | 2.90% | 53,413 | $6.5M | Add +15.7% |
| MRK Merck & Co. Inc. | 2.89% | 53,682 | $6.5M | Add +18.9% |
| BMY Bristol-Myers Squibb Co. | 2.85% | 104,863 | $6.4M | Add +12.9% |
| LHX L3HARRIS Technologies Inc. | 2.84% | 18,363 | $6.3M | Add +15.6% |
| AVGO Broadcom Inc. | 2.82% | 20,383 | $6.3M | Add +30.8% |
| ORCL Oracle Corp. | 2.80% | 42,568 | $6.3M | Add +90.2% |
| OMC Omnicom Group | 2.76% | 82,023 | $6.2M | Add +20253.1% |
| HPE Hewlett Packard Enterprise | 2.74% | 256,671 | $6.1M | Add +48.6% |
| BBY Best Buy Co. Inc. | 2.73% | 95,181 | $6.1M | Add +72.5% |
| MCD McDonald's Corp. | 2.67% | 19,196 | $6.0M | Add +34.1% |
| PFE Pfizer Inc. | 2.59% | 205,820 | $5.8M | Add +35.0% |
| PSX Phillips 66 | 2.53% | 30,991 | $5.6M | Add +33.5% |
| UPS United Parcel Service Class B | 2.50% | 56,869 | $5.6M | Add +33.0% |
| AMGN Amgen Inc. | 2.50% | 15,875 | $5.6M | Add +26.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 2.50% | 114,498 | $5.6M | Add +46.6% |
| SWK Stanley Black & Decker Inc. | 2.49% | 78,248 | $5.6M | Add +31.3% |
| HD Home Depot Inc. | 2.47% | 16,760 | $5.5M | Add +72.8% |
| TFC Truist Financial Corp. | 2.46% | 119,423 | $5.5M | Add +43.9% |
| KEY Keycorp | 2.41% | 268,094 | $5.4M | Add +40.3% |
| PKG Packaging Corp. of America | 2.40% | 25,223 | $5.4M | Add +57.5% |
| QCOM Qualcomm Inc. | 2.38% | 41,372 | $5.3M | Add +65.3% |
| LEN Lennar Corp. Class A | 2.27% | 58,503 | $5.1M | Add +85.5% |
| STX Seagate Technology Holdings | 2.21% | 12,625 | $4.9M | Reduce -4.0% |
| ES Eversource Energy | 1.71% | 55,000 | $3.8M | New |
| MSFT Microsoft Corp. | 1.16% | 7,019 | $2.6M | Reduce -1.6% |
| VLO Valero Energy Corp. | 0.83% | 7,497 | $1.9M | Reduce -3.7% |
| RTX RTX Corp. | 0.76% | 8,821 | $1.7M | Reduce -70.2% |
| CL Colgate-Palmolive Co. | 0.65% | 17,012 | $1.4M | No change |
| CMI Cummins Inc. | 0.56% | 2,307 | $1.2M | Reduce -6.8% |
| JCI Johnson Controls Internation | 0.52% | 8,872 | $1.2M | Reduce -16.5% |
| EVRG Evergy Inc. | 0.52% | 14,148 | $1.2M | Reduce -7.4% |
| XOM Exxon Mobil Corp. | 0.43% | 5,633 | $956K | No change |
| BKR Baker Hughes Co. | 0.36% | 13,161 | $803K | Reduce -86.6% |
| MS Morgan Stanley | 0.29% | 3,880 | $639K | Reduce -7.4% |
| APD Air Products & Chemicals Inc. | 0.22% | 1,686 | $490K | Add +35.3% |
| JNJ Johnson & Johnson | 0.16% | 1,434 | $351K | Reduce -7.3% |
| SUSA iShares ESG Optimized MSCI U | 0.15% | 2,493 | $329K | No change |
| AAPL Apple Inc. | 0.12% | 1,100 | $279K | Reduce -27.1% |
| MDT Medtronic PLC | 0.11% | 2,925 | $253K | Reduce -4.4% |
| WMB Williams Cos Inc. | 0.11% | 3,400 | $247K | No change |
| NVDA Nvidia Corp. | 0.10% | 1,235 | $215K | Reduce -12.5% |
| WM Waste Management Inc. | 0.07% | 700 | $161K | No change |
| AXP American Express Co. | 0.07% | 500 | $151K | Reduce -9.1% |
| INTU Intuit Inc. | 0.06% | 300 | $130K | No change |
| ABT Abbott Laboratories | 0.05% | 1,120 | $115K | No change |
| PLTR Palantir Technologies Inc. Class A | 0.05% | 770 | $113K | Reduce -6.5% |
| EMR Emerson Electric Co. | 0.04% | 755 | $99K | Reduce -1.8% |
| GOOGL Alphabet Inc. Class A | 0.04% | 334 | $96K | Reduce -48.7% |
| MU Micron Technology Inc. | 0.04% | 282 | $95K | No change |
| LMT Lockheed Martin Corp. | 0.04% | 155 | $94K | Reduce -5.5% |
| BEN Franklin Templeton Inc. | 0.04% | 3,844 | $91K | Reduce -13.2% |
| AWK American Water Works Co. Inc. | 0.04% | 660 | $90K | No change |
| AGI Alamos Gold Inc. Class A | 0.04% | 1,902 | $85K | No change |
| IWD iShares Russell 1000 Value E | 0.04% | 370 | $79K | Reduce -37.5% |
| CINF Cincinnati Financial Corp. | 0.04% | 500 | $79K | No change |
| CAT Caterpillar Inc. | 0.03% | 98 | $69K | Reduce -35.5% |
| MO Altria Group Inc. | 0.03% | 1,000 | $66K | Add +488.2% |
| PM Philip Morris International | 0.03% | 385 | $64K | Add +0.8% |
| V Visa Inc. Class A | 0.03% | 197 | $60K | Reduce -3.4% |
| IHI iShares U.S. Medical Devices | 0.03% | 1,112 | $59K | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.01% | 49 | $32K | Add +345.4% |
| F Ford Motor Co. filed as FORD MTR CO | 0.01% | 2,691 | $31K | Reduce -19.5% |
| NEM Newmont Corp. | 0.01% | 274 | $30K | Add +0.4% |
| LOW Lowe's Cos Inc. | 0.01% | 112 | $26K | No change |
| ABBV Abbvie Inc. | 0.01% | 116 | $25K | Reduce -25.6% |
| META Meta Platforms Inc. Class A | 0.01% | 43 | $25K | Add +2.4% |
| BLK BlackRock Inc. | 0.01% | 25 | $24K | No change |
| DVY iShares Select Dividend ETF | 0.01% | 149 | $23K | No change |
| COST Costco Wholesale Corp. | 0.01% | 20 | $20K | No change |
| NFLX Netflix Inc. | 0.01% | 200 | $19K | Reduce -13.0% |
| PG The Procter & Gamble Co. | 0.01% | 109 | $16K | No change |
| GM General Motors Co. | 0.01% | 200 | $15K | Reduce -20.0% |
| AMZN Amazon.com Inc. | 0.01% | 65 | $14K | Reduce -27.0% |
| WMT Walmart Inc. | 0.00% | 82 | $10K | No change |
| ADP Automatic Data Processing | 0.00% | 50 | $10K | No change |
| MDLZ Mondelez International Inc. Class A | 0.00% | 170 | $10K | Add +0.6% |
| NDAQ Nasdaq Inc. | 0.00% | 112 | $10K | No change |
| DOV Dover Corp. | 0.00% | 45 | $9K | No change |
| KGC Kinross Gold Corp. | 0.00% | 300 | $9K | No change |
| GEV GE Vernova Inc. | 0.00% | 10 | $9K | No change |
| NOC Northrop Grumman Corp. | 0.00% | 12 | $8K | No change |
| INTC Intel Corp. | 0.00% | 181 | $8K | No change |
| PRU Prudential Financial Inc. | 0.00% | 80 | $8K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.00% | 72 | $7K | Reduce -65.7% |
| HON Honeywell International Inc. | 0.00% | 29 | $7K | No change |
| TMO Thermo Fisher Scientific Inc. | 0.00% | 12 | $6K | No change |
| CI The Cigna Group | 0.00% | 22 | $6K | No change |
| ICE Intercontinental Exchange Inc. | 0.00% | 35 | $6K | Reduce -77.0% |
| UNH Unitedhealth Group Inc. | 0.00% | 13 | $4K | No change |
| CMCSA Comcast Corp. Class A | 0.00% | 115 | $3K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 5 | $6K | No change |
Total filed on the 13F, all lines: $223.4M.
Portfolio Sells Q4 2025 → Q1 2026
| RTX RTX Corp. | Reduce -70.2% | 0.76% | −2.49 |
| BKR Baker Hughes Co. | Reduce -86.6% | 0.36% | −2.32 |
| MSFT Microsoft Corp. | Reduce -1.6% | 1.16% | −0.90 |
| JCI Johnson Controls Internation | Reduce -16.5% | 0.52% | −0.24 |
| CMI Cummins Inc. | Reduce -6.8% | 0.56% | −0.20 |
| MS Morgan Stanley | Reduce -7.4% | 0.29% | −0.16 |
| RDVI FT Vest Rising Dividend Achi | Sold out | 0.00% | −0.15 |
| EVRG Evergy Inc. | Reduce -7.4% | 0.52% | −0.14 |
| AAPL Apple Inc. | Reduce -27.1% | 0.12% | −0.12 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Sold out | 0.00% | −0.10 |
| GOOGL Alphabet Inc. Class A | Reduce -48.7% | 0.04% | −0.08 |
| MDT Medtronic PLC | Reduce -4.4% | 0.11% | −0.06 |
| NVDA Nvidia Corp. | Reduce -12.5% | 0.10% | −0.06 |
| AXP American Express Co. | Reduce -9.1% | 0.07% | −0.05 |
| IWD iShares Russell 1000 Value E | Reduce -37.5% | 0.04% | −0.04 |
| PLTR Palantir Technologies Inc. Class A | Reduce -6.5% | 0.05% | −0.04 |
| JNJ Johnson & Johnson | Reduce -7.3% | 0.16% | −0.03 |
| SCHD Schwab US DVD Equity ETF | Sold out | 0.00% | −0.03 |
| SDVD FT Vest Smid Rising Dividend | Sold out | 0.00% | −0.03 |
| BEN Franklin Templeton Inc. | Reduce -13.2% | 0.04% | −0.02 |
| CAT Caterpillar Inc. | Reduce -35.5% | 0.03% | −0.02 |
| LYB Lyondellbasell Indu Class A | Sold out | 0.00% | −0.02 |
| EMR Emerson Electric Co. | Reduce -1.8% | 0.04% | −0.02 |
| V Visa Inc. Class A | Reduce -3.4% | 0.03% | −0.02 |
| JEPQ JPM Nasdaq Equity Premium | Sold out | 0.00% | −0.01 |
| F Ford Motor Co. | Reduce -19.5% | 0.01% | −0.01 |
| ICE Intercontinental Exchange Inc. | Reduce -77.0% | 0.00% | −0.01 |
| DIS The Walt Disney Co. | Reduce -65.7% | 0.00% | −0.01 |
| ABBV Abbvie Inc. | Reduce -25.6% | 0.01% | −0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | Sold out | 0.00% | −0.01 |
| MRP Millrose Properties | Sold out | 0.00% | −0.01 |
| CAG Conagra Brands Inc. | Sold out | 0.00% | −0.01 |
| USFR Wisdomtree Floating Rate Tre | Sold out | 0.00% | −0.01 |
| CALM Cal-Maine Foods Inc. | Sold out | 0.00% | −0.01 |
| AMZN Amazon.com Inc. | Reduce -27.0% | 0.01% | −0.01 |
| IJH iShares Core S&P Midcap ETF | Sold out | 0.00% | −0.01 |
| LMT Lockheed Martin Corp. | Reduce -5.5% | 0.04% | −0.01 |
| GM General Motors Co. | Reduce -20.0% | 0.01% | −0.01 |
| RS Reliance Inc. | Sold out | 0.00% | −0.01 |
| ETN Eaton Corp. PLC | Sold out | 0.00% | −0.00 |
| ETR Entergy Corp. | Sold out | 0.00% | −0.00 |
| PYPL PayPal Holdings Inc. | Sold out | 0.00% | −0.00 |
| NFLX Netflix Inc. | Reduce -13.0% | 0.01% | −0.00 |
| KVUE Kenvue Inc. | Sold out | 0.00% | −0.00 |
| SOUN Soundhound AI Inc. Class A | Sold out | 0.00% | −0.00 |
| TTD Trade Desk Inc./the Class A | Sold out | 0.00% | −0.00 |
| DGRW Wisdomtree U.S. Quality Divi | Sold out | 0.00% | −0.00 |
| ELV Elevance Health Inc. | Sold out | 0.00% | −0.00 |
| UHS Universal Health Services-B | Sold out | 0.00% | −0.00 |
| HPQ HP Inc. | Sold out | 0.00% | −0.00 |
Portfolio Buys Q4 2025 → Q1 2026
| OMC Omnicom Group | Add +20253.1% | 2.76% | +2.75 |
| ES Eversource Energy | New | 1.71% | +1.71 |
| PSX Phillips 66 | Add +33.5% | 2.53% | +0.73 |
| BBY Best Buy Co. Inc. | Add +72.5% | 2.73% | +0.52 |
| HD Home Depot Inc. | Add +72.8% | 2.47% | +0.47 |
| CVX Chevron Corp. | Add +13.3% | 3.25% | +0.42 |
| PKG Packaging Corp. of America | Add +57.5% | 2.40% | +0.42 |
| OKE Oneok Inc. | Add +26.1% | 2.94% | +0.40 |
| VZ Verizon Communications Inc. | Add +24.7% | 3.04% | +0.39 |
| LEN Lennar Corp. Class A | Add +85.5% | 2.27% | +0.33 |
| PFE Pfizer Inc. | Add +35.0% | 2.59% | +0.31 |
| HPE Hewlett Packard Enterprise | Add +48.6% | 2.74% | +0.25 |
| TGT Target Corp. | Add +15.7% | 2.90% | +0.19 |
| NEE Nextera Energy Inc. | Add +23.6% | 2.97% | +0.19 |
| ORCL Oracle Corp. | Add +90.2% | 2.80% | +0.19 |
| KO The Coca-Cola Co. | Add +28.4% | 2.94% | +0.12 |
| MCD McDonald's Corp. | Add +34.1% | 2.67% | +0.05 |
| MRK Merck & Co. Inc. | Add +18.9% | 2.89% | +0.04 |
| KEY Keycorp | Add +40.3% | 2.41% | +0.04 |
| LHX L3HARRIS Technologies Inc. | Add +15.6% | 2.84% | +0.04 |
| AMGN Amgen Inc. | Add +26.6% | 2.50% | +0.04 |
| APD Air Products & Chemicals Inc. | Add +35.3% | 0.22% | +0.03 |
| MO Altria Group Inc. | Add +488.2% | 0.03% | +0.02 |
| TFC Truist Financial Corp. | Add +43.9% | 2.46% | +0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +345.4% | 0.01% | +0.01 |
| MDLZ Mondelez International Inc. Class A | Add +0.6% | 0.00% | −0.00 |
| NEM Newmont Corp. | Add +0.4% | 0.01% | −0.00 |
| META Meta Platforms Inc. Class A | Add +2.4% | 0.01% | −0.01 |
| PM Philip Morris International | Add +0.8% | 0.03% | −0.01 |
| CSCO Cisco Systems Inc. | Add +32.3% | 3.15% | −0.01 |
| UPS United Parcel Service Class B | Add +33.0% | 2.50% | −0.04 |
| BAC Bank of America Corp. | Add +46.6% | 2.50% | −0.07 |
| BMY Bristol-Myers Squibb Co. | Add +12.9% | 2.85% | −0.15 |
| IBM Intl Business Machines Corp. | Add +55.6% | 3.09% | −0.16 |
| SWK Stanley Black & Decker Inc. | Add +31.3% | 2.49% | −0.16 |
| QCOM Qualcomm Inc. | Add +65.3% | 2.38% | −0.18 |
| C Citigroup Inc. | Add +29.2% | 3.23% | −0.21 |
| FCX Freeport-McMoran Inc. | Add +7.5% | 3.00% | −0.23 |
| JPM JPMorgan Chase & Co. | Add +35.9% | 2.93% | −0.23 |
| AVGO Broadcom Inc. | Add +30.8% | 2.82% | −0.41 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 165 | $229.0M | STX, CSCO, MSFT, C, JPM |
| Q1 2026 | 108 | $223.4M | CVX, C, CSCO, IBM, VZ |
| Q4 2025 | 157 | $167.0M | C, IBM, RTX, FCX, AVGO |
| Q3 2025 | 161 | $155.2M | STX, IBM, JPM, AVGO, ORCL |
| Q2 2025 | 165 | $131.6M | STX, IBM, AVGO, RTX, C |
| Q1 2025 | 160 | $111.6M | BIL, IBM, RTX, BMY, NEE |
| Q4 2024Amended | 175 | $113.3M | AVGO, IBM, CSCO, C, JPM |