Catherine Avery Investment Management LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 27, 2026), Catherine Avery Investment Management LLC reported 165 stock positions worth $229.0 million. Its top holding was Seagate Technology (STX) at 4.9% of the portfolio, followed by Cisco Systems (CSCO, 3.5%) and Microsoft (MSFT, 3.4%). Compared with Q1 2026, it opened 63 new positions, sold out of 7, added to 14 and reduced 45. The biggest buy was a new position in International Paper (IP) and the biggest sale Stanley Black & Decker (SWK, shares −93%).
- Most Recent 13F
- Q2 2026
- Location
- LONGBOAT KEY, FL
- CIK
- 0002103454
- Portfolio Value
- $229.0M (Q2 2026)
- SEC Filing
- 0001420506-26-001305 ↗ filed Jul 27, 2026
Holdings Value
Holdings 165 stocks · $229.0M
| STX Seagate Technology Holdings | 4.89% | 11,595 | $11.2M | Reduce -8.2% |
| CSCO Cisco Systems Inc. | 3.48% | 67,834 | $8.0M | Reduce -25.2% |
| MSFT Microsoft Corp. | 3.39% | 20,780 | $7.8M | Add +196.1% |
| C Citigroup Inc. | 3.34% | 54,620 | $7.6M | Reduce -14.3% |
| JPM JPMorgan Chase & Co. | 3.18% | 22,241 | $7.3M | Reduce -0.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 3.15% | 25,644 | $7.2M | Reduce -10.1% |
| BBY Best Buy Co. Inc. | 3.07% | 92,755 | $7.0M | Reduce -2.5% |
| BMY Bristol-Myers Squibb Co. | 3.02% | 119,907 | $6.9M | Add +14.3% |
| MRK Merck & Co. Inc. | 3.01% | 53,596 | $6.9M | Reduce -0.2% |
| AVGO Broadcom Inc. | 2.94% | 17,835 | $6.7M | Reduce -12.5% |
| FCX Freeport-McMoran Inc. | 2.87% | 104,522 | $6.6M | Reduce -8.5% |
| KO The Coca-Cola Co. | 2.87% | 80,871 | $6.6M | Reduce -6.4% |
| TGT Target Corp. | 2.86% | 50,194 | $6.6M | Reduce -6.0% |
| BAC Bank of America Corp. | 2.78% | 111,573 | $6.4M | Reduce -2.5% |
| AMGN Amgen Inc. | 2.77% | 17,530 | $6.3M | Add +10.4% |
| OKE Oneok Inc. | 2.67% | 70,408 | $6.1M | Reduce -3.0% |
| NEE Nextera Energy Inc. | 2.66% | 69,471 | $6.1M | Reduce -2.9% |
| LHX L3HARRIS Technologies Inc. | 2.65% | 33,098 | $6.1M | Add +80.2% |
| HD Home Depot Inc. | 2.60% | 16,897 | $6.0M | Add +0.8% |
| UPS United Parcel Service Class B | 2.51% | 53,469 | $5.7M | Reduce -6.0% |
| KEY Keycorp | 2.51% | 249,306 | $5.7M | Reduce -7.0% |
| TFC Truist Financial Corp. | 2.49% | 114,289 | $5.7M | Reduce -4.3% |
| MCD McDonald's Corp. | 2.48% | 21,006 | $5.7M | Add +9.4% |
| CVX Chevron Corp. | 2.47% | 34,079 | $5.6M | Reduce -3.0% |
| LEN Lennar Corp. Class A | 2.43% | 61,453 | $5.6M | Add +5.0% |
| OMC Omnicom Group | 2.42% | 76,208 | $5.6M | Reduce -7.1% |
| PFE Pfizer Inc. | 2.40% | 227,951 | $5.5M | Add +10.8% |
| IP International Paper Co. | 2.39% | 46,731 | $5.5M | New |
| HPE Hewlett Packard Enterprise | 2.37% | 120,344 | $5.4M | Reduce -53.1% |
| CRM Salesforce Inc. | 2.37% | 34,593 | $5.4M | New |
| PSX Phillips 66 | 2.29% | 31,061 | $5.3M | Add +0.2% |
| ORCL Oracle Corp. | 1.82% | 28,378 | $4.2M | Reduce -33.3% |
| ES Eversource Energy | 1.62% | 51,329 | $3.7M | Reduce -6.7% |
| VZ Verizon Communications Inc. | 1.14% | 61,801 | $2.6M | Reduce -54.3% |
| VLO Valero Energy Corp. | 0.82% | 7,196 | $1.9M | Reduce -4.0% |
| CMI Cummins Inc. | 0.71% | 2,287 | $1.6M | Reduce -0.9% |
| RTX RTX Corp. | 0.71% | 8,567 | $1.6M | Reduce -2.9% |
| CL Colgate-Palmolive Co. | 0.68% | 17,012 | $1.6M | No change |
| JCI Johnson Controls Internation | 0.53% | 8,343 | $1.2M | Reduce -6.0% |
| EVRG Evergy Inc. | 0.52% | 13,834 | $1.2M | Reduce -2.2% |
| MS Morgan Stanley | 0.35% | 3,880 | $811K | No change |
| XOM Exxon Mobil Corp. | 0.31% | 5,204 | $711K | Reduce -7.6% |
| BKR Baker Hughes Co. | 0.26% | 10,571 | $587K | Reduce -19.7% |
| SWK Stanley Black & Decker Inc. | 0.22% | 5,414 | $510K | Reduce -93.1% |
| APD Air Products & Chemicals Inc. | 0.20% | 1,559 | $457K | Reduce -7.5% |
| PKG Packaging Corp. of America | 0.18% | 1,755 | $418K | Reduce -93.0% |
| SUSA iShares ESG Optimized MSCI U | 0.17% | 2,493 | $385K | No change |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.16% | 3,944 | $361K | New |
| QCOM Qualcomm Inc. | 0.16% | 1,934 | $357K | Reduce -95.3% |
| MU Micron Technology Inc. | 0.14% | 282 | $325K | No change |
| JNJ Johnson & Johnson | 0.14% | 1,257 | $319K | Reduce -12.3% |
| AAPL Apple Inc. | 0.14% | 1,082 | $313K | Reduce -1.6% |
| WMB Williams Cos Inc. | 0.11% | 3,400 | $253K | No change |
| NVDA Nvidia Corp. | 0.11% | 1,235 | $247K | No change |
| MDT Medtronic PLC | 0.09% | 2,729 | $213K | Reduce -6.7% |
| RDVI FT Vest Rising Dividend Achi | 0.08% | 6,443 | $189K | New |
| AXP American Express Co. | 0.07% | 500 | $169K | No change |
| WM Waste Management Inc. | 0.07% | 700 | $156K | No change |
| BEN Franklin Templeton Inc. | 0.05% | 3,614 | $120K | Reduce -6.0% |
| GOOGL Alphabet Inc. Class A | 0.05% | 334 | $119K | No change |
| EPD Enterprise Products Partners | 0.05% | 3,000 | $110K | New |
| EMR Emerson Electric Co. | 0.05% | 750 | $107K | Reduce -0.7% |
| CAT Caterpillar Inc. | 0.04% | 96 | $102K | Reduce -2.0% |
| ET Energy Transfer LP | 0.04% | 5,000 | $96K | New |
| ABT Abbott Laboratories | 0.04% | 1,000 | $91K | Reduce -10.7% |
| PLTR Palantir Technologies Inc. Class A | 0.04% | 770 | $90K | No change |
| IWD iShares Russell 1000 Value E | 0.04% | 370 | $90K | No change |
| AWK American Water Works Co. Inc. | 0.04% | 675 | $89K | Add +2.3% |
| LMT Lockheed Martin Corp. | 0.03% | 155 | $79K | No change |
| INTU Intuit Inc. | 0.03% | 300 | $78K | No change |
| CINF Cincinnati Financial Corp. | 0.03% | 395 | $73K | Reduce -21.0% |
| MO Altria Group Inc. | 0.03% | 1,000 | $72K | No change |
| PM Philip Morris International | 0.03% | 388 | $70K | Add +0.8% |
| V Visa Inc. Class A | 0.03% | 197 | $68K | No change |
| AGI Alamos Gold Inc. Class A | 0.03% | 1,902 | $58K | No change |
| SCHD Schwab US DVD Equity ETF | 0.03% | 1,806 | $57K | New |
| VONG Vanguard Russell 1000 Growth | 0.02% | 435 | $56K | New |
| IHI iShares U.S. Medical Devices | 0.02% | 1,112 | $55K | No change |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.02% | 165 | $51K | New |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.02% | 254 | $50K | New |
| F Ford Motor Co. filed as FORD MTR CO | 0.02% | 2,691 | $37K | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.01% | 46 | $34K | Reduce -6.1% |
| ABBV Abbvie Inc. | 0.01% | 117 | $29K | Add +0.9% |
| NEM Newmont Corp. | 0.01% | 275 | $26K | Add +0.4% |
| INTC Intel Corp. | 0.01% | 181 | $25K | No change |
| LOW Lowe's Cos Inc. | 0.01% | 112 | $25K | No change |
| META Meta Platforms Inc. Class A | 0.01% | 42 | $24K | Reduce -2.3% |
| DFIV Dimensional International Va | 0.01% | 436 | $24K | New |
| DVY iShares Select Dividend ETF | 0.01% | 149 | $23K | No change |
| EMBD Global X Emerging Markets BD | 0.01% | 868 | $21K | New |
| NEAR iShares SH Dba ETF Usd Inc. | 0.01% | 410 | $21K | New |
| SPMO Invesco S&P 500 Momentum ETF | 0.01% | 126 | $20K | New |
| FYC First Trust Small Cap Growth | 0.01% | 148 | $19K | New |
| COST Costco Wholesale Corp. | 0.01% | 20 | $19K | No change |
| FRDM Freedom 100 Emeging MRKT ETF | 0.01% | 251 | $18K | New |
| JAAA Janus Henderson Aaa Clo ETF | 0.01% | 355 | $18K | New |
| FRTY Alger Mid Cap 40 ETF | 0.01% | 721 | $18K | New |
| AVLV Avantis US Large Cap Value | 0.01% | 180 | $16K | New |
| DFAS Dimensional US Small Cap ETF | 0.01% | 198 | $16K | New |
| PG The Procter & Gamble Co. | 0.01% | 109 | $16K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 5 | $6K | No change |
Total filed on the 13F, all lines: $229.0M.
Portfolio Sells Q1 2026 → Q2 2026
| SWK Stanley Black & Decker Inc. | Reduce -93.1% | 0.22% | −2.27 |
| QCOM Qualcomm Inc. | Reduce -95.3% | 0.16% | −2.23 |
| PKG Packaging Corp. of America | Reduce -93.0% | 0.18% | −2.21 |
| VZ Verizon Communications Inc. | Reduce -54.3% | 1.14% | −1.89 |
| ORCL Oracle Corp. | Reduce -33.3% | 1.82% | −0.99 |
| CVX Chevron Corp. | Reduce -3.0% | 2.47% | −0.79 |
| HPE Hewlett Packard Enterprise | Reduce -53.1% | 2.37% | −0.36 |
| OMC Omnicom Group | Reduce -7.1% | 2.42% | −0.34 |
| NEE Nextera Energy Inc. | Reduce -2.9% | 2.66% | −0.31 |
| OKE Oneok Inc. | Reduce -3.0% | 2.67% | −0.26 |
| FCX Freeport-McMoran Inc. | Reduce -8.5% | 2.87% | −0.13 |
| XOM Exxon Mobil Corp. | Reduce -7.6% | 0.31% | −0.12 |
| BKR Baker Hughes Co. | Reduce -19.7% | 0.26% | −0.10 |
| ES Eversource Energy | Reduce -6.7% | 1.62% | −0.09 |
| KO The Coca-Cola Co. | Reduce -6.4% | 2.87% | −0.07 |
| RTX RTX Corp. | Reduce -2.9% | 0.71% | −0.05 |
| TGT Target Corp. | Reduce -6.0% | 2.86% | −0.03 |
| MDT Medtronic PLC | Reduce -6.7% | 0.09% | −0.02 |
| APD Air Products & Chemicals Inc. | Reduce -7.5% | 0.20% | −0.02 |
| JNJ Johnson & Johnson | Reduce -12.3% | 0.14% | −0.02 |
| ABT Abbott Laboratories | Reduce -10.7% | 0.04% | −0.01 |
| BLK BlackRock Inc. | Sold out | 0.00% | −0.01 |
| VLO Valero Energy Corp. | Reduce -4.0% | 0.82% | −0.01 |
| ADP Automatic Data Processing | Sold out | 0.00% | −0.00 |
| CINF Cincinnati Financial Corp. | Reduce -21.0% | 0.03% | −0.00 |
| HON Honeywell International Inc. | Sold out | 0.00% | −0.00 |
| T AT&T Inc. | Sold out | 0.00% | −0.00 |
| META Meta Platforms Inc. Class A | Reduce -2.3% | 0.01% | −0.00 |
| CF CF Industries Holdings Inc. | Sold out | 0.00% | −0.00 |
| GIS General Mills Inc. | Sold out | 0.00% | −0.00 |
| KMB Kimberly-Clark Corp. | Sold out | 0.00% | −0.00 |
| AMZN Amazon.com Inc. | Reduce -7.7% | 0.01% | +0.00 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -6.1% | 0.01% | +0.00 |
| EMR Emerson Electric Co. | Reduce -0.7% | 0.05% | +0.00 |
| EVRG Evergy Inc. | Reduce -2.2% | 0.52% | +0.00 |
| UPS United Parcel Service Class B | Reduce -6.0% | 2.51% | +0.01 |
| AAPL Apple Inc. | Reduce -1.6% | 0.14% | +0.01 |
| BEN Franklin Templeton Inc. | Reduce -6.0% | 0.05% | +0.01 |
| JCI Johnson Controls Internation | Reduce -6.0% | 0.53% | +0.01 |
| CAT Caterpillar Inc. | Reduce -2.0% | 0.04% | +0.01 |
| TFC Truist Financial Corp. | Reduce -4.3% | 2.49% | +0.03 |
| IBM Intl Business Machines Corp. | Reduce -10.1% | 3.15% | +0.06 |
| KEY Keycorp | Reduce -7.0% | 2.51% | +0.10 |
| C Citigroup Inc. | Reduce -14.3% | 3.34% | +0.10 |
| MRK Merck & Co. Inc. | Reduce -0.2% | 3.01% | +0.12 |
| AVGO Broadcom Inc. | Reduce -12.5% | 2.94% | +0.12 |
| CMI Cummins Inc. | Reduce -0.9% | 0.71% | +0.16 |
| JPM JPMorgan Chase & Co. | Reduce -0.2% | 3.18% | +0.25 |
| BAC Bank of America Corp. | Reduce -2.5% | 2.78% | +0.28 |
| CSCO Cisco Systems Inc. | Reduce -25.2% | 3.48% | +0.33 |
Portfolio Buys Q1 2026 → Q2 2026
| IP International Paper Co. | New | 2.39% | +2.39 |
| CRM Salesforce Inc. | New | 2.37% | +2.37 |
| MSFT Microsoft Corp. | Add +196.1% | 3.39% | +2.22 |
| AMGN Amgen Inc. | Add +10.4% | 2.77% | +0.27 |
| BMY Bristol-Myers Squibb Co. | Add +14.3% | 3.02% | +0.17 |
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 0.16% | +0.16 |
| LEN Lennar Corp. Class A | Add +5.0% | 2.43% | +0.15 |
| HD Home Depot Inc. | Add +0.8% | 2.60% | +0.14 |
| RDVI FT Vest Rising Dividend Achi | New | 0.08% | +0.08 |
| EPD Enterprise Products Partners | New | 0.05% | +0.05 |
| ET Energy Transfer LP | New | 0.04% | +0.04 |
| SCHD Schwab US DVD Equity ETF | New | 0.03% | +0.03 |
| VONG Vanguard Russell 1000 Growth | New | 0.02% | +0.02 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | New | 0.02% | +0.02 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | New | 0.02% | +0.02 |
| DFIV Dimensional International Va | New | 0.01% | +0.01 |
| EMBD Global X Emerging Markets BD | New | 0.01% | +0.01 |
| NEAR iShares SH Dba ETF Usd Inc. | New | 0.01% | +0.01 |
| SPMO Invesco S&P 500 Momentum ETF | New | 0.01% | +0.01 |
| FYC First Trust Small Cap Growth | New | 0.01% | +0.01 |
| FRDM Freedom 100 Emeging MRKT ETF | New | 0.01% | +0.01 |
| FRTY Alger Mid Cap 40 ETF | New | 0.01% | +0.01 |
| JAAA Janus Henderson Aaa Clo ETF | New | 0.01% | +0.01 |
| AVLV Avantis US Large Cap Value | New | 0.01% | +0.01 |
| DFAS Dimensional US Small Cap ETF | New | 0.01% | +0.01 |
| ZAP GX US Electrification ETF | New | 0.01% | +0.01 |
| USRT iShares Core US REIT ETF | New | 0.01% | +0.01 |
| XMVM Invesco S&P Midcap Value Wit | New | 0.01% | +0.01 |
| AVES Avantis Emerging Markets Val | New | 0.01% | +0.01 |
| XLRE SS Real Estate Select Sector | New | 0.01% | +0.01 |
| IGE iShares North American Natur | New | 0.01% | +0.01 |
| XME SS SPDR S&P Metals Mining | New | 0.01% | +0.01 |
| XYL Xylem Inc. | New | 0.01% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | New | 0.01% | +0.01 |
| GLTR Abrdn Precious Metals Basket | New | 0.01% | +0.01 |
| RS Reliance Inc. | New | 0.00% | +0.00 |
| BRK.B Berkshire Hathaway Inc. Class B | New | 0.00% | +0.00 |
| SGU Star Group LP | New | 0.00% | +0.00 |
| HPQ HP Inc. | New | 0.00% | +0.00 |
| CALM Cal-Maine Foods Inc. | New | 0.00% | +0.00 |
| EEM iShares MSCI Emerging Market | New | 0.00% | +0.00 |
| QQQ Invesco QQQ Trust Series 1 | New | 0.00% | +0.00 |
| SRVR Pacer Data & Infrastructure | New | 0.00% | +0.00 |
| COMT iShares Gsci Commodity Dynam | New | 0.00% | +0.00 |
| DGRW Wisdomtree U.S. Quality Divi | New | 0.00% | +0.00 |
| ELV Elevance Health Inc. | New | 0.00% | +0.00 |
| PM Philip Morris International | Add +0.8% | 0.03% | +0.00 |
| MARA Mara Holdings Inc. | New | 0.00% | +0.00 |
| VIG Vanguard Dividend Apprec ETF | New | 0.00% | +0.00 |
| SOUN Soundhound AI Inc. Class A | New | 0.00% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 165 | $229.0M | STX, CSCO, MSFT, C, JPM |
| Q1 2026 | 108 | $223.4M | CVX, C, CSCO, IBM, VZ |
| Q4 2025 | 157 | $167.0M | C, IBM, RTX, FCX, AVGO |
| Q3 2025 | 161 | $155.2M | STX, IBM, JPM, AVGO, ORCL |
| Q2 2025 | 165 | $131.6M | STX, IBM, AVGO, RTX, C |
| Q1 2025 | 160 | $111.6M | BIL, IBM, RTX, BMY, NEE |
| Q4 2024Amended | 175 | $113.3M | AVGO, IBM, CSCO, C, JPM |