Catherine Avery Investment Management LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed January 5, 2026), Catherine Avery Investment Management LLC reported 160 stock positions worth $111.6 million. Its top holding was SS SPDR BB 1-3M T-Bill ETF (BIL) at 5.1% of the portfolio, followed by Intl Business Machines (IBM, 4.0%) and RTX (RTX, 3.7%). Compared with Q4 2024, it opened 11 new positions, sold out of 26, added to 38 and reduced 38. The biggest buy was SS SPDR BB 1-3M T-Bill ETF (BIL, shares +23776%) and the biggest sale Caterpillar (CAT, shares −96%).
- Most Recent 13F
- Q2 2026
- Location
- LONGBOAT KEY, FL
- CIK
- 0002103454
- Portfolio Value
- $111.6M (Q1 2025)
- SEC Filing
- 0001420506-26-000013 ↗ filed Jan 5, 2026
Holdings Value
Holdings 160 stocks · $111.6M
| BIL SS SPDR BB 1-3M T-Bill ETF | 5.10% | 62,078 | $5.7M | Add +23776.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 3.97% | 17,815 | $4.4M | Reduce -5.9% |
| RTX RTX Corp. | 3.67% | 30,892 | $4.1M | Add +5.4% |
| BMY Bristol-Myers Squibb Co. | 3.62% | 66,268 | $4.0M | Add +8.1% |
| NEE Nextera Energy Inc. | 3.46% | 54,486 | $3.9M | Add +33.8% |
| JPM JPMorgan Chase & Co. | 3.41% | 15,517 | $3.8M | Add +6.5% |
| KO The Coca-Cola Co. | 3.41% | 53,079 | $3.8M | Add +14.7% |
| EVRG Evergy Inc. | 3.40% | 55,108 | $3.8M | Add +7.4% |
| CVX Chevron Corp. | 3.37% | 22,497 | $3.8M | Add +87.2% |
| CSCO Cisco Systems Inc. | 3.32% | 59,976 | $3.7M | Reduce -4.2% |
| MCD McDonald's Corp. | 3.24% | 11,561 | $3.6M | Add +6.4% |
| CAG Conagra Brands Inc. | 3.23% | 134,989 | $3.6M | New |
| BKR Baker Hughes Co. | 3.22% | 81,749 | $3.6M | Add +5.8% |
| MDT Medtronic PLC | 3.19% | 39,580 | $3.6M | Add +7.3% |
| C Citigroup Inc. | 3.02% | 47,411 | $3.4M | Reduce -4.9% |
| VZ Verizon Communications Inc. | 2.99% | 73,492 | $3.3M | Add +9.8% |
| MRK Merck & Co. Inc. | 2.88% | 35,847 | $3.2M | Add +22.6% |
| LHX L3HARRIS Technologies Inc. | 2.71% | 14,476 | $3.0M | Add +12.5% |
| PFE Pfizer Inc. | 2.61% | 114,920 | $2.9M | Reduce -6.2% |
| OMC Omnicom Group | 2.54% | 34,251 | $2.8M | Add +8.2% |
| MSFT Microsoft Corp. | 2.44% | 7,249 | $2.7M | Reduce -6.3% |
| ORCL Oracle Corp. | 2.32% | 18,533 | $2.6M | Reduce -2.9% |
| AVGO Broadcom Inc. | 2.31% | 15,406 | $2.6M | Reduce -26.5% |
| JCI Johnson Controls Internation | 2.19% | 30,460 | $2.4M | Reduce -28.9% |
| UPS United Parcel Service Class B | 2.14% | 21,681 | $2.4M | Reduce -1.2% |
| LYB Lyondellbasell Indu Class A | 2.06% | 32,644 | $2.3M | Reduce -19.9% |
| APD Air Products & Chemicals Inc. | 2.03% | 7,672 | $2.3M | Reduce -22.9% |
| BEN Franklin Templeton Inc. | 2.02% | 117,083 | $2.3M | Add +7.3% |
| PSX Phillips 66 | 1.98% | 17,869 | $2.2M | Add +84990.5% |
| BBY Best Buy Co. Inc. | 1.93% | 29,219 | $2.2M | Reduce -8.9% |
| TFC Truist Financial Corp. | 1.81% | 49,230 | $2.0M | Add +9.2% |
| CL Colgate-Palmolive Co. | 1.43% | 17,012 | $1.6M | No change |
| HPE Hewlett Packard Enterprise | 1.43% | 103,303 | $1.6M | Reduce -30.1% |
| VLO Valero Energy Corp. | 1.00% | 8,436 | $1.1M | Reduce -39.1% |
| CMI Cummins Inc. | 0.86% | 3,048 | $955K | Reduce -67.1% |
| XOM Exxon Mobil Corp. | 0.62% | 5,813 | $691K | Reduce -0.3% |
| MS Morgan Stanley | 0.46% | 4,437 | $518K | Reduce -83.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.31% | 8,407 | $351K | Reduce -11.8% |
| RDVI FT Vest Rising Dividend Achi | 0.28% | 13,404 | $318K | New |
| JNJ Johnson & Johnson | 0.28% | 1,861 | $309K | Reduce -4.8% |
| AAPL Apple Inc. | 0.26% | 1,323 | $294K | Reduce -13.7% |
| SUSA iShares ESG Optimized MSCI U | 0.26% | 2,493 | $286K | Reduce -0.3% |
| NVDA Nvidia Corp. | 0.26% | 2,637 | $286K | Reduce -4.8% |
| WMB Williams Cos Inc. | 0.18% | 3,400 | $203K | No change |
| AXP American Express Co. | 0.17% | 700 | $188K | No change |
| INTU Intuit Inc. | 0.17% | 300 | $184K | No change |
| WM Waste Management Inc. | 0.16% | 750 | $174K | No change |
| ABT Abbott Laboratories | 0.13% | 1,120 | $149K | No change |
| QCOM Qualcomm Inc. | 0.11% | 834 | $128K | No change |
| CAT Caterpillar Inc. | 0.11% | 360 | $119K | Reduce -95.7% |
| IWD iShares Russell 1000 Value E | 0.10% | 592 | $111K | No change |
| AWK American Water Works Co. Inc. | 0.09% | 660 | $97K | No change |
| SCHD Schwab US DVD Equity ETF | 0.09% | 3,447 | $96K | Add +676.4% |
| EMR Emerson Electric Co. | 0.08% | 828 | $91K | Reduce -82.2% |
| STX Seagate Technology Holdings | 0.08% | 1,041 | $88K | Reduce -69.5% |
| LMT Lockheed Martin Corp. | 0.07% | 185 | $83K | Add +94.7% |
| SDVD FT Vest Smid Rising Dividend | 0.07% | 4,124 | $82K | New |
| CINF Cincinnati Financial Corp. | 0.07% | 500 | $74K | No change |
| TXN Texas Instruments Inc. | 0.07% | 408 | $73K | Reduce -63.5% |
| V Visa Inc. Class A | 0.06% | 204 | $71K | No change |
| PLTR Palantir Technologies Inc. Class A | 0.06% | 810 | $68K | Add +40.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.06% | 684 | $67K | Reduce -0.6% |
| IHI iShares U.S. Medical Devices | 0.06% | 1,112 | $67K | No change |
| ITW Illinois Tool Works | 0.06% | 261 | $65K | Reduce -5.8% |
| AGI Alamos Gold Inc. Class A | 0.06% | 2,402 | $64K | No change |
| PM Philip Morris International | 0.05% | 373 | $59K | Add +1.1% |
| GOOGL Alphabet Inc. Class A | 0.05% | 372 | $58K | Add +0.3% |
| ABBV Abbvie Inc. | 0.05% | 261 | $55K | Add +0.4% |
| ICE Intercontinental Exchange Inc. | 0.04% | 258 | $45K | New |
| F Ford Motor Co. filed as FORD MTR CO | 0.04% | 4,033 | $40K | Reduce -98.2% |
| BLK BlackRock Inc. | 0.04% | 42 | $40K | New |
| LOW Lowe's Cos Inc. | 0.03% | 167 | $39K | Add +421.9% |
| STZ Constellation Brands Inc. Class A | 0.03% | 200 | $37K | No change |
| KMB Kimberly-Clark Corp. | 0.03% | 250 | $36K | No change |
| HD Home Depot Inc. | 0.03% | 90 | $33K | No change |
| COST Costco Wholesale Corp. | 0.02% | 28 | $26K | No change |
| MU Micron Technology Inc. | 0.02% | 281 | $24K | Add +0.4% |
| META Meta Platforms Inc. Class A | 0.02% | 42 | $24K | No change |
| ADP Automatic Data Processing | 0.02% | 78 | $24K | No change |
| CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC | 0.02% | 283 | $22K | Reduce -52.1% |
| NFLX Netflix Inc. | 0.02% | 23 | $21K | Add +666.7% |
| DVY iShares Select Dividend ETF | 0.02% | 149 | $20K | No change |
| PG The Procter & Gamble Co. | 0.02% | 109 | $19K | Reduce -47.9% |
| AMZN Amazon.com Inc. | 0.02% | 89 | $17K | No change |
| DVN Devon Energy Corp. | 0.01% | 408 | $15K | Reduce -32.8% |
| GM General Motors Co. | 0.01% | 300 | $14K | Reduce -43.1% |
| ETR Entergy Corp. | 0.01% | 154 | $13K | No change |
| NEM Newmont Corp. | 0.01% | 271 | $13K | Add +0.7% |
| USFR Wisdomtree Floating Rate Tre | 0.01% | 251 | $13K | Add +1.2% |
| LLY Eli Lilly & Co. | 0.01% | 15 | $12K | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.01% | 22 | $12K | No change |
| MO Altria Group Inc. | 0.01% | 190 | $11K | No change |
| MDLZ Mondelez International Inc. Class A | 0.01% | 165 | $11K | Add +0.6% |
| SWAG Stran & Co. Inc. | 0.01% | 10,500 | $11K | Add +23.5% |
| OKE Oneok Inc. | 0.01% | 100 | $10K | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.01% | 17 | $10K | Add +112.5% |
| INTC Intel Corp. | 0.01% | 410 | $9K | Add +6.5% |
| IJH iShares Core S&P Midcap ETF | 0.01% | 155 | $9K | No change |
| PRU Prudential Financial Inc. | 0.01% | 80 | $9K | New |
| RS Reliance Inc. | 0.01% | 30 | $9K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 5 | $6K | No change |
Total filed on the 13F, all lines: $111.6M.
Portfolio Sells Q4 2024 → Q1 2025
| CAT Caterpillar Inc. | Reduce -95.7% | 0.11% | −2.56 |
| MS Morgan Stanley | Reduce -83.4% | 0.46% | −2.50 |
| CMI Cummins Inc. | Reduce -67.1% | 0.86% | −2.00 |
| AVGO Broadcom Inc. | Reduce -26.5% | 2.31% | −1.98 |
| F Ford Motor Co. | Reduce -98.2% | 0.04% | −1.97 |
| VLO Valero Energy Corp. | Reduce -39.1% | 1.00% | −1.65 |
| HPE Hewlett Packard Enterprise | Reduce -30.1% | 1.43% | −1.36 |
| JCI Johnson Controls Internation | Reduce -28.9% | 2.19% | −0.80 |
| LYB Lyondellbasell Indu Class A | Reduce -19.9% | 2.06% | −0.61 |
| APD Air Products & Chemicals Inc. | Reduce -22.9% | 2.03% | −0.52 |
| BBY Best Buy Co. Inc. | Reduce -8.9% | 1.93% | −0.50 |
| ORCL Oracle Corp. | Reduce -2.9% | 2.32% | −0.49 |
| MSFT Microsoft Corp. | Reduce -6.3% | 2.44% | −0.44 |
| EMR Emerson Electric Co. | Reduce -82.2% | 0.08% | −0.43 |
| UPS United Parcel Service Class B | Reduce -1.2% | 2.14% | −0.31 |
| PFE Pfizer Inc. | Reduce -6.2% | 2.61% | −0.26 |
| STX Seagate Technology Holdings | Reduce -69.5% | 0.08% | −0.18 |
| TXN Texas Instruments Inc. | Reduce -63.5% | 0.07% | −0.12 |
| C Citigroup Inc. | Reduce -4.9% | 3.02% | −0.08 |
| AAPL Apple Inc. | Reduce -13.7% | 0.26% | −0.08 |
| NVDA Nvidia Corp. | Reduce -4.8% | 0.26% | −0.07 |
| BAC Bank of America Corp. | Reduce -11.8% | 0.31% | −0.06 |
| SCHF Schwab Intl Equity ETF | Sold out | 0.00% | −0.03 |
| CF CF Industries Holdings Inc. | Reduce -52.1% | 0.02% | −0.02 |
| RVTY Revvity Inc. | Sold out | 0.00% | −0.02 |
| MDY State Street SPDR S&P Midcap | Sold out | 0.00% | −0.02 |
| SO The Southern Co. | Sold out | 0.00% | −0.01 |
| ETN Eaton Corp. PLC | Reduce -64.3% | 0.01% | −0.01 |
| PG The Procter & Gamble Co. | Reduce -47.9% | 0.02% | −0.01 |
| GM General Motors Co. | Reduce -43.1% | 0.01% | −0.01 |
| SUSA iShares ESG Optimized MSCI U | Reduce -0.3% | 0.26% | −0.01 |
| IEMG iShares Core MSCI Emerging | Sold out | 0.00% | −0.01 |
| RIVN Rivian Automotive Inc. Class A | Sold out | 0.00% | −0.01 |
| DIS The Walt Disney Co. | Reduce -0.6% | 0.06% | −0.01 |
| GE General Electric | Sold out | 0.00% | −0.00 |
| ITW Illinois Tool Works | Reduce -5.8% | 0.06% | −0.00 |
| DVN Devon Energy Corp. | Reduce -32.8% | 0.01% | −0.00 |
| CRM Salesforce Inc. | Sold out | 0.00% | −0.00 |
| GEV GE Vernova Inc. | Sold out | 0.00% | −0.00 |
| CDNS Cadence Design SYS Inc. | Sold out | 0.00% | −0.00 |
| AMD Advanced Micro Devices | Sold out | 0.00% | −0.00 |
| AMAT Applied Materials Inc. | Sold out | 0.00% | −0.00 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.00 |
| KTB Kontoor Brands Inc. | Sold out | 0.00% | −0.00 |
| OXY Occidental Petroleum Corp. | Sold out | 0.00% | −0.00 |
| GEHC GE Healthcare Technology | Sold out | 0.00% | −0.00 |
| MET Metlife Inc. | Sold out | 0.00% | −0.00 |
| BABA Alibaba Group Holding-SP ADR | Reduce -50.0% | 0.00% | −0.00 |
| DUK Duke Energy Corp. | Sold out | 0.00% | −0.00 |
| MARA Mara Holdings Inc. | Sold out | 0.00% | −0.00 |
Portfolio Buys Q4 2024 → Q1 2025
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +23776.2% | 5.10% | +5.08 |
| CAG Conagra Brands Inc. | New | 3.23% | +3.23 |
| PSX Phillips 66 | Add +84990.5% | 1.98% | +1.97 |
| NEE Nextera Energy Inc. | Add +33.8% | 3.46% | +0.88 |
| KO The Coca-Cola Co. | Add +14.7% | 3.41% | +0.86 |
| CVX Chevron Corp. | Add +87.2% | 3.37% | +0.71 |
| RTX RTX Corp. | Add +5.4% | 3.67% | +0.67 |
| VZ Verizon Communications Inc. | Add +9.8% | 2.99% | +0.62 |
| EVRG Evergy Inc. | Add +7.4% | 3.40% | +0.62 |
| MDT Medtronic PLC | Add +7.3% | 3.19% | +0.58 |
| BMY Bristol-Myers Squibb Co. | Add +8.1% | 3.62% | +0.56 |
| MCD McDonald's Corp. | Add +6.4% | 3.24% | +0.45 |
| BKR Baker Hughes Co. | Add +5.8% | 3.22% | +0.42 |
| LHX L3HARRIS Technologies Inc. | Add +12.5% | 2.71% | +0.33 |
| JPM JPMorgan Chase & Co. | Add +6.5% | 3.41% | +0.33 |
| MRK Merck & Co. Inc. | Add +22.6% | 2.88% | +0.32 |
| RDVI FT Vest Rising Dividend Achi | New | 0.28% | +0.28 |
| OMC Omnicom Group | Add +8.2% | 2.54% | +0.14 |
| TFC Truist Financial Corp. | Add +9.2% | 1.81% | +0.09 |
| SCHD Schwab US DVD Equity ETF | Add +676.4% | 0.09% | +0.08 |
| SDVD FT Vest Smid Rising Dividend | New | 0.07% | +0.07 |
| BEN Franklin Templeton Inc. | Add +7.3% | 2.02% | +0.07 |
| ICE Intercontinental Exchange Inc. | New | 0.04% | +0.04 |
| BLK BlackRock Inc. | New | 0.04% | +0.04 |
| LMT Lockheed Martin Corp. | Add +94.7% | 0.07% | +0.03 |
| LOW Lowe's Cos Inc. | Add +421.9% | 0.03% | +0.03 |
| PLTR Palantir Technologies Inc. Class A | Add +40.9% | 0.06% | +0.02 |
| NFLX Netflix Inc. | Add +666.7% | 0.02% | +0.02 |
| PM Philip Morris International | Add +1.1% | 0.05% | +0.01 |
| ABBV Abbvie Inc. | Add +0.4% | 0.05% | +0.01 |
| PRU Prudential Financial Inc. | New | 0.01% | +0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +112.5% | 0.01% | +0.00 |
| NEM Newmont Corp. | Add +0.7% | 0.01% | +0.00 |
| SWAG Stran & Co. Inc. | Add +23.5% | 0.01% | +0.00 |
| T AT&T Inc. | Add +17.6% | 0.00% | +0.00 |
| INTC Intel Corp. | Add +6.5% | 0.01% | +0.00 |
| MDLZ Mondelez International Inc. Class A | Add +0.6% | 0.01% | +0.00 |
| MU Micron Technology Inc. | Add +0.4% | 0.02% | +0.00 |
| VRN Veren Inc. | New | 0.00% | +0.00 |
| COF Capital One Financial Corp. | New | 0.00% | +0.00 |
| PAYO Payoneer Global Inc. | New | 0.00% | +0.00 |
| STLA Stellantis NV | New | 0.00% | +0.00 |
| BP BP PLC-Spons ADR | Add +0.9% | 0.00% | +0.00 |
| NOK Nokia Corp.-Spon ADR | New | 0.00% | +0.00 |
| CHRD Chord Energy Corp. | Add +50.0% | 0.00% | +0.00 |
| ACMR Acm Research Inc. Class A | Add +4.0% | 0.00% | +0.00 |
| USFR Wisdomtree Floating Rate Tre | Add +1.2% | 0.01% | +0.00 |
| LUNR Intuitive Machines Inc. | Add +100.0% | 0.00% | −0.00 |
| GOOGL Alphabet Inc. Class A | Add +0.3% | 0.05% | −0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 165 | $229.0M | STX, CSCO, MSFT, C, JPM |
| Q1 2026 | 108 | $223.4M | CVX, C, CSCO, IBM, VZ |
| Q4 2025 | 157 | $167.0M | C, IBM, RTX, FCX, AVGO |
| Q3 2025 | 161 | $155.2M | STX, IBM, JPM, AVGO, ORCL |
| Q2 2025 | 165 | $131.6M | STX, IBM, AVGO, RTX, C |
| Q1 2025 | 160 | $111.6M | BIL, IBM, RTX, BMY, NEE |
| Q4 2024Amended | 175 | $113.3M | AVGO, IBM, CSCO, C, JPM |