Catherine Avery Investment Management LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed January 5, 2026), Catherine Avery Investment Management LLC reported 161 stock positions worth $155.2 million. Its top holding was Seagate Technology (STX) at 3.8% of the portfolio, followed by Intl Business Machines (IBM, 3.6%) and JPMorgan Chase (JPM, 3.4%). Compared with Q2 2025, it opened 12 new positions, sold out of 16, added to 37 and reduced 35. The biggest buy was Oneok (OKE, shares +21655%) and the biggest sale Medtronic (MDT, shares −92%).
- Most Recent 13F
- Q2 2026
- Location
- LONGBOAT KEY, FL
- CIK
- 0002103454
- Portfolio Value
- $155.2M (Q3 2025)
- SEC Filing
- 0001420506-26-000017 ↗ filed Jan 5, 2026
Holdings Value
Holdings 161 stocks · $155.2M
| STX Seagate Technology Holdings | 3.81% | 25,036 | $5.9M | Reduce -24.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 3.55% | 19,552 | $5.5M | Add +21.3% |
| JPM JPMorgan Chase & Co. | 3.37% | 16,608 | $5.2M | Add +12.0% |
| AVGO Broadcom Inc. | 3.33% | 15,667 | $5.2M | Reduce -5.7% |
| ORCL Oracle Corp. | 3.30% | 18,239 | $5.1M | Reduce -6.8% |
| RTX RTX Corp. | 3.26% | 30,269 | $5.1M | Reduce -3.4% |
| C Citigroup Inc. | 3.20% | 48,955 | $5.0M | Reduce -6.1% |
| LHX L3HARRIS Technologies Inc. | 3.13% | 15,931 | $4.9M | Add +8.0% |
| CVX Chevron Corp. | 3.00% | 30,014 | $4.7M | Add +20.5% |
| CSCO Cisco Systems Inc. | 3.00% | 68,115 | $4.7M | Add +11.4% |
| BKR Baker Hughes Co. | 2.87% | 91,561 | $4.5M | Reduce -2.0% |
| KO The Coca-Cola Co. | 2.86% | 66,842 | $4.4M | Add +26.3% |
| NEE Nextera Energy Inc. | 2.83% | 58,179 | $4.4M | Add +12.9% |
| VZ Verizon Communications Inc. | 2.81% | 99,234 | $4.4M | Add +28.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 2.81% | 84,480 | $4.4M | Add +21.8% |
| MCD McDonald's Corp. | 2.77% | 14,164 | $4.3M | Add +27.7% |
| OKE Oneok Inc. | 2.75% | 58,521 | $4.3M | Add +21655.0% |
| QCOM Qualcomm Inc. | 2.73% | 25,440 | $4.2M | Add +21.2% |
| HPE Hewlett Packard Enterprise | 2.71% | 171,108 | $4.2M | Add +12.0% |
| BMY Bristol-Myers Squibb Co. | 2.69% | 92,656 | $4.2M | Add +23.6% |
| MRK Merck & Co. Inc. | 2.68% | 49,562 | $4.2M | Add +17.5% |
| TGT Target Corp. | 2.64% | 45,628 | $4.1M | Add +45.3% |
| BBY Best Buy Co. Inc. | 2.61% | 53,572 | $4.1M | Add +29.6% |
| AMGN Amgen Inc. | 2.47% | 13,600 | $3.8M | Add +35.3% |
| PFE Pfizer Inc. | 2.42% | 147,234 | $3.8M | Add +25.0% |
| MSFT Microsoft Corp. | 2.38% | 7,147 | $3.7M | Reduce -0.8% |
| TFC Truist Financial Corp. | 2.30% | 77,943 | $3.6M | Add +17.6% |
| UPS United Parcel Service Class B | 2.28% | 42,371 | $3.5M | Add +69.1% |
| LEN Lennar Corp. Class A | 2.26% | 27,843 | $3.5M | New |
| FCX Freeport-McMoran Inc. | 2.23% | 88,088 | $3.5M | Reduce -1.4% |
| SWK Stanley Black & Decker Inc. | 2.21% | 46,212 | $3.4M | New |
| PKG Packaging Corp. of America | 2.19% | 15,577 | $3.4M | New |
| PSX Phillips 66 | 2.00% | 22,863 | $3.1M | Add +3.1% |
| CL Colgate-Palmolive Co. | 0.88% | 17,012 | $1.4M | No change |
| VLO Valero Energy Corp. | 0.86% | 7,847 | $1.3M | Reduce -0.5% |
| EVRG Evergy Inc. | 0.80% | 16,258 | $1.2M | Reduce -67.8% |
| JCI Johnson Controls Internation | 0.79% | 11,095 | $1.2M | Reduce -0.7% |
| CMI Cummins Inc. | 0.69% | 2,540 | $1.1M | Reduce -9.0% |
| MS Morgan Stanley | 0.43% | 4,232 | $673K | No change |
| XOM Exxon Mobil Corp. | 0.41% | 5,633 | $635K | Reduce -3.1% |
| APD Air Products & Chemicals Inc. | 0.39% | 2,193 | $598K | Reduce -1.4% |
| SUSA iShares ESG Optimized MSCI U | 0.22% | 2,493 | $338K | No change |
| AAPL Apple Inc. | 0.21% | 1,278 | $325K | No change |
| MDT Medtronic PLC | 0.19% | 3,069 | $292K | Reduce -92.4% |
| JNJ Johnson & Johnson | 0.18% | 1,547 | $287K | Reduce -12.6% |
| NVDA Nvidia Corp. | 0.17% | 1,412 | $263K | Reduce -46.5% |
| RDVI FT Vest Rising Dividend Achi | 0.16% | 9,324 | $241K | No change |
| WMB Williams Cos Inc. | 0.14% | 3,400 | $215K | No change |
| INTU Intuit Inc. | 0.13% | 300 | $205K | No change |
| BEN Franklin Templeton Inc. | 0.13% | 8,695 | $201K | Reduce -92.9% |
| AXP American Express Co. | 0.12% | 550 | $183K | Reduce -21.4% |
| WM Waste Management Inc. | 0.10% | 700 | $155K | Reduce -6.7% |
| PLTR Palantir Technologies Inc. Class A | 0.10% | 824 | $150K | No change |
| ABT Abbott Laboratories | 0.10% | 1,120 | $150K | No change |
| CAT Caterpillar Inc. | 0.09% | 283 | $135K | Reduce -1.7% |
| IWD iShares Russell 1000 Value E | 0.08% | 592 | $121K | No change |
| EMR Emerson Electric Co. | 0.07% | 769 | $101K | Add +4.1% |
| AWK American Water Works Co. Inc. | 0.06% | 660 | $92K | No change |
| GOOGL Alphabet Inc. Class A | 0.06% | 371 | $90K | No change |
| CINF Cincinnati Financial Corp. | 0.05% | 500 | $79K | No change |
| LMT Lockheed Martin Corp. | 0.05% | 157 | $78K | No change |
| V Visa Inc. Class A | 0.04% | 204 | $70K | No change |
| ITW Illinois Tool Works | 0.04% | 261 | $68K | No change |
| IHI iShares U.S. Medical Devices | 0.04% | 1,112 | $67K | No change |
| AGI Alamos Gold Inc. Class A | 0.04% | 1,902 | $66K | No change |
| PM Philip Morris International | 0.04% | 379 | $61K | Add +0.8% |
| ABBV Abbvie Inc. | 0.04% | 262 | $61K | Add +0.4% |
| SCHD Schwab US DVD Equity ETF | 0.03% | 1,806 | $49K | No change |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.03% | 518 | $48K | Add +153.9% |
| MU Micron Technology Inc. | 0.03% | 282 | $47K | Add +0.4% |
| SDVD FT Vest Smid Rising Dividend | 0.03% | 2,163 | $47K | No change |
| F Ford Motor Co. filed as FORD MTR CO | 0.03% | 3,393 | $41K | No change |
| HD Home Depot Inc. | 0.02% | 90 | $36K | No change |
| LYB Lyondellbasell Indu Class A | 0.02% | 706 | $35K | Reduce -98.7% |
| OMC Omnicom Group | 0.02% | 403 | $33K | No change |
| KMB Kimberly-Clark Corp. | 0.02% | 260 | $32K | Add +4.0% |
| META Meta Platforms Inc. Class A | 0.02% | 42 | $31K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.02% | 262 | $30K | Reduce -36.4% |
| BLK BlackRock Inc. | 0.02% | 25 | $29K | No change |
| LOW Lowe's Cos Inc. | 0.02% | 112 | $28K | No change |
| NFLX Netflix Inc. | 0.02% | 23 | $28K | No change |
| STZ Constellation Brands Inc. Class A | 0.02% | 200 | $27K | No change |
| ICE Intercontinental Exchange Inc. | 0.02% | 152 | $26K | No change |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.01% | 405 | $23K | No change |
| NEM Newmont Corp. | 0.01% | 273 | $23K | Add +0.4% |
| COST Costco Wholesale Corp. | 0.01% | 23 | $21K | Reduce -17.9% |
| DVY iShares Select Dividend ETF | 0.01% | 149 | $21K | No change |
| AMZN Amazon.com Inc. | 0.01% | 89 | $20K | No change |
| CAG Conagra Brands Inc. | 0.01% | 949 | $17K | Reduce -99.4% |
| PG The Procter & Gamble Co. | 0.01% | 109 | $17K | No change |
| GM General Motors Co. | 0.01% | 250 | $15K | Reduce -16.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.01% | 30 | $15K | Add +36.4% |
| ADP Automatic Data Processing | 0.01% | 50 | $15K | No change |
| ETR Entergy Corp. | 0.01% | 154 | $14K | No change |
| USFR Wisdomtree Floating Rate Tre | 0.01% | 256 | $13K | Add +1.2% |
| MO Altria Group Inc. | 0.01% | 170 | $11K | Reduce -10.5% |
| MDLZ Mondelez International Inc. Class A | 0.01% | 167 | $10K | Add +0.6% |
| IJH iShares Core S&P Midcap ETF | 0.01% | 155 | $10K | No change |
| SOUN Soundhound AI Inc. Class A | 0.01% | 629 | $10K | No change |
| NDAQ Nasdaq Inc. | 0.01% | 112 | $10K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 5 | $6K | No change |
Total filed on the 13F, all lines: $155.2M.
Portfolio Sells Q2 2025 → Q3 2025
| MDT Medtronic PLC | Reduce -92.4% | 0.19% | −2.47 |
| CAG Conagra Brands Inc. | Reduce -99.4% | 0.01% | −2.46 |
| LYB Lyondellbasell Indu Class A | Reduce -98.7% | 0.02% | −2.28 |
| BEN Franklin Templeton Inc. | Reduce -92.9% | 0.13% | −2.08 |
| EVRG Evergy Inc. | Reduce -67.8% | 0.80% | −1.85 |
| FCX Freeport-McMoran Inc. | Reduce -1.4% | 2.23% | −0.72 |
| MSFT Microsoft Corp. | Reduce -0.8% | 2.38% | −0.34 |
| RTX RTX Corp. | Reduce -3.4% | 3.26% | −0.21 |
| C Citigroup Inc. | Reduce -6.1% | 3.20% | −0.17 |
| AVGO Broadcom Inc. | Reduce -5.7% | 3.33% | −0.15 |
| NVDA Nvidia Corp. | Reduce -46.5% | 0.17% | −0.15 |
| JCI Johnson Controls Internation | Reduce -0.7% | 0.79% | −0.11 |
| APD Air Products & Chemicals Inc. | Reduce -1.4% | 0.39% | −0.09 |
| XOM Exxon Mobil Corp. | Reduce -3.1% | 0.41% | −0.07 |
| AXP American Express Co. | Reduce -21.4% | 0.12% | −0.05 |
| WM Waste Management Inc. | Reduce -6.7% | 0.10% | −0.03 |
| JNJ Johnson & Johnson | Reduce -12.6% | 0.18% | −0.02 |
| DIS The Walt Disney Co. | Reduce -36.4% | 0.02% | −0.02 |
| DIVO Amplify CWP Enhan Divid ETF | Sold out | 0.00% | −0.02 |
| QQQI Neos Nasdaq-100 High Inc. ETF | Sold out | 0.00% | −0.02 |
| JSI JH Securitized Income ETF | Sold out | 0.00% | −0.01 |
| PCMM BBLX Private Credit Clo ETF | Sold out | 0.00% | −0.01 |
| LLY Eli Lilly & Co. | Sold out | 0.00% | −0.01 |
| COST Costco Wholesale Corp. | Reduce -17.9% | 0.01% | −0.01 |
| AMP Ameriprise Financial Inc. | Sold out | 0.00% | −0.01 |
| NCIQ Hashdex Nasdaq Cme Crypto Inc. | Sold out | 0.00% | −0.00 |
| CMI Cummins Inc. | Reduce -9.0% | 0.69% | −0.00 |
| GM General Motors Co. | Reduce -16.7% | 0.01% | −0.00 |
| NKE Nike Inc. Class B | Reduce -19.0% | 0.00% | −0.00 |
| MO Altria Group Inc. | Reduce -10.5% | 0.01% | −0.00 |
| CF CF Industries Holdings Inc. | Reduce -7.6% | 0.00% | −0.00 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.00 |
| PAYO Payoneer Global Inc. | Sold out | 0.00% | −0.00 |
| AVGE Avantis All Eqty Mrkts ETF | Sold out | 0.00% | −0.00 |
| COF Capital One Financial Corp. | Sold out | 0.00% | −0.00 |
| CHRD Chord Energy Corp. | Reduce -53.3% | 0.00% | −0.00 |
| TDC Teradata Corp. | Sold out | 0.00% | −0.00 |
| UBER Uber Technologies Inc. | Reduce -36.4% | 0.00% | −0.00 |
| ACMR Acm Research Inc. Class A | Sold out | 0.00% | −0.00 |
| BIDU Baidu Inc. - Spon ADR | Sold out | 0.00% | −0.00 |
| GOOG Alphabet Inc. Class C | Reduce -37.5% | 0.00% | −0.00 |
| SWAG Stran & Co. Inc. | Reduce -37.5% | 0.00% | −0.00 |
| INTC Intel Corp. | Reduce -24.9% | 0.00% | −0.00 |
| JD Jd.com Inc.-ADR | Sold out | 0.00% | −0.00 |
| OII Oceaneering Intl Inc. | Sold out | 0.00% | −0.00 |
| TARS Tarsus Pharmaceuticals Inc. | Reduce -50.0% | 0.00% | −0.00 |
| CAT Caterpillar Inc. | Reduce -1.7% | 0.09% | +0.00 |
| ORCL Oracle Corp. | Reduce -6.8% | 3.30% | +0.05 |
| VLO Valero Energy Corp. | Reduce -0.5% | 0.86% | +0.06 |
| BKR Baker Hughes Co. | Reduce -2.0% | 2.87% | +0.15 |
Portfolio Buys Q2 2025 → Q3 2025
| OKE Oneok Inc. | Add +21655.0% | 2.75% | +2.73 |
| LEN Lennar Corp. Class A | New | 2.26% | +2.26 |
| SWK Stanley Black & Decker Inc. | New | 2.21% | +2.21 |
| PKG Packaging Corp. of America | New | 2.19% | +2.19 |
| BBY Best Buy Co. Inc. | Add +29.6% | 2.61% | +0.50 |
| UPS United Parcel Service Class B | Add +69.1% | 2.28% | +0.36 |
| AMGN Amgen Inc. | Add +35.3% | 2.47% | +0.34 |
| HPE Hewlett Packard Enterprise | Add +12.0% | 2.71% | +0.33 |
| LHX L3HARRIS Technologies Inc. | Add +8.0% | 3.13% | +0.32 |
| BAC Bank of America Corp. | Add +21.8% | 2.81% | +0.31 |
| MCD McDonald's Corp. | Add +27.7% | 2.77% | +0.31 |
| CVX Chevron Corp. | Add +20.5% | 3.00% | +0.29 |
| TGT Target Corp. | Add +45.3% | 2.64% | +0.28 |
| VZ Verizon Communications Inc. | Add +28.8% | 2.81% | +0.28 |
| PFE Pfizer Inc. | Add +25.0% | 2.42% | +0.25 |
| QCOM Qualcomm Inc. | Add +21.2% | 2.73% | +0.19 |
| MRK Merck & Co. Inc. | Add +17.5% | 2.68% | +0.14 |
| TFC Truist Financial Corp. | Add +17.6% | 2.30% | +0.13 |
| NEE Nextera Energy Inc. | Add +12.9% | 2.83% | +0.11 |
| JPM JPMorgan Chase & Co. | Add +12.0% | 3.37% | +0.11 |
| BMY Bristol-Myers Squibb Co. | Add +23.6% | 2.69% | +0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +153.9% | 0.03% | +0.02 |
| KO The Coca-Cola Co. | Add +26.3% | 2.86% | +0.01 |
| TTD Trade Desk Inc./the Class A | New | 0.00% | +0.00 |
| MU Micron Technology Inc. | Add +0.4% | 0.03% | +0.00 |
| SBET Sharplink Inc. | New | 0.00% | +0.00 |
| CALM Cal-Maine Foods Inc. | New | 0.00% | +0.00 |
| NEM Newmont Corp. | Add +0.4% | 0.01% | +0.00 |
| ABBV Abbvie Inc. | Add +0.4% | 0.04% | +0.00 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +36.4% | 0.01% | +0.00 |
| GIS General Mills Inc. | New | 0.00% | +0.00 |
| BMNR Bitmine Immersion Technologi | New | 0.00% | +0.00 |
| BNS Bank of Nova Scotia | New | 0.00% | +0.00 |
| UPXI Upexi Inc. | New | 0.00% | +0.00 |
| WPP WPP PLC-Sponsored ADR | New | 0.00% | +0.00 |
| NOK Nokia Corp.-Spon ADR | Add +100.0% | 0.00% | +0.00 |
| LUNR Intuitive Machines Inc. | Add +100.0% | 0.00% | +0.00 |
| WU Western Union Co. | New | 0.00% | +0.00 |
| BP BP PLC-Spons ADR | Add +1.8% | 0.00% | 0.00 |
| T AT&T Inc. | Add +14.9% | 0.00% | −0.00 |
| STLA Stellantis NV | Add +9.1% | 0.00% | −0.00 |
| USFR Wisdomtree Floating Rate Tre | Add +1.2% | 0.01% | −0.00 |
| MDLZ Mondelez International Inc. Class A | Add +0.6% | 0.01% | −0.00 |
| KMB Kimberly-Clark Corp. | Add +4.0% | 0.02% | −0.00 |
| PSX Phillips 66 | Add +3.1% | 2.00% | −0.01 |
| EMR Emerson Electric Co. | Add +4.1% | 0.07% | −0.01 |
| PM Philip Morris International | Add +0.8% | 0.04% | −0.01 |
| IBM Intl Business Machines Corp. | Add +21.3% | 3.55% | −0.06 |
| CSCO Cisco Systems Inc. | Add +11.4% | 3.00% | −0.22 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 165 | $229.0M | STX, CSCO, MSFT, C, JPM |
| Q1 2026 | 108 | $223.4M | CVX, C, CSCO, IBM, VZ |
| Q4 2025 | 157 | $167.0M | C, IBM, RTX, FCX, AVGO |
| Q3 2025 | 161 | $155.2M | STX, IBM, JPM, AVGO, ORCL |
| Q2 2025 | 165 | $131.6M | STX, IBM, AVGO, RTX, C |
| Q1 2025 | 160 | $111.6M | BIL, IBM, RTX, BMY, NEE |
| Q4 2024Amended | 175 | $113.3M | AVGO, IBM, CSCO, C, JPM |