Catherine Avery Investment Management LLC
In its 13F for Q2 2025 (holdings as of June 30, 2025, filed January 5, 2026), Catherine Avery Investment Management LLC reported 165 stock positions worth $131.6 million. Its top holding was Seagate Technology (STX) at 3.6% of the portfolio, followed by Intl Business Machines (IBM, 3.6%) and Broadcom (AVGO, 3.5%). Compared with Q1 2025, it opened 15 new positions, sold out of 10, added to 38 and reduced 41. The biggest buy was Seagate Technology (STX, shares +3073%) and the biggest sale SS SPDR BB 1-3M T-Bill ETF (BIL, shares −100%).
- Most Recent 13F
- Q2 2026
- Location
- LONGBOAT KEY, FL
- CIK
- 0002103454
- Portfolio Value
- $131.6M (Q2 2025)
- SEC Filing
- 0001420506-26-000015 ↗ filed Jan 5, 2026
Holdings Value
Holdings 165 stocks · $131.6M
| STX Seagate Technology Holdings | 3.62% | 33,027 | $4.8M | Add +3072.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 3.61% | 16,125 | $4.8M | Reduce -9.5% |
| AVGO Broadcom Inc. | 3.48% | 16,620 | $4.6M | Add +7.9% |
| RTX RTX Corp. | 3.47% | 31,322 | $4.6M | Add +1.4% |
| C Citigroup Inc. | 3.37% | 52,118 | $4.4M | Add +9.9% |
| JPM JPMorgan Chase & Co. | 3.27% | 14,829 | $4.3M | Reduce -4.4% |
| ORCL Oracle Corp. | 3.25% | 19,577 | $4.3M | Add +5.6% |
| CSCO Cisco Systems Inc. | 3.22% | 61,138 | $4.2M | Add +1.9% |
| FCX Freeport-McMoran Inc. | 2.94% | 89,307 | $3.9M | New |
| KO The Coca-Cola Co. | 2.84% | 52,923 | $3.7M | Reduce -0.3% |
| LHX L3HARRIS Technologies Inc. | 2.81% | 14,755 | $3.7M | Add +1.9% |
| MSFT Microsoft Corp. | 2.72% | 7,207 | $3.6M | Reduce -0.6% |
| BKR Baker Hughes Co. | 2.72% | 93,393 | $3.6M | Add +14.2% |
| NEE Nextera Energy Inc. | 2.72% | 51,521 | $3.6M | Reduce -5.4% |
| CVX Chevron Corp. | 2.71% | 24,913 | $3.6M | Add +10.7% |
| MDT Medtronic PLC | 2.66% | 40,196 | $3.5M | Add +1.6% |
| EVRG Evergy Inc. | 2.64% | 50,476 | $3.5M | Reduce -8.4% |
| BMY Bristol-Myers Squibb Co. | 2.64% | 74,981 | $3.5M | Add +13.2% |
| QCOM Qualcomm Inc. | 2.54% | 20,993 | $3.3M | Add +2417.2% |
| MRK Merck & Co. Inc. | 2.54% | 42,166 | $3.3M | Add +17.6% |
| VZ Verizon Communications Inc. | 2.53% | 77,064 | $3.3M | Add +4.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 2.49% | 69,363 | $3.3M | Add +725.1% |
| CAG Conagra Brands Inc. | 2.48% | 159,224 | $3.3M | Add +17.9% |
| MCD McDonald's Corp. | 2.46% | 11,091 | $3.2M | Reduce -4.1% |
| HPE Hewlett Packard Enterprise | 2.37% | 152,761 | $3.1M | Add +47.9% |
| TGT Target Corp. | 2.35% | 31,394 | $3.1M | Add +108155.2% |
| LYB Lyondellbasell Indu Class A | 2.30% | 52,313 | $3.0M | Add +60.3% |
| BEN Franklin Templeton Inc. | 2.21% | 121,895 | $2.9M | Add +4.1% |
| PFE Pfizer Inc. | 2.17% | 117,795 | $2.9M | Add +2.5% |
| TFC Truist Financial Corp. | 2.17% | 66,294 | $2.8M | Add +34.7% |
| AMGN Amgen Inc. | 2.13% | 10,050 | $2.8M | New |
| BBY Best Buy Co. Inc. | 2.11% | 41,348 | $2.8M | Add +41.5% |
| PSX Phillips 66 | 2.01% | 22,171 | $2.6M | Add +24.1% |
| UPS United Parcel Service Class B | 1.92% | 25,058 | $2.5M | Add +15.6% |
| CL Colgate-Palmolive Co. | 1.17% | 17,012 | $1.5M | No change |
| JCI Johnson Controls Internation | 0.90% | 11,175 | $1.2M | Reduce -63.3% |
| VLO Valero Energy Corp. | 0.81% | 7,889 | $1.1M | Reduce -6.5% |
| CMI Cummins Inc. | 0.69% | 2,790 | $914K | Reduce -8.5% |
| APD Air Products & Chemicals Inc. | 0.48% | 2,223 | $627K | Reduce -71.0% |
| XOM Exxon Mobil Corp. | 0.48% | 5,813 | $627K | No change |
| MS Morgan Stanley | 0.45% | 4,232 | $596K | Reduce -4.6% |
| NVDA Nvidia Corp. | 0.32% | 2,637 | $417K | No change |
| SUSA iShares ESG Optimized MSCI U | 0.24% | 2,493 | $316K | No change |
| JNJ Johnson & Johnson | 0.21% | 1,770 | $270K | Reduce -4.9% |
| AAPL Apple Inc. | 0.20% | 1,278 | $262K | Reduce -3.4% |
| INTU Intuit Inc. | 0.18% | 300 | $236K | No change |
| RDVI FT Vest Rising Dividend Achi | 0.17% | 9,324 | $230K | Reduce -30.4% |
| AXP American Express Co. | 0.17% | 700 | $223K | No change |
| WMB Williams Cos Inc. | 0.16% | 3,400 | $214K | No change |
| WM Waste Management Inc. | 0.13% | 750 | $172K | No change |
| ABT Abbott Laboratories | 0.12% | 1,120 | $152K | No change |
| IWD iShares Russell 1000 Value E | 0.09% | 592 | $115K | No change |
| PLTR Palantir Technologies Inc. Class A | 0.09% | 824 | $112K | Add +1.7% |
| CAT Caterpillar Inc. | 0.08% | 288 | $112K | Reduce -20.0% |
| EMR Emerson Electric Co. | 0.07% | 739 | $99K | Reduce -10.8% |
| AWK American Water Works Co. Inc. | 0.07% | 660 | $92K | No change |
| CINF Cincinnati Financial Corp. | 0.06% | 500 | $74K | No change |
| LMT Lockheed Martin Corp. | 0.06% | 157 | $73K | Reduce -15.1% |
| V Visa Inc. Class A | 0.06% | 204 | $72K | No change |
| IHI iShares U.S. Medical Devices | 0.05% | 1,112 | $70K | No change |
| PM Philip Morris International | 0.05% | 376 | $68K | Add +0.8% |
| GOOGL Alphabet Inc. Class A | 0.05% | 371 | $65K | Reduce -0.3% |
| ITW Illinois Tool Works | 0.05% | 261 | $65K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.04% | 412 | $51K | Reduce -39.8% |
| AGI Alamos Gold Inc. Class A | 0.04% | 1,902 | $51K | Reduce -20.8% |
| ABBV Abbvie Inc. | 0.04% | 261 | $49K | No change |
| SCHD Schwab US DVD Equity ETF | 0.04% | 1,806 | $48K | Reduce -47.6% |
| SDVD FT Vest Smid Rising Dividend | 0.03% | 2,163 | $44K | Reduce -47.5% |
| F Ford Motor Co. filed as FORD MTR CO | 0.03% | 3,393 | $37K | Reduce -15.9% |
| MU Micron Technology Inc. | 0.03% | 281 | $35K | No change |
| HD Home Depot Inc. | 0.03% | 90 | $33K | No change |
| STZ Constellation Brands Inc. Class A | 0.02% | 200 | $33K | No change |
| KMB Kimberly-Clark Corp. | 0.02% | 250 | $32K | No change |
| META Meta Platforms Inc. Class A | 0.02% | 42 | $31K | No change |
| NFLX Netflix Inc. | 0.02% | 23 | $31K | No change |
| OMC Omnicom Group | 0.02% | 403 | $29K | Reduce -98.8% |
| ICE Intercontinental Exchange Inc. | 0.02% | 152 | $28K | Reduce -41.1% |
| COST Costco Wholesale Corp. | 0.02% | 28 | $28K | No change |
| BLK BlackRock Inc. | 0.02% | 25 | $26K | Reduce -40.5% |
| LOW Lowe's Cos Inc. | 0.02% | 112 | $25K | Reduce -32.9% |
| DIVO Amplify CWP Enhan Divid ETF | 0.02% | 564 | $24K | New |
| QQQI Neos Nasdaq-100 High Inc. ETF | 0.02% | 441 | $23K | New |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.02% | 405 | $22K | New |
| OKE Oneok Inc. | 0.02% | 269 | $22K | Add +169.0% |
| DVY iShares Select Dividend ETF | 0.01% | 149 | $20K | No change |
| AMZN Amazon.com Inc. | 0.01% | 89 | $20K | No change |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.01% | 204 | $19K | Reduce -99.7% |
| PG The Procter & Gamble Co. | 0.01% | 109 | $17K | No change |
| NEM Newmont Corp. | 0.01% | 272 | $16K | Add +0.4% |
| ADP Automatic Data Processing | 0.01% | 50 | $15K | Reduce -35.9% |
| JSI JH Securitized Income ETF | 0.01% | 289 | $15K | New |
| PCMM BBLX Private Credit Clo ETF | 0.01% | 295 | $15K | New |
| GM General Motors Co. | 0.01% | 300 | $15K | No change |
| ETR Entergy Corp. | 0.01% | 154 | $13K | No change |
| USFR Wisdomtree Floating Rate Tre | 0.01% | 253 | $13K | Add +0.8% |
| LLY Eli Lilly & Co. | 0.01% | 15 | $12K | No change |
| MDLZ Mondelez International Inc. Class A | 0.01% | 166 | $11K | Add +0.6% |
| MO Altria Group Inc. | 0.01% | 190 | $11K | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.01% | 22 | $11K | No change |
| NDAQ Nasdaq Inc. | 0.01% | 112 | $10K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 5 | $6K | No change |
Total filed on the 13F, all lines: $131.6M.
Portfolio Sells Q1 2025 → Q2 2025
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -99.7% | 0.01% | −5.09 |
| OMC Omnicom Group | Reduce -98.8% | 0.02% | −2.52 |
| APD Air Products & Chemicals Inc. | Reduce -71.0% | 0.48% | −1.55 |
| JCI Johnson Controls Internation | Reduce -63.3% | 0.90% | −1.29 |
| MCD McDonald's Corp. | Reduce -4.1% | 2.46% | −0.77 |
| EVRG Evergy Inc. | Reduce -8.4% | 2.64% | −0.76 |
| NEE Nextera Energy Inc. | Reduce -5.4% | 2.72% | −0.74 |
| KO The Coca-Cola Co. | Reduce -0.3% | 2.84% | −0.56 |
| IBM Intl Business Machines Corp. | Reduce -9.5% | 3.61% | −0.36 |
| VLO Valero Energy Corp. | Reduce -6.5% | 0.81% | −0.19 |
| CMI Cummins Inc. | Reduce -8.5% | 0.69% | −0.16 |
| JPM JPMorgan Chase & Co. | Reduce -4.4% | 3.27% | −0.14 |
| RDVI FT Vest Rising Dividend Achi | Reduce -30.4% | 0.17% | −0.11 |
| JNJ Johnson & Johnson | Reduce -4.9% | 0.21% | −0.07 |
| TXN Texas Instruments Inc. | Sold out | 0.00% | −0.07 |
| AAPL Apple Inc. | Reduce -3.4% | 0.20% | −0.06 |
| SCHD Schwab US DVD Equity ETF | Reduce -47.6% | 0.04% | −0.05 |
| SDVD FT Vest Smid Rising Dividend | Reduce -47.5% | 0.03% | −0.04 |
| DIS The Walt Disney Co. | Reduce -39.8% | 0.04% | −0.02 |
| CAT Caterpillar Inc. | Reduce -20.0% | 0.08% | −0.02 |
| AGI Alamos Gold Inc. Class A | Reduce -20.8% | 0.04% | −0.02 |
| LMT Lockheed Martin Corp. | Reduce -15.1% | 0.06% | −0.02 |
| ICE Intercontinental Exchange Inc. | Reduce -41.1% | 0.02% | −0.02 |
| LOW Lowe's Cos Inc. | Reduce -32.9% | 0.02% | −0.02 |
| BLK BlackRock Inc. | Reduce -40.5% | 0.02% | −0.02 |
| CF CF Industries Holdings Inc. | Reduce -76.7% | 0.00% | −0.02 |
| DVN Devon Energy Corp. | Sold out | 0.00% | −0.01 |
| MS Morgan Stanley | Reduce -4.6% | 0.45% | −0.01 |
| ADP Automatic Data Processing | Reduce -35.9% | 0.01% | −0.01 |
| SWAG Stran & Co. Inc. | Reduce -92.4% | 0.00% | −0.01 |
| F Ford Motor Co. | Reduce -15.9% | 0.03% | −0.01 |
| WULF Terawulf Inc. | Sold out | 0.00% | −0.01 |
| EMR Emerson Electric Co. | Reduce -10.8% | 0.07% | −0.01 |
| INTC Intel Corp. | Reduce -41.2% | 0.00% | −0.00 |
| NIO Nio Inc. - ADR | Sold out | 0.00% | −0.00 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -35.3% | 0.01% | −0.00 |
| T AT&T Inc. | Reduce -58.9% | 0.00% | −0.00 |
| APLD Applied Digital Corp. | Sold out | 0.00% | −0.00 |
| FORA Forian Inc. | Sold out | 0.00% | −0.00 |
| CVS CVS Health Corp. | Reduce -43.8% | 0.00% | −0.00 |
| GOOGL Alphabet Inc. Class A | Reduce -0.3% | 0.05% | −0.00 |
| ASSERTIO HOLDINGS INC | Sold out | 0.00% | −0.00 |
| VTRS Viatris Inc. | Sold out | 0.00% | −0.00 |
| BABA Alibaba Group Holding-SP ADR | Reduce -50.0% | 0.00% | −0.00 |
| VRN Veren Inc. | Sold out | 0.00% | −0.00 |
| ACMR Acm Research Inc. Class A | Reduce -51.9% | 0.00% | −0.00 |
| LUNR Intuitive Machines Inc. | Reduce -50.0% | 0.00% | −0.00 |
| JD Jd.com Inc.-ADR | Reduce -33.3% | 0.00% | −0.00 |
| UBS UBS Group AG-Reg | Sold out | 0.00% | −0.00 |
| MRNA Moderna Inc. | Reduce -57.1% | 0.00% | −0.00 |
Portfolio Buys Q1 2025 → Q2 2025
| STX Seagate Technology Holdings | Add +3072.6% | 3.62% | +3.54 |
| FCX Freeport-McMoran Inc. | New | 2.94% | +2.94 |
| QCOM Qualcomm Inc. | Add +2417.2% | 2.54% | +2.43 |
| TGT Target Corp. | Add +108155.2% | 2.35% | +2.35 |
| BAC Bank of America Corp. | Add +725.1% | 2.49% | +2.18 |
| AMGN Amgen Inc. | New | 2.13% | +2.13 |
| AVGO Broadcom Inc. | Add +7.9% | 3.48% | +1.17 |
| HPE Hewlett Packard Enterprise | Add +47.9% | 2.37% | +0.95 |
| ORCL Oracle Corp. | Add +5.6% | 3.25% | +0.93 |
| C Citigroup Inc. | Add +9.9% | 3.37% | +0.35 |
| TFC Truist Financial Corp. | Add +34.7% | 2.17% | +0.35 |
| LYB Lyondellbasell Indu Class A | Add +60.3% | 2.30% | +0.24 |
| BEN Franklin Templeton Inc. | Add +4.1% | 2.21% | +0.19 |
| BBY Best Buy Co. Inc. | Add +41.5% | 2.11% | +0.18 |
| LHX L3HARRIS Technologies Inc. | Add +1.9% | 2.81% | +0.10 |
| PSX Phillips 66 | Add +24.1% | 2.01% | +0.03 |
| PLTR Palantir Technologies Inc. Class A | Add +1.7% | 0.09% | +0.02 |
| DIVO Amplify CWP Enhan Divid ETF | New | 0.02% | +0.02 |
| QQQI Neos Nasdaq-100 High Inc. ETF | New | 0.02% | +0.02 |
| JEPQ JPM Nasdaq Equity Premium | New | 0.02% | +0.02 |
| JSI JH Securitized Income ETF | New | 0.01% | +0.01 |
| PCMM BBLX Private Credit Clo ETF | New | 0.01% | +0.01 |
| OKE Oneok Inc. | Add +169.0% | 0.02% | +0.01 |
| KVUE Kenvue Inc. | New | 0.01% | +0.01 |
| GEV GE Vernova Inc. | New | 0.00% | +0.00 |
| NCIQ Hashdex Nasdaq Cme Crypto Inc. | New | 0.00% | +0.00 |
| UBER Uber Technologies Inc. | New | 0.00% | +0.00 |
| STLA Stellantis NV | Add +292.9% | 0.00% | +0.00 |
| GOOG Alphabet Inc. Class C | New | 0.00% | +0.00 |
| QQQ Invesco QQQ Trust Series 1 | New | 0.00% | +0.00 |
| LULU Lululemon Athletica Inc. | New | 0.00% | +0.00 |
| TDC Teradata Corp. | Add +166.7% | 0.00% | +0.00 |
| NEM Newmont Corp. | Add +0.4% | 0.01% | +0.00 |
| NOK Nokia Corp.-Spon ADR | Add +100.0% | 0.00% | +0.00 |
| PAYO Payoneer Global Inc. | Add +75.0% | 0.00% | +0.00 |
| OII Oceaneering Intl Inc. | New | 0.00% | +0.00 |
| NKE Nike Inc. Class B | Add +6.8% | 0.00% | +0.00 |
| TARS Tarsus Pharmaceuticals Inc. | Add +53.9% | 0.00% | 0.00 |
| BP BP PLC-Spons ADR | Add +1.9% | 0.00% | −0.00 |
| PM Philip Morris International | Add +0.8% | 0.05% | −0.00 |
| MDLZ Mondelez International Inc. Class A | Add +0.6% | 0.01% | −0.00 |
| USFR Wisdomtree Floating Rate Tre | Add +0.8% | 0.01% | −0.00 |
| CSCO Cisco Systems Inc. | Add +1.9% | 3.22% | −0.09 |
| RTX RTX Corp. | Add +1.4% | 3.47% | −0.19 |
| UPS United Parcel Service Class B | Add +15.6% | 1.92% | −0.21 |
| MRK Merck & Co. Inc. | Add +17.6% | 2.54% | −0.35 |
| PFE Pfizer Inc. | Add +2.5% | 2.17% | −0.44 |
| VZ Verizon Communications Inc. | Add +4.9% | 2.53% | −0.45 |
| BKR Baker Hughes Co. | Add +14.2% | 2.72% | −0.50 |
| MDT Medtronic PLC | Add +1.6% | 2.66% | −0.52 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 165 | $229.0M | STX, CSCO, MSFT, C, JPM |
| Q1 2026 | 108 | $223.4M | CVX, C, CSCO, IBM, VZ |
| Q4 2025 | 157 | $167.0M | C, IBM, RTX, FCX, AVGO |
| Q3 2025 | 161 | $155.2M | STX, IBM, JPM, AVGO, ORCL |
| Q2 2025 | 165 | $131.6M | STX, IBM, AVGO, RTX, C |
| Q1 2025 | 160 | $111.6M | BIL, IBM, RTX, BMY, NEE |
| Q4 2024Amended | 175 | $113.3M | AVGO, IBM, CSCO, C, JPM |