Catherine Avery Investment Management LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Catherine Avery Investment Management LLC reported 108 stock positions worth $223.4 million. Its top holding was Chevron (CVX) at 3.3% of the portfolio, followed by Citigroup (C, 3.2%) and Cisco Systems (CSCO, 3.2%). Compared with Q4 2025, it opened 1 new position, sold out of 50, added to 39 and reduced 30. The biggest buy was Omnicom (OMC, shares +20253%) and the biggest sale RTX (RTX, shares −70%).

Most Recent 13F
Q2 2026
Location
LONGBOAT KEY, FL
CIK
0002103454
Portfolio Value
$223.4M (Q1 2026)
SEC Filing
0001420506-26-001105 ↗ filed May 15, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q4 2024: $113.3M Q4 2024 Q1 2025: $111.6M Q1 2025 Q2 2025: $131.6M Q2 2025 Q3 2025: $155.2M Q3 2025 Q4 2025: $167.0M Q4 2025 Q1 2026: $223.4M $223.4M Q1 2026 Q2 2026: $229.0M Q2 2026

Holdings 108 stocks · $223.4M
CVX Chevron Corp. 3.25% 35,128 $7.3M Add +13.3%
C Citigroup Inc. 3.23% 63,718 $7.2M Add +29.2%
CSCO Cisco Systems Inc. 3.15% 90,716 $7.0M Add +32.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 3.09% 28,509 $6.9M Add +55.6%
VZ Verizon Communications Inc. 3.04% 135,143 $6.8M Add +24.7%
FCX Freeport-McMoran Inc. 3.00% 114,221 $6.7M Add +7.5%
NEE Nextera Energy Inc. 2.97% 71,507 $6.6M Add +23.6%
KO The Coca-Cola Co. 2.94% 86,378 $6.6M Add +28.4%
OKE Oneok Inc. 2.94% 72,600 $6.6M Add +26.1%
JPM JPMorgan Chase & Co. 2.93% 22,283 $6.6M Add +35.9%
TGT Target Corp. 2.90% 53,413 $6.5M Add +15.7%
MRK Merck & Co. Inc. 2.89% 53,682 $6.5M Add +18.9%
BMY Bristol-Myers Squibb Co. 2.85% 104,863 $6.4M Add +12.9%
LHX L3HARRIS Technologies Inc. 2.84% 18,363 $6.3M Add +15.6%
AVGO Broadcom Inc. 2.82% 20,383 $6.3M Add +30.8%
ORCL Oracle Corp. 2.80% 42,568 $6.3M Add +90.2%
OMC Omnicom Group 2.76% 82,023 $6.2M Add +20253.1%
HPE Hewlett Packard Enterprise 2.74% 256,671 $6.1M Add +48.6%
BBY Best Buy Co. Inc. 2.73% 95,181 $6.1M Add +72.5%
MCD McDonald's Corp. 2.67% 19,196 $6.0M Add +34.1%
PFE Pfizer Inc. 2.59% 205,820 $5.8M Add +35.0%
PSX Phillips 66 2.53% 30,991 $5.6M Add +33.5%
UPS United Parcel Service Class B 2.50% 56,869 $5.6M Add +33.0%
AMGN Amgen Inc. 2.50% 15,875 $5.6M Add +26.6%
BAC Bank of America Corp. filed as BANK AMERICA CORP 2.50% 114,498 $5.6M Add +46.6%
SWK Stanley Black & Decker Inc. 2.49% 78,248 $5.6M Add +31.3%
HD Home Depot Inc. 2.47% 16,760 $5.5M Add +72.8%
TFC Truist Financial Corp. 2.46% 119,423 $5.5M Add +43.9%
KEY Keycorp 2.41% 268,094 $5.4M Add +40.3%
PKG Packaging Corp. of America 2.40% 25,223 $5.4M Add +57.5%
QCOM Qualcomm Inc. 2.38% 41,372 $5.3M Add +65.3%
LEN Lennar Corp. Class A 2.27% 58,503 $5.1M Add +85.5%
STX Seagate Technology Holdings 2.21% 12,625 $4.9M Reduce -4.0%
ES Eversource Energy 1.71% 55,000 $3.8M New
MSFT Microsoft Corp. 1.16% 7,019 $2.6M Reduce -1.6%
VLO Valero Energy Corp. 0.83% 7,497 $1.9M Reduce -3.7%
RTX RTX Corp. 0.76% 8,821 $1.7M Reduce -70.2%
CL Colgate-Palmolive Co. 0.65% 17,012 $1.4M No change
CMI Cummins Inc. 0.56% 2,307 $1.2M Reduce -6.8%
JCI Johnson Controls Internation 0.52% 8,872 $1.2M Reduce -16.5%
EVRG Evergy Inc. 0.52% 14,148 $1.2M Reduce -7.4%
XOM Exxon Mobil Corp. 0.43% 5,633 $956K No change
BKR Baker Hughes Co. 0.36% 13,161 $803K Reduce -86.6%
MS Morgan Stanley 0.29% 3,880 $639K Reduce -7.4%
APD Air Products & Chemicals Inc. 0.22% 1,686 $490K Add +35.3%
JNJ Johnson & Johnson 0.16% 1,434 $351K Reduce -7.3%
SUSA iShares ESG Optimized MSCI U 0.15% 2,493 $329K No change
AAPL Apple Inc. 0.12% 1,100 $279K Reduce -27.1%
MDT Medtronic PLC 0.11% 2,925 $253K Reduce -4.4%
WMB Williams Cos Inc. 0.11% 3,400 $247K No change
NVDA Nvidia Corp. 0.10% 1,235 $215K Reduce -12.5%
WM Waste Management Inc. 0.07% 700 $161K No change
AXP American Express Co. 0.07% 500 $151K Reduce -9.1%
INTU Intuit Inc. 0.06% 300 $130K No change
ABT Abbott Laboratories 0.05% 1,120 $115K No change
PLTR Palantir Technologies Inc. Class A 0.05% 770 $113K Reduce -6.5%
EMR Emerson Electric Co. 0.04% 755 $99K Reduce -1.8%
GOOGL Alphabet Inc. Class A 0.04% 334 $96K Reduce -48.7%
MU Micron Technology Inc. 0.04% 282 $95K No change
LMT Lockheed Martin Corp. 0.04% 155 $94K Reduce -5.5%
BEN Franklin Templeton Inc. 0.04% 3,844 $91K Reduce -13.2%
AWK American Water Works Co. Inc. 0.04% 660 $90K No change
AGI Alamos Gold Inc. Class A 0.04% 1,902 $85K No change
IWD iShares Russell 1000 Value E 0.04% 370 $79K Reduce -37.5%
CINF Cincinnati Financial Corp. 0.04% 500 $79K No change
CAT Caterpillar Inc. 0.03% 98 $69K Reduce -35.5%
MO Altria Group Inc. 0.03% 1,000 $66K Add +488.2%
PM Philip Morris International 0.03% 385 $64K Add +0.8%
V Visa Inc. Class A 0.03% 197 $60K Reduce -3.4%
IHI iShares U.S. Medical Devices 0.03% 1,112 $59K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.01% 49 $32K Add +345.4%
F Ford Motor Co. filed as FORD MTR CO 0.01% 2,691 $31K Reduce -19.5%
NEM Newmont Corp. 0.01% 274 $30K Add +0.4%
LOW Lowe's Cos Inc. 0.01% 112 $26K No change
ABBV Abbvie Inc. 0.01% 116 $25K Reduce -25.6%
META Meta Platforms Inc. Class A 0.01% 43 $25K Add +2.4%
BLK BlackRock Inc. 0.01% 25 $24K No change
DVY iShares Select Dividend ETF 0.01% 149 $23K No change
COST Costco Wholesale Corp. 0.01% 20 $20K No change
NFLX Netflix Inc. 0.01% 200 $19K Reduce -13.0%
PG The Procter & Gamble Co. 0.01% 109 $16K No change
GM General Motors Co. 0.01% 200 $15K Reduce -20.0%
AMZN Amazon.com Inc. 0.01% 65 $14K Reduce -27.0%
WMT Walmart Inc. 0.00% 82 $10K No change
ADP Automatic Data Processing 0.00% 50 $10K No change
MDLZ Mondelez International Inc. Class A 0.00% 170 $10K Add +0.6%
NDAQ Nasdaq Inc. 0.00% 112 $10K No change
DOV Dover Corp. 0.00% 45 $9K No change
KGC Kinross Gold Corp. 0.00% 300 $9K No change
GEV GE Vernova Inc. 0.00% 10 $9K No change
NOC Northrop Grumman Corp. 0.00% 12 $8K No change
INTC Intel Corp. 0.00% 181 $8K No change
PRU Prudential Financial Inc. 0.00% 80 $8K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.00% 72 $7K Reduce -65.7%
HON Honeywell International Inc. 0.00% 29 $7K No change
TMO Thermo Fisher Scientific Inc. 0.00% 12 $6K No change
CI The Cigna Group 0.00% 22 $6K No change
ICE Intercontinental Exchange Inc. 0.00% 35 $6K Reduce -77.0%
UNH Unitedhealth Group Inc. 0.00% 13 $4K No change
CMCSA Comcast Corp. Class A 0.00% 115 $3K No change
T AT&T Inc. 0.00% 86 $3K No change
DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND 0.00% 3 $1K No change
CF CF Industries Holdings Inc. 0.00% 10 $1K Reduce -83.6%
KMB Kimberly-Clark Corp. 0.00% 12 $1K No change
GIS General Mills Inc. 0.00% 31 $1K No change
CARR Carrier Global Corp. 0.00% 13 $732 No change
NKE Nike Inc. Class B 0.00% 10 $528 No change
DXC DXC Technology Co. 0.00% 16 $201 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 5$6KNo change

Total filed on the 13F, all lines: $223.4M.

Portfolio Sells Q4 2025 → Q1 2026
RTX RTX Corp. Reduce -70.2% 0.76% −2.49
BKR Baker Hughes Co. Reduce -86.6% 0.36% −2.32
MSFT Microsoft Corp. Reduce -1.6% 1.16% −0.90
JCI Johnson Controls Internation Reduce -16.5% 0.52% −0.24
CMI Cummins Inc. Reduce -6.8% 0.56% −0.20
MS Morgan Stanley Reduce -7.4% 0.29% −0.16
RDVI FT Vest Rising Dividend Achi Sold out 0.00% −0.15
EVRG Evergy Inc. Reduce -7.4% 0.52% −0.14
AAPL Apple Inc. Reduce -27.1% 0.12% −0.12
BIL SS SPDR BB 1-3M T-Bill ETF Sold out 0.00% −0.10
GOOGL Alphabet Inc. Class A Reduce -48.7% 0.04% −0.08
MDT Medtronic PLC Reduce -4.4% 0.11% −0.06
NVDA Nvidia Corp. Reduce -12.5% 0.10% −0.06
AXP American Express Co. Reduce -9.1% 0.07% −0.05
IWD iShares Russell 1000 Value E Reduce -37.5% 0.04% −0.04
PLTR Palantir Technologies Inc. Class A Reduce -6.5% 0.05% −0.04
JNJ Johnson & Johnson Reduce -7.3% 0.16% −0.03
SCHD Schwab US DVD Equity ETF Sold out 0.00% −0.03
SDVD FT Vest Smid Rising Dividend Sold out 0.00% −0.03
BEN Franklin Templeton Inc. Reduce -13.2% 0.04% −0.02
CAT Caterpillar Inc. Reduce -35.5% 0.03% −0.02
LYB Lyondellbasell Indu Class A Sold out 0.00% −0.02
EMR Emerson Electric Co. Reduce -1.8% 0.04% −0.02
V Visa Inc. Class A Reduce -3.4% 0.03% −0.02
JEPQ JPM Nasdaq Equity Premium Sold out 0.00% −0.01
F Ford Motor Co. Reduce -19.5% 0.01% −0.01
ICE Intercontinental Exchange Inc. Reduce -77.0% 0.00% −0.01
DIS The Walt Disney Co. Reduce -65.7% 0.00% −0.01
ABBV Abbvie Inc. Reduce -25.6% 0.01% −0.01
BRK.B Berkshire Hathaway Inc. Class B Sold out 0.00% −0.01
MRP Millrose Properties Sold out 0.00% −0.01
CAG Conagra Brands Inc. Sold out 0.00% −0.01
USFR Wisdomtree Floating Rate Tre Sold out 0.00% −0.01
CALM Cal-Maine Foods Inc. Sold out 0.00% −0.01
AMZN Amazon.com Inc. Reduce -27.0% 0.01% −0.01
IJH iShares Core S&P Midcap ETF Sold out 0.00% −0.01
LMT Lockheed Martin Corp. Reduce -5.5% 0.04% −0.01
GM General Motors Co. Reduce -20.0% 0.01% −0.01
RS Reliance Inc. Sold out 0.00% −0.01
ETN Eaton Corp. PLC Sold out 0.00% −0.00
ETR Entergy Corp. Sold out 0.00% −0.00
PYPL PayPal Holdings Inc. Sold out 0.00% −0.00
NFLX Netflix Inc. Reduce -13.0% 0.01% −0.00
KVUE Kenvue Inc. Sold out 0.00% −0.00
SOUN Soundhound AI Inc. Class A Sold out 0.00% −0.00
TTD Trade Desk Inc./the Class A Sold out 0.00% −0.00
DGRW Wisdomtree U.S. Quality Divi Sold out 0.00% −0.00
ELV Elevance Health Inc. Sold out 0.00% −0.00
UHS Universal Health Services-B Sold out 0.00% −0.00
HPQ HP Inc. Sold out 0.00% −0.00

Portfolio Buys Q4 2025 → Q1 2026
OMC Omnicom Group Add +20253.1% 2.76% +2.75
ES Eversource Energy New 1.71% +1.71
PSX Phillips 66 Add +33.5% 2.53% +0.73
BBY Best Buy Co. Inc. Add +72.5% 2.73% +0.52
HD Home Depot Inc. Add +72.8% 2.47% +0.47
CVX Chevron Corp. Add +13.3% 3.25% +0.42
PKG Packaging Corp. of America Add +57.5% 2.40% +0.42
OKE Oneok Inc. Add +26.1% 2.94% +0.40
VZ Verizon Communications Inc. Add +24.7% 3.04% +0.39
LEN Lennar Corp. Class A Add +85.5% 2.27% +0.33
PFE Pfizer Inc. Add +35.0% 2.59% +0.31
HPE Hewlett Packard Enterprise Add +48.6% 2.74% +0.25
TGT Target Corp. Add +15.7% 2.90% +0.19
NEE Nextera Energy Inc. Add +23.6% 2.97% +0.19
ORCL Oracle Corp. Add +90.2% 2.80% +0.19
KO The Coca-Cola Co. Add +28.4% 2.94% +0.12
MCD McDonald's Corp. Add +34.1% 2.67% +0.05
MRK Merck & Co. Inc. Add +18.9% 2.89% +0.04
KEY Keycorp Add +40.3% 2.41% +0.04
LHX L3HARRIS Technologies Inc. Add +15.6% 2.84% +0.04
AMGN Amgen Inc. Add +26.6% 2.50% +0.04
APD Air Products & Chemicals Inc. Add +35.3% 0.22% +0.03
MO Altria Group Inc. Add +488.2% 0.03% +0.02
TFC Truist Financial Corp. Add +43.9% 2.46% +0.01
SPY SS SPDR S&P 500 ETF Trust-US Add +345.4% 0.01% +0.01
MDLZ Mondelez International Inc. Class A Add +0.6% 0.00% −0.00
NEM Newmont Corp. Add +0.4% 0.01% −0.00
META Meta Platforms Inc. Class A Add +2.4% 0.01% −0.01
PM Philip Morris International Add +0.8% 0.03% −0.01
CSCO Cisco Systems Inc. Add +32.3% 3.15% −0.01
UPS United Parcel Service Class B Add +33.0% 2.50% −0.04
BAC Bank of America Corp. Add +46.6% 2.50% −0.07
BMY Bristol-Myers Squibb Co. Add +12.9% 2.85% −0.15
IBM Intl Business Machines Corp. Add +55.6% 3.09% −0.16
SWK Stanley Black & Decker Inc. Add +31.3% 2.49% −0.16
QCOM Qualcomm Inc. Add +65.3% 2.38% −0.18
C Citigroup Inc. Add +29.2% 3.23% −0.21
FCX Freeport-McMoran Inc. Add +7.5% 3.00% −0.23
JPM JPMorgan Chase & Co. Add +35.9% 2.93% −0.23
AVGO Broadcom Inc. Add +30.8% 2.82% −0.41

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 165$229.0MSTX, CSCO, MSFT, C, JPM
Q1 2026 108$223.4MCVX, C, CSCO, IBM, VZ
Q4 2025 157$167.0MC, IBM, RTX, FCX, AVGO
Q3 2025 161$155.2MSTX, IBM, JPM, AVGO, ORCL
Q2 2025 165$131.6MSTX, IBM, AVGO, RTX, C
Q1 2025 160$111.6MBIL, IBM, RTX, BMY, NEE
Q4 2024Amended 175$113.3MAVGO, IBM, CSCO, C, JPM