Cetera Investment Advisers
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 22, 2024), Cetera Investment Advisers reported 3,677 stock positions worth $43.4 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 2.7% of the portfolio, followed by Apple (AAPL, 2.5%) and Microsoft (MSFT, 2.0%). Compared with Q1 2024, it opened 185 new positions, sold out of 163, added to 1,770 and reduced 1,634. The biggest buy was iShares S&P 500 Growth ETF (IVW, shares +30%) and the biggest sale Amazon.com (AMZN, shares −15%).
- Most Recent 13F
- Q2 2026
- Location
- SCHAUMBURG, IL
- CIK
- 0001666741
- Portfolio Value
- $43.4B (Q2 2024)
- SEC Filing
- 0001085146-24-004173 ↗ filed Aug 22, 2024
Holdings Value
Holdings 3,677 stocks · $43.4B
| IVV iShares Core S&P 500 ETF | 2.69% | 2,137,191 | $1.2B | Reduce -5.7% |
| AAPL Apple Inc. | 2.53% | 5,216,955 | $1.1B | Reduce -14.3% |
| MSFT Microsoft Corp. | 1.96% | 1,904,897 | $851.4M | Reduce -1.6% |
| NVDA Nvidia Corp. | 1.89% | 6,644,561 | $820.9M | Reduce -2.4% |
| QQQ Invesco QQQ Trust Series 1 | 1.81% | 1,644,645 | $788.0M | Add +2.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.62% | 1,293,804 | $704.1M | Add +2.3% |
| VTI VG Morningstar TS MKT ETF-US | 1.46% | 2,365,923 | $632.9M | Reduce -1.8% |
| VOO Vanguard S&P 500 ETF | 1.44% | 1,252,066 | $626.2M | Add +3.5% |
| AMZN Amazon.com Inc. | 1.27% | 2,849,274 | $550.6M | Reduce -15.3% |
| IWF iShares Russell 1000 Growth | 1.11% | 1,323,003 | $482.2M | Add +0.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.93% | 8,963,758 | $405.3M | Add +3.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.90% | 1,040,159 | $389.0M | Add +0.4% |
| AGG iShares Core U.S. Aggregate | 0.85% | 3,786,584 | $367.6M | Reduce -1.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.83% | 2,251,928 | $361.2M | Add +3.0% |
| BND Vanguard Total Bond Market | 0.82% | 4,915,624 | $354.2M | Add +2.3% |
| QUAL iShares MSCI USA Quality Fac | 0.72% | 1,818,433 | $310.5M | Add +8.4% |
| IVW iShares S&P 500 Growth ETF | 0.71% | 3,320,633 | $307.3M | Add +30.5% |
| VXUS Vanguard Total Intl Stock | 0.70% | 5,045,863 | $304.3M | Add +0.1% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.67% | 3,150,778 | $289.2M | Reduce -4.7% |
| GOOGL Alphabet Inc. Class A | 0.61% | 1,443,228 | $262.9M | Reduce -5.7% |
| IVE iShares S&P 500 Value ETF | 0.59% | 1,405,171 | $255.8M | Reduce -0.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.57% | 612,491 | $249.2M | Reduce -4.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.56% | 3,335,341 | $242.3M | Reduce -0.1% |
| JEPI JPMorgan Equity Premium Inco | 0.55% | 4,188,012 | $237.4M | Add +1.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.55% | 4,347,535 | $236.9M | Add +12.4% |
| VEA Vanguard Ftse Developed ETF | 0.52% | 4,532,379 | $224.0M | Reduce -1.0% |
| META Meta Platforms Inc. Class A | 0.50% | 433,160 | $218.4M | Reduce -6.2% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.49% | 7,346,995 | $212.5M | Add +25.9% |
| QQQM Invesco Nasdaq 100 ETF | 0.48% | 1,048,726 | $206.7M | Add +0.5% |
| LLY Eli Lilly & Co. | 0.47% | 224,922 | $203.6M | Reduce -0.2% |
| BNDX Vanguard Total Intl Bond ETF | 0.45% | 4,050,161 | $197.1M | Add +2.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.45% | 2,454,089 | $196.6M | Add +11.9% |
| IWD iShares Russell 1000 Value E | 0.45% | 1,123,650 | $196.0M | Reduce -8.1% |
| VYM Vanguard High DVD Yield ETF | 0.43% | 1,583,343 | $187.8M | Reduce -0.3% |
| IJR iShares Core S&P Small-Cap E | 0.43% | 1,744,845 | $186.1M | Reduce -1.7% |
| GOOG Alphabet Inc. Class C | 0.42% | 994,587 | $182.4M | Reduce -7.1% |
| SCHG Schwab US Large-Cap Growth | 0.41% | 1,785,294 | $180.0M | Add +5.3% |
| XLK SS Technology Select Sector | 0.41% | 787,815 | $178.2M | Add +4.2% |
| JPM JPMorgan Chase & Co. | 0.41% | 880,314 | $178.1M | Reduce -9.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.41% | 728,846 | $176.5M | Add +4.7% |
| IEMG iShares Core MSCI Emerging | 0.39% | 3,166,529 | $169.5M | Add +19.3% |
| V Visa Inc. Class A | 0.39% | 638,131 | $167.5M | Reduce -2.3% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.38% | 5,054,572 | $166.8M | Add +17.0% |
| AVGO Broadcom Inc. | 0.38% | 103,316 | $165.9M | Add +0.4% |
| EFG iShares MSCI Eafe Growth ETF | 0.36% | 1,548,002 | $158.4M | Add +46.2% |
| IJH iShares Core S&P Midcap ETF | 0.36% | 2,691,981 | $157.5M | Add +3.1% |
| USMV iShares MSCI USA Min Vol Fac | 0.36% | 1,844,525 | $154.9M | Reduce -2.7% |
| SCHD Schwab US DVD Equity ETF | 0.35% | 1,975,542 | $153.6M | Reduce -6.1% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.35% | 3,227,539 | $151.5M | Add +15.4% |
| VIG Vanguard Dividend Apprec ETF | 0.35% | 825,157 | $150.6M | Add +1.5% |
| MUB iShares National Muni Bond E | 0.35% | 1,411,161 | $150.4M | Reduce -5.6% |
| DGRW Wisdomtree U.S. Quality Divi | 0.34% | 1,888,482 | $147.4M | Add +3.4% |
| HD Home Depot Inc. | 0.34% | 427,249 | $147.1M | Reduce -4.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.34% | 2,288,932 | $146.5M | Add +3.0% |
| GLD SPDR Gold Shares | 0.33% | 673,811 | $144.9M | Reduce -4.1% |
| XOM Exxon Mobil Corp. | 0.33% | 1,244,255 | $143.2M | Add +0.8% |
| IWM iShares Russell 2000 ETF | 0.32% | 676,203 | $137.2M | Reduce -14.5% |
| RDVY First Trust Rising Dividend | 0.31% | 2,496,225 | $136.7M | Add +10.3% |
| MBB iShares MBS ETF | 0.31% | 1,448,176 | $133.0M | Reduce -3.2% |
| VGT Vanguard Info Tech ETF | 0.30% | 229,370 | $132.3M | Reduce -3.2% |
| XLV SS Health Care Select Sector | 0.30% | 896,020 | $130.6M | Reduce -0.1% |
| AMD Advanced Micro Devices | 0.30% | 801,637 | $130.0M | Reduce -7.7% |
| FTCS First Trust Capital Strength | 0.30% | 1,526,817 | $128.3M | Reduce -2.4% |
| COST Costco Wholesale Corp. | 0.29% | 149,900 | $127.4M | Reduce -5.3% |
| JAAA Janus Henderson Aaa Clo ETF | 0.29% | 2,442,868 | $124.3M | Add +36.1% |
| XHLF Bondbloxx BBG 6 MTH US Treas | 0.28% | 2,409,670 | $121.2M | Reduce -2.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.28% | 2,476,597 | $120.7M | Reduce -2.1% |
| PG The Procter & Gamble Co. | 0.27% | 720,079 | $118.8M | Reduce -6.3% |
| JPST JPMorgan Ultra-Short Income | 0.27% | 2,345,160 | $118.4M | Add +31.0% |
| BSV Vanguard Short-Term Bond ETF | 0.27% | 1,528,724 | $117.3M | Add +1.5% |
| VWO Vanguard Ftse Emerging Marke | 0.26% | 2,623,609 | $114.8M | Add +2.1% |
| UNH Unitedhealth Group Inc. | 0.26% | 225,135 | $114.7M | Reduce -6.1% |
| WMT Walmart Inc. | 0.26% | 1,692,435 | $114.6M | Add +0.6% |
| DGRO iShares Core Dividend Growth | 0.26% | 1,984,694 | $114.3M | Add +3.2% |
| TSLA Tesla Inc. | 0.26% | 573,230 | $113.4M | Reduce -9.8% |
| IYW iShares Ustechnology ETF | 0.26% | 750,041 | $112.9M | Add +0.9% |
| CVX Chevron Corp. | 0.26% | 715,379 | $111.9M | Reduce -4.5% |
| TLT iShares 20+ Year Treasury BD | 0.26% | 1,218,765 | $111.9M | Reduce -3.6% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.25% | 606,147 | $110.6M | Add +0.6% |
| VNQ Vanguard Real Estate ETF | 0.25% | 1,299,845 | $108.9M | Reduce -5.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.24% | 484,565 | $105.7M | Add +0.5% |
| ABBV Abbvie Inc. | 0.24% | 610,223 | $104.7M | Add +0.3% |
| TFLO iShares Treasury Floating Ra | 0.24% | 2,065,105 | $104.6M | Add +16.1% |
| CGGR Cap Group Growth Equity | 0.24% | 3,153,822 | $103.7M | Add +23.1% |
| QCOM Qualcomm Inc. | 0.23% | 505,763 | $100.7M | Reduce -5.1% |
| IWR iShares Russell Mid-Cap ETF | 0.23% | 1,219,350 | $98.9M | Add +2.2% |
| USFR Wisdomtree Floating Rate Tre | 0.23% | 1,943,356 | $97.8M | Add +1.9% |
| IXUS iShares Core Intl Stock ETF | 0.22% | 1,416,303 | $95.7M | Add +6.3% |
| JNJ Johnson & Johnson | 0.22% | 652,030 | $95.3M | Reduce -7.8% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.22% | 376,215 | $93.9M | Reduce -4.0% |
| MA Mastercard Inc. Class A | 0.22% | 212,342 | $93.7M | Add +1.8% |
| GSLC Goldman Activebeta US LC ETF | 0.21% | 862,771 | $92.3M | Add +3.2% |
| FVD First Trust Value Line DVD | 0.21% | 2,259,874 | $92.1M | Reduce -3.2% |
| MRK Merck & Co. Inc. | 0.21% | 737,577 | $91.3M | Reduce -3.7% |
| LMT Lockheed Martin Corp. | 0.20% | 187,718 | $87.7M | Reduce -1.2% |
| SDY SS SPDR S&P Dividend ETF | 0.20% | 682,480 | $86.8M | Reduce -0.9% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.20% | 1,550,879 | $86.1M | Add +47.5% |
| XLE SS Energy Select Sector | 0.20% | 942,707 | $85.9M | Add +0.9% |
| FTSM First Trust Enh Short Mat FD | 0.20% | 1,439,277 | $85.8M | Reduce -10.8% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.20% | 1,955,828 | $85.2M | Add +11.5% |
Options reported separately and not counted above: SPY puts ($37K), URA puts ($35K), XLE calls ($23K), QCOM calls ($16K), IJR puts ($12K), CCJ puts ($11K), RSP puts ($11K), NVDA puts ($11K), AG calls ($9K), CRWD puts ($6K), FIVE puts ($5K), DIA puts ($5K), and 29 more.
Other holdings (6): bonds, preferreds, convertibles and warrants · $1.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 451 | $537K | Reduce -4.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 6,961 | $287K | Reduce -3.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 223 | $267K | Reduce -8.6% |
| PSEWF Paysafe Ltd. -CW26 | *W EXP 03/30/202 | 118,910 | $3K | No change |
| SKYAW Sharps Technology Inc. -27 | *W EXP 04/13/202 | 16,500 | $1K | No change |
| GABELLI MULTIMEDIA TRUST-WI | RIGHT 07/22/2024 | 11,529 | $206 | New |
Total filed on the 13F, all lines: $43.4B.
Portfolio Sells Q1 2024 → Q2 2024
| AMZN Amazon.com Inc. | Reduce -15.3% | 1.27% | −0.16 |
| IVV iShares Core S&P 500 ETF | Reduce -5.7% | 2.69% | −0.12 |
| EFV iShares MSCI Eafe Value ETF | Reduce -29.5% | 0.18% | −0.09 |
| IWM iShares Russell 2000 ETF | Reduce -14.5% | 0.32% | −0.08 |
| VGSH Vanguard Short-Term Treasury | Reduce -40.3% | 0.10% | −0.07 |
| AMD Advanced Micro Devices | Reduce -7.7% | 0.30% | −0.07 |
| IWD iShares Russell 1000 Value E | Reduce -8.1% | 0.45% | −0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -4.8% | 0.57% | −0.06 |
| HD Home Depot Inc. | Reduce -4.1% | 0.34% | −0.06 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -32.5% | 0.10% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -9.8% | 0.41% | −0.05 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -4.7% | 0.67% | −0.05 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -23.0% | 0.14% | −0.05 |
| SCHD Schwab US DVD Equity ETF | Reduce -6.1% | 0.35% | −0.05 |
| JNJ Johnson & Johnson | Reduce -7.8% | 0.22% | −0.04 |
| V Visa Inc. Class A | Reduce -2.3% | 0.39% | −0.04 |
| BAC Bank of America Corp. | Reduce -29.5% | 0.11% | −0.04 |
| DIS The Walt Disney Co. | Reduce -8.2% | 0.11% | −0.04 |
| BA The Boeing Co. | Reduce -23.5% | 0.10% | −0.04 |
| SBUX Starbucks Corp. | Reduce -19.2% | 0.08% | −0.04 |
| AGG iShares Core U.S. Aggregate | Reduce -1.1% | 0.85% | −0.04 |
| IXC iShares Global Energy ETF | Reduce -61.1% | 0.02% | −0.04 |
| ESGU iShares ESG Aware MSCI USA | Reduce -29.4% | 0.09% | −0.04 |
| CAT Caterpillar Inc. | Reduce -6.3% | 0.18% | −0.04 |
| FDL First Trust Morn DVD Lead Inc. | Reduce -15.4% | 0.15% | −0.04 |
| IJR iShares Core S&P Small-Cap E | Reduce -1.7% | 0.43% | −0.03 |
| MUB iShares National Muni Bond E | Reduce -5.6% | 0.35% | −0.03 |
| FAUG FT Vest U.S. Equity Buffer E | Reduce -42.6% | 0.04% | −0.03 |
| IVE iShares S&P 500 Value ETF | Reduce -0.4% | 0.59% | −0.03 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -14.8% | 0.15% | −0.03 |
| PECO Phillips Edison & Company Inc. | Reduce -23.0% | 0.07% | −0.03 |
| INTC Intel Corp. | Reduce -8.5% | 0.05% | −0.03 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -13.4% | 0.15% | −0.03 |
| DAUG FT Vest U.S. Equity Deep Buf | Reduce -66.2% | 0.02% | −0.03 |
| MCD McDonald's Corp. | Reduce -4.5% | 0.16% | −0.03 |
| LOW Lowe's Cos Inc. | Reduce -5.0% | 0.12% | −0.03 |
| FTSM First Trust Enh Short Mat FD | Reduce -10.8% | 0.20% | −0.03 |
| QSPT FT Vest Nasdaq-100 Buffer Et | Reduce -76.5% | 0.01% | −0.03 |
| VNQ Vanguard Real Estate ETF | Reduce -5.0% | 0.25% | −0.03 |
| MRK Merck & Co. Inc. | Reduce -3.7% | 0.21% | −0.03 |
| PDEC Innovator U.S. Equity Power | Reduce -49.9% | 0.03% | −0.03 |
| ABT Abbott Laboratories | Reduce -11.8% | 0.10% | −0.03 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -23.3% | 0.09% | −0.03 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -0.1% | 0.56% | −0.03 |
| CVS CVS Health Corp. | Reduce -8.6% | 0.05% | −0.03 |
| VEA Vanguard Ftse Developed ETF | Reduce -1.0% | 0.52% | −0.03 |
| META Meta Platforms Inc. Class A | Reduce -6.2% | 0.50% | −0.03 |
| TLT iShares 20+ Year Treasury BD | Reduce -3.6% | 0.26% | −0.02 |
| CSCO Cisco Systems Inc. | Reduce -11.6% | 0.11% | −0.02 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -55.1% | 0.02% | −0.02 |
Portfolio Buys Q1 2024 → Q2 2024
| IVW iShares S&P 500 Growth ETF | Add +30.5% | 0.71% | +0.20 |
| QQQ Invesco QQQ Trust Series 1 | Add +2.5% | 1.81% | +0.13 |
| JAVA JPMorgan Active Value ETF | Add +2965.2% | 0.11% | +0.11 |
| EFG iShares MSCI Eafe Growth ETF | Add +46.2% | 0.36% | +0.11 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +25.9% | 0.49% | +0.10 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +11.9% | 0.45% | +0.07 |
| JAAA Janus Henderson Aaa Clo ETF | Add +36.1% | 0.29% | +0.07 |
| VOO Vanguard S&P 500 ETF | Add +3.5% | 1.44% | +0.07 |
| IWF iShares Russell 1000 Growth | Add +0.8% | 1.11% | +0.07 |
| IEMG iShares Core MSCI Emerging | Add +19.3% | 0.39% | +0.07 |
| QUAL iShares MSCI USA Quality Fac | Add +8.4% | 0.72% | +0.06 |
| JEPQ JPM Nasdaq Equity Premium | Add +47.5% | 0.20% | +0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.3% | 1.62% | +0.06 |
| AVGO Broadcom Inc. | Add +0.4% | 0.38% | +0.06 |
| JPST JPMorgan Ultra-Short Income | Add +31.0% | 0.27% | +0.06 |
| HAP Vaneck Natural Resources ETF | Add +8528.1% | 0.06% | +0.06 |
| PULS Pgim Ultra Short Bond ETF | Add +84.1% | 0.13% | +0.06 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +15.4% | 0.35% | +0.06 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +0.4% | 0.90% | +0.05 |
| CGDV Cap Group Dividend Value | Add +17.0% | 0.38% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +14.6% | 0.18% | +0.05 |
| MINT PIMCO Enhanced Short Maturit | Add +174.1% | 0.08% | +0.05 |
| CGGR Cap Group Growth Equity | Add +23.1% | 0.24% | +0.05 |
| SCHG Schwab US Large-Cap Growth | Add +5.3% | 0.41% | +0.04 |
| IGEB iShares Investment Grade SYS | Add +323.2% | 0.06% | +0.04 |
| SMH Vaneck Semiconductor ETF | Add +12.4% | 0.20% | +0.04 |
| OUNZ Vaneck Merk Gold ETF | Add +103.2% | 0.08% | +0.04 |
| XLK SS Technology Select Sector | Add +4.2% | 0.41% | +0.04 |
| CGGO Cap Group Global Growth | Add +47.6% | 0.12% | +0.04 |
| CGMS Cap Group US Multi-Sect Bond | Add +185.8% | 0.06% | +0.04 |
| DELL Dell Technologies -C | Add +122.8% | 0.06% | +0.04 |
| FBND Fidelity Total Bond ETF | Add +31.7% | 0.16% | +0.04 |
| SDVY First Trust Smid Cap Rising | Add +31.6% | 0.19% | +0.04 |
| FTGS First Trust Grwth Strgth ETF | Add +270.8% | 0.05% | +0.03 |
| EFA iShares MSCI Eafe ETF | Add +28.5% | 0.18% | +0.03 |
| CGCP Cap Group Core Plus Income | Add +28.8% | 0.17% | +0.03 |
| SPMO Invesco S&P 500 Momentum ETF | Add +61.6% | 0.08% | +0.03 |
| TFLO iShares Treasury Floating Ra | Add +16.1% | 0.24% | +0.03 |
| FNOV FT Vest US Equity Buffer ETF | Add +95.4% | 0.06% | +0.03 |
| PVAL Putnam Focused LRG Cap Value | Add +49.7% | 0.09% | +0.03 |
| CGBL Cap Group Core Balanced | New | 0.03% | +0.03 |
| QQQM Invesco Nasdaq 100 ETF | Add +0.5% | 0.48% | +0.03 |
| WMT Walmart Inc. | Add +0.6% | 0.26% | +0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +5.3% | 0.13% | +0.03 |
| GOVT iShares US Treasury Bond ETF | Add +18.5% | 0.20% | +0.03 |
| XIMR FT Eqbuff&preminc - March | Add +1622.0% | 0.03% | +0.02 |
| CGDG Cap Group Dividend Growers | Add +871.1% | 0.03% | +0.02 |
| IGIB iShares 5-10Y Inv Grade Corp. | Add +78.7% | 0.06% | +0.02 |
| IYW iShares Ustechnology ETF | Add +0.9% | 0.26% | +0.02 |
| DFAC Dimensional US Core Equity 2 | Add +18.3% | 0.16% | +0.02 |
Options Activity Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +20.0% | 4,800 | $37K |
| IONS Ionis Pharmaceuticals Inc. | put | Sold out | 8,500 | $35Kbefore exit |
| URA Global X Uranium ETF | put | Reduce -50.7% | 10,300 | $35K |
| XLE SS Energy Select Sector | call | New | 7,800 | $23K |
| QCOM Qualcomm Inc. | call | Reduce -50.0% | 500 | $16K |
| IJR iShares Core S&P Small-Cap E | put | Add +12.9% | 3,500 | $12K |
| CCJ Cameco Corp. | put | Reduce -52.0% | 6,100 | $11K |
| RSP Invesco S&P 500 Equal Weight | put | Add +30.4% | 3,000 | $11K |
| NVDA Nvidia Corp. | put | New | 2,000 | $11K |
| AG First Majestic Silver Corp. | call | Reduce -7.7% | 18,000 | $9K |
| LLY Eli Lilly & Co. | put | Sold out | 1,000 | $8Kbefore exit |
| CRWD CrowdStrike Holdings Inc. Class A | put | Reduce -69.2% | 400 | $6K |
| FIVE Five Below | put | New | 400 | $5K |
| PII Polaris Inc. | put | Reduce -11.1% | 800 | $4K |
| MDT Medtronic PLC | put | Reduce -12.5% | 700 | $3K |
| CRM Salesforce Inc. | call | New | 1,000 | $3K |
| SWK Stanley Black & Decker Inc. | put | Reduce -25.0% | 300 | $3K |
| TSLA Tesla Inc. | call | New | 100 | $3K |
| INTC Intel Corp. | call | New | 1,000 | $2K |
| SOLV Solventum Corp. | put | New | 700 | $2K |
| TLT iShares 20+ Year Treasury BD | call | New | 1,000 | $2K |
| DOCN Digitalocean Holdings Inc. | put | Sold out | 4,000 | $1Kbefore exit |
| GIS General Mills Inc. | put | Sold out | 600 | $1Kbefore exit |
| WHR Whirlpool Corp. | put | New | 400 | $900 |
| ZTS Zoetis Inc. | put | New | 700 | $840 |
| XLF SS Financial Select Sector | put | Sold out | 2,000 | $800before exit |
| AAPL Apple Inc. | put | Reduce -93.8% | 100 | $740 |
| IWM iShares Russell 2000 ETF | put | Sold out | 1,000 | $550before exit |
| PLTR Palantir Technologies Inc. Class A | call | Sold out | 1,000 | $380before exit |
| WTI W&T Offshore Inc. | call | New | 500 | $275 |
| OLN Olin Corp. | put | Sold out | 100 | $250before exit |
| RGR Sturm Ruger & Co. Inc. | put | Reduce -50.0% | 100 | $200 |
| UBER Uber Technologies Inc. | put | Sold out | 100 | $194before exit |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 1,200 | $120before exit |
| SOFI Sofi Technologies Inc. | call | New | 1,000 | $120 |
| CAT Caterpillar Inc. | put | Sold out | 1,000 | $110before exit |
| AMD Advanced Micro Devices | call | New | 1,000 | $80 |
| MSFT Microsoft Corp. | put | New | 300 | $27 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -4.7% | 451 | $537K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -3.3% | 6,961 | $287K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -8.6% | 223 | $267K |
| GABELLI MULTIMEDIA TRUST-WI | RIGHT 07/22/2024 | New | 11,529 | $206 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,849 | $109.8B | IVV, AAPL, NVDA, VTV, QQQ |
| Q1 2026 | 4,660 | $94.0B | IVV, AAPL, NVDA, VTV, AGG |
| Q4 2025 | 4,586 | $91.5B | IVV, AAPL, NVDA, AGG, VTV |
| Q3 2025 | 4,486 | $86.0B | IVV, NVDA, AAPL, AGG, MSFT |
| Q2 2025 | 4,038 | $59.3B | NVDA, IVV, AAPL, MSFT, QQQ |
| Q1 2025 | 3,936 | $51.6B | IVV, AAPL, NVDA, QQQ, MSFT |
| Q4 2024 | 3,719 | $47.8B | AAPL, IVV, NVDA, MSFT, SPY |
| Q3 2024 | 3,674 | $45.7B | AAPL, IVV, MSFT, NVDA, SPY |
| Q2 2024 | 3,677 | $43.4B | IVV, AAPL, MSFT, NVDA, QQQ |
| Q1 2024Amended | 3,653 | $42.4B | IVV, AAPL, MSFT, QQQ, SPY |