Cetera Investment Advisers
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Cetera Investment Advisers reported 4,486 stock positions worth $86.0 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 3.0% of the portfolio, followed by Nvidia (NVDA, 2.0%) and Apple (AAPL, 2.0%). Compared with Q2 2025, it opened 556 new positions, sold out of 107, added to 3,269 and reduced 626. The biggest buy was Vanguard Russell 1000 Growth (VONG, shares +1493%) and the biggest sale Vanguard Total Intl Stock (VXUS, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- SCHAUMBURG, IL
- CIK
- 0001666741
- Portfolio Value
- $86.0B (Q3 2025)
- SEC Filing
- 0001085146-25-005999 ↗ filed Nov 14, 2025
Holdings Value
Holdings 4,486 stocks · $86.0B
| IVV iShares Core S&P 500 ETF | 3.04% | 3,909,105 | $2.6B | Add +111.1% |
| NVDA Nvidia Corp. | 2.02% | 9,312,600 | $1.7B | Add +24.4% |
| AAPL Apple Inc. | 2.00% | 6,744,633 | $1.7B | Add +24.2% |
| AGG iShares Core U.S. Aggregate | 1.76% | 15,139,297 | $1.5B | Add +187.3% |
| MSFT Microsoft Corp. | 1.59% | 2,647,151 | $1.4B | Add +24.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.59% | 7,337,305 | $1.4B | Add +133.9% |
| QQQ Invesco QQQ Trust Series 1 | 1.54% | 2,209,345 | $1.3B | Add +30.2% |
| VONG Vanguard Russell 1000 Growth | 1.47% | 10,529,371 | $1.3B | Add +1492.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.36% | 1,762,445 | $1.2B | Add +32.6% |
| VOO Vanguard S&P 500 ETF | 1.32% | 1,848,288 | $1.1B | Add +18.1% |
| VTI VG Morningstar TS MKT ETF-US | 1.23% | 3,228,973 | $1.1B | Add +11.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.16% | 2,075,549 | $995.5M | Add +56.5% |
| SCHD Schwab US DVD Equity ETF | 1.11% | 35,015,919 | $955.9M | Add +392.9% |
| IEFA iShares Core MSCI Eafe ETF | 1.07% | 10,497,193 | $916.5M | Add +164.7% |
| AMZN Amazon.com Inc. | 1.04% | 4,065,550 | $892.7M | Add +25.6% |
| IWF iShares Russell 1000 Growth | 0.85% | 1,559,245 | $730.4M | Add +22.4% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.70% | 14,316,566 | $601.7M | Add +20.8% |
| IVE iShares S&P 500 Value ETF | 0.67% | 2,782,870 | $574.7M | Add +31.7% |
| BND Vanguard Total Bond Market | 0.64% | 7,407,018 | $550.9M | Add +22.7% |
| IEMG iShares Core MSCI Emerging | 0.63% | 8,234,863 | $542.8M | Add +57.4% |
| IVW iShares S&P 500 Growth ETF | 0.61% | 4,362,568 | $526.6M | Add +32.8% |
| GOOGL Alphabet Inc. Class A | 0.59% | 2,094,690 | $509.2M | Add +26.0% |
| META Meta Platforms Inc. Class A | 0.59% | 685,764 | $503.6M | Add +27.8% |
| SCHG Schwab US Large-Cap Growth | 0.57% | 15,387,321 | $491.0M | Add +66.0% |
| AVGO Broadcom Inc. | 0.56% | 1,459,223 | $481.4M | Add +24.5% |
| VXUS Vanguard Total Intl Stock | 0.56% | 6,534,152 | $480.0M | Reduce -0.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.53% | 909,355 | $457.2M | Add +28.7% |
| QQQM Invesco Nasdaq 100 ETF | 0.52% | 1,820,917 | $450.0M | Add +24.9% |
| VEA Vanguard Ftse Developed ETF | 0.51% | 7,300,257 | $437.4M | Add +25.9% |
| JPM JPMorgan Chase & Co. | 0.49% | 1,350,344 | $425.9M | Add +33.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.49% | 9,083,587 | $424.3M | Add +4.3% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.49% | 7,125,414 | $421.8M | Add +40.1% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.47% | 12,188,582 | $407.3M | Add +10.8% |
| IWM iShares Russell 2000 ETF | 0.47% | 1,672,712 | $404.7M | Add +135.5% |
| QUAL iShares MSCI USA Quality Fac | 0.46% | 2,051,686 | $399.1M | Reduce -2.9% |
| TSLA Tesla Inc. | 0.45% | 877,478 | $390.2M | Add +26.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.42% | 1,221,342 | $358.8M | Add +29.7% |
| VYM Vanguard High DVD Yield ETF | 0.41% | 2,488,088 | $350.7M | Add +37.5% |
| COWZ Pacer US Cash Cows 100 ETF | 0.41% | 6,085,327 | $349.7M | Add +30.4% |
| GOOG Alphabet Inc. Class C | 0.39% | 1,391,434 | $338.9M | Add +34.3% |
| CGGR Cap Group Growth Equity | 0.39% | 7,640,758 | $335.6M | Add +23.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.39% | 3,195,915 | $334.0M | Add +18.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.38% | 4,215,363 | $330.2M | Add +1.9% |
| GLD SPDR Gold Shares | 0.38% | 907,793 | $322.7M | Add +17.8% |
| IJR iShares Core S&P Small-Cap E | 0.37% | 2,663,919 | $316.6M | Add +43.6% |
| JEPI JPMorgan Equity Premium Inco | 0.34% | 5,160,433 | $294.7M | Add +39.7% |
| V Visa Inc. Class A | 0.33% | 843,082 | $287.8M | Add +23.1% |
| PLTR Palantir Technologies Inc. Class A | 0.33% | 1,554,844 | $283.6M | Add +32.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.33% | 1,106,771 | $281.4M | Add +68.4% |
| MUB iShares National Muni Bond E | 0.32% | 2,610,858 | $278.0M | Add +61.1% |
| SDVY First Trust Smid Cap Rising | 0.32% | 7,264,277 | $276.2M | Add +37.7% |
| WMT Walmart Inc. | 0.32% | 2,671,511 | $275.3M | Add +32.5% |
| EFV iShares MSCI Eafe Value ETF | 0.32% | 3,999,047 | $271.3M | Add +3.6% |
| IWD iShares Russell 1000 Value E | 0.31% | 1,311,920 | $267.1M | Add +14.9% |
| VIG Vanguard Dividend Apprec ETF | 0.31% | 1,216,583 | $262.5M | Add +21.7% |
| VGT Vanguard Info Tech ETF | 0.30% | 345,889 | $258.3M | Add +26.1% |
| XOM Exxon Mobil Corp. | 0.30% | 2,261,670 | $255.0M | Add +49.4% |
| OEF iShares S&P 100 ETF | 0.29% | 756,551 | $251.8M | Add +110.8% |
| VWO Vanguard Ftse Emerging Marke | 0.29% | 4,580,750 | $248.2M | Add +33.7% |
| BNDX Vanguard Total Intl Bond ETF | 0.29% | 5,004,948 | $247.5M | Add +10.9% |
| TLH iShares 10-20 Year Treasury | 0.28% | 2,370,464 | $244.1M | Add +39.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.28% | 2,658,234 | $243.9M | Add +8.6% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.28% | 7,049,934 | $240.9M | Add +20.4% |
| LLY Eli Lilly & Co. | 0.28% | 310,963 | $237.3M | Add +22.5% |
| RDVY First Trust Rising Dividend | 0.27% | 3,500,974 | $235.5M | Add +25.3% |
| XLK SS Technology Select Sector | 0.27% | 827,855 | $233.3M | Add +6.4% |
| PVAL Putnam Focused LRG Cap Value | 0.27% | 5,369,344 | $229.4M | Add +51.1% |
| COST Costco Wholesale Corp. | 0.27% | 247,285 | $228.9M | Add +25.7% |
| HD Home Depot Inc. | 0.27% | 562,873 | $228.1M | Add +21.1% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.26% | 4,107,926 | $227.3M | Add +10.7% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.26% | 1,070,900 | $223.5M | Add +21.6% |
| IJH iShares Core S&P Midcap ETF | 0.26% | 3,401,972 | $222.0M | Add +32.2% |
| JAAA Janus Henderson Aaa Clo ETF | 0.26% | 4,354,450 | $221.1M | Add +10.7% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.25% | 5,522,630 | $218.4M | Add +14.4% |
| DGRW Wisdomtree U.S. Quality Divi | 0.25% | 2,449,019 | $217.9M | Add +25.3% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.25% | 4,056,020 | $215.9M | Add +45.2% |
| ABBV Abbvie Inc. | 0.25% | 925,350 | $214.3M | Add +35.8% |
| IWR iShares Russell Mid-Cap ETF | 0.24% | 2,175,090 | $210.0M | Add +91.4% |
| IDEV iShares Core MSCI Dev MKTS | 0.24% | 2,532,764 | $203.1M | Add +42.9% |
| RSP Invesco S&P 500 Equal Weight | 0.23% | 1,065,809 | $202.2M | Add +37.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.23% | 716,021 | $200.0M | Add +29.1% |
| USMV iShares MSCI USA Min Vol Fac | 0.23% | 2,071,039 | $197.0M | Reduce -3.3% |
| SGOV iShares 0-3 Month Treasury B | 0.23% | 1,940,266 | $195.4M | Reduce -8.7% |
| MBB iShares MBS ETF | 0.22% | 2,019,952 | $192.2M | Add +8.0% |
| ORCL Oracle Corp. | 0.22% | 678,602 | $190.9M | Add +43.6% |
| FBND Fidelity Total Bond ETF | 0.22% | 4,066,710 | $188.0M | Add +76.0% |
| VNQ Vanguard Real Estate ETF | 0.22% | 2,035,927 | $186.1M | Add +68.4% |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | 0.21% | 6,649,324 | $179.2M | Add +174.9% |
| CVX Chevron Corp. | 0.21% | 1,147,567 | $178.2M | Add +48.5% |
| BSV Vanguard Short-Term Bond ETF | 0.21% | 2,248,206 | $177.4M | Add +18.4% |
| JNJ Johnson & Johnson | 0.21% | 955,838 | $177.2M | Add +33.8% |
| IQLT iShares MSCI International Q | 0.21% | 3,998,491 | $176.7M | Add +9.0% |
| DGRO iShares Core Dividend Growth | 0.20% | 2,583,454 | $175.9M | Add +14.4% |
| MA Mastercard Inc. Class A | 0.20% | 298,899 | $170.0M | Add +21.4% |
| EFA iShares MSCI Eafe ETF | 0.20% | 1,813,045 | $169.3M | Add +78.6% |
| TCHP T Rowe Price Blue Chip Growt | 0.19% | 3,381,033 | $165.3M | Add +3.0% |
| IAU iShares Gold Trust | 0.19% | 2,262,178 | $164.6M | Add +54.4% |
| NFLX Netflix Inc. | 0.19% | 133,210 | $159.7M | Add +33.6% |
| SMH Vaneck Semiconductor ETF | 0.18% | 477,115 | $155.7M | Add +17.8% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.18% | 2,693,930 | $155.0M | Add +59.5% |
Options reported separately and not counted above: AMD calls ($673K), NVDA calls ($646K), HCA calls ($235K), SHW calls ($138K), MRK calls ($114K), SPY calls ($75K), IONQ calls ($74K), AAPL calls ($61K), UNH calls ($59K), AMZN calls ($55K), NBIS calls ($55K), LLY calls ($49K), and 59 more.
Other holdings (9): bonds, preferreds, convertibles and warrants · $3.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 12,054 | $839K | Add +44.6% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 664 | $820K | Add +40.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 638 | $817K | Add +19.7% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 6,827 | $340K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 8,072 | $206K | New |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | 10,000 | $37K | New |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 199,085 | $16K | Add +16.3% |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | 97,088 | $6K | Add +142.2% |
| SKYAW Sharps Technology Inc. -27 | *W EXP 04/13/202 | 16,500 | $825 | No change |
Total filed on the 13F, all lines: $86.0B.
Portfolio Sells Q2 2025 → Q3 2025
| VXUS Vanguard Total Intl Stock | Reduce -0.7% | 0.56% | −0.21 |
| QUAL iShares MSCI USA Quality Fac | Reduce -2.9% | 0.46% | −0.19 |
| SGOV iShares 0-3 Month Treasury B | Reduce -8.7% | 0.23% | −0.13 |
| VGSH Vanguard Short-Term Treasury | Reduce -47.3% | 0.07% | −0.13 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -24.6% | 0.13% | −0.12 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -3.3% | 0.23% | −0.11 |
| XSMO Invesco S&P Smallcap Momentu | Reduce -53.9% | 0.05% | −0.10 |
| HELO JPMorgan Hedged Equity ETF | Reduce -47.3% | 0.06% | −0.09 |
| XLP SS Consumer Staples Sel Sect | Reduce -29.1% | 0.07% | −0.08 |
| XLV SS Health Care Select Sector | Reduce -9.8% | 0.14% | −0.08 |
| IYW iShares Ustechnology ETF | Reduce -18.8% | 0.13% | −0.07 |
| VFMO Vanguard US Momentum Factor | Reduce -73.3% | 0.02% | −0.07 |
| IXUS iShares Core Intl Stock ETF | Reduce -0.8% | 0.16% | −0.06 |
| GOVT iShares US Treasury Bond ETF | Reduce -5.5% | 0.10% | −0.05 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -27.1% | 0.05% | −0.05 |
| FEZ State Street SPDR Euro Stoxx | Reduce -74.0% | 0.01% | −0.05 |
| FTRB Fed Hermes TTL RTRN BND | Reduce -92.5% | 0.00% | −0.05 |
| EUAD Select Stoxx Eur Aer DE ETF | Reduce -94.9% | 0.00% | −0.05 |
| FNOV FT Vest US Equity Buffer ETF | Reduce -55.3% | 0.02% | −0.04 |
| KYN Kayne Anderson Energy Infra | Reduce -6.6% | 0.07% | −0.04 |
| AVLV Avantis US Large Cap Value | Reduce -1.1% | 0.11% | −0.04 |
| FLOT iShares Floating Rate Bond E | Reduce -7.3% | 0.07% | −0.04 |
| IWO iShares Russell 2000 Growth | Reduce -4.5% | 0.09% | −0.03 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -19.5% | 0.04% | −0.03 |
| DTD Wisdomtree US Total Dividend | Reduce -55.1% | 0.02% | −0.03 |
| SPGI S&P Global Inc. | Reduce -2.6% | 0.05% | −0.03 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Reduce -8.0% | 0.05% | −0.03 |
| FTLS First Trust Long/Short Eqty | Reduce -16.4% | 0.04% | −0.03 |
| VXF Vanguard Extended Market ETF | Reduce -6.8% | 0.06% | −0.03 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -22.5% | 0.03% | −0.03 |
| IGV iShares Expanded Tech-Softwa | Reduce -15.9% | 0.04% | −0.03 |
| FOCT FT Vest U.S. Equity Buffer E | Reduce -49.1% | 0.01% | −0.02 |
| SFM Sprouts Farmers Market Inc. | Reduce -17.0% | 0.01% | −0.02 |
| PFFD Global X US Preferred ETF | Reduce -45.0% | 0.01% | −0.02 |
| XLB SS Materials Select Sector | Reduce -7.3% | 0.04% | −0.02 |
| FMAY FT Vest US Equity Buffer ETF | Reduce -47.3% | 0.01% | −0.02 |
| YJUN FT Vest Int Eq Modt ETF-June | Reduce -55.1% | 0.01% | −0.02 |
| FV First Trust DW Focus 5 Fund | Reduce -8.7% | 0.04% | −0.02 |
| BSJP Invesco Bulletshares 2025 HY | Reduce -13.8% | 0.03% | −0.02 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | Reduce -5.0% | 0.04% | −0.02 |
| BBIN JPM Betabuilders Intl Eqty | Reduce -11.9% | 0.03% | −0.02 |
| PTY PIMCO Corporate & Income Opp | Reduce -26.4% | 0.02% | −0.02 |
| KVUE Kenvue Inc. | Reduce -11.1% | 0.01% | −0.02 |
| HACK Amplify Cybersecurity ETF | Reduce -30.4% | 0.01% | −0.02 |
| MLPA Global X MLP ETF | Reduce -19.9% | 0.02% | −0.02 |
| GSIE Goldman Sachs Activebeta Int | Reduce -7.3% | 0.03% | −0.02 |
| SCHO Schwab Short-Term US Treas | Reduce -5.7% | 0.03% | −0.02 |
| HAP Vaneck Natural Resources ETF | Reduce -4.4% | 0.04% | −0.02 |
| GBIL Goldman Sachs Access Treasur | Reduce -21.1% | 0.02% | −0.01 |
| FALN iShares Fallen Angels ETF | Reduce -49.0% | 0.01% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| VONG Vanguard Russell 1000 Growth | Add +1492.8% | 1.47% | +1.35 |
| IVV iShares Core S&P 500 ETF | Add +111.1% | 3.04% | +1.10 |
| AGG iShares Core U.S. Aggregate | Add +187.3% | 1.76% | +0.88 |
| SCHD Schwab US DVD Equity ETF | Add +392.9% | 1.11% | +0.79 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +133.9% | 1.59% | +0.65 |
| IEFA iShares Core MSCI Eafe ETF | Add +164.7% | 1.07% | +0.51 |
| IWM iShares Russell 2000 ETF | Add +135.5% | 0.47% | +0.21 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +56.5% | 1.16% | +0.18 |
| AAPL Apple Inc. | Add +24.2% | 2.00% | +0.12 |
| SCHG Schwab US Large-Cap Growth | Add +66.0% | 0.57% | +0.11 |
| BAI Ishrs AI in and Tech Act ETF | Add +338.4% | 0.15% | +0.11 |
| OEF iShares S&P 100 ETF | Add +110.8% | 0.29% | +0.11 |
| BDYN iShares DYN Act ETF | New | 0.10% | +0.10 |
| IEMG iShares Core MSCI Emerging | Add +57.4% | 0.63% | +0.10 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +174.9% | 0.21% | +0.10 |
| GOOGL Alphabet Inc. Class A | Add +26.0% | 0.59% | +0.10 |
| VOOV Vanguard S&P 500 Value ETF | Add +389.0% | 0.12% | +0.09 |
| GOOG Alphabet Inc. Class C | Add +34.3% | 0.39% | +0.08 |
| TSLA Tesla Inc. | Add +26.9% | 0.45% | +0.08 |
| DFSV Dimensional US Small Cap Val | New | 0.08% | +0.08 |
| DFLV Dim US Large Cap Value ETF | New | 0.08% | +0.08 |
| BDVL iShares DV Equity Active ETF | New | 0.07% | +0.07 |
| IWR iShares Russell Mid-Cap ETF | Add +91.4% | 0.24% | +0.07 |
| ITA iShares U.S. Aerospace & Def | Add +137.0% | 0.15% | +0.07 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +68.4% | 0.33% | +0.06 |
| DFAE Dimensional Emerging Core Eq | Add +597.5% | 0.08% | +0.06 |
| PLTR Palantir Technologies Inc. Class A | Add +32.6% | 0.33% | +0.06 |
| SCZ iShares MSCI Eafe Small-Cap | Add +278.6% | 0.09% | +0.06 |
| XMMO Invesco S&P Midcap Momentum | Add +105.7% | 0.18% | +0.06 |
| IWY iShares Russell Top 200 Grow | Add +130.3% | 0.13% | +0.06 |
| DSTL Distillate US Fundamental St | Add +1030.7% | 0.06% | +0.05 |
| CGHM Cap Group Muni High-Income | Add +1475.3% | 0.06% | +0.05 |
| ORCL Oracle Corp. | Add +43.6% | 0.22% | +0.05 |
| OUSM Alps Oshares US Small-Cap Qu | Add +624.0% | 0.06% | +0.05 |
| SCHV Schwab US Large-Cap Value | Add +144.3% | 0.10% | +0.04 |
| MOAT Vaneck Morningstar Wide Moat | Add +99.8% | 0.14% | +0.04 |
| EFA iShares MSCI Eafe ETF | Add +78.6% | 0.20% | +0.04 |
| BENJ Horizon Landmark ETF | New | 0.04% | +0.04 |
| ILCG iShares Morningstar Growth E | Add +345.9% | 0.06% | +0.04 |
| IDMO Invesco S&P International DE | Add +234.4% | 0.07% | +0.04 |
| AVUS Avantis U.S. Equity ETF | Add +837.7% | 0.05% | +0.04 |
| FBND Fidelity Total Bond ETF | Add +76.0% | 0.22% | +0.04 |
| RECS Columbia Resear Enh Cor ETF | Add +351.7% | 0.05% | +0.04 |
| MUB iShares National Muni Bond E | Add +61.1% | 0.32% | +0.04 |
| IAU iShares Gold Trust | Add +54.4% | 0.19% | +0.04 |
| IMCG iShares Morningstar Mid-Cap | Add +157.0% | 0.08% | +0.04 |
| IDOG Alps International Sector Di | Add +4039.5% | 0.04% | +0.04 |
| ABBV Abbvie Inc. | Add +35.8% | 0.25% | +0.04 |
| CQQQ Invesco China Technology ETF | Add +1753.0% | 0.04% | +0.04 |
| VNQ Vanguard Real Estate ETF | Add +68.4% | 0.22% | +0.03 |
Options Activity Q2 2025 → Q3 2025
| AMD Advanced Micro Devices | call | Reduce -0.7% | 15,100 | $673K |
| NVDA Nvidia Corp. | call | Add +33.3% | 16,000 | $646K |
| HCA HCA Healthcare Inc. | call | New | 18,100 | $235K |
| SHW The Sherwin-Williams Co. | call | New | 8,700 | $138K |
| MRK Merck & Co. Inc. | call | New | 14,000 | $114K |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 9,700 | $75K |
| IONQ Ionq Inc. | call | New | 3,000 | $74K |
| SOC Sable Offshore Corp. | call | Sold out | 7,800 | $73Kbefore exit |
| AAPL Apple Inc. | call | Add +60.0% | 15,200 | $61K |
| UNH Unitedhealth Group Inc. | call | New | 800 | $59K |
| XPEV Xpeng Inc. - ADR | put | Sold out | 17,300 | $56Kbefore exit |
| AMZN Amazon.com Inc. | call | Add +50.0% | 1,500 | $55K |
| NBIS Nebius Group NV | call | New | 9,200 | $55K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 3,800 | $52Kbefore exit |
| AAPL Apple Inc. | put | Sold out | 5,900 | $49Kbefore exit |
| LLY Eli Lilly & Co. | call | New | 400 | $49K |
| IWM iShares Russell 2000 ETF | call | New | 7,300 | $48K |
| RIOT Riot Platforms Inc. | call | New | 5,500 | $48K |
| URA Global X Uranium ETF | call | New | 12,000 | $47K |
| IWM iShares Russell 2000 ETF | put | Sold out | 5,500 | $47Kbefore exit |
| COIN Coinbase Global Inc. Class A | call | New | 2,000 | $42K |
| BILI Bilibili Inc.-Sponsored ADR | call | New | 19,200 | $40K |
| AG First Majestic Silver Corp. | call | Reduce -55.0% | 6,800 | $37K |
| SOFI Sofi Technologies Inc. | call | Sold out | 4,200 | $36Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | New | 16,500 | $32K |
| MSFT Microsoft Corp. | call | New | 2,900 | $27K |
| VG Venture Global Inc. Class A | put | Sold out | 10,400 | $27Kbefore exit |
| MRVL Marvell Technology Inc. | call | Sold out | 900 | $23Kbefore exit |
| KTOS Kratos Defense & Security | call | New | 9,600 | $23K |
| DIA SS SPDR Dow Jones Indus Avg | put | Sold out | 1,700 | $17Kbefore exit |
| DIA SS SPDR Dow Jones Indus Avg | call | New | 1,700 | $17K |
| GTLS Chart Industries Inc. | call | Sold out | 400 | $16Kbefore exit |
| AVGO Broadcom Inc. | call | New | 500 | $15K |
| AMC AMC Entertainment HLDS Class A | call | New | 31,000 | $15K |
| KTOS Kratos Defense & Security | put | Sold out | 10,200 | $15Kbefore exit |
| ARGT Global X MSCI Argentina ETF | call | New | 3,000 | $15K |
| HIMS Hims & Hers Health Inc. | call | New | 13,800 | $14K |
| NVDA Nvidia Corp. | put | Sold out | 3,100 | $13Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | call | New | 400 | $13K |
| VST Vistra Corp. | call | New | 400 | $11K |
| HD Home Depot Inc. | call | New | 700 | $9K |
| AMZN Amazon.com Inc. | put | Sold out | 600 | $8Kbefore exit |
| CROX Crocs Inc. | call | Sold out | 400 | $8Kbefore exit |
| CQQQ Invesco China Technology ETF | call | New | 12,600 | $8K |
| HON Honeywell International Inc. | call | Sold out | 1,000 | $8Kbefore exit |
| NMM Navios Maritime Partners LP | call | Sold out | 1,400 | $7Kbefore exit |
| VRT Vertiv Holdings Co. Class A | call | Reduce -97.5% | 200 | $6K |
| CRCL Circle Internet Group Inc. | call | New | 300 | $5K |
| C Citigroup Inc. | call | New | 400 | $4K |
| URA Global X Uranium ETF | put | Sold out | 7,400 | $4Kbefore exit |
Showing the first 50 of 94.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +44.6% | 12,054 | $839K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +40.1% | 664 | $820K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +19.7% | 638 | $817K |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | New | 6,827 | $340K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | New | 8,072 | $206K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 5,155 | $205Kbefore exit |
| AMPX.WS Amprius Technologies Inc. | *W EXP 09/14/202 | New | 10,000 | $37K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Add +16.3% | 199,085 | $16K |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | Add +142.2% | 97,088 | $6K |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 16,040 | $1Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,849 | $109.8B | IVV, AAPL, NVDA, VTV, QQQ |
| Q1 2026 | 4,660 | $94.0B | IVV, AAPL, NVDA, VTV, AGG |
| Q4 2025 | 4,586 | $91.5B | IVV, AAPL, NVDA, AGG, VTV |
| Q3 2025 | 4,486 | $86.0B | IVV, NVDA, AAPL, AGG, MSFT |
| Q2 2025 | 4,038 | $59.3B | NVDA, IVV, AAPL, MSFT, QQQ |
| Q1 2025 | 3,936 | $51.6B | IVV, AAPL, NVDA, QQQ, MSFT |
| Q4 2024 | 3,719 | $47.8B | AAPL, IVV, NVDA, MSFT, SPY |
| Q3 2024 | 3,674 | $45.7B | AAPL, IVV, MSFT, NVDA, SPY |
| Q2 2024 | 3,677 | $43.4B | IVV, AAPL, MSFT, NVDA, QQQ |
| Q1 2024Amended | 3,653 | $42.4B | IVV, AAPL, MSFT, QQQ, SPY |