Cetera Investment Advisers

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), Cetera Investment Advisers reported 3,719 stock positions worth $47.8 billion. Its top holding was Apple (AAPL) at 2.7% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.6%) and Nvidia (NVDA, 1.9%). Compared with Q3 2024, it opened 220 new positions, sold out of 176, added to 2,030 and reduced 1,409. The biggest buy was SS SPDR BB Conv Sec ETF (CWB, shares +1180%) and the biggest sale iShares Core U.S. Aggregate (AGG, shares −11%).

Most Recent 13F
Q2 2026
Location
SCHAUMBURG, IL
CIK
0001666741
Portfolio Value
$47.8B (Q4 2024)
SEC Filing
0001085146-25-001367 ↗ filed Feb 14, 2025

Holdings Value

0$50.0B$100.0B$150.0B Q1 2024: $42.4B Q1 2024 Q2 2024: $43.4B Q2 2024 Q3 2024: $45.7B Q3 2024 Q4 2024: $47.8B $47.8B Q4 2024 Q1 2025: $51.6B Q1 2025 Q2 2025: $59.3B Q2 2025 Q3 2025: $86.0B Q3 2025 Q4 2025: $91.5B Q4 2025 Q1 2026: $94.0B Q1 2026 Q2 2026: $109.8B Q2 2026

Holdings 3,719 stocks · $47.8B
AAPL Apple Inc. 2.74% 5,236,230 $1.3B Add +0.9%
IVV iShares Core S&P 500 ETF 2.58% 2,092,010 $1.2B Add +3.0%
NVDA Nvidia Corp. 1.94% 6,893,466 $925.7M Add +1.1%
MSFT Microsoft Corp. 1.74% 1,979,211 $834.2M Add +1.8%
SPY SS SPDR S&P 500 ETF Trust-US 1.60% 1,304,440 $764.5M Add +0.2%
VOO Vanguard S&P 500 ETF 1.52% 1,345,391 $724.9M Add +5.9%
AMZN Amazon.com Inc. 1.36% 2,954,340 $648.2M Add +2.3%
VTI VG Morningstar TS MKT ETF-US 1.35% 2,221,546 $643.8M Add +0.0%
IWF iShares Russell 1000 Growth 1.06% 1,264,703 $507.9M Reduce -0.5%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.99% 10,437,128 $471.8M Reduce -3.1%
AGG iShares Core U.S. Aggregate 0.98% 4,833,421 $468.4M Reduce -11.0%
VUG Vanguard Mrngstar GR ETF-Sui 0.90% 1,052,650 $432.0M Reduce -0.5%
VTV Vanguard Mrngstr Val ETF-Aui 0.83% 2,336,240 $395.5M Add +3.7%
BND Vanguard Total Bond Market 0.82% 5,479,052 $394.0M Add +7.9%
QUAL iShares MSCI USA Quality Fac 0.75% 2,013,466 $358.6M Add +2.0%
IVW iShares S&P 500 Growth ETF 0.68% 3,212,404 $326.2M Add +1.1%
BUFR FT Vest Lad Buffervetf-Usd I 0.65% 10,246,461 $312.2M Add +23.6%
IVE iShares S&P 500 Value ETF 0.65% 1,631,317 $311.4M Add +11.3%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.62% 8,447,056 $297.8M Add +42.3%
VXUS Vanguard Total Intl Stock 0.61% 4,945,442 $291.4M Reduce -2.7%
BRK.B Berkshire Hathaway Inc. Class B 0.61% 639,515 $289.9M Add +0.2%
GOOGL Alphabet Inc. Class A 0.58% 1,464,173 $277.2M Add +2.3%
META Meta Platforms Inc. Class A 0.58% 470,935 $275.7M Add +6.9%
COWZ Pacer US Cash Cows 100 ETF 0.54% 4,611,597 $260.5M Add +0.8%
SPYG SS SPDR P S&P 500 Growth ETF 0.51% 2,793,283 $245.5M Add +30.5%
AVGO Broadcom Inc. 0.51% 1,050,236 $243.5M Reduce -2.0%
IEFA iShares Core MSCI Eafe ETF 0.50% 3,428,071 $240.9M Add +1.0%
QQQM Invesco Nasdaq 100 ETF 0.50% 1,131,917 $238.2M Add +10.0%
TSLA Tesla Inc. 0.49% 584,822 $236.2M Add +6.0%
IWD iShares Russell 1000 Value E 0.48% 1,231,116 $227.9M Add +11.6%
VEA Vanguard Ftse Developed ETF 0.48% 4,756,979 $227.5M Add +3.8%
BIL SS SPDR BB 1-3M T-Bill ETF 0.46% 2,388,241 $218.4M Add +16.7%
JPM JPMorgan Chase & Co. 0.45% 898,632 $215.4M Add +1.9%
IJR iShares Core S&P Small-Cap E 0.45% 1,867,475 $215.2M Add +4.2%
JEPI JPMorgan Equity Premium Inco 0.44% 3,624,250 $208.5M Reduce -5.8%
DYNF Ishrs US E F R A ETF-Usd Inc. 0.43% 4,057,687 $208.0M Add +10.1%
V Visa Inc. Class A 0.43% 646,948 $204.5M Add +2.1%
SCHG Schwab US Large-Cap Growth 0.43% 7,304,069 $203.6M Reduce -1.0%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.42% 762,556 $201.4M Add +0.9%
VYM Vanguard High DVD Yield ETF 0.41% 1,546,608 $197.3M Reduce -2.5%
GOOG Alphabet Inc. Class C 0.40% 997,791 $190.0M Add +0.6%
BNDX Vanguard Total Intl Bond ETF 0.39% 3,831,568 $187.9M Reduce -1.5%
SPYM Ste STR SPDR PT S&P 500 ETF 0.38% 2,664,733 $183.7M Add +12.3%
XLK SS Technology Select Sector 0.38% 775,594 $180.3M Add +1.3%
LLY Eli Lilly & Co. 0.38% 232,598 $179.6M Add +2.6%
GLD SPDR Gold Shares 0.36% 714,291 $173.0M Add +4.6%
MUB iShares National Muni Bond E 0.36% 1,623,043 $172.9M Add +8.6%
EFG iShares MSCI Eafe Growth ETF 0.36% 1,781,913 $172.5M Add +19.1%
HD Home Depot Inc. 0.36% 439,797 $171.1M Add +2.7%
DGRW Wisdomtree U.S. Quality Divi 0.36% 2,105,625 $170.4M Add +7.1%
IEMG iShares Core MSCI Emerging 0.35% 3,216,602 $168.0M Add +16.3%
WMT Walmart Inc. 0.35% 1,856,878 $167.8M Add +7.1%
VIG Vanguard Dividend Apprec ETF 0.35% 847,817 $166.0M Add +1.9%
SCHD Schwab US DVD Equity ETF 0.35% 6,068,690 $165.8M Add +9.0%
IWM iShares Russell 2000 ETF 0.34% 738,671 $163.2M Add +6.5%
IJH iShares Core S&P Midcap ETF 0.33% 2,568,719 $160.1M Add +2.2%
CGGR Cap Group Growth Equity 0.33% 4,274,297 $158.9M Add +10.4%
EFV iShares MSCI Eafe Value ETF 0.33% 3,005,384 $157.7M Add +8.8%
JAAA Janus Henderson Aaa Clo ETF 0.32% 3,031,501 $153.7M Add +4.5%
USMV iShares MSCI USA Min Vol Fac 0.32% 1,720,784 $152.8M Reduce -5.7%
COST Costco Wholesale Corp. 0.31% 161,563 $148.0M Add +4.8%
SPYV SS SPDR P S&P 500 Value ETF 0.31% 2,867,634 $146.7M Reduce -0.8%
RDVY First Trust Rising Dividend 0.30% 2,460,298 $145.5M Reduce -2.3%
MBB iShares MBS ETF 0.30% 1,585,607 $145.4M Add +4.8%
XOM Exxon Mobil Corp. 0.30% 1,315,384 $141.5M Add +3.7%
VGT Vanguard Info Tech ETF 0.29% 226,113 $140.6M Reduce -2.3%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.27% 650,087 $128.8M Add +2.4%
VB Vanguard Most SM-Cap ETF-Usd 0.26% 527,240 $126.7M Add +7.1%
FBND Fidelity Total Bond ETF 0.26% 2,804,806 $125.9M Add +55.1%
VWO Vanguard Ftse Emerging Marke 0.26% 2,854,225 $125.7M Add +6.2%
CWB SS SPDR BB Conv Sec ETF 0.26% 1,591,896 $124.0M Add +1179.7%
RSP Invesco S&P 500 Equal Weight 0.26% 707,158 $123.9M Add +32.2%
SDVY First Trust Smid Cap Rising 0.26% 3,447,137 $123.6M Add +10.4%
BSV Vanguard Short-Term Bond ETF 0.26% 1,595,121 $123.3M Add +11.4%
DGRO iShares Core Dividend Growth 0.26% 2,001,793 $122.8M Reduce -5.6%
VGSH Vanguard Short-Term Treasury 0.25% 2,087,868 $121.5M Add +63.3%
PG The Procter & Gamble Co. 0.25% 712,543 $119.5M Add +2.5%
XLV SS Health Care Select Sector 0.24% 841,808 $115.8M Reduce -5.2%
MA Mastercard Inc. Class A 0.24% 219,249 $115.5M Add +1.5%
UNH Unitedhealth Group Inc. 0.24% 226,578 $114.6M Reduce -0.4%
ABBV Abbvie Inc. 0.23% 623,679 $110.8M Add +1.7%
IYW iShares Ustechnology ETF 0.23% 692,586 $110.5M Reduce -4.8%
CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET 0.22% 3,063,731 $107.1M Add +14.9%
VNQ Vanguard Real Estate ETF 0.22% 1,198,319 $106.7M Reduce -1.2%
CRM Salesforce Inc. 0.22% 315,193 $105.4M Add +4.0%
TLT iShares 20+ Year Treasury BD 0.22% 1,186,715 $103.6M Reduce -10.7%
CVX Chevron Corp. 0.22% 710,919 $103.0M Reduce -1.7%
GSLC Goldman Activebeta US LC ETF 0.21% 890,843 $102.6M Add +1.7%
JPST JPMorgan Ultra-Short Income 0.21% 2,018,683 $101.7M Reduce -14.3%
IXUS iShares Core Intl Stock ETF 0.21% 1,518,388 $100.4M Add +4.8%
BINC iShares Flex I A ETF-Usd Inc. 0.21% 1,912,829 $99.5M Add +26.3%
EMXC iShares MSCI Emr MRK Ex Chna 0.21% 1,789,007 $99.2M Add +9.2%
SGOV iShares 0-3 Month Treasury B 0.21% 978,906 $98.2M Add +18.5%
TSM Taiwan Semiconductor-SP ADR 0.20% 494,728 $97.7M Add +7.8%
AMD Advanced Micro Devices 0.20% 789,488 $95.4M Reduce -0.8%
CGCP Cap Group Core Plus Income 0.20% 4,290,947 $95.3M Add +1.4%
USFR Wisdomtree Floating Rate Tre 0.20% 1,886,319 $94.9M Add +4.2%
JNJ Johnson & Johnson 0.20% 655,985 $94.9M Add +1.8%
IQLT iShares MSCI International Q 0.20% 2,525,270 $93.7M Add +11.8%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.20% 347,165 $93.6M Reduce -3.9%

Show all 3,719 holdings

Options reported separately and not counted above: AMD calls ($225K), NVDA calls ($85K), SPY puts ($73K), CBRE puts ($67K), AMZN calls ($61K), IJR puts ($41K), NVDA puts ($21K), RSP puts ($17K), TSLA calls ($15K), SE puts ($15K), AG calls ($12K), GNRC puts ($12K), and 25 more.

Other holdings (6): bonds, preferreds, convertibles and warrants · $1.1M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 460$549KNo change
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 274$335KAdd +3.4%
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 5,357$219KAdd +19.2%
ACHR.WS Archer Aviation Inc. -CW26 *W EXP 09/16/202 10,000$32KNew
PSEWF Paysafe Ltd. -CW26 *W EXP 03/30/202 107,910$3KReduce -4.4%
SKYAW Sharps Technology Inc. -27 *W EXP 04/13/202 16,500$665No change

Total filed on the 13F, all lines: $47.8B.

Portfolio Sells Q3 2024 → Q4 2024
AGG iShares Core U.S. Aggregate Reduce -11.0% 0.98% −0.22
IUSB Ishr CR Unvrse Usd BD ETF-Ui Reduce -3.1% 0.99% −0.12
FTRB Fed Hermes TTL RTRN BND Reduce -53.4% 0.09% −0.12
VXUS Vanguard Total Intl Stock Reduce -2.7% 0.61% −0.11
AMD Advanced Micro Devices Reduce -0.8% 0.20% −0.09
TLT iShares 20+ Year Treasury BD Reduce -10.7% 0.22% −0.07
IWX iShares Russell Top 200 Valu Reduce -84.6% 0.01% −0.07
GVI iShares Intermediate Governm Reduce -69.3% 0.03% −0.07
JEPI JPMorgan Equity Premium Inco Reduce -5.8% 0.44% −0.07
XLV SS Health Care Select Sector Reduce -5.2% 0.24% −0.06
EFA iShares MSCI Eafe ETF Reduce -19.7% 0.13% −0.06
VTWG Vanguard Russell 2000 Growth Reduce -84.3% 0.01% −0.05
UNH Unitedhealth Group Inc. Reduce -0.4% 0.24% −0.05
LMT Lockheed Martin Corp. Reduce -0.1% 0.19% −0.05
CALF PCR US SM CP CSH CWS ETF-Usd Reduce -15.3% 0.16% −0.05
JPST JPMorgan Ultra-Short Income Reduce -14.3% 0.21% −0.05
DFAI Dimensional International Co. Reduce -61.5% 0.02% −0.05
TFLO iShares Treasury Floating Ra Reduce -16.1% 0.18% −0.05
USMV iShares MSCI USA Min Vol Fac Reduce -5.7% 0.32% −0.04
FIXD First Trust Smith Opportunis Reduce -22.1% 0.11% −0.04
IGEB iShares Investment Grade SYS Reduce -71.8% 0.01% −0.04
HDV iShares Core High Dividend E Reduce -26.6% 0.08% −0.04
BSJO Invesco Bulletshares 2024 HY Sold out 0.00% −0.04
VHT Vanguard Health Care ETF Reduce -5.1% 0.16% −0.04
IWR iShares Russell Mid-Cap ETF Reduce -11.9% 0.19% −0.04
VNQ Vanguard Real Estate ETF Reduce -1.2% 0.22% −0.04
MINT PIMCO Enhanced Short Maturit Reduce -56.6% 0.02% −0.03
BNDX Vanguard Total Intl Bond ETF Reduce -1.5% 0.39% −0.03
MRK Merck & Co. Inc. Reduce -4.0% 0.14% −0.03
DGRO iShares Core Dividend Growth Reduce -5.6% 0.26% −0.03
XLU St Sr Utl SL SE SPDR ETF-Usd Reduce -12.8% 0.12% −0.03
VYM Vanguard High DVD Yield ETF Reduce -2.5% 0.41% −0.03
PEP Pepsico Inc. Reduce -4.3% 0.14% −0.03
VZ Verizon Communications Inc. Reduce -2.5% 0.15% −0.03
PULS Pgim Ultra Short Bond ETF Reduce -22.8% 0.09% −0.03
NVO Novo-Nordisk A/S-Spons ADR Reduce -12.8% 0.05% −0.03
O Realty Income Corp. Reduce -2.2% 0.11% −0.03
SOXX iShares Semiconductor ETF Reduce -20.1% 0.07% −0.03
SPYV SS SPDR P S&P 500 Value ETF Reduce -0.8% 0.31% −0.03
QCOM Qualcomm Inc. Reduce -0.7% 0.17% −0.03
AMAT Applied Materials Inc. Reduce -3.1% 0.08% −0.03
IJK iShares S&P Mid-Cap 400 Grow Reduce -31.1% 0.05% −0.03
CAT Caterpillar Inc. Reduce -1.9% 0.18% −0.03
PCF High Income Securities Fund Reduce -98.3% 0.00% −0.03
KJAN Innovator U.S. Small Cap Pow Reduce -71.6% 0.01% −0.02
SPTL SS SPDR PF LNG TRM TSY E-Usd Reduce -0.5% 0.14% −0.02
UBER Uber Technologies Inc. Reduce -1.0% 0.07% −0.02
TLH iShares 10-20 Year Treasury Reduce -1.5% 0.14% −0.02
ELV Elevance Health Inc. Reduce -7.5% 0.04% −0.02
OIH Vaneck Oil Services ETF Reduce -34.3% 0.03% −0.02

Portfolio Buys Q3 2024 → Q4 2024
CWB SS SPDR BB Conv Sec ETF Add +1179.7% 0.26% +0.24
AMZN Amazon.com Inc. Add +2.3% 1.36% +0.18
TSLA Tesla Inc. Add +6.0% 0.49% +0.18
CGDV Cap Group Dividend Value Add +42.3% 0.62% +0.15
XMMO Invesco S&P Midcap Momentum Add +432.6% 0.16% +0.13
XSMO Invesco S&P Smallcap Momentu Add +959.1% 0.14% +0.13
SPYG SS SPDR P S&P 500 Growth ETF Add +30.5% 0.51% +0.13
NVDA Nvidia Corp. Add +1.1% 1.94% +0.12
BUFR FT Vest Lad Buffervetf-Usd I Add +23.6% 0.65% +0.11
BLK BlackRock Inc. New 0.10% +0.10
VGIT Vanguard Intermediate-Term T Add +257.8% 0.15% +0.10
AAPL Apple Inc. Add +0.9% 2.74% +0.10
MTUM iShares MSCI USA Momentum Fa Add +144.9% 0.16% +0.09
VFMO Vanguard US Momentum Factor Add +4627.1% 0.09% +0.09
VGSH Vanguard Short-Term Treasury Add +63.3% 0.25% +0.09
EDIV State Street SPDR S&P Emergi Add +961.7% 0.09% +0.08
PLTR Palantir Technologies Inc. Class A Add +9.5% 0.15% +0.08
FBND Fidelity Total Bond ETF Add +55.1% 0.26% +0.08
LMBS First Trust Low Duration Opp Add +75.1% 0.18% +0.07
IWY iShares Russell Top 200 Grow Add +70.6% 0.14% +0.06
GOOGL Alphabet Inc. Class A Add +2.3% 0.58% +0.06
FIIG FT Intermed Dur Ig Corp. ETF New 0.05% +0.05
PVAL Putnam Focused LRG Cap Value Add +48.8% 0.18% +0.05
LRCX Lam Research Corp. New 0.05% +0.05
RSP Invesco S&P 500 Equal Weight Add +32.2% 0.26% +0.05
VOO Vanguard S&P 500 ETF Add +5.9% 1.52% +0.05
V Visa Inc. Class A Add +2.1% 0.43% +0.05
QQQM Invesco Nasdaq 100 ETF Add +10.0% 0.50% +0.05
BIL SS SPDR BB 1-3M T-Bill ETF Add +16.7% 0.46% +0.05
WMT Walmart Inc. Add +7.1% 0.35% +0.04
JPM JPMorgan Chase & Co. Add +1.9% 0.45% +0.04
CRM Salesforce Inc. Add +4.0% 0.22% +0.04
CGGR Cap Group Growth Equity Add +10.4% 0.33% +0.04
DYNF Ishrs US E F R A ETF-Usd Inc. Add +10.1% 0.43% +0.04
GOOG Alphabet Inc. Class C Add +0.6% 0.40% +0.03
BILS SS Spdrb B 3-12M T-Bill ETF Add +97.7% 0.07% +0.03
AOK iShares Core 30/70 Conservat Add +828.4% 0.04% +0.03
SPYM Ste STR SPDR PT S&P 500 ETF Add +12.3% 0.38% +0.03
FOCT FT Vest U.S. Equity Buffer E Add +497.8% 0.04% +0.03
IAU iShares Gold Trust Add +52.3% 0.11% +0.03
XLF SS Financial Select Sector Add +18.7% 0.18% +0.03
BINC iShares Flex I A ETF-Usd Inc. Add +26.3% 0.21% +0.03
TSM Taiwan Semiconductor-SP ADR Add +7.8% 0.20% +0.03
HEFA Isha Curr Hedged MSCI Eafe Add +100.0% 0.06% +0.03
IYR iShares US Real Estate ETF Add +398.8% 0.04% +0.03
FNOV FT Vest US Equity Buffer ETF Add +57.7% 0.08% +0.03
DIA SS SPDR Dow Jones Indus Avg Add +22.2% 0.18% +0.03
NFLX Netflix Inc. Add +1.4% 0.15% +0.03
BIDD iShares International Divide New 0.03% +0.03
AESI Atlas Energy Solutions Inc. Add +593.9% 0.03% +0.03

Options Activity Q3 2024 → Q4 2024
AMD Advanced Micro Devices call New 10,000 $225K
NVDA Nvidia Corp. call Reduce -64.7% 3,000 $85K
SPY SS SPDR S&P 500 ETF Trust-US put Add +16.1% 3,600 $73K
CBRE CBRE Group Inc. Class A put New 8,500 $67K
IJR iShares Core S&P Small-Cap E put Add +82.1% 5,100 $41K
NVDA Nvidia Corp. put Add +150.0% 5,000 $21K
RSP Invesco S&P 500 Equal Weight put Add +160.0% 2,600 $17K
SE Sea Ltd.-ADR put New 2,800 $15K
AG First Majestic Silver Corp. call Reduce -21.4% 22,000 $12K
TSLA Tesla Inc. put Add +200.0% 300 $8K
WFC Wells Fargo & Co. put New 1,600 $7K
KWEB Kranesh Csi China Internet put Sold out 3,200 $7Kbefore exit
IWM iShares Russell 2000 ETF put New 5,000 $6K
NRG NRG Energy Inc. put Sold out 6,400 $5Kbefore exit
XLE SS Energy Select Sector call Reduce -27.8% 3,900 $5K
COIN Coinbase Global Inc. Class A put New 100 $4K
SWK Stanley Black & Decker Inc. put Add +33.3% 400 $4K
BMY Bristol-Myers Squibb Co. put New 2,600 $4K
ASHR Xtrackers Harvest Csi 300 CH put Sold out 3,600 $3Kbefore exit
CCJ Cameco Corp. put New 6,800 $2K
LULU Lululemon Athletica Inc. put New 100 $2K
AEM Agnico Eagle Mines Ltd. call Sold out 100 $2Kbefore exit
PLTR Palantir Technologies Inc. Class A put New 200 $1K
PARAA Paramount Global Class B call New 2,500 $375
CELH Celsius Holdings Inc. call New 1,000 $350
TLT iShares 20+ Year Treasury BD call Add +100.0% 2,000 $260
WMT Walmart Inc. put Sold out 200 $256before exit
WTI W&T Offshore Inc. call Sold out 500 $200before exit
HYPR Hyperfine Inc. call Sold out 10,000 $100before exit
SOFI Sofi Technologies Inc. call Sold out 1,000 $80before exit
UAA Under Armour Inc. Class A call New 1,500 $75

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q3 2024 → Q4 2024
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Add +3.4% 274 $335K
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 Add +19.2% 5,357 $219K
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 Sold out 6,787 $202Kbefore exit
ACHR.WS Archer Aviation Inc. -CW26 *W EXP 09/16/202 New 10,000 $32K
GABELLI UTILITY TRUST/THE RIGHT 10/21/2024 Sold out 104,365 $3Kbefore exit
PSEWF Paysafe Ltd. -CW26 *W EXP 03/30/202 Reduce -4.4% 107,910 $3K
WESTERN ASSET GLOBAL HIGH-RT RIGHT 10/08/2024 Sold out 16,641 $183before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 4,849$109.8BIVV, AAPL, NVDA, VTV, QQQ
Q1 2026 4,660$94.0BIVV, AAPL, NVDA, VTV, AGG
Q4 2025 4,586$91.5BIVV, AAPL, NVDA, AGG, VTV
Q3 2025 4,486$86.0BIVV, NVDA, AAPL, AGG, MSFT
Q2 2025 4,038$59.3BNVDA, IVV, AAPL, MSFT, QQQ
Q1 2025 3,936$51.6BIVV, AAPL, NVDA, QQQ, MSFT
Q4 2024 3,719$47.8BAAPL, IVV, NVDA, MSFT, SPY
Q3 2024 3,674$45.7BAAPL, IVV, MSFT, NVDA, SPY
Q2 2024 3,677$43.4BIVV, AAPL, MSFT, NVDA, QQQ
Q1 2024Amended 3,653$42.4BIVV, AAPL, MSFT, QQQ, SPY