Cetera Investment Advisers
In its 13F for Q2 2025 (holdings as of June 30, 2025, filed August 8, 2025), Cetera Investment Advisers reported 4,038 stock positions worth $59.3 billion. Its top holding was Nvidia (NVDA) at 2.0% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 1.9%) and Apple (AAPL, 1.9%). Compared with Q1 2025, it opened 238 new positions, sold out of 137, added to 2,259 and reduced 1,456. The biggest buy was Nvidia (NVDA, shares +3%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −15%).
- Most Recent 13F
- Q2 2026
- Location
- SCHAUMBURG, IL
- CIK
- 0001666741
- Portfolio Value
- $59.3B (Q2 2025)
- SEC Filing
- 0001085146-25-004744 ↗ filed Aug 8, 2025
Holdings Value
Holdings 4,038 stocks · $59.3B
| NVDA Nvidia Corp. | 2.00% | 7,483,263 | $1.2B | Add +2.8% |
| IVV iShares Core S&P 500 ETF | 1.94% | 1,851,613 | $1.1B | Reduce -14.6% |
| AAPL Apple Inc. | 1.88% | 5,431,665 | $1.1B | Add +0.1% |
| MSFT Microsoft Corp. | 1.79% | 2,130,108 | $1.1B | Add +3.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.58% | 1,697,267 | $936.3M | Add +1.0% |
| VOO Vanguard S&P 500 ETF | 1.50% | 1,565,406 | $889.2M | Add +7.6% |
| VTI VG Morningstar TS MKT ETF-US | 1.49% | 2,900,529 | $881.6M | Add +25.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.39% | 1,328,616 | $820.9M | Add +0.3% |
| AMZN Amazon.com Inc. | 1.20% | 3,237,836 | $710.3M | Add +4.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.98% | 1,326,314 | $581.5M | Add +18.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.94% | 3,136,589 | $554.4M | Add +27.9% |
| IWF iShares Russell 1000 Growth | 0.91% | 1,273,366 | $540.6M | Add +1.4% |
| AGG iShares Core U.S. Aggregate | 0.88% | 5,269,552 | $522.7M | Add +0.9% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.79% | 11,850,016 | $468.0M | Add +17.1% |
| VXUS Vanguard Total Intl Stock | 0.77% | 6,577,072 | $454.4M | Add +26.4% |
| BND Vanguard Total Bond Market | 0.75% | 6,035,784 | $444.4M | Add +2.0% |
| IVE iShares S&P 500 Value ETF | 0.70% | 2,112,895 | $412.9M | Add +7.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.68% | 8,706,738 | $402.5M | Reduce -8.1% |
| META Meta Platforms Inc. Class A | 0.67% | 536,647 | $396.1M | Add +5.2% |
| QUAL iShares MSCI USA Quality Fac | 0.65% | 2,113,609 | $386.4M | Reduce -1.6% |
| IVW iShares S&P 500 Growth ETF | 0.61% | 3,285,356 | $361.7M | Reduce -5.2% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.59% | 11,005,421 | $350.0M | Add +6.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.58% | 706,616 | $343.3M | Add +2.3% |
| QQQM Invesco Nasdaq 100 ETF | 0.56% | 1,458,502 | $331.2M | Add +17.9% |
| IEFA iShares Core MSCI Eafe ETF | 0.56% | 3,965,168 | $331.0M | Add +6.6% |
| VEA Vanguard Ftse Developed ETF | 0.56% | 5,797,391 | $330.5M | Add +6.0% |
| AVGO Broadcom Inc. | 0.55% | 1,171,952 | $323.0M | Add +5.9% |
| IEMG iShares Core MSCI Emerging | 0.53% | 5,232,417 | $314.1M | Add +32.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.51% | 4,135,132 | $300.6M | Add +46.6% |
| JPM JPMorgan Chase & Co. | 0.50% | 1,012,216 | $293.5M | Add +4.4% |
| GOOGL Alphabet Inc. Class A | 0.49% | 1,662,406 | $293.0M | Add +5.3% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.47% | 5,086,623 | $277.0M | Reduce -0.7% |
| SCHG Schwab US Large-Cap Growth | 0.46% | 9,269,786 | $270.8M | Reduce -0.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.44% | 941,545 | $263.5M | Add +18.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.43% | 2,702,340 | $257.6M | Add +21.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.43% | 4,666,007 | $257.1M | Reduce -3.2% |
| CGGR Cap Group Growth Equity | 0.43% | 6,196,806 | $251.9M | Add +25.2% |
| EFV iShares MSCI Eafe Value ETF | 0.41% | 3,858,478 | $244.9M | Add +39.2% |
| V Visa Inc. Class A | 0.41% | 685,034 | $243.2M | Add +2.9% |
| VYM Vanguard High DVD Yield ETF | 0.41% | 1,809,762 | $241.3M | Add +11.5% |
| GLD SPDR Gold Shares | 0.40% | 770,634 | $234.9M | Reduce -6.2% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.38% | 2,448,828 | $224.6M | Reduce -1.8% |
| BNDX Vanguard Total Intl Bond ETF | 0.38% | 4,514,193 | $223.5M | Add +6.7% |
| IWD iShares Russell 1000 Value E | 0.37% | 1,142,010 | $221.8M | Reduce -3.4% |
| TSLA Tesla Inc. | 0.37% | 691,667 | $219.7M | Add +6.8% |
| SGOV iShares 0-3 Month Treasury B | 0.36% | 2,125,196 | $214.0M | Add +79.9% |
| JEPI JPMorgan Equity Premium Inco | 0.35% | 3,694,868 | $210.1M | Reduce -4.4% |
| VIG Vanguard Dividend Apprec ETF | 0.35% | 999,945 | $204.7M | Add +14.9% |
| IJR iShares Core S&P Small-Cap E | 0.34% | 1,855,611 | $202.8M | Reduce -6.7% |
| USMV iShares MSCI USA Min Vol Fac | 0.34% | 2,142,277 | $201.1M | Add +26.3% |
| JAAA Janus Henderson Aaa Clo ETF | 0.34% | 3,935,057 | $199.7M | Add +13.8% |
| LLY Eli Lilly & Co. | 0.33% | 253,839 | $197.9M | Add +3.1% |
| WMT Walmart Inc. | 0.33% | 2,016,616 | $197.2M | Add +2.6% |
| XLK SS Technology Select Sector | 0.33% | 777,886 | $197.0M | Reduce -2.5% |
| COST Costco Wholesale Corp. | 0.33% | 196,685 | $194.7M | Add +10.6% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.33% | 3,709,949 | $194.2M | Add +14.3% |
| SCHD Schwab US DVD Equity ETF | 0.32% | 7,104,121 | $188.3M | Add +4.2% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.32% | 5,855,934 | $187.2M | Add +81.9% |
| SDVY First Trust Smid Cap Rising | 0.31% | 5,276,231 | $186.1M | Add +5.5% |
| GOOG Alphabet Inc. Class C | 0.31% | 1,036,455 | $183.9M | Add +2.1% |
| VGT Vanguard Info Tech ETF | 0.31% | 274,197 | $181.9M | Add +4.7% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.30% | 4,826,699 | $178.3M | Add +25.6% |
| MBB iShares MBS ETF | 0.30% | 1,869,787 | $175.6M | Add +0.3% |
| RDVY First Trust Rising Dividend | 0.30% | 2,795,239 | $175.4M | Add +3.6% |
| TLH iShares 10-20 Year Treasury | 0.29% | 1,695,013 | $172.2M | Add +28.5% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.29% | 880,807 | $171.8M | Add +22.6% |
| HD Home Depot Inc. | 0.29% | 464,772 | $170.4M | Add +1.4% |
| VWO Vanguard Ftse Emerging Marke | 0.29% | 3,426,755 | $169.5M | Add +6.6% |
| MUB iShares National Muni Bond E | 0.29% | 1,621,081 | $169.4M | Add +0.8% |
| DGRW Wisdomtree U.S. Quality Divi | 0.28% | 1,954,303 | $163.7M | Reduce -13.5% |
| XOM Exxon Mobil Corp. | 0.28% | 1,513,569 | $163.2M | Add +3.4% |
| PLTR Palantir Technologies Inc. Class A | 0.27% | 1,172,140 | $159.8M | Add +3.5% |
| IJH iShares Core S&P Midcap ETF | 0.27% | 2,574,014 | $159.6M | Reduce -3.5% |
| IQLT iShares MSCI International Q | 0.27% | 3,669,541 | $158.6M | Add +20.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.26% | 657,402 | $155.8M | Add +11.9% |
| IWM iShares Russell 2000 ETF | 0.26% | 710,230 | $153.3M | Add +0.1% |
| BSV Vanguard Short-Term Bond ETF | 0.25% | 1,899,521 | $149.5M | Add +4.0% |
| TCHP T Rowe Price Blue Chip Growt | 0.25% | 3,282,913 | $148.9M | Add +108.9% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.25% | 2,793,061 | $147.6M | Add +14.3% |
| EFG iShares MSCI Eafe Growth ETF | 0.25% | 1,315,205 | $147.3M | Add +5.0% |
| DGRO iShares Core Dividend Growth | 0.24% | 2,258,921 | $144.4M | Add +11.0% |
| PVAL Putnam Focused LRG Cap Value | 0.24% | 3,552,531 | $142.9M | Add +27.1% |
| RSP Invesco S&P 500 Equal Weight | 0.24% | 772,732 | $140.4M | Reduce -23.3% |
| MA Mastercard Inc. Class A | 0.23% | 246,114 | $138.3M | Add +2.9% |
| IDEV iShares Core MSCI Dev MKTS | 0.23% | 1,772,283 | $134.8M | Add +92.0% |
| NFLX Netflix Inc. | 0.23% | 99,681 | $133.5M | Add +12.5% |
| FTCS First Trust Capital Strength | 0.22% | 1,462,525 | $132.9M | Reduce -0.3% |
| CWB SS SPDR BB Conv Sec ETF | 0.22% | 1,557,744 | $128.8M | Reduce -1.9% |
| IXUS iShares Core Intl Stock ETF | 0.22% | 1,649,600 | $127.5M | Add +0.9% |
| ABBV Abbvie Inc. | 0.21% | 681,311 | $126.5M | Add +4.4% |
| TSM Taiwan Semiconductor-SP ADR | 0.21% | 554,607 | $125.6M | Add +7.4% |
| XLV SS Health Care Select Sector | 0.21% | 929,752 | $125.3M | Reduce -1.7% |
| PG The Procter & Gamble Co. | 0.21% | 779,227 | $124.1M | Reduce -0.0% |
| CGCP Cap Group Core Plus Income | 0.20% | 5,312,064 | $119.5M | Add +9.3% |
| VGSH Vanguard Short-Term Treasury | 0.20% | 2,025,138 | $119.0M | Add +0.6% |
| IYW iShares Ustechnology ETF | 0.20% | 679,018 | $117.7M | Reduce -3.4% |
| XLF SS Financial Select Sector | 0.19% | 2,190,869 | $114.7M | Reduce -6.3% |
| GSLC Goldman Activebeta US LC ETF | 0.19% | 936,162 | $113.6M | Add +4.2% |
| SMH Vaneck Semiconductor ETF | 0.19% | 405,109 | $113.0M | Add +3.9% |
| PM Philip Morris International | 0.19% | 611,612 | $111.4M | Add +0.9% |
Options reported separately and not counted above: AMD calls ($480K), NVDA calls ($405K), VRT calls ($127K), SOC calls ($73K), XPEV puts ($56K), AMZN calls ($53K), SPY puts ($52K), AAPL puts ($49K), IWM puts ($47K), SOFI calls ($36K), AG calls ($31K), AAPL calls ($27K), and 29 more.
Other holdings (6): bonds, preferreds, convertibles and warrants · $2.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 533 | $646K | Add +15.9% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 8,337 | $567K | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 474 | $557K | Add +4.4% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 5,155 | $205K | Reduce -12.4% |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | 16,040 | $1K | Add +23.7% |
| SKYAW Sharps Technology Inc. -27 | *W EXP 04/13/202 | 16,500 | $493 | No change |
Total filed on the 13F, all lines: $59.3B.
Portfolio Sells Q1 2025 → Q2 2025
| IVV iShares Core S&P 500 ETF | Reduce -14.6% | 1.94% | −0.42 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -8.1% | 0.68% | −0.17 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -66.3% | 0.06% | −0.12 |
| RSP Invesco S&P 500 Equal Weight | Reduce -23.3% | 0.24% | −0.10 |
| FBND Fidelity Total Bond ETF | Reduce -24.5% | 0.18% | −0.09 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -3.2% | 0.43% | −0.08 |
| JEPI JPMorgan Equity Premium Inco | Reduce -4.4% | 0.35% | −0.07 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -13.5% | 0.28% | −0.07 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -1.8% | 0.38% | −0.06 |
| GLD SPDR Gold Shares | Reduce -6.2% | 0.40% | −0.06 |
| IJR iShares Core S&P Small-Cap E | Reduce -6.7% | 0.34% | −0.06 |
| QUAL iShares MSCI USA Quality Fac | Reduce -1.6% | 0.65% | −0.06 |
| IWD iShares Russell 1000 Value E | Reduce -3.4% | 0.37% | −0.06 |
| XLV SS Health Care Select Sector | Reduce -1.7% | 0.21% | −0.06 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -38.6% | 0.07% | −0.05 |
| IWX iShares Russell Top 200 Valu | Reduce -87.3% | 0.01% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -0.0% | 0.21% | −0.05 |
| TFLO iShares Treasury Floating Ra | Reduce -24.1% | 0.08% | −0.04 |
| XLE SS Energy Select Sector | Reduce -4.0% | 0.13% | −0.04 |
| VNQ Vanguard Real Estate ETF | Reduce -5.0% | 0.18% | −0.04 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -24.1% | 0.10% | −0.04 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -22.4% | 0.08% | −0.04 |
| GSIE Goldman Sachs Activebeta Int | Reduce -42.8% | 0.04% | −0.04 |
| VFH Vanguard Financials ETF | Reduce -26.7% | 0.07% | −0.03 |
| IAU iShares Gold Trust | Reduce -11.0% | 0.15% | −0.03 |
| USFR Wisdomtree Floating Rate Tre | Reduce -8.0% | 0.13% | −0.03 |
| BMY Bristol-Myers Squibb Co. | Reduce -10.4% | 0.05% | −0.03 |
| IJH iShares Core S&P Midcap ETF | Reduce -3.5% | 0.27% | −0.03 |
| XLF SS Financial Select Sector | Reduce -6.3% | 0.19% | −0.03 |
| VHT Vanguard Health Care ETF | Reduce -2.1% | 0.13% | −0.03 |
| AMGN Amgen Inc. | Reduce -1.3% | 0.11% | −0.03 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -8.3% | 0.11% | −0.03 |
| FTCS First Trust Capital Strength | Reduce -0.3% | 0.22% | −0.03 |
| TLT iShares 20+ Year Treasury BD | Reduce -10.8% | 0.09% | −0.03 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -30.9% | 0.05% | −0.03 |
| PTLC Pacer Trendpilot US Large Ca | Reduce -10.2% | 0.10% | −0.03 |
| JPST JPMorgan Ultra-Short Income | Reduce -2.1% | 0.17% | −0.03 |
| LATTICE STRATEGIES TR | Sold out | 0.00% | −0.03 |
| FTSM First Trust Enh Short Mat FD | Reduce -4.4% | 0.14% | −0.03 |
| IEF iShares 7-10 Year Treasury B | Reduce -4.9% | 0.14% | −0.03 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -4.1% | 0.14% | −0.03 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -38.2% | 0.03% | −0.03 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -25.8% | 0.08% | −0.03 |
| PSET Principal Quality ETF | Reduce -97.1% | 0.00% | −0.03 |
| HELO JPMorgan Hedged Equity ETF | Reduce -6.6% | 0.15% | −0.03 |
| SPHY SS SPDR P High Yield ETF | Reduce -21.7% | 0.06% | −0.02 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -12.3% | 0.10% | −0.02 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -6.7% | 0.11% | −0.02 |
| VDC Vanguard Consumer Staple ETF | Reduce -8.8% | 0.09% | −0.02 |
| FVD First Trust Value Line DVD | Reduce -0.3% | 0.15% | −0.02 |
Portfolio Buys Q1 2025 → Q2 2025
| NVDA Nvidia Corp. | Add +2.8% | 2.00% | +0.47 |
| MSFT Microsoft Corp. | Add +3.0% | 1.79% | +0.28 |
| VTI VG Morningstar TS MKT ETF-US | Add +25.6% | 1.49% | +0.26 |
| AVGO Broadcom Inc. | Add +5.9% | 0.55% | +0.19 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +18.4% | 0.98% | +0.18 |
| THRO iShares U.S. Thematic Rotati | Add +1337.7% | 0.17% | +0.15 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +46.6% | 0.51% | +0.15 |
| VXUS Vanguard Total Intl Stock | Add +26.4% | 0.77% | +0.14 |
| CGGO Cap Group Global Growth | Add +81.9% | 0.32% | +0.14 |
| TCHP T Rowe Price Blue Chip Growt | Add +108.9% | 0.25% | +0.14 |
| SGOV iShares 0-3 Month Treasury B | Add +79.9% | 0.36% | +0.13 |
| IAGG iShares Intl Aggregate Bond | Add +418.4% | 0.15% | +0.12 |
| IEMG iShares Core MSCI Emerging | Add +32.3% | 0.53% | +0.12 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +27.9% | 0.94% | +0.12 |
| IDEV iShares Core MSCI Dev MKTS | Add +92.0% | 0.23% | +0.10 |
| META Meta Platforms Inc. Class A | Add +5.2% | 0.67% | +0.10 |
| EFV iShares MSCI Eafe Value ETF | Add +39.2% | 0.41% | +0.10 |
| CGGR Cap Group Growth Equity | Add +25.2% | 0.43% | +0.10 |
| QQQM Invesco Nasdaq 100 ETF | Add +17.9% | 0.56% | +0.10 |
| CGDV Cap Group Dividend Value | Add +17.1% | 0.79% | +0.09 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +21.2% | 0.43% | +0.09 |
| PLTR Palantir Technologies Inc. Class A | Add +3.5% | 0.27% | +0.08 |
| SPMO Invesco S&P 500 Momentum ETF | Add +72.4% | 0.18% | +0.08 |
| DFIV Dimensional International Va | Add +144.6% | 0.12% | +0.07 |
| NFLX Netflix Inc. | Add +12.5% | 0.23% | +0.07 |
| QQQ Invesco QQQ Trust Series 1 | Add +1.0% | 1.58% | +0.05 |
| VOO Vanguard S&P 500 ETF | Add +7.6% | 1.50% | +0.05 |
| CGNG Cap Group New Geography Eq | Add +503.4% | 0.06% | +0.05 |
| CGUS Cap Group Core Equity | Add +25.6% | 0.30% | +0.05 |
| AMZN Amazon.com Inc. | Add +4.0% | 1.20% | +0.05 |
| FEZ State Street SPDR Euro Stoxx | Add +505.2% | 0.06% | +0.05 |
| EUAD Select Stoxx Eur Aer DE ETF | Add +5950.0% | 0.05% | +0.05 |
| ORCL Oracle Corp. | Add +1.0% | 0.17% | +0.05 |
| JBND JPMorgan Active Bond ETF | Add +63.7% | 0.15% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +7.4% | 0.21% | +0.05 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +18.3% | 0.44% | +0.05 |
| TSLA Tesla Inc. | Add +6.8% | 0.37% | +0.05 |
| AMD Advanced Micro Devices | Add +8.5% | 0.19% | +0.04 |
| BAI Ishrs AI in and Tech Act ETF | New | 0.04% | +0.04 |
| GEV GE Vernova Inc. | Add +27.0% | 0.09% | +0.04 |
| OEF iShares S&P 100 ETF | Add +31.7% | 0.18% | +0.04 |
| HOOD Robinhood Markets Inc. Class A | Add +44.5% | 0.06% | +0.04 |
| RGLO Russell Invest GLB Eq-Usd Inc. | New | 0.04% | +0.04 |
| DWLD Davis Select Worldwide ETF | Add +794.8% | 0.04% | +0.04 |
| VTEC Vanguard Ca Tax-Ex Bond | Add +10448.4% | 0.04% | +0.04 |
| PVAL Putnam Focused LRG Cap Value | Add +27.1% | 0.24% | +0.04 |
| JPM JPMorgan Chase & Co. | Add +4.4% | 0.50% | +0.03 |
| IWF iShares Russell 1000 Growth | Add +1.4% | 0.91% | +0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +3.0% | 0.15% | +0.03 |
| IQLT iShares MSCI International Q | Add +20.3% | 0.27% | +0.03 |
Options Activity Q1 2025 → Q2 2025
| AMD Advanced Micro Devices | call | Reduce -6.2% | 15,200 | $480K |
| IJR iShares Core S&P Small-Cap E | put | Sold out | 6,600 | $87Kbefore exit |
| SOC Sable Offshore Corp. | call | New | 7,800 | $73K |
| XPEV Xpeng Inc. - ADR | put | New | 17,300 | $56K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -58.2% | 3,800 | $52K |
| AAPL Apple Inc. | put | Add +5800.0% | 5,900 | $49K |
| IWM iShares Russell 2000 ETF | put | New | 5,500 | $47K |
| PLTR Palantir Technologies Inc. Class A | call | Sold out | 2,000 | $40Kbefore exit |
| SOFI Sofi Technologies Inc. | call | New | 4,200 | $36K |
| AG First Majestic Silver Corp. | call | Reduce -59.7% | 15,100 | $31K |
| AAPL Apple Inc. | call | New | 9,500 | $27K |
| VG Venture Global Inc. Class A | put | New | 10,400 | $27K |
| MRVL Marvell Technology Inc. | call | New | 900 | $23K |
| DIA SS SPDR Dow Jones Indus Avg | put | Add +142.9% | 1,700 | $17K |
| GTLS Chart Industries Inc. | call | New | 400 | $16K |
| KTOS Kratos Defense & Security | put | New | 10,200 | $15K |
| ENVX Enovix Corp. | call | New | 3,000 | $14K |
| NVDA Nvidia Corp. | put | Reduce -54.4% | 3,100 | $13K |
| AMZN Amazon.com Inc. | put | Add +500.0% | 600 | $8K |
| CROX Crocs Inc. | call | New | 400 | $8K |
| NMM Navios Maritime Partners LP | call | New | 1,400 | $7K |
| PII Polaris Inc. | put | Sold out | 800 | $6Kbefore exit |
| SWK Stanley Black & Decker Inc. | put | Sold out | 400 | $5Kbefore exit |
| URA Global X Uranium ETF | put | New | 7,400 | $4K |
| UBER Uber Technologies Inc. | put | Sold out | 600 | $3Kbefore exit |
| IBIT iShares Bitcoin Trust ETF | put | Sold out | 2,500 | $3Kbefore exit |
| XLE SS Energy Select Sector | call | Add +23.3% | 5,300 | $3K |
| FIVE Five Below | put | Sold out | 500 | $3Kbefore exit |
| AIOT Powerfleet Inc. | call | New | 6,600 | $3K |
| BWXT BWX Technologies Inc. | put | Sold out | 200 | $2Kbefore exit |
| WHR Whirlpool Corp. | put | Sold out | 400 | $2Kbefore exit |
| GNRC Generac Holdings Inc. | put | Reduce -27.3% | 800 | $2K |
| STZ Constellation Brands Inc. Class A | put | Sold out | 200 | $2Kbefore exit |
| RSP Invesco S&P 500 Equal Weight | put | Reduce -91.4% | 300 | $1K |
| XOM Exxon Mobil Corp. | put | New | 500 | $920 |
| EW Edwards Lifesciences Corp. | put | Sold out | 400 | $836before exit |
| MDT Medtronic PLC | put | Sold out | 800 | $728before exit |
| DIS The Walt Disney Co. | put | New | 300 | $702 |
| CELH Celsius Holdings Inc. | put | New | 500 | $590 |
| MU Micron Technology Inc. | call | Sold out | 100 | $330before exit |
| T AT&T Inc. | put | New | 1,000 | $310 |
| F Ford Motor Co. | put | Sold out | 1,000 | $310before exit |
| INTC Intel Corp. | call | New | 1,000 | $210 |
| SLB SLB Ltd. | call | New | 200 | $166 |
| PFE Pfizer Inc. | call | New | 300 | $156 |
| BMY Bristol-Myers Squibb Co. | call | New | 100 | $109 |
| CELH Celsius Holdings Inc. | call | Sold out | 1,000 | $80before exit |
| PLUG Plug Power Inc. | call | New | 100 | $9 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2025 → Q2 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +15.9% | 533 | $646K |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | New | 8,337 | $567K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +4.4% | 474 | $557K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -12.4% | 5,155 | $205K |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | Sold out | 10,000 | $18Kbefore exit |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Add +23.7% | 16,040 | $1K |
| PSEWF Paysafe Ltd. -CW26 | *W EXP 03/30/202 | Sold out | 69,910 | $1Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,849 | $109.8B | IVV, AAPL, NVDA, VTV, QQQ |
| Q1 2026 | 4,660 | $94.0B | IVV, AAPL, NVDA, VTV, AGG |
| Q4 2025 | 4,586 | $91.5B | IVV, AAPL, NVDA, AGG, VTV |
| Q3 2025 | 4,486 | $86.0B | IVV, NVDA, AAPL, AGG, MSFT |
| Q2 2025 | 4,038 | $59.3B | NVDA, IVV, AAPL, MSFT, QQQ |
| Q1 2025 | 3,936 | $51.6B | IVV, AAPL, NVDA, QQQ, MSFT |
| Q4 2024 | 3,719 | $47.8B | AAPL, IVV, NVDA, MSFT, SPY |
| Q3 2024 | 3,674 | $45.7B | AAPL, IVV, MSFT, NVDA, SPY |
| Q2 2024 | 3,677 | $43.4B | IVV, AAPL, MSFT, NVDA, QQQ |
| Q1 2024Amended | 3,653 | $42.4B | IVV, AAPL, MSFT, QQQ, SPY |