DHJJ Financial Advisors, Ltd.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 20, 2025), DHJJ Financial Advisors, Ltd. reported 1,001 stock positions worth $294.8 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 11.6% of the portfolio, followed by iShares Core S&P Midcap ETF (IJH, 6.7%) and Schwab US Large-Cap Growth (SCHG, 3.6%). Compared with Q2 2025, it opened 54 new positions, sold out of 29, added to 129 and reduced 158. The biggest buy was First Trust Rising Dividend (RDVY, shares +185%) and the biggest sale First Trust Value Line DVD (FVD, shares −41%).
- Most Recent 13F
- Q2 2026
- Location
- NAPERVILLE, IL
- CIK
- 0001844716
- Portfolio Value
- $294.8M (Q3 2025)
- SEC Filing
- 0001844716-25-000006 ↗ filed Oct 20, 2025
Holdings Value
Holdings 1,001 stocks · $294.8M
| QQQ Invesco QQQ Trust Series 1 | 11.65% | 57,192 | $34.3M | Add +0.5% |
| IJH iShares Core S&P Midcap ETF | 6.73% | 304,260 | $19.9M | Reduce -0.4% |
| SCHG Schwab US Large-Cap Growth | 3.62% | 334,546 | $10.7M | Reduce -0.8% |
| SCHD Schwab US DVD Equity ETF | 3.56% | 384,102 | $10.5M | Add +0.2% |
| IWM iShares Russell 2000 ETF | 2.80% | 34,092 | $8.2M | Add +3.3% |
| JPST JPMorgan Ultra-Short Income | 2.76% | 160,183 | $8.1M | Add +8.9% |
| IWF iShares Russell 1000 Growth | 2.49% | 15,661 | $7.3M | Reduce -4.2% |
| XMHQ Invesco S&P Midcap Qual ETF | 2.49% | 69,843 | $7.3M | Add +3.4% |
| VIG Vanguard Dividend Apprec ETF | 2.42% | 33,121 | $7.1M | Reduce -0.2% |
| SCHM Schwab US Mid Cap ETF | 2.01% | 200,375 | $5.9M | Add +1.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.62% | 7,181 | $4.8M | Reduce -1.1% |
| AAPL Apple Inc. | 1.33% | 15,454 | $3.9M | Reduce -3.4% |
| SCHA Schwab US Small-Cap ETF | 1.27% | 134,713 | $3.8M | Reduce -0.7% |
| SCHF Schwab Intl Equity ETF | 1.26% | 159,265 | $3.7M | Add +0.9% |
| FVD First Trust Value Line DVD | 1.23% | 78,706 | $3.6M | Reduce -41.2% |
| BJAN Innovator U.S. Equity Buffer | 1.14% | 63,464 | $3.4M | Reduce -0.6% |
| XSHQ Invesco S&P Smallcap Quality | 1.11% | 76,263 | $3.3M | Add +6.5% |
| RDVY First Trust Rising Dividend | 1.10% | 48,353 | $3.3M | Add +185.4% |
| FNOV FT Vest US Equity Buffer ETF | 1.10% | 61,394 | $3.2M | Reduce -1.7% |
| SCHB Schwab US Broad Market ETF | 1.07% | 122,956 | $3.2M | Add +4.2% |
| DFAI Dimensional International Co. | 1.05% | 85,342 | $3.1M | Add +21.3% |
| NOBL Proshares S&P 500 Dividend A | 1.01% | 29,011 | $3.0M | Add +1.8% |
| RSPT Invesco S&P 500 Equal Weight | 0.83% | 55,159 | $2.5M | Reduce -1.0% |
| FTCS First Trust Capital Strength | 0.81% | 25,437 | $2.4M | Reduce -41.7% |
| IHDG Wisdomtree International Hed | 0.80% | 51,422 | $2.4M | Reduce -3.0% |
| CAT Caterpillar Inc. | 0.79% | 4,855 | $2.3M | Reduce -1.2% |
| DGRW Wisdomtree U.S. Quality Divi | 0.78% | 25,762 | $2.3M | Add +1.3% |
| PAUG Innovator U.S. Equity Power | 0.71% | 49,314 | $2.1M | Add +0.7% |
| TDIV FT Nasdaq Tech DVD Index FD | 0.68% | 20,385 | $2.0M | Add +0.1% |
| BSEP Innovator U.S. Equity Buffer | 0.59% | 36,043 | $1.7M | Add +2.5% |
| NJAN Innovator Growth 100 Power B | 0.57% | 31,725 | $1.7M | Reduce -1.4% |
| NVDA Nvidia Corp. | 0.57% | 8,987 | $1.7M | Add +0.2% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.56% | 49,156 | $1.6M | Add +2.7% |
| IJR iShares Core S&P Small-Cap E | 0.54% | 13,384 | $1.6M | Reduce -2.1% |
| BFEB Innovator U.S. Equity Buffer | 0.53% | 33,128 | $1.6M | Reduce -0.8% |
| KOCT Innovator U.S. Small Cap Pow | 0.50% | 45,038 | $1.5M | Reduce -2.3% |
| PMAY Innovator U.S. Equity Power | 0.50% | 38,214 | $1.5M | Reduce -0.3% |
| KJAN Innovator U.S. Small Cap Pow | 0.49% | 35,673 | $1.4M | Reduce -0.4% |
| FDN First Trust DJ Internet Ind | 0.48% | 5,056 | $1.4M | Reduce -2.2% |
| FNX First Trust Mid Cap Core Alp | 0.48% | 11,186 | $1.4M | Reduce -1.0% |
| UPS United Parcel Service Class B | 0.48% | 16,785 | $1.4M | Add +0.0% |
| PAPR Innovator U.S. Equity Power | 0.46% | 35,693 | $1.4M | Reduce -0.1% |
| IJAN Innovator International Deve | 0.46% | 38,459 | $1.4M | Reduce -0.3% |
| VDC Vanguard Consumer Staple ETF | 0.46% | 6,330 | $1.4M | Reduce -1.3% |
| AVGO Broadcom Inc. | 0.40% | 3,580 | $1.2M | Reduce -1.6% |
| IWB iShares Russell 1000 ETF | 0.40% | 3,228 | $1.2M | Add +0.0% |
| BJUL Innovator U.S. Equity Buffer | 0.38% | 22,853 | $1.1M | Add +7.0% |
| RSPS Invesco S&P 500 Equal Weight | 0.38% | 38,371 | $1.1M | Reduce -0.7% |
| IWO iShares Russell 2000 Growth | 0.38% | 3,489 | $1.1M | No change |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.38% | 25,741 | $1.1M | Add +0.2% |
| BJUN Innovator U.S. Equity Buffer | 0.37% | 23,687 | $1.1M | Reduce -0.2% |
| NJUL Innovator Growth 100 Power B | 0.37% | 15,164 | $1.1M | Reduce -0.4% |
| MCD McDonald's Corp. | 0.36% | 3,484 | $1.1M | Reduce -1.0% |
| BAPR Innovator U.S. Equity Buffer | 0.35% | 22,165 | $1.0M | Reduce -0.3% |
| FFEB FT Vest US Equity Buffer ETF | 0.35% | 18,623 | $1.0M | Reduce -0.4% |
| VOO Vanguard S&P 500 ETF | 0.34% | 1,645 | $1.0M | Add +5.5% |
| NOCT Innovator Growth-100 Power B | 0.32% | 16,706 | $949K | Reduce -5.1% |
| BAUG Innovator U.S. Equity Buffer | 0.32% | 19,348 | $948K | Add +1.0% |
| MSFT Microsoft Corp. | 0.32% | 1,824 | $945K | Reduce -0.3% |
| IVV iShares Core S&P 500 ETF | 0.31% | 1,385 | $927K | Reduce -4.5% |
| BMAY Innovator U.S. Equity Buffer | 0.31% | 20,983 | $919K | Reduce -0.0% |
| FSEP FT Vest U.S. Equity Buffer E | 0.31% | 18,056 | $913K | Add +9.6% |
| PJUN Innovator U.S. Equity Power | 0.30% | 21,471 | $884K | No change |
| KAPR Innovator U.S. Small Cap Pow | 0.30% | 25,704 | $879K | No change |
| FTGS First Trust Grwth Strgth ETF | 0.29% | 23,633 | $849K | Reduce -0.0% |
| SPLV Invesco S&P 500 Low Volatili | 0.27% | 10,969 | $806K | Reduce -2.2% |
| BDEC Innovator U.S. Equity Buffer | 0.27% | 16,782 | $804K | Reduce -0.6% |
| AMZN Amazon.com Inc. | 0.27% | 3,649 | $801K | Reduce -2.9% |
| KJUL Innovator U.S. Small Cap Pow | 0.27% | 25,836 | $800K | Add +3.8% |
| QMAR FT Vest Nasdaq-100 Buffer Et | 0.27% | 24,527 | $789K | Reduce -0.2% |
| USFR Wisdomtree Floating Rate Tre | 0.27% | 15,602 | $784K | Add +6.3% |
| NAPR Innovator Growth 100 Power B | 0.27% | 14,893 | $784K | Reduce -0.0% |
| SDVY First Trust Smid Cap Rising | 0.27% | 20,570 | $782K | Add +18.6% |
| FDEC FT Vest U.S. Equity Buffer E | 0.26% | 15,716 | $774K | Reduce -2.3% |
| FMAY FT Vest US Equity Buffer ETF | 0.26% | 14,735 | $770K | Reduce -0.3% |
| BMAR Innovator U.S. Equity Buffer | 0.26% | 14,912 | $769K | Reduce -0.0% |
| QDEC FT Vest Nasdaq-100 Buffer Et | 0.26% | 24,562 | $764K | Reduce -0.7% |
| FICS FT International Dev Cap STR | 0.26% | 19,880 | $758K | Add +0.1% |
| BOCT Innovator U.S. Equity Buffer | 0.26% | 15,587 | $755K | Reduce -14.7% |
| PJAN Innovator U.S. Equity Power | 0.25% | 16,195 | $742K | Reduce -0.2% |
| FV First Trust DW Focus 5 Fund | 0.24% | 11,597 | $718K | Reduce -0.7% |
| FJUN FT Vest US Equity Buff ETF-J | 0.24% | 12,413 | $695K | Add +1.0% |
| PFEB Innovator U.S. Equity Power | 0.23% | 17,329 | $688K | No change |
| PJUL Innovator U.S. Equity Power | 0.23% | 14,978 | $683K | Add +3.6% |
| IJUL Innovator International Deve | 0.23% | 20,480 | $669K | Add +10.4% |
| META Meta Platforms Inc. Class A | 0.21% | 853 | $626K | Reduce -0.1% |
| PBFR Pgim La S&P 500 BUF20 ETF-US | 0.21% | 21,582 | $617K | Add +8.5% |
| FJUL FT Vest US Equity Buffer ETF | 0.20% | 10,977 | $601K | Add +12.9% |
| ORCL Oracle Corp. | 0.20% | 2,109 | $593K | No change |
| JPM JPMorgan Chase & Co. | 0.20% | 1,859 | $587K | Reduce -0.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.20% | 1,219 | $584K | Add +1.3% |
| VHT Vanguard Health Care ETF | 0.20% | 2,251 | $584K | No change |
| GMAY FT Vest U.S. Equity Moderate | 0.19% | 13,496 | $546K | No change |
| FJAN FT Vest U.S. Equity Buffer E | 0.18% | 10,640 | $534K | Reduce -2.2% |
| WTW Willis Towers Watson PLC | 0.18% | 1,535 | $530K | No change |
| BUFG FT Vest Buffered Allocation | 0.18% | 19,642 | $529K | Reduce -4.9% |
| FYX First Trust Small Cap Core A | 0.18% | 4,804 | $524K | Reduce -0.2% |
| BUFP Pgim Laddered S&P 500 Buffer | 0.18% | 17,708 | $520K | Add +13.7% |
| IAPR Innovator International Deve | 0.18% | 17,288 | $520K | No change |
| QJUN FT Vest Nasdaq-100 Buffer Et | 0.17% | 16,543 | $515K | Add +0.4% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $2 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 25 | $2 | New |
Lines left out (1) · $20 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| RJF Raymond James Financial Inc. | COM | 0 | $20 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $294.8M.
Portfolio Sells Q2 2025 → Q3 2025
| FVD First Trust Value Line DVD | Reduce -41.2% | 1.23% | −0.93 |
| FTCS First Trust Capital Strength | Reduce -41.7% | 0.81% | −0.62 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.4% | 6.73% | −0.11 |
| IHDG Wisdomtree International Hed | Reduce -3.0% | 0.80% | −0.06 |
| VDC Vanguard Consumer Staple ETF | Reduce -1.3% | 0.46% | −0.05 |
| BOCT Innovator U.S. Equity Buffer | Reduce -14.7% | 0.26% | −0.04 |
| RSPS Invesco S&P 500 Equal Weight | Reduce -0.7% | 0.38% | −0.04 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -32.7% | 0.07% | −0.04 |
| NDEC In Gro-100 PWR Buf ETF - Dec | Reduce -63.0% | 0.02% | −0.03 |
| UCON First Trust Smith Unconstrai | Reduce -34.6% | 0.05% | −0.03 |
| LISTED FDS TR | Sold out | 0.00% | −0.03 |
| FNOV FT Vest US Equity Buffer ETF | Reduce -1.7% | 1.10% | −0.03 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.2% | 2.42% | −0.03 |
| AMZN Amazon.com Inc. | Reduce -2.9% | 0.27% | −0.03 |
| VWO Vanguard Ftse Emerging Marke | Reduce -38.4% | 0.04% | −0.03 |
| FMHI First Trust Municipal High I | Reduce -10.7% | 0.14% | −0.02 |
| FENI Fidelity Enhanced Intl ETF | Sold out | 0.00% | −0.02 |
| NOCT Innovator Growth-100 Power B | Reduce -5.1% | 0.32% | −0.02 |
| FISV Fiserv Inc. | Reduce -0.5% | 0.05% | −0.02 |
| FDN First Trust DJ Internet Ind | Reduce -2.2% | 0.48% | −0.02 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -2.2% | 0.27% | −0.02 |
| IDEC Inno Int Dev Power Buff Dec | Reduce -26.6% | 0.05% | −0.02 |
| VCIT Vanguard Int-Term Corporate | Reduce -20.4% | 0.06% | −0.02 |
| NURE Nuveen Shortterm REIT ETF | Reduce -38.5% | 0.02% | −0.02 |
| PMAY Innovator U.S. Equity Power | Reduce -0.3% | 0.50% | −0.02 |
| NJAN Innovator Growth 100 Power B | Reduce -1.4% | 0.57% | −0.02 |
| IJAN Innovator International Deve | Reduce -0.3% | 0.46% | −0.02 |
| IWF iShares Russell 1000 Growth | Reduce -4.2% | 2.49% | −0.02 |
| SDY SS SPDR S&P Dividend ETF | Reduce -7.8% | 0.14% | −0.02 |
| BJAN Innovator U.S. Equity Buffer | Reduce -0.6% | 1.14% | −0.02 |
| PAPR Innovator U.S. Equity Power | Reduce -0.1% | 0.46% | −0.02 |
| REZ Ishars Res and Multi Reales | Reduce -24.4% | 0.04% | −0.02 |
| RDFN Redfin Corp. | Sold out | 0.00% | −0.02 |
| META Meta Platforms Inc. Class A | Reduce -0.1% | 0.21% | −0.02 |
| BUFD FT VST Lad Deep Buf ETF-Usdi | Reduce -36.4% | 0.02% | −0.01 |
| DLS Wisdomtree Intl S/C DVD Fund | Sold out | 0.00% | −0.01 |
| MA Mastercard Inc. Class A | Reduce -2.5% | 0.16% | −0.01 |
| MCD McDonald's Corp. | Reduce -1.0% | 0.36% | −0.01 |
| WMT Walmart Inc. | Reduce -9.0% | 0.11% | −0.01 |
| BUFG FT Vest Buffered Allocation | Reduce -4.9% | 0.18% | −0.01 |
| IVV iShares Core S&P 500 ETF | Reduce -4.5% | 0.31% | −0.01 |
| BAPR Innovator U.S. Equity Buffer | Reduce -0.3% | 0.35% | −0.01 |
| LISTED FDS TR | Sold out | 0.00% | −0.01 |
| UFOX Defiance Space and Connectiv | Sold out | 0.00% | −0.01 |
| COST Costco Wholesale Corp. | Reduce -9.4% | 0.04% | −0.01 |
| SCHV Schwab US Large-Cap Value | Reduce -8.3% | 0.09% | −0.01 |
| NKE Nike Inc. Class B | Reduce -2.3% | 0.08% | −0.01 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -54.9% | 0.01% | −0.01 |
| OCTW Alianzim US Eq BFR20 Oct-Usd | Reduce -3.0% | 0.15% | −0.01 |
| FDEC FT Vest U.S. Equity Buffer E | Reduce -2.3% | 0.26% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| RDVY First Trust Rising Dividend | Add +185.4% | 1.10% | +0.72 |
| QQQ Invesco QQQ Trust Series 1 | Add +0.5% | 11.65% | +0.31 |
| IWM iShares Russell 2000 ETF | Add +3.3% | 2.80% | +0.23 |
| DFAI Dimensional International Co. | Add +21.3% | 1.05% | +0.17 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +3.4% | 2.49% | +0.09 |
| JPST JPMorgan Ultra-Short Income | Add +8.9% | 2.76% | +0.06 |
| XSHQ Invesco S&P Smallcap Quality | Add +6.5% | 1.11% | +0.06 |
| SCHB Schwab US Broad Market ETF | Add +4.2% | 1.07% | +0.06 |
| NVDA Nvidia Corp. | Add +0.2% | 0.57% | +0.06 |
| NSEP Innovator G100 PB ETF-Sep | Add +698.3% | 0.06% | +0.06 |
| JULP Pgim S&P 500 Buffer 12-Jul | Add +71.0% | 0.11% | +0.04 |
| SDVY First Trust Smid Cap Rising | Add +18.6% | 0.27% | +0.04 |
| AUGP Pgim S&P 500 Buffer 12-Aug | Add +108.7% | 0.08% | +0.04 |
| USEP Innovator U.S. Equity Ultra | Add +230.7% | 0.05% | +0.04 |
| NAUG Innov G-100 Powr BF ETF -Aug | Add +181.8% | 0.06% | +0.04 |
| IAUG Innov in DVLP PWRB ETF - Aug | Add +160.3% | 0.06% | +0.04 |
| ISEP Innovator Intl Dev Eq Power | Add +229.0% | 0.05% | +0.03 |
| QCJL FT NSDQ 100 CN Buff ETF-Jul | Add +1380.7% | 0.04% | +0.03 |
| DDFS Innovato Equ Du Di 15 Bu ETF | New | 0.03% | +0.03 |
| SEPP Pgim S&P 500 Buffer 12-Sep | Add +771.8% | 0.04% | +0.03 |
| GJUL FT Vest US Equity Moderate B | Add +51.8% | 0.09% | +0.03 |
| SEPZ Trueshares Struc Out Sep ETF | New | 0.03% | +0.03 |
| PBJL Pgim S&P 500 Buffer 20-Jul | Add +75.5% | 0.06% | +0.03 |
| FAUG FT Vest U.S. Equity Buffer E | Add +35.4% | 0.10% | +0.02 |
| FSEP FT Vest U.S. Equity Buffer E | Add +9.6% | 0.31% | +0.02 |
| PQJL Pgim NSDQ-100 B 12 ETF - Jul | New | 0.02% | +0.02 |
| QMAG FT NDQ100 Mod Buff ETF - Aug | Add +243.9% | 0.03% | +0.02 |
| FJUL FT Vest US Equity Buffer ETF | Add +12.9% | 0.20% | +0.02 |
| KSEP Inv US SML Cap P B ETF - Sep | New | 0.02% | +0.02 |
| VOO Vanguard S&P 500 ETF | Add +5.5% | 0.34% | +0.02 |
| GAUG FT Vest US Equity Moderate B | Add +51.1% | 0.07% | +0.02 |
| RKT Rocket Cos Inc. Class A | Add +633.6% | 0.02% | +0.02 |
| DDFL Invtr Eq D Di 15 B ETF - Jul | New | 0.02% | +0.02 |
| BJUL Innovator U.S. Equity Buffer | Add +7.0% | 0.38% | +0.02 |
| QQQM Invesco Nasdaq 100 ETF | New | 0.02% | +0.02 |
| KAUG Inv US SML Cap PB ETF - Aug | Add +97.1% | 0.04% | +0.02 |
| BUFP Pgim Laddered S&P 500 Buffer | Add +13.7% | 0.18% | +0.02 |
| TDIV FT Nasdaq Tech DVD Index FD | Add +0.1% | 0.68% | +0.02 |
| PSEP Innovator U.S. Equity Power | Add +40.8% | 0.06% | +0.02 |
| BSEP Innovator U.S. Equity Buffer | Add +2.5% | 0.59% | +0.02 |
| SCHM Schwab US Mid Cap ETF | Add +1.6% | 2.01% | +0.02 |
| SAUG FT Vest US Small Cap Moderat | Add +33.5% | 0.06% | +0.01 |
| DDTL Invtr Eq D Di 10 B ETF - Jul | New | 0.01% | +0.01 |
| JNJ Johnson & Johnson | Add +0.3% | 0.11% | +0.01 |
| IJUL Innovator International Deve | Add +10.4% | 0.23% | +0.01 |
| XAUG FT Vest US Equity Enhance & | Add +322.5% | 0.02% | +0.01 |
| CPAG F/M Com US Agg Bond ETF | New | 0.01% | +0.01 |
| AVUV Avantis US Small Cap Value | Add +8900.0% | 0.01% | +0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +52.9% | 0.04% | +0.01 |
| PBAU Pgim S&P 500 Buffer 20-Aug | Add +55.9% | 0.03% | +0.01 |
Notes & Other Activity Q2 2025 → Q3 2025
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | New | 25 | $2 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,081 | $346.9M | QQQ, IJH, SCHD, SCHG, JPST |
| Q1 2026 | 1,080 | $301.8M | QQQ, IJH, SCHD, SCHG, JPST |
| Q4 2025 | 1,038 | $301.1M | QQQ, IJH, SCHG, SCHD, JPST |
| Q3 2025 | 1,001 | $294.8M | QQQ, IJH, SCHG, SCHD, IWM |
| Q2 2025 | 976 | $276.9M | QQQ, IJH, SCHD, SCHG, JPST |
| Q1 2025 | 932 | $248.3M | QQQ, IJH, SCHD, SCHG, JPST |
| Q4 2024 | 897 | $256.7M | QQQ, IJH, SCHD, SCHG, IWM |
| Q3 2024 | 879 | $252.7M | QQQ, IJH, SCHD, SCHG, IWM |
| Q2 2024 | 832 | $236.8M | QQQ, IJH, SCHD, SCHG, IWM |
| Q1 2024 | 814 | $226.0M | QQQ, IJH, SCHD, SCHG, IWM |