DHJJ Financial Advisors, Ltd.
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 23, 2026), DHJJ Financial Advisors, Ltd. reported 1,038 stock positions worth $301.1 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 11.4% of the portfolio, followed by iShares Core S&P Midcap ETF (IJH, 6.4%) and Schwab US Large-Cap Growth (SCHG, 3.6%). Compared with Q3 2025, it opened 41 new positions, sold out of 6, added to 121 and reduced 151. The biggest buy was a new position in Innov Eq DD 15 Buf ETF - Oct (DDFO) and the biggest sale iShares Core S&P Midcap ETF (IJH, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- NAPERVILLE, IL
- CIK
- 0001844716
- Portfolio Value
- $301.1M (Q4 2025)
- SEC Filing
- 0001844716-26-000001 ↗ filed Jan 23, 2026
Holdings Value
Holdings 1,038 stocks · $301.1M
| QQQ Invesco QQQ Trust Series 1 | 11.38% | 55,757 | $34.3M | Reduce -2.5% |
| IJH iShares Core S&P Midcap ETF | 6.43% | 293,483 | $19.4M | Reduce -3.5% |
| SCHG Schwab US Large-Cap Growth | 3.60% | 331,855 | $10.8M | Reduce -0.8% |
| SCHD Schwab US DVD Equity ETF | 3.43% | 375,973 | $10.3M | Reduce -2.1% |
| JPST JPMorgan Ultra-Short Income | 2.70% | 160,553 | $8.1M | Add +0.2% |
| IWM iShares Russell 2000 ETF | 2.57% | 31,376 | $7.7M | Reduce -8.0% |
| IWF iShares Russell 1000 Growth | 2.41% | 15,354 | $7.3M | Reduce -2.0% |
| XMHQ Invesco S&P Midcap Qual ETF | 2.40% | 70,505 | $7.2M | Add +0.9% |
| VIG Vanguard Dividend Apprec ETF | 2.34% | 32,065 | $7.0M | Reduce -3.2% |
| SCHM Schwab US Mid Cap ETF | 2.00% | 199,849 | $6.0M | Reduce -0.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.63% | 7,197 | $4.9M | Add +0.2% |
| AAPL Apple Inc. | 1.37% | 15,209 | $4.1M | Reduce -1.6% |
| SCHF Schwab Intl Equity ETF | 1.29% | 161,301 | $3.9M | Add +1.3% |
| SCHA Schwab US Small-Cap ETF | 1.27% | 133,924 | $3.8M | Reduce -0.6% |
| RDVY First Trust Rising Dividend | 1.20% | 52,179 | $3.6M | Add +7.9% |
| DFAI Dimensional International Co. | 1.20% | 94,514 | $3.6M | Add +10.8% |
| FVD First Trust Value Line DVD | 1.18% | 76,936 | $3.5M | Reduce -2.3% |
| BJAN Innovator U.S. Equity Buffer | 1.13% | 61,998 | $3.4M | Reduce -2.3% |
| XSHQ Invesco S&P Smallcap Quality | 1.10% | 78,933 | $3.3M | Add +3.5% |
| FNOV FT Vest US Equity Buffer ETF | 1.09% | 59,592 | $3.3M | Reduce -2.9% |
| SCHB Schwab US Broad Market ETF | 1.01% | 115,935 | $3.0M | Reduce -5.7% |
| NOBL Proshares S&P 500 Dividend A | 0.98% | 28,264 | $2.9M | Reduce -2.6% |
| CAT Caterpillar Inc. | 0.87% | 4,575 | $2.6M | Reduce -5.8% |
| RSPT Invesco S&P 500 Equal Weight | 0.83% | 54,700 | $2.5M | Reduce -0.8% |
| IHDG Wisdomtree International Hed | 0.77% | 47,454 | $2.3M | Reduce -7.7% |
| DGRW Wisdomtree U.S. Quality Divi | 0.77% | 25,773 | $2.3M | Add +0.0% |
| FTCS First Trust Capital Strength | 0.74% | 24,071 | $2.2M | Reduce -5.4% |
| PAUG Innovator U.S. Equity Power | 0.70% | 48,941 | $2.1M | Reduce -0.8% |
| TDIV FT Nasdaq Tech DVD Index FD | 0.63% | 19,637 | $1.9M | Reduce -3.7% |
| BSEP Innovator U.S. Equity Buffer | 0.58% | 35,700 | $1.8M | Reduce -0.9% |
| KOCT Innovator U.S. Small Cap Pow | 0.57% | 51,118 | $1.7M | Add +13.5% |
| NVDA Nvidia Corp. | 0.56% | 8,993 | $1.7M | Add +0.1% |
| NJAN Innovator Growth 100 Power B | 0.56% | 30,493 | $1.7M | Reduce -3.9% |
| UPS United Parcel Service Class B | 0.55% | 16,785 | $1.7M | No change |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.54% | 47,624 | $1.6M | Reduce -3.1% |
| BFEB Innovator U.S. Equity Buffer | 0.52% | 32,303 | $1.6M | Reduce -2.5% |
| IJR iShares Core S&P Small-Cap E | 0.51% | 12,801 | $1.5M | Reduce -4.4% |
| PMAY Innovator U.S. Equity Power | 0.49% | 37,501 | $1.5M | Reduce -1.9% |
| KJAN Innovator U.S. Small Cap Pow | 0.49% | 35,424 | $1.5M | Reduce -0.7% |
| PAPR Innovator U.S. Equity Power | 0.45% | 34,851 | $1.4M | Reduce -2.4% |
| FNX First Trust Mid Cap Core Alp | 0.44% | 10,613 | $1.3M | Reduce -5.1% |
| FDN First Trust DJ Internet Ind | 0.42% | 4,751 | $1.3M | Reduce -6.0% |
| VDC Vanguard Consumer Staple ETF | 0.42% | 5,967 | $1.3M | Reduce -5.7% |
| AVGO Broadcom Inc. | 0.41% | 3,525 | $1.2M | Reduce -1.5% |
| IWB iShares Russell 1000 ETF | 0.40% | 3,228 | $1.2M | No change |
| IJAN Innovator International Deve | 0.40% | 33,096 | $1.2M | Reduce -13.9% |
| BJUL Innovator U.S. Equity Buffer | 0.38% | 22,658 | $1.2M | Reduce -0.8% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.38% | 25,070 | $1.1M | Reduce -2.6% |
| BJUN Innovator U.S. Equity Buffer | 0.37% | 23,687 | $1.1M | No change |
| NJUL Innovator Growth 100 Power B | 0.36% | 15,102 | $1.1M | Reduce -0.4% |
| BOCT Innovator U.S. Equity Buffer | 0.36% | 22,179 | $1.1M | Add +42.3% |
| IWO iShares Russell 2000 Growth | 0.36% | 3,348 | $1.1M | Reduce -4.0% |
| VOO Vanguard S&P 500 ETF | 0.36% | 1,706 | $1.1M | Add +3.7% |
| MCD McDonald's Corp. | 0.35% | 3,485 | $1.1M | Add +0.0% |
| NOCT Innovator Growth-100 Power B | 0.35% | 18,223 | $1.1M | Add +9.1% |
| BAPR Innovator U.S. Equity Buffer | 0.35% | 21,858 | $1.0M | Reduce -1.4% |
| FFEB FT Vest US Equity Buffer ETF | 0.34% | 18,348 | $1.0M | Reduce -1.5% |
| USFR Wisdomtree Floating Rate Tre | 0.34% | 20,321 | $1.0M | Add +30.3% |
| RSPS Invesco S&P 500 Equal Weight | 0.34% | 34,757 | $1.0M | Reduce -9.4% |
| BAUG Innovator U.S. Equity Buffer | 0.32% | 19,259 | $964K | Reduce -0.5% |
| IVV iShares Core S&P 500 ETF | 0.31% | 1,355 | $928K | Reduce -2.2% |
| BMAY Innovator U.S. Equity Buffer | 0.31% | 20,632 | $925K | Reduce -1.7% |
| SDVY First Trust Smid Cap Rising | 0.30% | 23,818 | $913K | Add +15.8% |
| FSEP FT Vest U.S. Equity Buffer E | 0.30% | 17,686 | $912K | Reduce -2.0% |
| PJUN Innovator U.S. Equity Power | 0.30% | 21,400 | $896K | Reduce -0.3% |
| KAPR Innovator U.S. Small Cap Pow | 0.29% | 25,183 | $885K | Reduce -2.0% |
| MSFT Microsoft Corp. | 0.29% | 1,812 | $876K | Reduce -0.7% |
| FICS FT International Dev Cap STR | 0.29% | 21,824 | $875K | Add +9.8% |
| QDEC FT Vest Nasdaq-100 Buffer Et | 0.28% | 26,136 | $850K | Add +6.4% |
| AMZN Amazon.com Inc. | 0.28% | 3,615 | $834K | Reduce -0.9% |
| FDEC FT Vest U.S. Equity Buffer E | 0.28% | 16,256 | $832K | Add +3.4% |
| FTGS First Trust Grwth Strgth ETF | 0.27% | 22,969 | $812K | Reduce -2.8% |
| KJUL Innovator U.S. Small Cap Pow | 0.27% | 25,238 | $800K | Reduce -2.3% |
| QMAR FT Vest Nasdaq-100 Buffer Et | 0.26% | 24,032 | $793K | Reduce -2.0% |
| FMAY FT Vest US Equity Buffer ETF | 0.26% | 14,735 | $788K | No change |
| BMAR Innovator U.S. Equity Buffer | 0.26% | 14,713 | $781K | Reduce -1.3% |
| NAPR Innovator Growth 100 Power B | 0.26% | 14,476 | $777K | Reduce -2.8% |
| PJAN Innovator U.S. Equity Power | 0.25% | 15,899 | $748K | Reduce -1.8% |
| PBFR Pgim La S&P 500 BUF20 ETF-US | 0.24% | 24,697 | $722K | Add +14.4% |
| BUFP Pgim Laddered S&P 500 Buffer | 0.24% | 23,604 | $711K | Add +33.3% |
| FJUN FT Vest US Equity Buff ETF-J | 0.24% | 12,413 | $708K | No change |
| FV First Trust DW Focus 5 Fund | 0.23% | 11,197 | $705K | Reduce -3.5% |
| BDEC Innovator U.S. Equity Buffer | 0.23% | 14,000 | $694K | Reduce -16.6% |
| SPLV Invesco S&P 500 Low Volatili | 0.23% | 9,691 | $692K | Reduce -11.7% |
| IJUL Innovator International Deve | 0.23% | 20,480 | $686K | No change |
| PFEB Innovator U.S. Equity Power | 0.23% | 16,772 | $683K | Reduce -3.2% |
| PJUL Innovator U.S. Equity Power | 0.22% | 14,339 | $666K | Reduce -4.3% |
| VHT Vanguard Health Care ETF | 0.20% | 2,128 | $613K | Reduce -5.5% |
| FJUL FT Vest US Equity Buffer ETF | 0.20% | 10,863 | $607K | Reduce -1.0% |
| JPM JPMorgan Chase & Co. | 0.20% | 1,859 | $599K | No change |
| META Meta Platforms Inc. Class A | 0.19% | 853 | $563K | No change |
| GMAY FT Vest U.S. Equity Moderate | 0.19% | 13,496 | $557K | No change |
| FJAN FT Vest U.S. Equity Buffer E | 0.18% | 10,250 | $530K | Reduce -3.7% |
| QJUN FT Vest Nasdaq-100 Buffer Et | 0.17% | 16,543 | $527K | No change |
| GOOGL Alphabet Inc. Class A | 0.17% | 1,673 | $524K | Reduce -0.4% |
| BUFY Ftvest Lddrdintlmod Buff ETF | 0.17% | 23,540 | $524K | Add +4.5% |
| FYX First Trust Small Cap Core A | 0.17% | 4,558 | $516K | Reduce -5.1% |
| IAPR Innovator International Deve | 0.17% | 16,663 | $514K | Reduce -3.6% |
| YDEC FT Vest International Equity | 0.17% | 19,503 | $511K | Add +0.0% |
| BUFG FT Vest Buffered Allocation | 0.17% | 18,557 | $511K | Reduce -5.5% |
Lines left out (1) · $19 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| RJF Raymond James Financial Inc. | COM | 0 | $19 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $301.1M.
Portfolio Sells Q3 2025 → Q4 2025
| IJH iShares Core S&P Midcap ETF | Reduce -3.5% | 6.43% | −0.30 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.5% | 11.38% | −0.27 |
| IWM iShares Russell 2000 ETF | Reduce -8.0% | 2.57% | −0.23 |
| SCHD Schwab US DVD Equity ETF | Reduce -2.1% | 3.43% | −0.13 |
| VIG Vanguard Dividend Apprec ETF | Reduce -3.2% | 2.34% | −0.08 |
| IWF iShares Russell 1000 Growth | Reduce -2.0% | 2.41% | −0.07 |
| FTCS First Trust Capital Strength | Reduce -5.4% | 0.74% | −0.07 |
| SCHB Schwab US Broad Market ETF | Reduce -5.7% | 1.01% | −0.06 |
| IJAN Innovator International Deve | Reduce -13.9% | 0.40% | −0.06 |
| FVD First Trust Value Line DVD | Reduce -2.3% | 1.18% | −0.06 |
| FDN First Trust DJ Internet Ind | Reduce -6.0% | 0.42% | −0.06 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -25.8% | 0.15% | −0.05 |
| TDIV FT Nasdaq Tech DVD Index FD | Reduce -3.7% | 0.63% | −0.05 |
| RSPS Invesco S&P 500 Equal Weight | Reduce -9.4% | 0.34% | −0.05 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -11.7% | 0.23% | −0.04 |
| PDEC Innovator U.S. Equity Power | Reduce -26.8% | 0.12% | −0.04 |
| BDEC Innovator U.S. Equity Buffer | Reduce -16.6% | 0.23% | −0.04 |
| VDC Vanguard Consumer Staple ETF | Reduce -5.7% | 0.42% | −0.04 |
| NOBL Proshares S&P 500 Dividend A | Reduce -2.6% | 0.98% | −0.04 |
| IHDG Wisdomtree International Hed | Reduce -7.7% | 0.77% | −0.04 |
| BN Brookfield Corp. | Reduce -38.1% | 0.06% | −0.04 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -93.6% | 0.00% | −0.03 |
| XDOC Innovator US Equity Accel Oc | Sold out | 0.00% | −0.03 |
| FNX First Trust Mid Cap Core Alp | Reduce -5.1% | 0.44% | −0.03 |
| MSFT Microsoft Corp. | Reduce -0.7% | 0.29% | −0.03 |
| IJR iShares Core S&P Small-Cap E | Reduce -4.4% | 0.51% | −0.03 |
| FISV Fiserv Inc. | Reduce -0.9% | 0.03% | −0.03 |
| SCHG Schwab US Large-Cap Growth | Reduce -0.8% | 3.60% | −0.03 |
| IWO iShares Russell 2000 Growth | Reduce -4.0% | 0.36% | −0.02 |
| SCHM Schwab US Mid Cap ETF | Reduce -0.3% | 2.00% | −0.02 |
| FTGS First Trust Grwth Strgth ETF | Reduce -2.8% | 0.27% | −0.02 |
| OCTW Alianzim US Eq BFR20 Oct-Usd | Reduce -11.8% | 0.13% | −0.02 |
| SDY SS SPDR S&P Dividend ETF | Reduce -9.4% | 0.13% | −0.02 |
| FNOV FT Vest US Equity Buffer ETF | Reduce -2.9% | 1.09% | −0.02 |
| NJAN Innovator Growth 100 Power B | Reduce -3.9% | 0.56% | −0.02 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -3.1% | 0.54% | −0.02 |
| PAPR Innovator U.S. Equity Power | Reduce -2.4% | 0.45% | −0.01 |
| UJAN Innovator U.S. Equity Ultra | Reduce -21.3% | 0.04% | −0.01 |
| PMAY Innovator U.S. Equity Power | Reduce -1.9% | 0.49% | −0.01 |
| SGOL Abrdn Physical Gold Shares | Reduce -33.3% | 0.03% | −0.01 |
| PJUL Innovator U.S. Equity Power | Reduce -4.3% | 0.22% | −0.01 |
| SEPP Pgim S&P 500 Buffer 12-Sep | Reduce -29.5% | 0.03% | −0.01 |
| BUFG FT Vest Buffered Allocation | Reduce -5.5% | 0.17% | −0.01 |
| EXCHANGE TRADED CONCEPTS TRU | Sold out | 0.00% | −0.01 |
| FV First Trust DW Focus 5 Fund | Reduce -3.5% | 0.23% | −0.01 |
| NMAY Innovator GRW-100 PB ETF May | Reduce -8.8% | 0.10% | −0.01 |
| BFEB Innovator U.S. Equity Buffer | Reduce -2.5% | 0.52% | −0.01 |
| VCR Vanguard Consumer Discre ETF | Reduce -12.1% | 0.05% | −0.01 |
| BUFF Innovator Laddered Allocatio | Reduce -7.1% | 0.10% | −0.01 |
| SCHA Schwab US Small-Cap ETF | Reduce -0.6% | 1.27% | −0.01 |
Portfolio Buys Q3 2025 → Q4 2025
| DDFO Innov Eq DD 15 Buf ETF - Oct | New | 0.17% | +0.17 |
| DFAI Dimensional International Co. | Add +10.8% | 1.20% | +0.14 |
| DDFN Innov Eq DD 15 Buf ETF - Nov | Add +1930.9% | 0.12% | +0.12 |
| QQQM Invesco Nasdaq 100 ETF | Add +534.4% | 0.13% | +0.11 |
| BOCT Innovator U.S. Equity Buffer | Add +42.3% | 0.36% | +0.11 |
| INOV Inno Int Dev Power Buff Nov | Add +507.9% | 0.13% | +0.11 |
| RDVY First Trust Rising Dividend | Add +7.9% | 1.20% | +0.10 |
| POCT Innovator U.S. Equity Power | Add +912.8% | 0.11% | +0.10 |
| AKRE Akre Focus ETF | New | 0.10% | +0.10 |
| NOW ServiceNow Inc. | New | 0.09% | +0.09 |
| UOCT Innovator U.S. Equity Ultra | New | 0.08% | +0.08 |
| USFR Wisdomtree Floating Rate Tre | Add +30.3% | 0.34% | +0.07 |
| DDFD Inno Eqt DD 15 Buff ETF Dec | New | 0.07% | +0.07 |
| KOCT Innovator U.S. Small Cap Pow | Add +13.5% | 0.57% | +0.07 |
| UNOV Innovator U.S. Equity Ultra | Add +1375.2% | 0.07% | +0.07 |
| BUFP Pgim Laddered S&P 500 Buffer | Add +33.3% | 0.24% | +0.06 |
| UDEC Innovator U.S. Equity Ultra | Add +771.6% | 0.06% | +0.06 |
| JNJ Johnson & Johnson | Add +36.6% | 0.17% | +0.05 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +65.6% | 0.13% | +0.05 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +122.6% | 0.08% | +0.04 |
| DFUS Dimensional US Eq MKT ETF | Add +5969.2% | 0.04% | +0.04 |
| SDVY First Trust Smid Cap Rising | Add +15.8% | 0.30% | +0.04 |
| FMB First Trust Managed Municipa | Add +247.3% | 0.05% | +0.03 |
| OCTP Pgim S&P 500 Buffer 12-Oct | New | 0.03% | +0.03 |
| FICS FT International Dev Cap STR | Add +9.8% | 0.29% | +0.03 |
| FOCT FT Vest U.S. Equity Buffer E | Add +33.3% | 0.12% | +0.03 |
| NNOV Innovator G-100 PB ETF - Nov | Add +1412.2% | 0.03% | +0.03 |
| PBFR Pgim La S&P 500 BUF20 ETF-US | Add +14.4% | 0.24% | +0.03 |
| SCHF Schwab Intl Equity ETF | Add +1.3% | 1.29% | +0.03 |
| PBQQ Pgim Ladr NSDQ-100 BF 12 ETF | Add +173.7% | 0.05% | +0.03 |
| NOCT Innovator Growth-100 Power B | Add +9.1% | 0.35% | +0.03 |
| IDEC Inno Int Dev Power Buff Dec | Add +55.8% | 0.08% | +0.03 |
| NDEC In Gro-100 PWR Buf ETF - Dec | Add +150.4% | 0.04% | +0.03 |
| KDEC Inn US SML Cap P B ETF - Dec | Add +93.2% | 0.05% | +0.02 |
| QDEC FT Vest Nasdaq-100 Buffer Et | Add +6.4% | 0.28% | +0.02 |
| IOCT Innovator Int Dev Power Buff | Add +311.8% | 0.03% | +0.02 |
| XOCT FT Vest US Equity Enhance & | Add +231.5% | 0.03% | +0.02 |
| NOVP Pgim S&P 500 Buffer 12-Nov | New | 0.02% | +0.02 |
| PQOC Pgim Nasdaq-100 B12 ETF Oct | New | 0.02% | +0.02 |
| PBOC Pgim S&P 500 Buffer 20-Oct | New | 0.02% | +0.02 |
| DDTN Invtr Eq DD 10 Buf ETF Nov | New | 0.02% | +0.02 |
| OCTU Allianzim US BF15 Uncap Oct | New | 0.02% | +0.02 |
| SNOV FT Vest US Small Cap Moderat | Add +51.5% | 0.05% | +0.02 |
| GEV GE Vernova Inc. | Add +50.4% | 0.04% | +0.02 |
| CPHY F/M Cmpndr HGH Yield BND ETF | New | 0.01% | +0.01 |
| FDEC FT Vest U.S. Equity Buffer E | Add +3.4% | 0.28% | +0.01 |
| VOO Vanguard S&P 500 ETF | Add +3.7% | 0.36% | +0.01 |
| DECP Pgim S&P 500 Buffer 12-Dec | Add +512.9% | 0.01% | +0.01 |
| XBOC Innovator US Eqy Acc 9 Buff | Add +18.0% | 0.08% | +0.01 |
| BNOV Innovator U.S. Equity Buffer | Add +7.1% | 0.15% | +0.01 |
Notes & Other Activity Q3 2025 → Q4 2025
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 25 | $2before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,081 | $346.9M | QQQ, IJH, SCHD, SCHG, JPST |
| Q1 2026 | 1,080 | $301.8M | QQQ, IJH, SCHD, SCHG, JPST |
| Q4 2025 | 1,038 | $301.1M | QQQ, IJH, SCHG, SCHD, JPST |
| Q3 2025 | 1,001 | $294.8M | QQQ, IJH, SCHG, SCHD, IWM |
| Q2 2025 | 976 | $276.9M | QQQ, IJH, SCHD, SCHG, JPST |
| Q1 2025 | 932 | $248.3M | QQQ, IJH, SCHD, SCHG, JPST |
| Q4 2024 | 897 | $256.7M | QQQ, IJH, SCHD, SCHG, IWM |
| Q3 2024 | 879 | $252.7M | QQQ, IJH, SCHD, SCHG, IWM |
| Q2 2024 | 832 | $236.8M | QQQ, IJH, SCHD, SCHG, IWM |
| Q1 2024 | 814 | $226.0M | QQQ, IJH, SCHD, SCHG, IWM |