Pgim S&P 500 Buffer 20-AugPBAUETF
13F holders, Q2 2026 (June 30)18holders +1
2new positions
1sold out
$31.45avg. 13F price*
At the end of Q2 2026, 18 institutions reported holding Pgim S&P 500 Buffer 20-Aug (PBAU) in their 13F filings, up 1 from Q1 2026. 2 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($15.2M), Jim Saulnier & Associates, LLC ($3.0M) and Kintra Wealth, LLC ($1.5M).
- Company
- Pgim S&P 500 Buffer 20-Aug
- Filed as
- PGIM ROCK ETF TR (Q2 2026)
- CUSIP
- 69420N817
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $900K |
| Exits | 1 | $311K |
All 13F filers, Q1 2026 → Q2 2026: 246,158 shares bought and 61,552 shares sold, net +184,606 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 18 holders
| Prudential Financial Inc. | 0.02% | Add +64.9% | 482,514 | $15.2M |
| Jim Saulnier & Associates, LLC | 1.22% | No change | 96,541 | $3.0M |
| Kintra Wealth, LLC | 0.08% | Add +106.9% | 47,574 | $1.5M |
| Spire Wealth Management | 0.04% | Reduce -41.9% | 46,407 | $1.5M |
| Kestra Advisory Services, LLC | 0.00% | No change | 35,009 | $1.1M |
| American Asset Management Inc. | 0.71% | Reduce -2.4% | 27,719 | $871K |
| Pathstone Holdings, LLC | 0.00% | New | 17,550 | $551K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -47.7% | 14,953 | $470K |
| Kestra Private Wealth Services, LLC | 0.00% | No change | 14,020 | $441K |
| Old Mission Capital LLC | 0.01% | New | 11,094 | $349K |
| Blue Water Asset Management | 0.11% | No change | 10,483 | $329K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 8,053 | $253K |
| Harbour Investments, Inc. | 0.00% | No change | 5,559 | $175K |
| Royal Bank of Canada | 0.00% | Reduce -43.4% | 4,343 | $136K |
| DHJJ Financial Advisors, Ltd. | 0.03% | No change | 3,238 | $102K |
| UBS Group AG | 0.00% | Add +46333.3% | 2,786 | $88K |
| PNC Financial Services Group, Inc. | 0.00% | Add +17.1% | 1,285 | $40K |
| Sunrise Financial Services, LLC | 0.01% | No change | 520 | $16K |
"% of holder's portfolio" is PBAU's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Aug the manager owns.