Pgim S&P 500 Buffer 12-SepSEPPETF
13F holders, Q2 2026 (June 30)9holders
1new positions
1sold out
$32.50avg. 13F price*
At the end of Q2 2026, 9 institutions reported holding Pgim S&P 500 Buffer 12-Sep (SEPP) in their 13F filings, unchanged from Q1 2026. 1 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($17.6M), Ameritas Advisory Services, LLC ($2.4M) and Commonwealth Equity Services, LLC ($821K).
- Company
- Pgim S&P 500 Buffer 12-Sep
- Filed as
- PGIM ROCK ETF TR (Q2 2026)
- CUSIP
- 69420N791
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $650 |
| Exits | 1 | $425K |
All 13F filers, Q1 2026 → Q2 2026: 173,451 shares bought and 20,561 shares sold, net +152,890 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 9 holders
| Prudential Financial Inc. | 0.02% | Add +44.2% | 541,661 | $17.6M |
| Ameritas Advisory Services, LLC | 0.05% | Reduce -7.3% | 72,878 | $2.4M |
| Commonwealth Equity Services, LLC | 0.00% | Add +0.6% | 25,246 | $821K |
| Royal Bank of Canada | 0.00% | Add +181.5% | 11,091 | $361K |
| Sanctuary Advisors, LLC | 0.00% | No change | 7,142 | $232K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -12.1% | 4,897 | $159K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 3,461 | $113K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 2,457 | $80K |
| UBS Group AG | 0.00% | New | 20 | $650 |
"% of holder's portfolio" is SEPP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Sep the manager owns.