Flaharty Asset Management, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Flaharty Asset Management, LLC reported 118 stock positions worth $673.8 million. Its top holding was iShares Russell 1000 Growth (IWF) at 6.6% of the portfolio, followed by iShares Russell 1000 Value E (IWD, 6.1%) and PIMCO Enhanced Short Maturit (MINT, 5.7%). Compared with Q4 2023, it opened 9 new positions, sold out of 8, added to 23 and reduced 61. The biggest buy was a new position in Columbia Em Core Ex-China (XCEM) and the biggest sale FT Nasdaq Tech DVD Index FD (TDIV, shares −31%).

Most Recent 13F
Q2 2026
Location
CLEARWATER, FL
CIK
0001697882
Portfolio Value
$673.8M (Q1 2024)
SEC Filing
0001420506-24-000832 ↗ filed May 14, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M$1.0B Q1 2024: $673.8M $673.8M Q1 2024 Q2 2024: $676.9M Q2 2024 Q3 2024: $711.2M Q3 2024 Q4 2024: $685.0M Q4 2024 Q1 2025: $693.0M Q1 2025 Q2 2025: $730.8M Q2 2025 Q3 2025: $786.8M Q3 2025 Q4 2025: $800.6M Q4 2025 Q1 2026: $805.5M Q1 2026 Q2 2026: $69.9M Q2 2026

Holdings 118 stocks · $673.8M
IWF iShares Russell 1000 Growth 6.63% 132,459 $44.6M Reduce -15.8%
IWD iShares Russell 1000 Value E 6.13% 230,618 $41.3M Reduce -5.4%
MINT PIMCO Enhanced Short Maturit 5.65% 378,774 $38.1M Reduce -0.9%
PFM Invesco Dividend Achievers E 5.20% 823,379 $35.1M Add +9.4%
FTSL First Trust Senior Loan ETF 5.00% 728,531 $33.7M Reduce -6.9%
JAAA Janus Henderson Aaa Clo ETF 4.65% 616,973 $31.3M Reduce -1.1%
XLP SS Consumer Staples Sel Sect 4.45% 392,577 $30.0M Add +14.7%
RSPG Invesco S&P 500 Equal Weight 4.26% 345,181 $28.7M Add +32.9%
JPST JPMorgan Ultra-Short Income 4.05% 540,499 $27.3M Add +14.9%
SDY SS SPDR S&P Dividend ETF 3.92% 201,018 $26.4M Add +14.8%
IHI iShares U.S. Medical Devices 3.68% 423,542 $24.8M Add +11.9%
FTGC First Trust Global Tactical 3.37% 957,309 $22.7M Add +29.9%
TDIV FT Nasdaq Tech DVD Index FD 3.21% 310,211 $21.6M Reduce -31.4%
MDIV FT Multi-Asset Divers Inc. 3.12% 1,330,464 $21.0M Reduce -14.0%
BOND PIMCO Active Bond Exchange-T 2.87% 210,450 $19.3M Reduce -10.3%
PFFD Global X US Preferred ETF 2.84% 948,207 $19.1M Reduce -26.4%
SPBO SS SPDR P Corp. Bond ETF 2.71% 627,986 $18.3M Reduce -3.6%
KORP American Century Diversified 2.70% 393,134 $18.2M Reduce -10.3%
XCEM Columbia Em Core Ex-China 2.28% 493,589 $15.4M New
SPIB SS SPDR P Int C Corp. ETF 2.14% 441,942 $14.4M Reduce -3.9%
KNG FT Vest S&P 500 DVD Arst TRG 2.12% 266,119 $14.3M New
IWO iShares Russell 2000 Growth 2.08% 51,643 $14.0M Reduce -14.9%
IWN iShares Russell 2000 Value E 2.00% 84,952 $13.5M Reduce -2.8%
IJJ iShares S&P Mid-Cap 400 Valu 1.81% 103,343 $12.2M Add +14.3%
QQQ Invesco QQQ Trust Series 1 1.04% 15,713 $7.0M Reduce -16.6%
MSFT Microsoft Corp. 0.59% 9,418 $4.0M Reduce -2.7%
DVY iShares Select Dividend ETF 0.52% 28,499 $3.5M Reduce -1.3%
XYLD Global X S&P 500 Cove Call E 0.49% 80,265 $3.3M Reduce -2.1%
SPY SS SPDR S&P 500 ETF Trust-US 0.45% 5,804 $3.0M Reduce -14.9%
AAPL Apple Inc. 0.41% 16,268 $2.8M Reduce -1.4%
QYLD Global X Nasd 100 Cov Call 0.41% 153,596 $2.8M Add +3.2%
VNQ Vanguard Real Estate ETF 0.39% 30,250 $2.6M Add +6.1%
FDN First Trust DJ Internet Ind 0.39% 12,722 $2.6M Reduce -5.7%
LMBS First Trust Low Duration Opp 0.39% 54,039 $2.6M Reduce -28.4%
XLI SS Industrial Select Sector 0.38% 20,412 $2.6M Reduce -6.4%
AVUV Avantis US Small Cap Value 0.38% 27,021 $2.5M Reduce -7.7%
JNJ Johnson & Johnson 0.27% 11,533 $1.8M Reduce -1.4%
AMLP Alerian MLP ETF 0.26% 36,709 $1.7M Reduce -2.5%
RDVY First Trust Rising Dividend 0.26% 30,600 $1.7M Reduce -10.7%
CAT Caterpillar Inc. 0.25% 4,637 $1.7M Reduce -1.3%
RSPU Invesco S&P 500 Equal Weight 0.24% 28,769 $1.6M Add +10.4%
GRID First TRST Nasd Class Edg Sgiif 0.24% 13,870 $1.6M Add +2.9%
BSCR Invesco Bulletshares 2027 CB 0.22% 76,909 $1.5M No change
BSCO Invesco Bulletshares 2024 CB 0.22% 70,425 $1.5M Reduce -10.8%
BSCQ Invesco Bulletshares 2026 CB 0.22% 75,851 $1.5M No change
ROBT First Trust Nasdaq Artificia 0.21% 31,803 $1.4M Add +27.8%
VMC Vulcan Materials Co. 0.19% 4,572 $1.2M No change
NXTG First Trust Indxx Nextg ETF 0.17% 14,638 $1.2M Add +16.8%
TAN Invesco Solar ETF 0.17% 25,568 $1.2M Add +73.8%
BSCS Invesco Bulletshares 2028 CB 0.15% 51,915 $1.0M No change
IWB iShares Russell 1000 ETF 0.15% 3,553 $1.0M Reduce -0.6%
BSCP Invesco Bulletshares 2025 CB 0.14% 46,063 $941K Reduce -14.8%
HD Home Depot Inc. 0.14% 2,423 $930K Reduce -1.1%
NVDA Nvidia Corp. 0.14% 1,024 $926K Reduce -15.4%
XETYX Eaton Vance Tax-MGD Div Eqty 0.13% 65,947 $881K Reduce -6.4%
LLY Eli Lilly & Co. 0.13% 1,103 $858K Reduce -15.1%
AZN Astrazeneca PLC-Spons ADR 0.12% 12,099 $820K No change
BSJP Invesco Bulletshares 2025 HY 0.12% 34,900 $801K No change
AGG iShares Core U.S. Aggregate 0.12% 8,040 $787K Reduce -2.8%
JMBS Janus Henderson Mortg Backed 0.11% 17,065 $770K Reduce -0.2%
AMZN Amazon.com Inc. 0.11% 3,947 $712K No change
IWM iShares Russell 2000 ETF 0.10% 3,352 $705K Reduce -4.3%
RSP Invesco S&P 500 Equal Weight 0.10% 4,057 $687K Add +12.0%
RWL Invesco S&P 500 Revenue ETF 0.09% 6,613 $620K Reduce -3.9%
GLD SPDR Gold Shares 0.09% 3,009 $619K Reduce -7.6%
MUB iShares National Muni Bond E 0.09% 5,713 $615K Add +1.9%
TIP iShares Tips Bond ETF 0.09% 5,651 $607K Reduce -0.7%
BSJO Invesco Bulletshares 2024 HY 0.08% 24,015 $546K No change
PG The Procter & Gamble Co. 0.08% 3,185 $517K No change
DUK Duke Energy Corp. 0.07% 5,093 $493K Reduce -1.0%
NEAR iShares SH Dba ETF Usd Inc. 0.07% 9,729 $491K No change
XOM Exxon Mobil Corp. 0.07% 3,975 $462K Reduce -3.3%
GOOG Alphabet Inc. Class C 0.07% 2,935 $447K Reduce -7.1%
CW Curtiss-Wright Corp. 0.07% 1,736 $444K No change
MCD McDonald's Corp. 0.06% 1,549 $437K No change
BRK.B Berkshire Hathaway Inc. Class B 0.06% 1,036 $436K Reduce -5.0%
GOOGL Alphabet Inc. Class A 0.06% 2,736 $413K Reduce -2.6%
INTC Intel Corp. 0.06% 8,876 $392K Reduce -3.7%
SPLV Invesco S&P 500 Low Volatili 0.06% 5,920 $390K No change
ITA iShares U.S. Aerospace & Def 0.06% 2,860 $377K No change
PAYX Paychex Inc. 0.06% 3,050 $375K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.05% 9,573 $363K Reduce -21.7%
CSCO Cisco Systems Inc. 0.05% 6,982 $348K No change
JBL Jabil Inc. 0.05% 2,600 $348K Add +5.0%
OXY Occidental Petroleum Corp. 0.05% 5,335 $347K Add +10.3%
NEE Nextera Energy Inc. 0.05% 5,417 $346K Add +4.8%
UNH Unitedhealth Group Inc. 0.05% 674 $333K Reduce -0.9%
RAVI NT Ultrashrt Fi ETF 0.05% 4,040 $305K No change
HYLS FT Tactical High Yield ETF 0.04% 7,172 $296K No change
AIVL Wisdomtree US AI Enhanced Va 0.04% 2,798 $285K Reduce -22.1%
RWK Invesco S&P Midcap 400 Rev 0.04% 2,406 $277K Reduce -10.9%
CBZ Cbiz Inc. 0.04% 3,492 $274K No change
FTSM First Trust Enh Short Mat FD 0.04% 4,475 $267K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.04% 2,159 $264K Reduce -10.0%
SO The Southern Co. 0.04% 3,650 $262K No change
ORCL Oracle Corp. 0.04% 2,072 $260K Add +0.1%
XLK SS Technology Select Sector 0.04% 1,241 $258K Reduce -3.9%
RTX RTX Corp. 0.04% 2,649 $258K Reduce -10.7%
PEG Public Service Enterprise GP 0.04% 3,798 $254K Add +0.2%
VTI VG Morningstar TS MKT ETF-US 0.04% 975 $253K No change

Show all 118 holdings

Portfolio Sells Q4 2023 → Q1 2024
TDIV FT Nasdaq Tech DVD Index FD Reduce -31.4% 3.21% −1.37
PFFD Global X US Preferred ETF Reduce -26.4% 2.84% −1.11
IWF iShares Russell 1000 Growth Reduce -15.8% 6.63% −0.91
MDIV FT Multi-Asset Divers Inc. Reduce -14.0% 3.12% −0.70
FTSL First Trust Senior Loan ETF Reduce -6.9% 5.00% −0.70
BOND PIMCO Active Bond Exchange-T Reduce -10.3% 2.87% −0.56
KORP American Century Diversified Reduce -10.3% 2.70% −0.52
MINT PIMCO Enhanced Short Maturit Reduce -0.9% 5.65% −0.37
IWO iShares Russell 2000 Growth Reduce -14.9% 2.08% −0.34
SPBO SS SPDR P Corp. Bond ETF Reduce -3.6% 2.71% −0.31
JAAA Janus Henderson Aaa Clo ETF Reduce -1.1% 4.65% −0.31
SPIB SS SPDR P Int C Corp. ETF Reduce -3.9% 2.14% −0.24
IWD iShares Russell 1000 Value E Reduce -5.4% 6.13% −0.23
LMBS First Trust Low Duration Opp Reduce -28.4% 0.39% −0.19
QQQ Invesco QQQ Trust Series 1 Reduce -16.6% 1.04% −0.18
IWN iShares Russell 2000 Value E Reduce -2.8% 2.00% −0.14
MARA Mara Holdings Inc. Sold out 0.00% −0.12
MSTR Strategy Inc. Sold out 0.00% −0.11
AAPL Apple Inc. Reduce -1.4% 0.41% −0.09
HUT Hut 8 Corp. Sold out 0.00% −0.07
SPY SS SPDR S&P 500 ETF Trust-US Reduce -14.9% 0.45% −0.06
TSLA Tesla Inc. Sold out 0.00% −0.04
BSCO Invesco Bulletshares 2024 CB Reduce -10.8% 0.22% −0.04
AVUV Avantis US Small Cap Value Reduce -7.7% 0.38% −0.04
SHOP Shopify Inc. Class A Sold out 0.00% −0.04
BSCP Invesco Bulletshares 2025 CB Reduce -14.8% 0.14% −0.04
WIRE Encore Wire Corp. Sold out 0.00% −0.03
PEP Pepsico Inc. Sold out 0.00% −0.03
ITOT iShares Core S&P Total U.S. Sold out 0.00% −0.03
XYLD Global X S&P 500 Cove Call E Reduce -2.1% 0.49% −0.02
RDVY First Trust Rising Dividend Reduce -10.7% 0.26% −0.02
PANW Palo Alto Networks Inc. Reduce -33.5% 0.03% −0.02
JNJ Johnson & Johnson Reduce -1.4% 0.27% −0.02
OPRT Oportun Financial Corp. Reduce -50.0% 0.01% −0.02
INTC Intel Corp. Reduce -3.7% 0.06% −0.01
DVY iShares Select Dividend ETF Reduce -1.3% 0.52% −0.01
AGG iShares Core U.S. Aggregate Reduce -2.8% 0.12% −0.01
AIVL Wisdomtree US AI Enhanced Va Reduce -22.1% 0.04% −0.01
BAC Bank of America Corp. Reduce -21.7% 0.05% −0.01
XLI SS Industrial Select Sector Reduce -6.4% 0.38% −0.01
FDN First Trust DJ Internet Ind Reduce -5.7% 0.39% −0.01
JMBS Janus Henderson Mortg Backed Reduce -0.2% 0.11% −0.01
COST Costco Wholesale Corp. Reduce -23.7% 0.04% −0.01
VZ Verizon Communications Inc. Reduce -22.5% 0.03% −0.01
UNH Unitedhealth Group Inc. Reduce -0.9% 0.05% −0.01
TIP iShares Tips Bond ETF Reduce -0.7% 0.09% −0.01
GLD SPDR Gold Shares Reduce -7.6% 0.09% −0.01
IWM iShares Russell 2000 ETF Reduce -4.3% 0.10% −0.01
DUK Duke Energy Corp. Reduce -1.0% 0.07% −0.01
T AT&T Inc. Reduce -14.8% 0.03% −0.01

Portfolio Buys Q4 2023 → Q1 2024
XCEM Columbia Em Core Ex-China New 2.28% +2.28
KNG FT Vest S&P 500 DVD Arst TRG New 2.12% +2.12
RSPG Invesco S&P 500 Equal Weight Add +32.9% 4.26% +1.23
FTGC First Trust Global Tactical Add +29.9% 3.37% +0.76
XLP SS Consumer Staples Sel Sect Add +14.7% 4.45% +0.55
PFM Invesco Dividend Achievers E Add +9.4% 5.20% +0.46
SDY SS SPDR S&P Dividend ETF Add +14.8% 3.92% +0.46
IHI iShares U.S. Medical Devices Add +11.9% 3.68% +0.46
JPST JPMorgan Ultra-Short Income Add +14.9% 4.05% +0.31
IJJ iShares S&P Mid-Cap 400 Valu Add +14.3% 1.81% +0.19
TAN Invesco Solar ETF Add +73.8% 0.17% +0.05
ROBT First Trust Nasdaq Artificia Add +27.8% 0.21% +0.03
AMAT Applied Materials Inc. New 0.03% +0.03
MRK Merck & Co. Inc. New 0.03% +0.03
AMD Advanced Micro Devices New 0.03% +0.03
NTAP Netapp Inc. New 0.03% +0.03
RVNC Revance Therapeutics Inc. New 0.02% +0.02
NXTG First Trust Indxx Nextg ETF Add +16.8% 0.17% +0.02
RSPU Invesco S&P 500 Equal Weight Add +10.4% 0.24% +0.02
GRID First TRST Nasd Class Edg Sgiif Add +2.9% 0.24% +0.01
RSP Invesco S&P 500 Equal Weight Add +12.0% 0.10% +0.01
JOBY Joby Aviation Inc. New 0.01% +0.01
COMP Compass Inc. Class A New 0.01% +0.01
OXY Occidental Petroleum Corp. Add +10.3% 0.05% +0.01
JPM JPMorgan Chase & Co. Add +2.8% 0.04% +0.00
ORCL Oracle Corp. Add +0.1% 0.04% +0.00
JBL Jabil Inc. Add +5.0% 0.05% +0.00
NEE Nextera Energy Inc. Add +4.8% 0.05% +0.00
PEG Public Service Enterprise GP Add +0.2% 0.04% +0.00
QYLD Global X Nasd 100 Cov Call Add +3.2% 0.41% +0.00
MUB iShares National Muni Bond E Add +1.9% 0.09% −0.00
VNQ Vanguard Real Estate ETF Add +6.1% 0.39% −0.01

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 52$69.9MMINT, JAAA, FTSL, XLF, PFM
Q1 2026 131$805.5MMINT, JAAA, FTSL, XLF, KORP
Q4 2025 139$800.6MMINT, JAAA, FTSL, RSPG, XLF
Q3 2025 128$786.8MIWF, MINT, IWD, JAAA, RSPG
Q2 2025Amended 128$730.8MIWF, MINT, IWD, JAAA, XLF
Q1 2025 506$693.0MMINT, IWD, IWF, JAAA, RSPG
Q4 2024 128$685.0MIWF, MINT, IWD, PFM, FTSL
Q3 2024 446$711.2MIWF, MINT, IWD, PFM, FTSL
Q2 2024 119$676.9MIWF, IWD, MINT, PFM, FTSL
Q1 2024 118$673.8MIWF, IWD, MINT, PFM, FTSL