Flaharty Asset Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 4, 2025), Flaharty Asset Management, LLC reported 128 stock positions worth $786.8 million. Its top holding was iShares Russell 1000 Growth (IWF) at 6.7% of the portfolio, followed by PIMCO Enhanced Short Maturit (MINT, 6.0%) and iShares Russell 1000 Value E (IWD, 5.7%). Compared with Q2 2025, it opened 16 new positions, sold out of 16, added to 44 and reduced 29. The biggest buy was a new position in Franklin U.S. Treasury Bond (FLGV) and the biggest sale an exit from FT Multi-Asset Divers (MDIV).
- Most Recent 13F
- Q2 2026
- Location
- CLEARWATER, FL
- CIK
- 0001697882
- Portfolio Value
- $786.8M (Q3 2025)
- SEC Filing
- 0001420506-25-002978 ↗ filed Nov 4, 2025
Holdings Value
Holdings 128 stocks · $786.8M
| IWF iShares Russell 1000 Growth | 6.68% | 112,180 | $52.5M | Add +1.1% |
| MINT PIMCO Enhanced Short Maturit | 5.99% | 468,317 | $47.2M | Add +3.9% |
| IWD iShares Russell 1000 Value E | 5.74% | 221,900 | $45.2M | Add +2.2% |
| JAAA Janus Henderson Aaa Clo ETF | 5.18% | 801,915 | $40.7M | Add +17.9% |
| RSPG Invesco S&P 500 Equal Weight | 4.55% | 450,226 | $35.8M | Add +5.0% |
| XLF SS Financial Select Sector | 4.55% | 664,247 | $35.8M | Add +3.1% |
| FTSL First Trust Senior Loan ETF | 4.42% | 758,344 | $34.8M | Add +3.3% |
| KORP American Century Diversified | 3.87% | 639,164 | $30.4M | Add +3.3% |
| SDY SS SPDR S&P Dividend ETF | 3.80% | 213,700 | $29.9M | Add +3.8% |
| XCEM Columbia Em Core Ex-China | 3.69% | 799,108 | $29.0M | Reduce -0.1% |
| FLGV Franklin U.S. Treasury Bond | 3.51% | 1,338,170 | $27.6M | New |
| TDIV FT Nasdaq Tech DVD Index FD | 3.46% | 276,405 | $27.3M | Add +0.5% |
| XLI SS Industrial Select Sector | 3.37% | 171,723 | $26.5M | Add +0.7% |
| BOND PIMCO Active Bond Exchange-T | 3.31% | 278,818 | $26.0M | Add +2.6% |
| PFM Invesco Dividend Achievers E | 3.23% | 500,099 | $25.4M | Add +1.5% |
| FTGC First Trust Global Tactical | 3.22% | 978,681 | $25.3M | Add +3.9% |
| SPBO SS SPDR P Corp. Bond ETF | 2.67% | 708,494 | $21.0M | Add +3.0% |
| PFFD Global X US Preferred ETF | 2.67% | 1,079,887 | $21.0M | Add +3.5% |
| AVUV Avantis US Small Cap Value | 2.56% | 202,536 | $20.2M | Add +2.4% |
| JSI JH Securitized Income ETF | 2.50% | 376,716 | $19.7M | Add +3.3% |
| EMBD Global X Emerging Markets BD | 2.22% | 733,346 | $17.4M | Add +3.0% |
| KNG FT Vest S&P 500 DVD Arst TRG | 2.10% | 334,951 | $16.5M | Add +4.5% |
| JPST JPMorgan Ultra-Short Income | 2.06% | 319,875 | $16.2M | Add +3.6% |
| IWO iShares Russell 2000 Growth | 2.01% | 49,269 | $15.8M | Add +2.0% |
| IJJ iShares S&P Mid-Cap 400 Valu | 1.71% | 103,452 | $13.4M | Add +2.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.79% | 10,394 | $6.2M | Reduce -5.3% |
| MSFT Microsoft Corp. | 0.66% | 10,012 | $5.2M | Add +12.7% |
| RDVY First Trust Rising Dividend | 0.46% | 54,270 | $3.7M | Reduce -4.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.36% | 4,201 | $2.8M | Reduce -3.2% |
| AAPL Apple Inc. | 0.33% | 10,302 | $2.6M | Add +2.6% |
| NVDA Nvidia Corp. | 0.33% | 14,010 | $2.6M | Add +1.5% |
| DVY iShares Select Dividend ETF | 0.30% | 16,411 | $2.3M | Reduce -5.0% |
| FDN First Trust DJ Internet Ind | 0.27% | 7,495 | $2.1M | Reduce -1.3% |
| JNJ Johnson & Johnson | 0.26% | 11,140 | $2.1M | Reduce -3.3% |
| XYLD Global X S&P 500 Cove Call E | 0.26% | 52,472 | $2.1M | Reduce -0.2% |
| GRID First TRST Nasd Class Edg Sgiif | 0.26% | 13,445 | $2.0M | Reduce -1.4% |
| CAT Caterpillar Inc. | 0.26% | 4,250 | $2.0M | Reduce -1.0% |
| QYLD Global X Nasd 100 Cov Call | 0.25% | 113,974 | $1.9M | Add +4.7% |
| VNQ Vanguard Real Estate ETF | 0.21% | 18,335 | $1.7M | Add +4.3% |
| VMC Vulcan Materials Co. | 0.18% | 4,572 | $1.4M | No change |
| BSCQ Invesco Bulletshares 2026 CB | 0.17% | 67,901 | $1.3M | No change |
| RSPU Invesco S&P 500 Equal Weight | 0.16% | 16,399 | $1.3M | Add +3.2% |
| IWB iShares Russell 1000 ETF | 0.16% | 3,425 | $1.3M | No change |
| MLPA Global X MLP ETF | 0.14% | 23,000 | $1.1M | Add +4.8% |
| BSCR Invesco Bulletshares 2027 CB | 0.14% | 55,969 | $1.1M | No change |
| LLY Eli Lilly & Co. | 0.14% | 1,396 | $1.1M | Reduce -0.7% |
| AMZN Amazon.com Inc. | 0.14% | 4,849 | $1.1M | Reduce -4.3% |
| JPM JPMorgan Chase & Co. | 0.13% | 3,306 | $1.0M | Add +133.6% |
| BSCP Invesco Bulletshares 2025 CB | 0.13% | 49,613 | $1.0M | No change |
| HD Home Depot Inc. | 0.12% | 2,373 | $962K | Reduce -1.6% |
| AGG iShares Core U.S. Aggregate | 0.12% | 9,540 | $956K | Add +18.9% |
| AZN Astrazeneca PLC-Spons ADR | 0.12% | 12,099 | $928K | No change |
| NXTG First Trust Indxx Nextg ETF | 0.12% | 8,859 | $918K | Reduce -2.8% |
| TSLA Tesla Inc. | 0.11% | 1,934 | $860K | Add +12.4% |
| BSJP Invesco Bulletshares 2025 HY | 0.10% | 34,900 | $805K | No change |
| ORCL Oracle Corp. | 0.10% | 2,859 | $804K | Add +93.2% |
| XOM Exxon Mobil Corp. | 0.10% | 7,060 | $796K | Add +54.0% |
| BSCS Invesco Bulletshares 2028 CB | 0.10% | 36,585 | $753K | No change |
| MUB iShares National Muni Bond E | 0.09% | 7,015 | $747K | Add +2.0% |
| VXF Vanguard Extended Market ETF | 0.09% | 3,521 | $737K | New |
| LMBS First Trust Low Duration Opp | 0.09% | 14,530 | $723K | No change |
| GLD SPDR Gold Shares | 0.09% | 2,028 | $721K | Reduce -32.5% |
| WMT Walmart Inc. | 0.09% | 6,770 | $698K | Reduce -7.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.09% | 1,351 | $679K | No change |
| VONV Vanguard Russell 1000 Value | 0.09% | 7,594 | $679K | New |
| VONG Vanguard Russell 1000 Growth | 0.09% | 5,586 | $673K | New |
| RSP Invesco S&P 500 Equal Weight | 0.09% | 3,545 | $672K | Reduce -1.9% |
| UNH Unitedhealth Group Inc. | 0.08% | 1,838 | $635K | Add +35.4% |
| JMBS Janus Henderson Mortg Backed | 0.08% | 13,690 | $625K | No change |
| SCHF Schwab Intl Equity ETF | 0.08% | 26,396 | $614K | New |
| IWM iShares Russell 2000 ETF | 0.08% | 2,512 | $608K | No change |
| ITA iShares U.S. Aerospace & Def | 0.08% | 2,860 | $598K | No change |
| RWL Invesco S&P 500 Revenue ETF | 0.08% | 5,344 | $591K | Reduce -11.3% |
| GOOG Alphabet Inc. Class C | 0.07% | 2,322 | $566K | No change |
| PG The Procter & Gamble Co. | 0.07% | 3,558 | $547K | Add +1.2% |
| JBL Jabil Inc. | 0.07% | 2,477 | $538K | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.07% | 10,156 | $524K | Reduce -7.2% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.07% | 32,399 | $515K | Reduce -5.0% |
| TIP iShares Tips Bond ETF | 0.06% | 4,466 | $497K | No change |
| MSTR Strategy Inc. | 0.06% | 1,455 | $469K | New |
| CSCO Cisco Systems Inc. | 0.06% | 6,483 | $444K | Add +30.1% |
| SPLV Invesco S&P 500 Low Volatili | 0.06% | 5,920 | $435K | No change |
| PANW Palo Alto Networks Inc. | 0.05% | 2,085 | $425K | No change |
| PEG Public Service Enterprise GP | 0.05% | 5,004 | $418K | Add +0.1% |
| SO The Southern Co. | 0.05% | 4,350 | $412K | No change |
| SCHC Schwab Intl Small-Cap Equity | 0.05% | 8,892 | $405K | New |
| PAYX Paychex Inc. | 0.05% | 3,022 | $383K | No change |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.05% | 11,235 | $375K | New |
| BRR Columbus Circle Capital Co. Class A | 0.05% | 37,000 | $374K | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.05% | 1,094 | $359K | Add +10.1% |
| PAVE Global X US Infrastructure | 0.04% | 7,385 | $352K | No change |
| META Meta Platforms Inc. Class A | 0.04% | 460 | $338K | Reduce -4.0% |
| MCD McDonald's Corp. | 0.04% | 1,085 | $330K | No change |
| BMNR Bitmine Immersion Technologi | 0.04% | 6,304 | $327K | New |
| GS Goldman Sachs Group Inc. | 0.04% | 410 | $327K | No change |
| MS Morgan Stanley | 0.04% | 2,008 | $319K | Add +12.1% |
| SHOP Shopify Inc. Class A | 0.04% | 2,145 | $319K | No change |
| PLTR Palantir Technologies Inc. Class A | 0.04% | 1,740 | $317K | Reduce -6.7% |
| COST Costco Wholesale Corp. | 0.04% | 333 | $308K | Reduce -24.3% |
| T AT&T Inc. | 0.04% | 10,874 | $307K | Add +9.3% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $225K (not counted above)
Total filed on the 13F, all lines: $787.1M.
Portfolio Sells Q2 2025 → Q3 2025
| MDIV FT Multi-Asset Divers Inc. | Sold out | 0.00% | −3.53 |
| ED Consolidated Edison Inc. | Sold out | 0.00% | −0.16 |
| IBIT iShares Bitcoin Trust ETF | Reduce -65.0% | 0.04% | −0.07 |
| SMLR Semler Scientific Inc. | Sold out | 0.00% | −0.06 |
| SCCO Southern Copper Corp. | Sold out | 0.00% | −0.06 |
| CRMT America's Car-Mart Inc. | Sold out | 0.00% | −0.05 |
| XCEM Columbia Em Core Ex-China | Reduce -0.1% | 3.69% | −0.05 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -5.3% | 0.79% | −0.04 |
| CBZ Cbiz Inc. | Sold out | 0.00% | −0.03 |
| GLD SPDR Gold Shares | Reduce -32.5% | 0.09% | −0.03 |
| RYAN Ryan Specialty Holdings Inc. | Reduce -35.7% | 0.03% | −0.03 |
| RWK Invesco S&P Midcap 400 Rev | Sold out | 0.00% | −0.03 |
| NEE Nextera Energy Inc. | Sold out | 0.00% | −0.03 |
| COF Capital One Financial Corp. | Sold out | 0.00% | −0.03 |
| DIS The Walt Disney Co. | Sold out | 0.00% | −0.03 |
| INTC Intel Corp. | Sold out | 0.00% | −0.03 |
| SLF Sun Life Financial Inc. | Sold out | 0.00% | −0.03 |
| HUBS HubSpot Inc. | Sold out | 0.00% | −0.03 |
| RDVY First Trust Rising Dividend | Reduce -4.1% | 0.46% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -24.3% | 0.04% | −0.02 |
| XYLD Global X S&P 500 Cove Call E | Reduce -0.2% | 0.26% | −0.02 |
| RELY Remitly Global Inc. | Reduce -33.3% | 0.02% | −0.02 |
| DVY iShares Select Dividend ETF | Reduce -5.0% | 0.30% | −0.02 |
| AMZN Amazon.com Inc. | Reduce -4.3% | 0.14% | −0.02 |
| BBAI Bigbear.ai Holdings Inc. | Sold out | 0.00% | −0.01 |
| LLY Eli Lilly & Co. | Reduce -0.7% | 0.14% | −0.01 |
| FDN First Trust DJ Internet Ind | Reduce -1.3% | 0.27% | −0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.2% | 0.36% | −0.01 |
| RWL Invesco S&P 500 Revenue ETF | Reduce -11.3% | 0.08% | −0.01 |
| COMP Compass Inc. Class A | Sold out | 0.00% | −0.01 |
| WMT Walmart Inc. | Reduce -7.9% | 0.09% | −0.01 |
| AUR Aurora Innovation Inc. | Sold out | 0.00% | −0.01 |
| XETYX Eaton Vance Tax-MGD Div Eqty | Reduce -5.0% | 0.07% | −0.01 |
| META Meta Platforms Inc. Class A | Reduce -4.0% | 0.04% | −0.01 |
| V Visa Inc. Class A | Reduce -6.3% | 0.03% | −0.01 |
| NXTG First Trust Indxx Nextg ETF | Reduce -2.8% | 0.12% | −0.00 |
| RSP Invesco S&P 500 Equal Weight | Reduce -1.9% | 0.09% | −0.00 |
| BAC Bank of America Corp. | Reduce -7.2% | 0.07% | −0.00 |
| GRID First TRST Nasd Class Edg Sgiif | Reduce -1.4% | 0.26% | −0.00 |
| XLK SS Technology Select Sector | Reduce -4.8% | 0.04% | −0.00 |
| RTX RTX Corp. | Reduce -5.1% | 0.03% | +0.00 |
| HD Home Depot Inc. | Reduce -1.6% | 0.12% | +0.00 |
| PLTR Palantir Technologies Inc. Class A | Reduce -6.7% | 0.04% | +0.01 |
| JNJ Johnson & Johnson | Reduce -3.3% | 0.26% | +0.02 |
| CAT Caterpillar Inc. | Reduce -1.0% | 0.26% | +0.03 |
Portfolio Buys Q2 2025 → Q3 2025
| FLGV Franklin U.S. Treasury Bond | New | 3.51% | +3.51 |
| JAAA Janus Henderson Aaa Clo ETF | Add +17.9% | 5.18% | +0.45 |
| IWF iShares Russell 1000 Growth | Add +1.1% | 6.68% | +0.23 |
| RSPG Invesco S&P 500 Equal Weight | Add +5.0% | 4.55% | +0.18 |
| IWO iShares Russell 2000 Growth | Add +2.0% | 2.01% | +0.12 |
| AVUV Avantis US Small Cap Value | Add +2.4% | 2.56% | +0.10 |
| VXF Vanguard Extended Market ETF | New | 0.09% | +0.09 |
| VONV Vanguard Russell 1000 Value | New | 0.09% | +0.09 |
| VONG Vanguard Russell 1000 Growth | New | 0.09% | +0.09 |
| SCHF Schwab Intl Equity ETF | New | 0.08% | +0.08 |
| JPM JPMorgan Chase & Co. | Add +133.6% | 0.13% | +0.08 |
| TDIV FT Nasdaq Tech DVD Index FD | Add +0.5% | 3.46% | +0.07 |
| MSTR Strategy Inc. | New | 0.06% | +0.06 |
| ORCL Oracle Corp. | Add +93.2% | 0.10% | +0.06 |
| MSFT Microsoft Corp. | Add +12.7% | 0.66% | +0.05 |
| AAPL Apple Inc. | Add +2.6% | 0.33% | +0.05 |
| SCHC Schwab Intl Small-Cap Equity | New | 0.05% | +0.05 |
| SCHE Schwab Emrg Mrkts Eqty ETF | New | 0.05% | +0.05 |
| BMNR Bitmine Immersion Technologi | New | 0.04% | +0.04 |
| FTGC First Trust Global Tactical | Add +3.9% | 3.22% | +0.04 |
| HNGE Hinge Health Inc. Class A | New | 0.04% | +0.04 |
| TSLA Tesla Inc. | Add +12.4% | 0.11% | +0.03 |
| NVDA Nvidia Corp. | Add +1.5% | 0.33% | +0.03 |
| XOM Exxon Mobil Corp. | Add +54.0% | 0.10% | +0.03 |
| MRK Merck & Co. Inc. | New | 0.03% | +0.03 |
| BULL Webull Corp. | New | 0.03% | +0.03 |
| AMD Advanced Micro Devices | New | 0.03% | +0.03 |
| VTV Vanguard Mrngstr Val ETF-Aui | New | 0.03% | +0.03 |
| OXY Occidental Petroleum Corp. | New | 0.03% | +0.03 |
| UNH Unitedhealth Group Inc. | Add +35.4% | 0.08% | +0.02 |
| AGG iShares Core U.S. Aggregate | Add +18.9% | 0.12% | +0.01 |
| OPRT Oportun Financial Corp. | New | 0.01% | +0.01 |
| CSCO Cisco Systems Inc. | Add +30.1% | 0.06% | +0.01 |
| MS Morgan Stanley | Add +12.1% | 0.04% | +0.01 |
| RSPU Invesco S&P 500 Equal Weight | Add +3.2% | 0.16% | +0.01 |
| IJJ iShares S&P Mid-Cap 400 Valu | Add +2.9% | 1.71% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | Add +10.1% | 0.05% | +0.00 |
| T AT&T Inc. | Add +9.3% | 0.04% | −0.00 |
| SUB iShares Short-Term National | Add +5.8% | 0.03% | −0.00 |
| VNQ Vanguard Real Estate ETF | Add +4.3% | 0.21% | −0.00 |
| QYLD Global X Nasd 100 Cov Call | Add +4.7% | 0.25% | −0.00 |
| MUB iShares National Muni Bond E | Add +2.0% | 0.09% | −0.00 |
| PEG Public Service Enterprise GP | Add +0.1% | 0.05% | −0.00 |
| PG The Procter & Gamble Co. | Add +1.2% | 0.07% | −0.01 |
| MLPA Global X MLP ETF | Add +4.8% | 0.14% | −0.01 |
| XLI SS Industrial Select Sector | Add +0.7% | 3.37% | −0.02 |
| SDY SS SPDR S&P Dividend ETF | Add +3.8% | 3.80% | −0.02 |
| PFM Invesco Dividend Achievers E | Add +1.5% | 3.23% | −0.02 |
| PFFD Global X US Preferred ETF | Add +3.5% | 2.67% | −0.02 |
| IWD iShares Russell 1000 Value E | Add +2.2% | 5.74% | −0.03 |
Notes & Other Activity Q2 2025 → Q3 2025
| BRRWW Columbus Circle Capital -30 | *W EXP 05/16/203 | Add +28.8% | 172,400 | $207K |
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | New | 10,000 | $18K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 52 | $69.9M | MINT, JAAA, FTSL, XLF, PFM |
| Q1 2026 | 131 | $805.5M | MINT, JAAA, FTSL, XLF, KORP |
| Q4 2025 | 139 | $800.6M | MINT, JAAA, FTSL, RSPG, XLF |
| Q3 2025 | 128 | $786.8M | IWF, MINT, IWD, JAAA, RSPG |
| Q2 2025Amended | 128 | $730.8M | IWF, MINT, IWD, JAAA, XLF |
| Q1 2025 | 506 | $693.0M | MINT, IWD, IWF, JAAA, RSPG |
| Q4 2024 | 128 | $685.0M | IWF, MINT, IWD, PFM, FTSL |
| Q3 2024 | 446 | $711.2M | IWF, MINT, IWD, PFM, FTSL |
| Q2 2024 | 119 | $676.9M | IWF, IWD, MINT, PFM, FTSL |
| Q1 2024 | 118 | $673.8M | IWF, IWD, MINT, PFM, FTSL |