Flaharty Asset Management, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 6, 2026), Flaharty Asset Management, LLC reported 139 stock positions worth $800.6 million. Its top holding was PIMCO Enhanced Short Maturit (MINT) at 5.7% of the portfolio, followed by Janus Henderson Aaa Clo ETF (JAAA, 4.7%) and First Trust Senior Loan ETF (FTSL, 4.5%). Compared with Q3 2025, it opened 18 new positions, sold out of 7, added to 52 and reduced 37. The biggest buy was a new position in T. Rowe Price Value ETF (TVAL) and the biggest sale iShares Russell 1000 Growth (IWF, shares −39%).
- Most Recent 13F
- Q2 2026
- Location
- CLEARWATER, FL
- CIK
- 0001697882
- Portfolio Value
- $800.6M (Q4 2025)
- SEC Filing
- 0001420506-26-000194 ↗ filed Feb 6, 2026
Holdings Value
Holdings 139 stocks · $800.6M
| MINT PIMCO Enhanced Short Maturit | 5.69% | 454,380 | $45.6M | Reduce -3.0% |
| JAAA Janus Henderson Aaa Clo ETF | 4.73% | 749,331 | $37.9M | Reduce -6.6% |
| FTSL First Trust Senior Loan ETF | 4.49% | 783,751 | $36.0M | Add +3.4% |
| RSPG Invesco S&P 500 Equal Weight | 4.35% | 437,740 | $34.8M | Reduce -2.8% |
| XLF SS Financial Select Sector | 4.33% | 630,567 | $34.7M | Reduce -5.1% |
| IWF iShares Russell 1000 Growth | 4.02% | 67,988 | $32.2M | Reduce -39.4% |
| KORP American Century Diversified | 3.93% | 666,494 | $31.5M | Add +4.3% |
| XCEM Columbia Em Core Ex-China | 3.70% | 772,465 | $29.6M | Reduce -3.3% |
| FLGV Franklin U.S. Treasury Bond | 3.53% | 1,376,870 | $28.3M | Add +2.9% |
| SDY SS SPDR S&P Dividend ETF | 3.45% | 198,530 | $27.6M | Reduce -7.1% |
| IWD iShares Russell 1000 Value E | 3.37% | 128,182 | $27.0M | Reduce -42.2% |
| XLI SS Industrial Select Sector | 3.35% | 172,675 | $26.8M | Add +0.6% |
| BOND PIMCO Active Bond Exchange-T | 3.31% | 284,921 | $26.5M | Add +2.2% |
| PFM Invesco Dividend Achievers E | 3.23% | 501,524 | $25.8M | Add +0.3% |
| TDIV FT Nasdaq Tech DVD Index FD | 3.20% | 264,785 | $25.6M | Reduce -4.2% |
| SPBO SS SPDR P Corp. Bond ETF | 2.70% | 736,686 | $21.6M | Add +4.0% |
| AVUV Avantis US Small Cap Value | 2.67% | 209,811 | $21.4M | Add +3.6% |
| PFFD Global X US Preferred ETF | 2.65% | 1,122,939 | $21.2M | Add +4.0% |
| JSI JH Securitized Income ETF | 2.52% | 386,180 | $20.2M | Add +2.5% |
| EMBD Global X Emerging Markets BD | 2.21% | 738,419 | $17.7M | Add +0.7% |
| KNG FT Vest S&P 500 DVD Arst TRG | 2.19% | 355,998 | $17.5M | Add +6.3% |
| TVAL T. Rowe Price Value ETF | 2.11% | 485,900 | $16.9M | New |
| QGRO American Century US Quality | 2.10% | 146,579 | $16.8M | New |
| JPST JPMorgan Ultra-Short Income | 2.08% | 328,513 | $16.6M | Add +2.7% |
| FTSM First Trust Enh Short Mat FD | 1.85% | 247,122 | $14.8M | New |
| FTGC First Trust Global Tactical | 1.32% | 454,421 | $10.6M | Reduce -53.6% |
| IWO iShares Russell 2000 Growth | 1.11% | 27,506 | $8.9M | Reduce -44.2% |
| UTES Virtus Reaves Utilities ETF | 1.10% | 110,388 | $8.8M | New |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.99% | 60,437 | $8.0M | Reduce -41.6% |
| JSMD Janus Small Mid Cap GR Alp | 0.84% | 82,890 | $6.8M | New |
| RPV Invesco S&P 500 Pure Value E | 0.79% | 60,294 | $6.3M | New |
| MFSI MFS Active International | 0.78% | 205,262 | $6.3M | New |
| QQQ Invesco QQQ Trust Series 1 | 0.77% | 9,996 | $6.1M | Reduce -3.8% |
| MSFT Microsoft Corp. | 0.67% | 11,040 | $5.3M | Add +10.3% |
| RDVY First Trust Rising Dividend | 0.47% | 54,097 | $3.8M | Reduce -0.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.35% | 4,162 | $2.8M | Reduce -0.9% |
| NVDA Nvidia Corp. | 0.34% | 14,400 | $2.7M | Add +2.8% |
| CAT Caterpillar Inc. | 0.30% | 4,250 | $2.4M | No change |
| JNJ Johnson & Johnson | 0.30% | 11,470 | $2.4M | Add +3.0% |
| AAPL Apple Inc. | 0.29% | 8,594 | $2.3M | Reduce -16.6% |
| DVY iShares Select Dividend ETF | 0.29% | 16,430 | $2.3M | Add +0.1% |
| XYLD Global X S&P 500 Cove Call E | 0.28% | 55,996 | $2.3M | Add +6.7% |
| QYLD Global X Nasd 100 Cov Call | 0.26% | 118,233 | $2.1M | Add +3.7% |
| FDN First Trust DJ Internet Ind | 0.25% | 7,537 | $2.0M | Add +0.6% |
| GRID First TRST Nasd Class Edg Sgiif | 0.25% | 13,238 | $2.0M | Reduce -1.5% |
| VNQ Vanguard Real Estate ETF | 0.22% | 20,106 | $1.8M | Add +9.7% |
| AGG iShares Core U.S. Aggregate | 0.21% | 16,468 | $1.6M | Add +72.6% |
| LLY Eli Lilly & Co. | 0.19% | 1,403 | $1.5M | Add +0.5% |
| BSCQ Invesco Bulletshares 2026 CB | 0.17% | 67,901 | $1.3M | No change |
| RSPU Invesco S&P 500 Equal Weight | 0.16% | 17,625 | $1.3M | Add +7.5% |
| VMC Vulcan Materials Co. | 0.16% | 4,572 | $1.3M | No change |
| IWB iShares Russell 1000 ETF | 0.16% | 3,425 | $1.3M | No change |
| GLD SPDR Gold Shares | 0.15% | 3,091 | $1.2M | Add +52.4% |
| MLPA Global X MLP ETF | 0.15% | 25,301 | $1.2M | Add +10.0% |
| AMZN Amazon.com Inc. | 0.15% | 5,235 | $1.2M | Add +8.0% |
| JPM JPMorgan Chase & Co. | 0.14% | 3,561 | $1.1M | Add +7.7% |
| BSCR Invesco Bulletshares 2027 CB | 0.14% | 55,969 | $1.1M | No change |
| AZN Astrazeneca PLC-Spons ADR | 0.14% | 11,983 | $1.1M | Reduce -1.0% |
| VONV Vanguard Russell 1000 Value | 0.13% | 11,390 | $1.1M | Add +50.0% |
| SLDE Slide Insurance Holdings Inc. | 0.13% | 53,931 | $1.1M | New |
| VONG Vanguard Russell 1000 Growth | 0.12% | 7,839 | $954K | Add +40.3% |
| NXTG First Trust Indxx Nextg ETF | 0.12% | 8,793 | $948K | Reduce -0.8% |
| XOM Exxon Mobil Corp. | 0.12% | 7,662 | $922K | Add +8.5% |
| VXF Vanguard Extended Market ETF | 0.11% | 4,318 | $903K | Add +22.6% |
| SCHF Schwab Intl Equity ETF | 0.10% | 33,505 | $805K | Add +26.9% |
| MUB iShares National Muni Bond E | 0.09% | 7,037 | $754K | Add +0.3% |
| BSCS Invesco Bulletshares 2028 CB | 0.09% | 36,585 | $754K | No change |
| HD Home Depot Inc. | 0.09% | 2,151 | $740K | Reduce -9.4% |
| GOOG Alphabet Inc. Class C | 0.09% | 2,322 | $729K | No change |
| LMBS First Trust Low Duration Opp | 0.09% | 14,530 | $726K | No change |
| SUB iShares Short-Term National | 0.08% | 6,312 | $673K | Add +151.9% |
| WMT Walmart Inc. | 0.08% | 6,028 | $672K | Reduce -11.0% |
| RSP Invesco S&P 500 Equal Weight | 0.08% | 3,505 | $671K | Reduce -1.1% |
| IWM iShares Russell 2000 ETF | 0.08% | 2,512 | $618K | No change |
| RWL Invesco S&P 500 Revenue ETF | 0.08% | 5,350 | $613K | Add +0.1% |
| JMBS Janus Henderson Mortg Backed | 0.08% | 13,360 | $610K | Reduce -2.4% |
| UNH Unitedhealth Group Inc. | 0.08% | 1,838 | $607K | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.08% | 1,196 | $601K | Reduce -11.5% |
| JBL Jabil Inc. | 0.07% | 2,477 | $565K | No change |
| ORCL Oracle Corp. | 0.07% | 2,861 | $558K | Add +0.1% |
| MU Micron Technology Inc. | 0.07% | 1,929 | $551K | New |
| IBIT iShares Bitcoin Trust ETF | 0.06% | 10,313 | $512K | Add +134.4% |
| PG The Procter & Gamble Co. | 0.06% | 3,523 | $505K | Reduce -1.0% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.06% | 32,474 | $498K | Add +0.2% |
| SCHC Schwab Intl Small-Cap Equity | 0.06% | 10,840 | $494K | Add +21.9% |
| TIP iShares Tips Bond ETF | 0.06% | 4,466 | $491K | No change |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.06% | 14,579 | $477K | Add +29.8% |
| META Meta Platforms Inc. Class A | 0.06% | 684 | $452K | Add +48.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.06% | 8,169 | $449K | Reduce -19.6% |
| MS Morgan Stanley | 0.06% | 2,508 | $445K | Add +24.9% |
| SPLV Invesco S&P 500 Low Volatili | 0.05% | 5,920 | $423K | No change |
| PEG Public Service Enterprise GP | 0.05% | 5,010 | $402K | Add +0.1% |
| PANW Palo Alto Networks Inc. | 0.05% | 2,113 | $389K | Add +1.3% |
| CSCO Cisco Systems Inc. | 0.05% | 4,983 | $384K | Reduce -23.1% |
| GS Goldman Sachs Group Inc. | 0.05% | 434 | $381K | Add +5.8% |
| SO The Southern Co. | 0.05% | 4,350 | $379K | No change |
| MSTR Strategy Inc. | 0.05% | 2,476 | $376K | Add +70.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.05% | 1,094 | $367K | No change |
| PAVE Global X US Infrastructure | 0.04% | 7,385 | $353K | No change |
| TSLA Tesla Inc. | 0.04% | 775 | $349K | Reduce -59.9% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $139K (not counted above)
Total filed on the 13F, all lines: $800.7M.
Portfolio Sells Q3 2025 → Q4 2025
| IWF iShares Russell 1000 Growth | Reduce -39.4% | 4.02% | −2.66 |
| IWD iShares Russell 1000 Value E | Reduce -42.2% | 3.37% | −2.37 |
| FTGC First Trust Global Tactical | Reduce -53.6% | 1.32% | −1.90 |
| IWO iShares Russell 2000 Growth | Reduce -44.2% | 1.11% | −0.90 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -41.6% | 0.99% | −0.71 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -6.6% | 4.73% | −0.44 |
| SDY SS SPDR S&P Dividend ETF | Reduce -7.1% | 3.45% | −0.35 |
| MINT PIMCO Enhanced Short Maturit | Reduce -3.0% | 5.69% | −0.30 |
| TDIV FT Nasdaq Tech DVD Index FD | Reduce -4.2% | 3.20% | −0.26 |
| XLF SS Financial Select Sector | Reduce -5.1% | 4.33% | −0.22 |
| RSPG Invesco S&P 500 Equal Weight | Reduce -2.8% | 4.35% | −0.20 |
| BSCP Invesco Bulletshares 2025 CB | Sold out | 0.00% | −0.13 |
| BSJP Invesco Bulletshares 2025 HY | Sold out | 0.00% | −0.10 |
| TSLA Tesla Inc. | Reduce -59.9% | 0.04% | −0.07 |
| BRR Columbus Circle Capital Co. Class A | Sold out | 0.00% | −0.05 |
| AAPL Apple Inc. | Reduce -16.6% | 0.29% | −0.04 |
| ITA iShares U.S. Aerospace & Def | Reduce -50.6% | 0.04% | −0.04 |
| HNGE Hinge Health Inc. Class A | Sold out | 0.00% | −0.04 |
| ARE Alexandria Real Estate Equit | Sold out | 0.00% | −0.03 |
| HD Home Depot Inc. | Reduce -9.4% | 0.09% | −0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Sold out | 0.00% | −0.03 |
| OXY Occidental Petroleum Corp. | Sold out | 0.00% | −0.03 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.8% | 0.77% | −0.03 |
| PLTR Palantir Technologies Inc. Class A | Reduce -27.5% | 0.03% | −0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -11.5% | 0.08% | −0.01 |
| BAC Bank of America Corp. | Reduce -19.6% | 0.06% | −0.01 |
| CSCO Cisco Systems Inc. | Reduce -23.1% | 0.05% | −0.01 |
| PG The Procter & Gamble Co. | Reduce -1.0% | 0.06% | −0.01 |
| T AT&T Inc. | Reduce -1.4% | 0.03% | −0.01 |
| GRID First TRST Nasd Class Edg Sgiif | Reduce -1.5% | 0.25% | −0.01 |
| WMT Walmart Inc. | Reduce -11.0% | 0.08% | −0.00 |
| VZ Verizon Communications Inc. | Reduce -5.4% | 0.03% | −0.00 |
| COST Costco Wholesale Corp. | Reduce -0.3% | 0.04% | −0.00 |
| JMBS Janus Henderson Mortg Backed | Reduce -2.4% | 0.08% | −0.00 |
| RSP Invesco S&P 500 Equal Weight | Reduce -1.1% | 0.08% | −0.00 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.9% | 0.35% | −0.00 |
| AVGO Broadcom Inc. | Reduce -4.8% | 0.03% | −0.00 |
| NXTG First Trust Indxx Nextg ETF | Reduce -0.8% | 0.12% | +0.00 |
| KLAC KLA Corp. | Reduce -3.5% | 0.04% | +0.00 |
| AMAT Applied Materials Inc. | Reduce -9.9% | 0.03% | +0.00 |
| RDVY First Trust Rising Dividend | Reduce -0.3% | 0.47% | +0.01 |
| AMD Advanced Micro Devices | Reduce -5.6% | 0.03% | +0.01 |
| XCEM Columbia Em Core Ex-China | Reduce -3.3% | 3.70% | +0.01 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -1.0% | 0.14% | +0.02 |
Portfolio Buys Q3 2025 → Q4 2025
| TVAL T. Rowe Price Value ETF | New | 2.11% | +2.11 |
| QGRO American Century US Quality | New | 2.10% | +2.10 |
| FTSM First Trust Enh Short Mat FD | New | 1.85% | +1.85 |
| UTES Virtus Reaves Utilities ETF | New | 1.10% | +1.10 |
| JSMD Janus Small Mid Cap GR Alp | New | 0.84% | +0.84 |
| RPV Invesco S&P 500 Pure Value E | New | 0.79% | +0.79 |
| MFSI MFS Active International | New | 0.78% | +0.78 |
| SLDE Slide Insurance Holdings Inc. | New | 0.13% | +0.13 |
| AVUV Avantis US Small Cap Value | Add +3.6% | 2.67% | +0.11 |
| KNG FT Vest S&P 500 DVD Arst TRG | Add +6.3% | 2.19% | +0.09 |
| AGG iShares Core U.S. Aggregate | Add +72.6% | 0.21% | +0.08 |
| FTSL First Trust Senior Loan ETF | Add +3.4% | 4.49% | +0.07 |
| MU Micron Technology Inc. | New | 0.07% | +0.07 |
| KORP American Century Diversified | Add +4.3% | 3.93% | +0.07 |
| GLD SPDR Gold Shares | Add +52.4% | 0.15% | +0.06 |
| LLY Eli Lilly & Co. | Add +0.5% | 0.19% | +0.05 |
| SUB iShares Short-Term National | Add +151.9% | 0.08% | +0.05 |
| VONV Vanguard Russell 1000 Value | Add +50.0% | 0.13% | +0.05 |
| WFC Wells Fargo & Co. | New | 0.03% | +0.03 |
| JNJ Johnson & Johnson | Add +3.0% | 0.30% | +0.03 |
| VONG Vanguard Russell 1000 Growth | Add +40.3% | 0.12% | +0.03 |
| SRRK Scholar Rock Holding Corp. | New | 0.03% | +0.03 |
| SPBO SS SPDR P Corp. Bond ETF | Add +4.0% | 2.70% | +0.03 |
| SLV iShares Silver Trust | New | 0.03% | +0.03 |
| BE Bloom Energy Corp. Class A | New | 0.03% | +0.03 |
| IBM Intl Business Machines Corp. | New | 0.03% | +0.03 |
| DIS The Walt Disney Co. | New | 0.03% | +0.03 |
| REET iShares Global REIT ETF | New | 0.03% | +0.03 |
| IBIT iShares Bitcoin Trust ETF | Add +134.4% | 0.06% | +0.03 |
| CRWV Coreweave Inc. Class A | New | 0.03% | +0.03 |
| SCHF Schwab Intl Equity ETF | Add +26.9% | 0.10% | +0.02 |
| XYLD Global X S&P 500 Cove Call E | Add +6.7% | 0.28% | +0.02 |
| VXF Vanguard Extended Market ETF | Add +22.6% | 0.11% | +0.02 |
| FLGV Franklin U.S. Treasury Bond | Add +2.9% | 3.53% | +0.02 |
| JSI JH Securitized Income ETF | Add +2.5% | 2.52% | +0.02 |
| SVIA Silvia Inc. | New | 0.02% | +0.02 |
| AMZN Amazon.com Inc. | Add +8.0% | 0.15% | +0.02 |
| MS Morgan Stanley | Add +24.9% | 0.06% | +0.01 |
| QYLD Global X Nasd 100 Cov Call | Add +3.7% | 0.26% | +0.01 |
| XOM Exxon Mobil Corp. | Add +8.5% | 0.12% | +0.01 |
| JPST JPMorgan Ultra-Short Income | Add +2.7% | 2.08% | +0.01 |
| META Meta Platforms Inc. Class A | Add +48.7% | 0.06% | +0.01 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Add +29.8% | 0.06% | +0.01 |
| MLPA Global X MLP ETF | Add +10.0% | 0.15% | +0.01 |
| JPM JPMorgan Chase & Co. | Add +7.7% | 0.14% | +0.01 |
| SCHC Schwab Intl Small-Cap Equity | Add +21.9% | 0.06% | +0.01 |
| MRK Merck & Co. Inc. | Add +7.4% | 0.04% | +0.01 |
| VNQ Vanguard Real Estate ETF | Add +9.7% | 0.22% | +0.01 |
| MSFT Microsoft Corp. | Add +10.3% | 0.67% | +0.01 |
| GS Goldman Sachs Group Inc. | Add +5.8% | 0.05% | +0.01 |
Notes & Other Activity Q3 2025 → Q4 2025
| BRRWW Columbus Circle Capital -30 | *W EXP 05/16/203 | Sold out | 172,400 | $207Kbefore exit |
| SVIAW Procap Financial Inc. | *W EXP 12/05/203 | New | 172,400 | $121K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 52 | $69.9M | MINT, JAAA, FTSL, XLF, PFM |
| Q1 2026 | 131 | $805.5M | MINT, JAAA, FTSL, XLF, KORP |
| Q4 2025 | 139 | $800.6M | MINT, JAAA, FTSL, RSPG, XLF |
| Q3 2025 | 128 | $786.8M | IWF, MINT, IWD, JAAA, RSPG |
| Q2 2025Amended | 128 | $730.8M | IWF, MINT, IWD, JAAA, XLF |
| Q1 2025 | 506 | $693.0M | MINT, IWD, IWF, JAAA, RSPG |
| Q4 2024 | 128 | $685.0M | IWF, MINT, IWD, PFM, FTSL |
| Q3 2024 | 446 | $711.2M | IWF, MINT, IWD, PFM, FTSL |
| Q2 2024 | 119 | $676.9M | IWF, IWD, MINT, PFM, FTSL |
| Q1 2024 | 118 | $673.8M | IWF, IWD, MINT, PFM, FTSL |