Flaharty Asset Management, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 5, 2026), Flaharty Asset Management, LLC reported 131 stock positions worth $805.5 million. Its top holding was PIMCO Enhanced Short Maturit (MINT) at 5.8% of the portfolio, followed by Janus Henderson Aaa Clo ETF (JAAA, 4.8%) and First Trust Senior Loan ETF (FTSL, 4.5%). Compared with Q4 2025, it opened 3 new positions, sold out of 11, added to 46 and reduced 50. The biggest buy was First Trust Global Tactical (FTGC, shares +129%) and the biggest sale First Trust Enh Short Mat FD (FTSM, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- CLEARWATER, FL
- CIK
- 0001697882
- Portfolio Value
- $805.5M (Q1 2026)
- SEC Filing
- 0001420506-26-000797 ↗ filed May 5, 2026
Holdings Value
Holdings 131 stocks · $805.5M
| MINT PIMCO Enhanced Short Maturit | 5.81% | 465,654 | $46.8M | Add +2.5% |
| JAAA Janus Henderson Aaa Clo ETF | 4.77% | 762,225 | $38.4M | Add +1.7% |
| FTSL First Trust Senior Loan ETF | 4.45% | 800,071 | $35.8M | Add +2.1% |
| XLF SS Financial Select Sector | 3.93% | 640,913 | $31.6M | Add +1.6% |
| KORP American Century Diversified | 3.92% | 676,583 | $31.5M | Add +1.5% |
| XCEM Columbia Em Core Ex-China | 3.84% | 757,268 | $30.9M | Reduce -2.0% |
| FTGC First Trust Global Tactical | 3.71% | 1,042,226 | $29.9M | Add +129.3% |
| SDY SS SPDR S&P Dividend ETF | 3.58% | 197,469 | $28.8M | Reduce -0.5% |
| FLGV Franklin U.S. Treasury Bond | 3.55% | 1,398,174 | $28.6M | Add +1.6% |
| IWF iShares Russell 1000 Growth | 3.52% | 66,442 | $28.3M | Reduce -2.3% |
| XLI SS Industrial Select Sector | 3.42% | 170,452 | $27.6M | Reduce -1.3% |
| RSPG Invesco S&P 500 Equal Weight | 3.31% | 243,438 | $26.6M | Reduce -44.4% |
| BOND PIMCO Active Bond Exchange-T | 3.31% | 288,621 | $26.6M | Add +1.3% |
| IWD iShares Russell 1000 Value E | 3.30% | 124,484 | $26.6M | Reduce -2.9% |
| PFM Invesco Dividend Achievers E | 3.17% | 500,017 | $25.5M | Reduce -0.3% |
| TDIV FT Nasdaq Tech DVD Index FD | 3.06% | 263,542 | $24.7M | Reduce -0.5% |
| AVUV Avantis US Small Cap Value | 2.83% | 206,389 | $22.8M | Reduce -1.6% |
| SPBO SS SPDR P Corp. Bond ETF | 2.69% | 746,259 | $21.7M | Add +1.3% |
| PFFD Global X US Preferred ETF | 2.62% | 1,145,766 | $21.1M | Add +2.0% |
| JSI JH Securitized Income ETF | 2.52% | 393,067 | $20.3M | Add +1.8% |
| SKYY First Trust Cloud Computing | 2.22% | 163,815 | $17.9M | New |
| TVAL T. Rowe Price Value ETF | 2.21% | 492,412 | $17.8M | Add +1.3% |
| KNG FT Vest S&P 500 DVD Arst TRG | 2.17% | 359,204 | $17.5M | Add +0.9% |
| EMBD Global X Emerging Markets BD | 2.17% | 744,279 | $17.4M | Add +0.8% |
| JPST JPMorgan Ultra-Short Income | 2.09% | 332,006 | $16.8M | Add +1.1% |
| QGRO American Century US Quality | 1.97% | 151,015 | $15.9M | Add +3.0% |
| UTES Virtus Reaves Utilities ETF | 1.14% | 114,439 | $9.1M | Add +3.7% |
| IWO iShares Russell 2000 Growth | 1.04% | 26,652 | $8.4M | Reduce -3.1% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.98% | 59,328 | $7.9M | Reduce -1.8% |
| JSMD Janus Small Mid Cap GR Alp | 0.84% | 84,881 | $6.7M | Add +2.4% |
| RPV Invesco S&P 500 Pure Value E | 0.82% | 61,746 | $6.6M | Add +2.4% |
| MFSI MFS Active International | 0.77% | 209,354 | $6.2M | Add +2.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.68% | 9,473 | $5.5M | Reduce -5.2% |
| MSFT Microsoft Corp. | 0.45% | 9,735 | $3.6M | Reduce -11.8% |
| RDVY First Trust Rising Dividend | 0.44% | 51,522 | $3.5M | Reduce -4.8% |
| CAT Caterpillar Inc. | 0.34% | 3,867 | $2.7M | Reduce -9.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.32% | 3,982 | $2.6M | Reduce -4.3% |
| NVDA Nvidia Corp. | 0.29% | 13,389 | $2.3M | Reduce -7.0% |
| DVY iShares Select Dividend ETF | 0.29% | 15,384 | $2.3M | Reduce -6.4% |
| XYLD Global X S&P 500 Cove Call E | 0.28% | 58,269 | $2.3M | Add +4.1% |
| QYLD Global X Nasd 100 Cov Call | 0.26% | 123,907 | $2.1M | Add +4.8% |
| GRID First TRST Nasd Class Edg Sgiif | 0.26% | 12,874 | $2.1M | Reduce -2.8% |
| AAPL Apple Inc. | 0.26% | 8,136 | $2.1M | Reduce -5.3% |
| JNJ Johnson & Johnson | 0.24% | 7,970 | $1.9M | Reduce -30.5% |
| VNQ Vanguard Real Estate ETF | 0.23% | 21,253 | $1.9M | Add +5.7% |
| FDN First Trust DJ Internet Ind | 0.22% | 7,496 | $1.8M | Reduce -0.5% |
| RSPU Invesco S&P 500 Equal Weight | 0.18% | 18,308 | $1.5M | Add +3.9% |
| MLPA Global X MLP ETF | 0.18% | 26,706 | $1.4M | Add +5.5% |
| BSCQ Invesco Bulletshares 2026 CB | 0.16% | 67,901 | $1.3M | No change |
| VMC Vulcan Materials Co. | 0.15% | 4,572 | $1.2M | No change |
| IWB iShares Russell 1000 ETF | 0.15% | 3,388 | $1.2M | Reduce -1.1% |
| AZN Astrazeneca PLC | 0.15% | 5,991 | $1.2M | No change |
| GLD SPDR Gold Shares | 0.14% | 2,586 | $1.1M | Reduce -16.3% |
| BSCR Invesco Bulletshares 2027 CB | 0.14% | 55,969 | $1.1M | No change |
| AMZN Amazon.com Inc. | 0.14% | 5,235 | $1.1M | No change |
| JPM JPMorgan Chase & Co. | 0.13% | 3,661 | $1.1M | Add +2.8% |
| AGG iShares Core U.S. Aggregate | 0.12% | 9,865 | $979K | Reduce -40.1% |
| NXTG First Trust Indxx Nextg ETF | 0.12% | 8,633 | $966K | Reduce -1.8% |
| LLY Eli Lilly & Co. | 0.12% | 1,019 | $938K | Reduce -27.4% |
| WMT Walmart Inc. | 0.10% | 6,230 | $774K | Add +3.4% |
| MU Micron Technology Inc. | 0.10% | 2,289 | $773K | Add +18.7% |
| MUB iShares National Muni Bond E | 0.09% | 7,197 | $764K | Add +2.3% |
| XOM Exxon Mobil Corp. | 0.09% | 4,405 | $747K | Reduce -42.5% |
| BSCS Invesco Bulletshares 2028 CB | 0.09% | 36,585 | $747K | No change |
| VXF Vanguard Extended Market ETF | 0.09% | 3,546 | $730K | Reduce -17.9% |
| LMBS First Trust Low Duration Opp | 0.09% | 14,530 | $724K | No change |
| AVGO Broadcom Inc. | 0.09% | 2,303 | $713K | Add +203.0% |
| HD Home Depot Inc. | 0.09% | 2,153 | $708K | Add +0.1% |
| RSP Invesco S&P 500 Equal Weight | 0.08% | 3,535 | $678K | Add +0.9% |
| VONV Vanguard Russell 1000 Value | 0.08% | 7,108 | $666K | Reduce -37.6% |
| JBL Jabil Inc. | 0.08% | 2,477 | $658K | No change |
| GOOG Alphabet Inc. Class C | 0.08% | 2,230 | $640K | Reduce -4.0% |
| SCHF Schwab Intl Equity ETF | 0.08% | 25,709 | $636K | Reduce -23.3% |
| UNH Unitedhealth Group Inc. | 0.08% | 2,338 | $633K | Add +27.2% |
| IWM iShares Russell 2000 ETF | 0.08% | 2,512 | $623K | No change |
| SLDE Slide Insurance Holdings Inc. | 0.08% | 33,755 | $608K | Reduce -37.4% |
| RWL Invesco S&P 500 Revenue ETF | 0.08% | 5,266 | $605K | Reduce -1.6% |
| JMBS Janus Henderson Mortg Backed | 0.07% | 13,360 | $604K | No change |
| MSTR Strategy Inc. | 0.07% | 4,751 | $593K | Add +91.9% |
| VONG Vanguard Russell 1000 Growth | 0.07% | 5,235 | $574K | Reduce -33.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.07% | 1,178 | $564K | Reduce -1.5% |
| SUB iShares Short-Term National | 0.07% | 5,167 | $550K | Reduce -18.1% |
| BE Bloom Energy Corp. Class A | 0.07% | 3,900 | $528K | Add +39.3% |
| PG The Procter & Gamble Co. | 0.06% | 3,523 | $509K | No change |
| TIP iShares Tips Bond ETF | 0.06% | 4,466 | $493K | No change |
| BMNR Bitmine Immersion Technologi | 0.06% | 23,000 | $455K | Add +123.2% |
| SPLV Invesco S&P 500 Low Volatili | 0.05% | 5,920 | $433K | No change |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.05% | 31,295 | $432K | Reduce -3.6% |
| MCD McDonald's Corp. | 0.05% | 1,385 | $430K | Add +27.6% |
| SCHC Schwab Intl Small-Cap Equity | 0.05% | 8,944 | $418K | Reduce -17.5% |
| MS Morgan Stanley | 0.05% | 2,508 | $413K | No change |
| PEG Public Service Enterprise GP | 0.05% | 5,067 | $410K | Add +1.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.05% | 8,185 | $399K | Add +0.2% |
| ORCL Oracle Corp. | 0.05% | 2,694 | $396K | Reduce -5.8% |
| CSCO Cisco Systems Inc. | 0.05% | 5,036 | $391K | Add +1.1% |
| MRK Merck & Co. Inc. | 0.05% | 3,144 | $378K | Add +0.8% |
| PAVE Global X US Infrastructure | 0.05% | 7,385 | $375K | No change |
| PLTR Palantir Technologies Inc. Class A | 0.05% | 2,544 | $372K | Add +101.7% |
| GS Goldman Sachs Group Inc. | 0.05% | 434 | $367K | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.04% | 1,094 | $351K | No change |
Other holdings (2): bonds, preferreds, convertibles and warrants · $65K (not counted above)
Total filed on the 13F, all lines: $805.5M.
Portfolio Sells Q4 2025 → Q1 2026
| FTSM First Trust Enh Short Mat FD | Reduce -97.6% | 0.04% | −1.81 |
| RSPG Invesco S&P 500 Equal Weight | Reduce -44.4% | 3.31% | −1.04 |
| IWF iShares Russell 1000 Growth | Reduce -2.3% | 3.52% | −0.50 |
| MSFT Microsoft Corp. | Reduce -11.8% | 0.45% | −0.22 |
| TDIV FT Nasdaq Tech DVD Index FD | Reduce -0.5% | 3.06% | −0.14 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -5.2% | 0.68% | −0.09 |
| AGG iShares Core U.S. Aggregate | Reduce -40.1% | 0.12% | −0.08 |
| LLY Eli Lilly & Co. | Reduce -27.4% | 0.12% | −0.07 |
| IWO iShares Russell 2000 Growth | Reduce -3.1% | 1.04% | −0.07 |
| IWD iShares Russell 1000 Value E | Reduce -2.9% | 3.30% | −0.07 |
| SLDE Slide Insurance Holdings Inc. | Reduce -37.4% | 0.08% | −0.06 |
| PFM Invesco Dividend Achievers E | Reduce -0.3% | 3.17% | −0.05 |
| JNJ Johnson & Johnson | Reduce -30.5% | 0.24% | −0.05 |
| VONV Vanguard Russell 1000 Value | Reduce -37.6% | 0.08% | −0.05 |
| VONG Vanguard Russell 1000 Growth | Reduce -33.2% | 0.07% | −0.05 |
| NVDA Nvidia Corp. | Reduce -7.0% | 0.29% | −0.05 |
| ITA iShares U.S. Aerospace & Def | Sold out | 0.00% | −0.04 |
| RTX RTX Corp. | Sold out | 0.00% | −0.04 |
| FDN First Trust DJ Internet Ind | Reduce -0.5% | 0.22% | −0.04 |
| AAPL Apple Inc. | Reduce -5.3% | 0.26% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -4.3% | 0.32% | −0.03 |
| RDVY First Trust Rising Dividend | Reduce -4.8% | 0.44% | −0.03 |
| SLV iShares Silver Trust | Sold out | 0.00% | −0.03 |
| IBM Intl Business Machines Corp. | Sold out | 0.00% | −0.03 |
| RYAN Ryan Specialty Holdings Inc. | Sold out | 0.00% | −0.03 |
| REET iShares Global REIT ETF | Sold out | 0.00% | −0.03 |
| CRWV Coreweave Inc. Class A | Sold out | 0.00% | −0.03 |
| V Visa Inc. Class A | Sold out | 0.00% | −0.03 |
| IBIT iShares Bitcoin Trust ETF | Reduce -21.3% | 0.04% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -42.5% | 0.09% | −0.02 |
| VXF Vanguard Extended Market ETF | Reduce -17.9% | 0.09% | −0.02 |
| SCHF Schwab Intl Equity ETF | Reduce -23.3% | 0.08% | −0.02 |
| META Meta Platforms Inc. Class A | Reduce -27.9% | 0.04% | −0.02 |
| ORCL Oracle Corp. | Reduce -5.8% | 0.05% | −0.02 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -1.8% | 0.98% | −0.02 |
| RELY Remitly Global Inc. | Sold out | 0.00% | −0.02 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Reduce -27.5% | 0.04% | −0.02 |
| SUB iShares Short-Term National | Reduce -18.1% | 0.07% | −0.02 |
| GLD SPDR Gold Shares | Reduce -16.3% | 0.14% | −0.01 |
| GOOG Alphabet Inc. Class C | Reduce -4.0% | 0.08% | −0.01 |
| IWB iShares Russell 1000 ETF | Reduce -1.1% | 0.15% | −0.01 |
| PAYX Paychex Inc. | Reduce -5.7% | 0.03% | −0.01 |
| SCHC Schwab Intl Small-Cap Equity | Reduce -17.5% | 0.05% | −0.01 |
| XETYX Eaton Vance Tax-MGD Div Eqty | Reduce -3.6% | 0.05% | −0.01 |
| SO The Southern Co. | Reduce -25.3% | 0.04% | −0.01 |
| KLAC KLA Corp. | Reduce -33.0% | 0.03% | −0.01 |
| XLK SS Technology Select Sector | Reduce -13.8% | 0.03% | −0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -1.5% | 0.07% | −0.01 |
| NXGL Nexgel Inc. | Sold out | 0.00% | −0.00 |
| RWL Invesco S&P 500 Revenue ETF | Reduce -1.6% | 0.08% | −0.00 |
Portfolio Buys Q4 2025 → Q1 2026
| FTGC First Trust Global Tactical | Add +129.3% | 3.71% | +2.40 |
| SKYY First Trust Cloud Computing | New | 2.22% | +2.22 |
| MINT PIMCO Enhanced Short Maturit | Add +2.5% | 5.81% | +0.12 |
| TVAL T. Rowe Price Value ETF | Add +1.3% | 2.21% | +0.10 |
| AVGO Broadcom Inc. | Add +203.0% | 0.09% | +0.06 |
| UTES Virtus Reaves Utilities ETF | Add +3.7% | 1.14% | +0.04 |
| RPV Invesco S&P 500 Pure Value E | Add +2.4% | 0.82% | +0.04 |
| BE Bloom Energy Corp. Class A | Add +39.3% | 0.07% | +0.04 |
| GOOGL Alphabet Inc. Class A | New | 0.03% | +0.03 |
| NEE Nextera Energy Inc. | New | 0.03% | +0.03 |
| JAAA Janus Henderson Aaa Clo ETF | Add +1.7% | 4.77% | +0.03 |
| MU Micron Technology Inc. | Add +18.7% | 0.10% | +0.03 |
| MSTR Strategy Inc. | Add +91.9% | 0.07% | +0.03 |
| MLPA Global X MLP ETF | Add +5.5% | 0.18% | +0.03 |
| BMNR Bitmine Immersion Technologi | Add +123.2% | 0.06% | +0.02 |
| RSPU Invesco S&P 500 Equal Weight | Add +3.9% | 0.18% | +0.02 |
| PLTR Palantir Technologies Inc. Class A | Add +101.7% | 0.05% | +0.02 |
| FLGV Franklin U.S. Treasury Bond | Add +1.6% | 3.55% | +0.02 |
| WMT Walmart Inc. | Add +3.4% | 0.10% | +0.01 |
| MCD McDonald's Corp. | Add +27.6% | 0.05% | +0.01 |
| VNQ Vanguard Real Estate ETF | Add +5.7% | 0.23% | +0.01 |
| JPST JPMorgan Ultra-Short Income | Add +1.1% | 2.09% | +0.01 |
| T AT&T Inc. | Add +3.7% | 0.04% | +0.01 |
| MRK Merck & Co. Inc. | Add +0.8% | 0.05% | +0.01 |
| QYLD Global X Nasd 100 Cov Call | Add +4.8% | 0.26% | +0.00 |
| UNH Unitedhealth Group Inc. | Add +27.2% | 0.08% | +0.00 |
| MUB iShares National Muni Bond E | Add +2.3% | 0.09% | +0.00 |
| PEG Public Service Enterprise GP | Add +1.1% | 0.05% | +0.00 |
| CSCO Cisco Systems Inc. | Add +1.1% | 0.05% | +0.00 |
| RSP Invesco S&P 500 Equal Weight | Add +0.9% | 0.08% | +0.00 |
| AMD Advanced Micro Devices | Add +5.7% | 0.03% | −0.00 |
| XYLD Global X S&P 500 Cove Call E | Add +4.1% | 0.28% | −0.00 |
| TSLA Tesla Inc. | Add +15.3% | 0.04% | −0.00 |
| DIS The Walt Disney Co. | Add +6.3% | 0.03% | −0.00 |
| JSI JH Securitized Income ETF | Add +1.8% | 2.52% | −0.00 |
| HD Home Depot Inc. | Add +0.1% | 0.09% | −0.00 |
| BOND PIMCO Active Bond Exchange-T | Add +1.3% | 3.31% | −0.01 |
| BAC Bank of America Corp. | Add +0.2% | 0.05% | −0.01 |
| JSMD Janus Small Mid Cap GR Alp | Add +2.4% | 0.84% | −0.01 |
| MFSI MFS Active International | Add +2.0% | 0.77% | −0.01 |
| JPM JPMorgan Chase & Co. | Add +2.8% | 0.13% | −0.01 |
| SPBO SS SPDR P Corp. Bond ETF | Add +1.3% | 2.69% | −0.01 |
| KNG FT Vest S&P 500 DVD Arst TRG | Add +0.9% | 2.17% | −0.01 |
| KORP American Century Diversified | Add +1.5% | 3.92% | −0.02 |
| PFFD Global X US Preferred ETF | Add +2.0% | 2.62% | −0.04 |
| FTSL First Trust Senior Loan ETF | Add +2.1% | 4.45% | −0.04 |
| EMBD Global X Emerging Markets BD | Add +0.8% | 2.17% | −0.05 |
| QGRO American Century US Quality | Add +3.0% | 1.97% | −0.13 |
| XLF SS Financial Select Sector | Add +1.6% | 3.93% | −0.40 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 52 | $69.9M | MINT, JAAA, FTSL, XLF, PFM |
| Q1 2026 | 131 | $805.5M | MINT, JAAA, FTSL, XLF, KORP |
| Q4 2025 | 139 | $800.6M | MINT, JAAA, FTSL, RSPG, XLF |
| Q3 2025 | 128 | $786.8M | IWF, MINT, IWD, JAAA, RSPG |
| Q2 2025Amended | 128 | $730.8M | IWF, MINT, IWD, JAAA, XLF |
| Q1 2025 | 506 | $693.0M | MINT, IWD, IWF, JAAA, RSPG |
| Q4 2024 | 128 | $685.0M | IWF, MINT, IWD, PFM, FTSL |
| Q3 2024 | 446 | $711.2M | IWF, MINT, IWD, PFM, FTSL |
| Q2 2024 | 119 | $676.9M | IWF, IWD, MINT, PFM, FTSL |
| Q1 2024 | 118 | $673.8M | IWF, IWD, MINT, PFM, FTSL |