Flaharty Asset Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 18, 2024), Flaharty Asset Management, LLC reported 446 stock positions worth $711.2 million. Its top holding was iShares Russell 1000 Growth (IWF) at 6.9% of the portfolio, followed by PIMCO Enhanced Short Maturit (MINT, 6.3%) and iShares Russell 1000 Value E (IWD, 6.1%). Compared with Q2 2024, it opened 330 new positions, sold out of 3, added to 22 and reduced 54. The biggest buy was a new position in SS Financial Select Sector (XLF) and the biggest sale iShares U.S. Medical Devices (IHI, shares −100%).
- Most Recent 13F
- Q2 2026
- Location
- CLEARWATER, FL
- CIK
- 0001697882
- Portfolio Value
- $711.2M (Q3 2024)
- SEC Filing
- 0001420506-24-002140 ↗ filed Oct 18, 2024
Holdings Value
Holdings 446 stocks · $711.2M
| IWF iShares Russell 1000 Growth | 6.88% | 130,266 | $48.9M | Reduce -1.5% |
| MINT PIMCO Enhanced Short Maturit | 6.27% | 443,070 | $44.6M | Add +20.0% |
| IWD iShares Russell 1000 Value E | 6.13% | 229,662 | $43.6M | Reduce -1.0% |
| PFM Invesco Dividend Achievers E | 5.37% | 819,914 | $38.2M | Reduce -1.4% |
| FTSL First Trust Senior Loan ETF | 4.80% | 744,599 | $34.2M | Add +0.4% |
| XLP SS Consumer Staples Sel Sect | 4.57% | 391,602 | $32.5M | Reduce -0.7% |
| JAAA Janus Henderson Aaa Clo ETF | 4.46% | 623,564 | $31.7M | Reduce -0.4% |
| SDY SS SPDR S&P Dividend ETF | 4.03% | 201,999 | $28.7M | Reduce -0.1% |
| JPST JPMorgan Ultra-Short Income | 3.96% | 555,028 | $28.2M | Add +0.8% |
| RSPG Invesco S&P 500 Equal Weight | 3.68% | 341,665 | $26.2M | Reduce -0.3% |
| TDIV FT Nasdaq Tech DVD Index FD | 3.43% | 303,621 | $24.4M | Reduce -1.8% |
| MDIV FT Multi-Asset Divers Inc. | 3.23% | 1,379,608 | $22.9M | Add +1.9% |
| FTGC First Trust Global Tactical | 3.05% | 914,335 | $21.7M | Reduce -4.6% |
| BOND PIMCO Active Bond Exchange-T | 2.93% | 220,467 | $20.9M | Add +2.6% |
| XLF SS Financial Select Sector | 2.85% | 447,142 | $20.3M | New |
| KORP American Century Diversified | 2.84% | 417,870 | $20.2M | Add +3.1% |
| PFFD Global X US Preferred ETF | 2.71% | 927,091 | $19.3M | Reduce -2.8% |
| SPBO SS SPDR P Corp. Bond ETF | 2.62% | 620,295 | $18.6M | Reduce -3.3% |
| AVUV Avantis US Small Cap Value | 2.36% | 175,003 | $16.8M | Reduce -1.5% |
| XCEM Columbia Em Core Ex-China | 2.27% | 493,700 | $16.1M | Reduce -1.6% |
| SPIB SS SPDR P Int C Corp. ETF | 2.20% | 463,341 | $15.6M | Add +2.1% |
| KNG FT Vest S&P 500 DVD Arst TRG | 2.14% | 279,822 | $15.2M | Add +1.8% |
| IWO iShares Russell 2000 Growth | 2.06% | 51,614 | $14.7M | Reduce -0.2% |
| IJJ iShares S&P Mid-Cap 400 Valu | 1.81% | 103,964 | $12.9M | Reduce -0.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.96% | 14,057 | $6.9M | Reduce -8.0% |
| MSFT Microsoft Corp. | 0.56% | 9,235 | $4.0M | Reduce -1.7% |
| AAPL Apple Inc. | 0.50% | 15,234 | $3.5M | Reduce -0.9% |
| DVY iShares Select Dividend ETF | 0.45% | 23,827 | $3.2M | Reduce -14.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.43% | 5,270 | $3.0M | Reduce -6.9% |
| FDN First Trust DJ Internet Ind | 0.33% | 11,153 | $2.4M | Reduce -8.3% |
| GRID First TRST Nasd Class Edg Sgiif | 0.33% | 18,530 | $2.4M | Reduce -9.4% |
| XLI SS Industrial Select Sector | 0.33% | 17,342 | $2.3M | Reduce -9.9% |
| LMBS First Trust Low Duration Opp | 0.32% | 46,585 | $2.3M | Reduce -5.1% |
| XYLD Global X S&P 500 Cove Call E | 0.31% | 52,517 | $2.2M | Reduce -30.7% |
| JNJ Johnson & Johnson | 0.26% | 11,490 | $1.9M | No change |
| CAT Caterpillar Inc. | 0.26% | 4,637 | $1.8M | No change |
| QYLD Global X Nasd 100 Cov Call | 0.25% | 98,664 | $1.8M | Reduce -35.1% |
| RDVY First Trust Rising Dividend | 0.22% | 26,373 | $1.6M | Reduce -10.2% |
| NVDA Nvidia Corp. | 0.22% | 12,847 | $1.6M | Add +3.6% |
| VNQ Vanguard Real Estate ETF | 0.21% | 15,195 | $1.5M | Reduce -49.2% |
| BSCO Invesco Bulletshares 2024 CB | 0.19% | 63,175 | $1.3M | No change |
| BSCQ Invesco Bulletshares 2026 CB | 0.19% | 67,901 | $1.3M | No change |
| ROBT First Trust Nasdaq Artificia | 0.17% | 27,416 | $1.2M | Reduce -9.0% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.16% | 6,830 | $1.2M | Add +73.8% |
| VMC Vulcan Materials Co. | 0.16% | 4,572 | $1.1M | No change |
| IWB iShares Russell 1000 ETF | 0.16% | 3,528 | $1.1M | No change |
| BSCR Invesco Bulletshares 2027 CB | 0.16% | 55,969 | $1.1M | No change |
| NXTG First Trust Indxx Nextg ETF | 0.15% | 12,402 | $1.1M | Reduce -10.0% |
| RSPU Invesco S&P 500 Equal Weight | 0.15% | 15,542 | $1.1M | Reduce -43.9% |
| AMLP Alerian MLP ETF | 0.14% | 21,100 | $994K | Reduce -41.6% |
| LLY Eli Lilly & Co. | 0.14% | 1,116 | $989K | Reduce -0.7% |
| AZN Astrazeneca PLC-Spons ADR | 0.13% | 12,099 | $943K | No change |
| HD Home Depot Inc. | 0.13% | 2,277 | $923K | Add +0.1% |
| XETYX Eaton Vance Tax-MGD Div Eqty | 0.12% | 59,723 | $875K | Reduce -6.1% |
| AGG iShares Core U.S. Aggregate | 0.11% | 8,040 | $814K | Reduce -0.2% |
| BSJP Invesco Bulletshares 2025 HY | 0.11% | 34,900 | $807K | No change |
| BSCP Invesco Bulletshares 2025 CB | 0.11% | 38,613 | $797K | No change |
| BSCS Invesco Bulletshares 2028 CB | 0.11% | 36,585 | $752K | No change |
| RSP Invesco S&P 500 Equal Weight | 0.10% | 4,114 | $737K | Add +2.1% |
| GLD SPDR Gold Shares | 0.10% | 3,009 | $731K | No change |
| MUB iShares National Muni Bond E | 0.10% | 6,665 | $724K | Add +16.7% |
| PG The Procter & Gamble Co. | 0.09% | 3,752 | $650K | Add +15.4% |
| RWL Invesco S&P 500 Revenue ETF | 0.09% | 6,570 | $644K | Add +0.1% |
| JMBS Janus Henderson Mortg Backed | 0.09% | 13,690 | $639K | No change |
| AMZN Amazon.com Inc. | 0.08% | 3,197 | $596K | Reduce -20.7% |
| BSJO Invesco Bulletshares 2024 HY | 0.08% | 24,015 | $546K | No change |
| XOM Exxon Mobil Corp. | 0.08% | 4,607 | $540K | Reduce -5.8% |
| MBCN Middlefield Banc Corp. | 0.07% | 17,506 | $504K | New |
| GOOG Alphabet Inc. Class C | 0.07% | 2,935 | $491K | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.07% | 1,036 | $477K | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.07% | 11,943 | $474K | Reduce -5.4% |
| MCD McDonald's Corp. | 0.06% | 1,509 | $460K | No change |
| PEG Public Service Enterprise GP | 0.06% | 4,983 | $445K | Add +0.1% |
| TIP iShares Tips Bond ETF | 0.06% | 3,996 | $441K | No change |
| COIN Coinbase Global Inc. Class A | 0.06% | 2,466 | $439K | Add +64.4% |
| SO The Southern Co. | 0.06% | 4,751 | $428K | Add +17.3% |
| ITA iShares U.S. Aerospace & Def | 0.06% | 2,860 | $428K | No change |
| SPLV Invesco S&P 500 Low Volatili | 0.06% | 5,920 | $425K | No change |
| DUK Duke Energy Corp. | 0.06% | 3,658 | $422K | Reduce -23.1% |
| PAYX Paychex Inc. | 0.06% | 3,050 | $409K | No change |
| UNH Unitedhealth Group Inc. | 0.06% | 674 | $394K | No change |
| NEAR iShares SH Dba ETF Usd Inc. | 0.05% | 7,309 | $375K | Reduce -0.3% |
| OXY Occidental Petroleum Corp. | 0.05% | 7,107 | $366K | Reduce -8.0% |
| CSCO Cisco Systems Inc. | 0.05% | 6,882 | $366K | Reduce -1.4% |
| GOOGL Alphabet Inc. Class A | 0.05% | 2,136 | $354K | Reduce -21.9% |
| IWM iShares Russell 2000 ETF | 0.05% | 1,484 | $328K | Reduce -1.5% |
| JBL Jabil Inc. | 0.04% | 2,600 | $312K | No change |
| AIVL Wisdomtree US AI Enhanced Va | 0.04% | 2,798 | $311K | No change |
| NEE Nextera Energy Inc. | 0.04% | 3,631 | $307K | Reduce -1.6% |
| RAVI NT Ultrashrt Fi ETF | 0.04% | 4,040 | $306K | No change |
| HYLS FT Tactical High Yield ETF | 0.04% | 7,172 | $301K | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.04% | 1,050 | $297K | Add +7.7% |
| COST Costco Wholesale Corp. | 0.04% | 335 | $297K | No change |
| PANW Palo Alto Networks Inc. | 0.04% | 825 | $282K | No change |
| XLK SS Technology Select Sector | 0.04% | 1,241 | $280K | No change |
| KLAC KLA Corp. | 0.04% | 354 | $275K | No change |
| MRK Merck & Co. Inc. | 0.04% | 2,365 | $269K | Add +0.4% |
| WMT Walmart Inc. | 0.04% | 3,309 | $267K | Reduce -8.3% |
| AON Aon PLC Class A | 0.04% | 768 | $266K | No change |
| V Visa Inc. Class A | 0.04% | 960 | $264K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 200 | $6K | New |
Total filed on the 13F, all lines: $711.2M.
Portfolio Sells Q2 2024 → Q3 2024
| IHI iShares U.S. Medical Devices | Reduce -99.6% | 0.01% | −3.56 |
| RSPG Invesco S&P 500 Equal Weight | Reduce -0.3% | 3.68% | −0.40 |
| FTGC First Trust Global Tactical | Reduce -4.6% | 3.05% | −0.34 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -0.4% | 4.46% | −0.25 |
| IWF iShares Russell 1000 Growth | Reduce -1.5% | 6.88% | −0.25 |
| VNQ Vanguard Real Estate ETF | Reduce -49.2% | 0.21% | −0.16 |
| QYLD Global X Nasd 100 Cov Call | Reduce -35.1% | 0.25% | −0.15 |
| XYLD Global X S&P 500 Cove Call E | Reduce -30.7% | 0.31% | −0.15 |
| AMLP Alerian MLP ETF | Reduce -41.6% | 0.14% | −0.12 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -8.0% | 0.96% | −0.12 |
| SPBO SS SPDR P Corp. Bond ETF | Reduce -3.3% | 2.62% | −0.10 |
| XCEM Columbia Em Core Ex-China | Reduce -1.6% | 2.27% | −0.10 |
| RSPU Invesco S&P 500 Equal Weight | Reduce -43.9% | 0.15% | −0.09 |
| CW Curtiss-Wright Corp. | Sold out | 0.00% | −0.07 |
| PFFD Global X US Preferred ETF | Reduce -2.8% | 2.71% | −0.07 |
| MSFT Microsoft Corp. | Reduce -1.7% | 0.56% | −0.06 |
| DVY iShares Select Dividend ETF | Reduce -14.2% | 0.45% | −0.04 |
| FDN First Trust DJ Internet Ind | Reduce -8.3% | 0.33% | −0.04 |
| DT Dynatrace Inc. | Sold out | 0.00% | −0.03 |
| CRAK Vaneck Oil Refiners ETF | Sold out | 0.00% | −0.03 |
| AMZN Amazon.com Inc. | Reduce -20.7% | 0.08% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -6.9% | 0.43% | −0.03 |
| TDIV FT Nasdaq Tech DVD Index FD | Reduce -1.8% | 3.43% | −0.03 |
| LMBS First Trust Low Duration Opp | Reduce -5.1% | 0.32% | −0.02 |
| GOOGL Alphabet Inc. Class A | Reduce -21.9% | 0.05% | −0.02 |
| OXY Occidental Petroleum Corp. | Reduce -8.0% | 0.05% | −0.02 |
| ROBT First Trust Nasdaq Artificia | Reduce -9.0% | 0.17% | −0.02 |
| AMD Advanced Micro Devices | Reduce -36.2% | 0.03% | −0.02 |
| RDVY First Trust Rising Dividend | Reduce -10.2% | 0.22% | −0.02 |
| GRID First TRST Nasd Class Edg Sgiif | Reduce -9.4% | 0.33% | −0.02 |
| XLI SS Industrial Select Sector | Reduce -9.9% | 0.33% | −0.02 |
| NXTG First Trust Indxx Nextg ETF | Reduce -10.0% | 0.15% | −0.01 |
| INTC Intel Corp. | Reduce -8.9% | 0.03% | −0.01 |
| LLY Eli Lilly & Co. | Reduce -0.7% | 0.14% | −0.01 |
| DUK Duke Energy Corp. | Reduce -23.1% | 0.06% | −0.01 |
| XETYX Eaton Vance Tax-MGD Div Eqty | Reduce -6.1% | 0.12% | −0.01 |
| ORCL Oracle Corp. | Reduce -28.8% | 0.04% | −0.01 |
| BAC Bank of America Corp. | Reduce -5.4% | 0.07% | −0.01 |
| XOM Exxon Mobil Corp. | Reduce -5.8% | 0.08% | −0.01 |
| JOBY Joby Aviation Inc. | Reduce -33.3% | 0.01% | −0.00 |
| DIS The Walt Disney Co. | Reduce -0.4% | 0.03% | −0.00 |
| RWK Invesco S&P Midcap 400 Rev | Reduce -5.9% | 0.04% | −0.00 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -0.3% | 0.05% | −0.00 |
| AGG iShares Core U.S. Aggregate | Reduce -0.2% | 0.11% | −0.00 |
| VZ Verizon Communications Inc. | Reduce -6.1% | 0.03% | −0.00 |
| IWM iShares Russell 2000 ETF | Reduce -1.5% | 0.05% | +0.00 |
| WMT Walmart Inc. | Reduce -8.3% | 0.04% | +0.00 |
| CSCO Cisco Systems Inc. | Reduce -1.4% | 0.05% | +0.00 |
| NEE Nextera Energy Inc. | Reduce -1.6% | 0.04% | +0.00 |
| AVUV Avantis US Small Cap Value | Reduce -1.5% | 2.36% | +0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| XLF SS Financial Select Sector | New | 2.85% | +2.85 |
| MINT PIMCO Enhanced Short Maturit | Add +20.0% | 6.27% | +0.78 |
| KNG FT Vest S&P 500 DVD Arst TRG | Add +1.8% | 2.14% | +0.09 |
| KORP American Century Diversified | Add +3.1% | 2.84% | +0.08 |
| MSTR Strategy Inc. | Add +73.8% | 0.16% | +0.08 |
| MDIV FT Multi-Asset Divers Inc. | Add +1.9% | 3.23% | +0.08 |
| MBCN Middlefield Banc Corp. | New | 0.07% | +0.07 |
| BOND PIMCO Active Bond Exchange-T | Add +2.6% | 2.93% | +0.04 |
| TSLA Tesla Inc. | New | 0.04% | +0.04 |
| BABA Alibaba Group Holding-SP ADR | New | 0.04% | +0.04 |
| BIDU Baidu Inc. - Spon ADR | New | 0.03% | +0.03 |
| SLF Sun Life Financial Inc. | New | 0.03% | +0.03 |
| ITOT iShares Core S&P Total U.S. | New | 0.03% | +0.03 |
| RTX RTX Corp. | New | 0.03% | +0.03 |
| NOBL Proshares S&P 500 Dividend A | New | 0.03% | +0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | New | 0.03% | +0.03 |
| JPM JPMorgan Chase & Co. | New | 0.03% | +0.03 |
| META Meta Platforms Inc. Class A | New | 0.03% | +0.03 |
| T AT&T Inc. | New | 0.02% | +0.02 |
| DE Deere & Co. | New | 0.02% | +0.02 |
| CRMT America's Car-Mart Inc. | New | 0.02% | +0.02 |
| SHOP Shopify Inc. Class A | New | 0.02% | +0.02 |
| ARGX Argenx SE - ADR | New | 0.02% | +0.02 |
| VTV Vanguard Mrngstr Val ETF-Aui | New | 0.02% | +0.02 |
| MDY State Street SPDR S&P Midcap | New | 0.02% | +0.02 |
| FAD First Trust Multi Cap Growth | New | 0.02% | +0.02 |
| PFE Pfizer Inc. | New | 0.02% | +0.02 |
| PEP Pepsico Inc. | New | 0.02% | +0.02 |
| FTSM First Trust Enh Short Mat FD | New | 0.02% | +0.02 |
| SHEL Shell PLC-ADR | New | 0.02% | +0.02 |
| ALB Albemarle Corp. | New | 0.02% | +0.02 |
| IJT iShares S&P Small-Cap 600 GR | New | 0.02% | +0.02 |
| XLV SS Health Care Select Sector | New | 0.02% | +0.02 |
| TU Telus Corp. | New | 0.02% | +0.02 |
| CMCSA Comcast Corp. Class A | New | 0.02% | +0.02 |
| VYM Vanguard High DVD Yield ETF | New | 0.02% | +0.02 |
| PSA Public Storage | New | 0.02% | +0.02 |
| BMY Bristol-Myers Squibb Co. | New | 0.02% | +0.02 |
| SUB iShares Short-Term National | New | 0.02% | +0.02 |
| NTAP Netapp Inc. | New | 0.02% | +0.02 |
| O Realty Income Corp. | New | 0.02% | +0.02 |
| DIA SS SPDR Dow Jones Indus Avg | New | 0.02% | +0.02 |
| FXL First Trust Technology Alpha | New | 0.02% | +0.02 |
| GPI Group 1 Automotive Inc. | New | 0.02% | +0.02 |
| HON Honeywell International Inc. | New | 0.02% | +0.02 |
| CRM Salesforce Inc. | New | 0.02% | +0.02 |
| SRE Sempra | New | 0.02% | +0.02 |
| DHR Danaher Corp. | New | 0.02% | +0.02 |
| IBM Intl Business Machines Corp. | New | 0.02% | +0.02 |
| CL Colgate-Palmolive Co. | New | 0.01% | +0.01 |
Notes & Other Activity Q2 2024 → Q3 2024
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | New | 200 | $6K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 52 | $69.9M | MINT, JAAA, FTSL, XLF, PFM |
| Q1 2026 | 131 | $805.5M | MINT, JAAA, FTSL, XLF, KORP |
| Q4 2025 | 139 | $800.6M | MINT, JAAA, FTSL, RSPG, XLF |
| Q3 2025 | 128 | $786.8M | IWF, MINT, IWD, JAAA, RSPG |
| Q2 2025Amended | 128 | $730.8M | IWF, MINT, IWD, JAAA, XLF |
| Q1 2025 | 506 | $693.0M | MINT, IWD, IWF, JAAA, RSPG |
| Q4 2024 | 128 | $685.0M | IWF, MINT, IWD, PFM, FTSL |
| Q3 2024 | 446 | $711.2M | IWF, MINT, IWD, PFM, FTSL |
| Q2 2024 | 119 | $676.9M | IWF, IWD, MINT, PFM, FTSL |
| Q1 2024 | 118 | $673.8M | IWF, IWD, MINT, PFM, FTSL |